Number of Firm Shares to be Purchased Sample Clauses

Number of Firm Shares to be Purchased. Xxxxxxx Xxxxx (Asia) L.L.C. [●] UBS Securities LLC [●] Credit Suisse Securities (USA) LLC [●] HSBC Securities (USA) Inc. [●] BOCI Asia Limited [●] Total [●] SCHEDULE B
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Number of Firm Shares to be Purchased. Maximum Number of Optional Shares Which May Be Purchased Bear, Xxxxxxx & Co. Inc. 917,280 137,592 Wachovia Capital Markets, LLC 916,860 137,529 X.X. Xxxxxxx & Sons, Inc. 916,860 137,529 Xxxx Xxxxx Xxxx Xxxxxx, Incorporated 378,000 56,700 McDonald Investments Inc., a Key Corp. Company 378,000 56,700 RBC Xxxx Xxxxxxxx Inc. 378,000 56,700 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 105,000 15,750 Xxxxxx, Xxxxxxxx & Company, Incorporated 105,000 15,750 Xxxxx Fargo Securities, LLC 105,000 15,750 Total 4,200,000 630,000 SCHEDULE II
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Number of Firm Shares to be Purchased. Xxxxxxxx Curhan Ford & Co. Xxxxxxxxxxx & Co., Inc. ____________ Total ____________ SCHEDULE II Schedule of Selling Stockholders Name of Selling Stockholder Maximum Number of Option Shares to be Sold Percentage of Total Number of Option Shares Xxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxx Xxxxxx Xxxx Xxxxxx Total 100 %
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Number of Firm Shares to be Purchased. D.X. Xxxxxxxx & Co. Cxxxx-Xxxxxx Capital Group Total: Schedule A SCHEDULE B Number of Selling Stockholder Shares to be Sold 1347 Investors LLC FDG HVAC LLC Total: Schedule B ANNEX I Pricing Terms Price per share to the public: $[●] Offering Proceeds to the Company, before expenses: $[●] Closing Date: December [●], 2016 Annex I ANNEX II Persons Subject to Lock-Up Agreements Cxxxxxx X. Xxxxx, III Gxxxxx X. Xxxxx Dxxxx X. Xxxxxxx S. Mxxxxxx Xxxx Nxxxxxx X. Xxxxx Lxxxx X. Xxxxx, Xx. Jxxx Xxxxxx Kxxxxxxxxx Xxxxxx 1347 Investors LLC FdG HVAC LLC Annex II Exhibit A Opinion of Winston & Sxxxxx LLP, counsel for the Company Exhibit B Opinion of Counsel for the Selling Stockholders
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Number of Firm Shares to be Purchased. Citigroup Global Markets Limited Jxxxxxxxx International Limited Sxxxxx, Xxxxxxxx and Company, Incorporated Carnegie Investment Bank AB Total SCHEDULE II Schedule of Free Writing Prospectuses included in the Disclosure Package [list all Free Writing Prospectuses included in the Disclosure Package] SCHEDULE III Schedule of Written Testing-the-Waters Communications [list all Written Testing-the-Waters Communications] SCHEDULE IV EXHIBIT A [Form of Lock Up Agreement] EXHIBIT B-1 [Form of Waiver of Lock-up] Calliditas Therapeutics AB Public Offering of Securities ,202_ [name and address of officer or director requesting waiver] Dear Mr./Ms. [Name]: This letter is being delivered to you in connection with the offering by Calliditas Therapeutics AB (the “Company”) of (i) common shares, quota value SEK 0.04 per share (the “Common Shares”), and (ii) Common Shares to be delivered in the form of American Depositary Shares (“ADSs”), of the Company, and the lock-up letter dated ______, 20__ (the “Lock-up Letter”), executed by you in connection with such offering, and your request for a [waiver] [release] dated [insert date], 20__, with respect to [__ Common Shares (the “Lock-Up Shares”)] [__ ADSs (the “Lock-Up ADSs”)]. Citigroup Global Markets Inc. and Jxxxxxxxx LLC hereby agree to [waive] [release] the transfer restrictions set forth in the Lock-up Letter, but only with respect to the [Lock-Up Shares][Lock-Up ADSs], effective ______, 20__; provided, however, that such [waiver] [release] is conditioned on the Company announcing the impending [waiver] [release] by press release through a major news service at least two business days before effectiveness of such [waiver] [release]. This letter will serve as notice to the Company of the impending [waiver] [release]. Except as expressly [waived] [released] hereby, the Lock-up Letter shall remain in full force and effect. Yours very truly, Citigroup Global Markets Inc. By: Name: Title: Jxxxxxxxx LLC By: Name: Title: cc: Calliditas Therapeutics AB EXHIBIT B-2 [Form of Press Release] Calliditas Therapeutics AB [Date] Calliditas Therapeutics AB (the “Company”) announced today that Citigroup Global Markets Inc. and Jxxxxxxxx LLC, the joint book-running managers in the Company’s recent public sale of ______ common shares (“Common Shares”), including ______ common shares to be delivered in the form of American Depositary Shares (“ADSs”), are [waiving] [releasing] a lock-up restriction with respect to ______ [Common Shares][ADSs]...
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Number of Firm Shares to be Purchased. X.X. Xxxxxxxxx + Co., LLC First Albany Capital Inc. Xxxx Capital Partners, LLC Total Annex I Opinion of Xxxxxx Godward LLP
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Related to Number of Firm Shares to be Purchased

  • Purchase of Firm Shares Based on the representations and warranties herein contained, but subject to the terms and conditions herein set forth, the Company agrees to issue and sell to the Underwriters an aggregate of [●] the Firm Shares at a purchase price (net of discounts) of $[●] per Share. The Underwriters agree to purchase from the Company the Firm Shares in such amounts as set forth opposite their respective names on Schedule A attached hereto and made a part hereof.

  • The Firm Shares Upon the terms herein set forth, the Company agrees to issue and sell to the several Underwriters an aggregate of 9,375,000 Firm Shares. On the basis of the representations, warranties and agreements herein contained, and upon the terms but subject to the conditions herein set forth, the Underwriters agree, severally and not jointly, to purchase from the Company the respective number of Firm Shares set forth opposite their names on Schedule A. The purchase price per Firm Share to be paid by the several Underwriters to the Company shall be $7.52 per share.

  • Default Exceeding 10% of Firm Shares or Option Shares In the event that the default addressed in Section 6.1 relates to more than 10% of the Firm Shares or Option Shares, you may in your discretion arrange for yourself or for another party or parties to purchase such Firm Shares or Option Shares to which such default relates on the terms contained herein. If, within one (1) Business Day after such default relating to more than 10% of the Firm Shares or Option Shares, you do not arrange for the purchase of such Firm Shares or Option Shares, then the Company shall be entitled to a further period of one (1) Business Day within which to procure another party or parties satisfactory to you to purchase said Firm Shares or Option Shares on such terms. In the event that neither you nor the Company arrange for the purchase of the Firm Shares or Option Shares to which a default relates as provided in this Section 6, this Agreement will automatically be terminated by you or the Company without liability on the part of the Company (except as provided in Sections 3.9 and 5 hereof) or the several Underwriters (except as provided in Section 5 hereof); provided, however, that if such default occurs with respect to the Option Shares, this Agreement will not terminate as to the Firm Shares; and provided, further, that nothing herein shall relieve a defaulting Underwriter of its liability, if any, to the other Underwriters and to the Company for damages occasioned by its default hereunder.

  • Maximum Share Delivery (i) Notwithstanding any other provision of this Confirmation, the Agreement or the Equity Definitions, in no event will Company at any time be required to deliver a number of Shares greater than two times the Number of Shares (the “Maximum Number of Shares”) to Dealer in connection with the Transaction.

  • Firm Shares On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company agrees to issue and sell 6,666,667 Firm Shares to the several Underwriters, and each Underwriter agrees, severally and not jointly, to purchase from the Company the number of Firm Shares set forth opposite the name of such Underwriter in Schedule I hereto. The purchase price for each Firm Share shall be $2.79 per share. The obligation of each Underwriter to the Company shall be to purchase from the Company that number of Firm Shares (to be adjusted by the Representative to avoid fractional shares) which represents the same proportion of the number of Firm Shares to be sold by the Company pursuant to this Agreement as the number of Firm Shares set forth opposite the name of such Underwriter in Schedule I hereto represents to the total number of Firm Shares to be purchased by all Underwriters pursuant to this Agreement. In making this Agreement, each Underwriter is contracting severally and not jointly; except as provided in paragraph (d) of this Section 3 and in Section 8 hereof, the agreement of each Underwriter is to purchase only the respective number of Firm Shares specified in Schedule I. The Firm Shares will be delivered by the Company to you for the accounts of the several Underwriters against payment of the purchase price therefor by wire transfer of same day funds payable to the order of the Company, at the offices of Xxxxx Xxxxxxx & Co., U.S. Bancorp Center, 800 Nicollet Mall, Minneapolis, Minnesota, or such other location as may be mutually acceptable, at 9:00 a.m. Central time on the second (or if the Securities are priced, as contemplated by Rule 15c6-1(c) under the Exchange Act, after 4:30 p.m. Eastern time, the third) full business day following the date hereof, or at such other time and date as you and the Company determine pursuant to Rule 15c6-1(a) under the Exchange Act, such time and date of delivery being herein referred to as the “First Closing Date.”

  • Default Exceeding 10% of Firm Units or Option Units In the event that the default addressed in Section 6.1 above relates to more than 10% of the Firm Units or Option Units, the Representative may in its discretion arrange for itself or for another party or parties to purchase such Firm Units or Option Units to which such default relates on the terms contained herein. If, within one (1) Business Day after such default relating to more than 10% of the Firm Units or Option Units, the Representative does not arrange for the purchase of such Firm Units or Option Units, then the Company shall be entitled to a further period of one (1) Business Day within which to procure another party or parties satisfactory to the Company and the Representative to purchase said Firm Units or Option Units on such terms. In the event the Representative does not arrange for the purchase of the Firm Units or Option Units to which a default relates as provided in this Section 6, this Agreement may be terminated by the Company without liability on the part of the Company (except as provided in Sections 3.12 and 5 hereof) or the several Underwriters (except as provided in Section 5 hereof); provided, however, that if such default occurs with respect to the Option Units, this Agreement will not terminate as to the Firm Units; and provided further that nothing herein shall relieve a defaulting Underwriter of its liability, if any, to the other several Underwriters and to the Company for damages occasioned by its default hereunder.

  • Daily Number of Warrants For any Expiration Date, the Number of Warrants that have not expired or been exercised as of such day, divided by the remaining number of Expiration Dates (including such day), rounded down to the nearest whole number, subject to adjustment pursuant to the provisos to “Expiration Dates”.

  • Purchase of Firm Units On the basis of the representations and warranties contained herein, but subject to the terms and conditions herein set forth, the Company agrees to issue and sell to the several Underwriters, severally and not jointly, and the Underwriters agree to purchase from the Company, severally and not jointly, an aggregate of 10,000,000 units (the “Firm Units”) of the Company, as set forth opposite the respective names of the Underwriters on Schedule A hereto, at a purchase price (net of discounts and commissions and the Deferred Underwriting Commission described in Section 1.3 below) of $9.45

  • Adjustment of Number of Warrant Shares and Exercise Price The number and kind of Warrant Shares purchasable upon exercise of this Warrant and the Exercise Price shall be subject to adjustment from time to time as follows:

  • Adjustment of Purchase Price, Number of Shares or Number of Rights The Purchase Price, the number of Preferred Shares covered by each Right and the number of Rights outstanding are subject to adjustment from time to time as provided in this Section 11.

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