NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision of Broker-Dealer or otherwise fails to meet the rules and standards imposed by Broker-Dealer on its Representatives, Broker-Dealer shall certify such fact to GIAC and shall immediately notify such Representative that he or she is no longer authorized to sell the Plans, and Broker-Dealer shall take whatever additional action may be necessary to terminate the sales activities of such Representative relating to the Plans.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision by Broker/Dealer, ceases to be a registered representative of Broker/Dealer, or fails to meet the rules and standards imposed by Broker/Dealer on its Representatives, Broker/Dealer shall certify such fact to AILIC and shall immediately notify such Representative that he or she is no longer authorized to sell the Contracts, and Broker/Dealer shall take whatever additional action may be necessary to terminate the sales activities of such Representative relating to the Contracts.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision of General Agent and Broker-Dealer, ceases to be a registered representative of Broker-Dealer or otherwise fails to meet the rules and standards imposed by General Agent and Broker-Dealer on Representatives, General Agent and Broker-Dealer, as the case may be, shall immediately advise CUNA Mutual and CUNA Brokerage of this fact and shall immediately notify such Representative that s/he is no longer authorized to sell the Products. General Agent or Broker-Dealer shall take whatever additional action may be necessary to terminate the selling and service activities of such Representative relating to the Products, which shall include, but not be limited to, acquiring all the customer records and files of the Representative relating to the Products. General Agent and Broker-Dealer agree to retain such customer records as required by applicable federal or state laws and regulations and to provide access to such records as CUNA Mutual or CUNA Brokerage may reasonably request.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision of Broker Dealer or otherwise fails to meet the rules and standards imposed by Broker Dealer on its Representatives, Broker Dealer shall advise General Distributor of this fact and shall immediately notify such Representative that he or she is no longer authorized to sell the Variable Contracts and Broker Dealer shall take whatever additional action may be necessary to terminate the sales activities of such Representative relating to the Variable Contracts.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to the supervision of the Distributor, ceases to be a Representative of the Distributor, or fails to meet the rules and standards imposed by the Distributor on its Representatives, the Distributor shall communicate such fact to the ING Insurers and ING Broker-Dealer in writing immediately, and shall immediately notify such Representative that he or she is no longer authorized to sell the Contracts.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to Broker-Dealer’s supervision or otherwise fails to meet the rules and standards imposed by Broker-Dealer on its Representatives, Broker-Dealer shall immediately notify Ameritas Investment Company, LLC of such fact and inform the Representative that he or she is no longer authorized to sell the Policies. Broker-Dealer shall take any additional action necessary to terminate the former Representative’s activities relating to the Policies. SELL AGR
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision of Broker-Dealer or otherwise fails to meet the rules and standards imposed by Broker-Dealer on its Representatives, Broker-Dealer shall advise LFD and Company of this fact and shall immediately notify such Representative that he or she is no longer authorized to sell the Policies, and Broker-Dealer shall take whatever additional action may be necessary to terminate the sales activities of such Representative relating to the Policies.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a ---------------------------------------- Representative fails or refuses to submit to supervision of SELLING BROKER-DEALER, ceases to be a Representative of SELLING BROKER-DEALER, or fails to meet the rules and standards imposed by SELLING BROKER- DEALER on its Representatives, SELLING BROKER-DEALER shall certify such fact to the INSURER in writing immediately, and shall immediately notify such Representative that he or she is no longer authorized to sell the Contracts.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision of Broker-Dealer, ceases to be a registered representative of Broker-Dealer, or fails to meet the rules and standards imposed by Producers on their Representatives, Producers shall certify such fact to AUSA and shall immediately notify such Representative that he or she is no longer authorized to sell the Plan, and Producers shall take whatever additional action may be necessary to terminate the sales activities of such Representative relating to the Plan.
NOTICE OF REPRESENTATIVE'S NONCOMPLIANCE. In the event a Representative fails or refuses to submit to supervision of Broker/Dealer or otherwise fails to meet the rules and standards imposed by Broker/Dealer or its Representatives, Broker/Dealer shall certify such fact to Ameritas Investment Corp. and shall immediately notify such Representative that he or she is no longer authorized to sell the Policies, and Broker/Dealer shall take whatever additional action may be necessary to terminate the sales activities of such Representative relating to the Policies. G. PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING Broker/Dealer shall be provided, without any expense to Broker/Dealer, with prospectuses for AVLIC's 1933 Act Registration Statement as described in Exhibit A, any post-effective amendments or supplements thereto, and the 1933 Act Registration Statement for the underlying mutual funds and any post-effective amendments or supplements thereto, or other such prospectuses as may be needed to properly solicit the Policies and such other material as Ameritas Investment Corp. determines to be necessary or desirable for use in connection with sales of the Policies. No sales promotion materials or advertising relating to the Policies shall be used by Broker/Dealer unless the specific item has been approved in writing by Ameritas Investment Corp. No representations in connection with the sales of the Policies, other than those contained in the Prospectus, sales promotion materials or advertising applicable to the Policies which have been preapproved in writing by Ameritas Investment Corp., shall be made by the Broker/Dealer or its Representatives. H. SECURING APPLICATIONS All applications for Policies shall be made on application forms supplied by AVLIC or Ameritas. Broker/Dealer will review all sales for suitability and all applications for completeness and correctness as to form. Broker/Dealer will cause all complete and correct applications for suitable transactions to be promptly forwarded to AVLIC or Ameritas, together with any payments received with the applications, without deduction for compensation. AVLIC or Ameritas reserves the right to reject any Policy application and turn any payment made in connection with an application which is rejected. Policies issued on accepted applications by AVLIC and/or Ameritas will be forwarded to the owner of the policy ("Policyowner") in accordance with the administrative procedures of AVLIC. I. PAYMENTS RECEIVED BY BROKER/DEALER All premium payments (h...
