NOMINEE ARRANGEMENTS Sample Clauses

NOMINEE ARRANGEMENTS. If any of Client’s securities are registered in the name of a nominee for Client (“Nominee”), whether or not such Nominee is a member of the Group, Client agrees as follows:
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NOMINEE ARRANGEMENTS. 17.1 Subject to Clauses 11.1 and 11.2 above and applicable Regulatory Rules, SHKCOM shall be entitled (and is hereby authorised), at any time and from time to time, to deposit or transfer any property (including, without limitation, any F/O Contract) of Client (“Property” for the purposes of this Clause 17 only) with or to or interchangeably between any banker(s), institution(s), custodian(s), clearing house(s), intermediary(ies) and/or other person(s) (whether any such banker, institution, custodian, clearing house intermediary or other person is in Hong Kong or elsewhere) and/or register or re-register any Property in the name of SHKCOM, any member of the Group or any nominee appointed or agreed by SHKCOM (whether such nominee is a person in Hong Kong or elsewhere) and/or cancel any such registration.
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NOMINEE ARRANGEMENTS. 15.1 Subject to Clause 9 above and applicable Regulatory Rules, SHKFX shall be entitled (and is hereby authorised), at any time and from time to time, to deposit or transfer any property of Client with or to or interchangeably between any banker(s), institution(s), custodian(s), clearing house(s), intermediary(ies) and/or other person(s) (whether any such banker, institution, custodian, clearing house, intermediary or other person is in Hong Kong or elsewhere) and/or register or re-register any property of Client in the name of SHKFX, any member of the Group or any nominee appointed or agreed by SHKFX (whether such nominee is a person in Hong Kong or elsewhere) and/or cancel any such registration.
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NOMINEE ARRANGEMENTS. 13.1. Subject to Clauses 12.1 and 12.2 above and applicable Regulatory Rules, CES Capital (HK) shall be entitled (and is hereby authorized), at any time and from time to time, to deposit or transfer any property (including, without limitation, any F/O Contract) of Client (“Property” for the purposes of this Clause 13 only) with or to or interchangeably between any banker(s), institution(s), custodian(s), clearing house(s), intermediary(ies) and/or other person(s) (whether any such banker, institution, custodian, clearing house intermediary or other person is in Hong Kong or elsewhere) and/or register or re-register any Property in the name of CES Capital (HK), any Affiliate of CES Capital (HK) or any nominee appointed or agreed by CES Capital (HK) (whether such nominee is a person in Hong Kong or elsewhere) and/or cancel any such registration.
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NOMINEE ARRANGEMENTS. Where a distributor and/or a nominee service provider is used by an investor to invest in the Notes, such investor will only receive payments and/or deliveries of Reference Assets on the basis of arrangements entered into by the investors with the distributor or nominee service provider as the case may be. Such investors must look exclusively to the distributor or nominee service provider for all payments and/or deliveries attributable to the Notes. None of the Issuer, Guarantor, Manager, Determination Agent or any other person will be responsible for the acts or omissions of the distributor or nominee service provider, nor make any representation or warranty, express or implied, as to the services provided by the distributor or nominee service provider. RISKS RELATING TO CERTIFICATES Risks related to the structure of a particular issue of Certificates A wide range of Certificates may be issued under the Programme. A number of these Certificates may have features which contain particular risks for potential investors. Set out below is a description of the most common such features. Potential investors should also have regard to "Risks related to the structure of a particular issue of Certificates or Warrants" for additional risks which are relevant to Certificates General risks and risks relating to underlying asset or basis of reference. The Certificates involve a high degree of risk, which may include, among others, interest rate, foreign exchange, time value and political risks. Prospective purchasers of Certificates should recognise that their Certificates may have no value on redemption. Purchasers should be prepared to sustain a total loss of the purchase price of their Certificates. This risk reflects the nature of a Certificate as an asset which, other factors held constant, tends to decline in value over time and which may become worthless on redemption. See "Certain Factors Affecting the Value and Trading Price of Certificates" below. Prospective purchasers of Certificates should be experienced with respect to options and option transactions, should understand the risks of transactions involving the relevant Certificates and should reach an investment decision only after careful consideration, with their advisers, of the suitability of such Certificates in light of their particular financial circumstances, the information set forth herein and the information regarding the relevant Certificates and the particular reference index (or basket of indi...
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NOMINEE ARRANGEMENTS. (i) Prior to the Effective Time, Corporation shall enter into the Nominee Agreement, on terms acceptable to Yamana, acting reasonably, with Canadian Malartic GP pursuant to which Corporation shall agree to hold title to the Canadian Malartic Property as agent and nominee of Canadian Malartic GP, such agreement to become effective as of the Effective Time;
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NOMINEE ARRANGEMENTS. 17.1 Subject to Clauses 11.1 and 11.2 of Section 2 above and applicable Regulatory Rules, GIHKL shall be entitled (and is hereby authorised), at any time and from time to time, to deposit or transfer any property (including, without limitation, any F/O Contract) of Client (“Property” for the purposes of this Clause 17 of Section 2 only) with or to or interchangeably between any banker(s), institution(s), custodian(s), clearing house(s), intermediary(ies) and/or other person(s) (whether any such banker, institution, custodian, clearing house intermediary or other person is in Hong Kong or elsewhere) and/or register or re-register any Property in the name of GIHKL, any member of the Group or any nominee appointed or agreed by GIHKL (whether such nominee is a person in Hong Kong or elsewhere) and/or cancel any such registration.
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NOMINEE ARRANGEMENTS. 10.1 If you request GAM to provide nominee services to you then the acceptance of these terms and conditions and the terms of clause 8 in particular shall constitute the formation of a contract between you and us and also between you and Xxxxxx.
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NOMINEE ARRANGEMENTS. The Beneficial Owners are parties to this Agreement in their capacity as beneficial holders of the Sale Shares set out beside the names of their respective Nominee Shareholders in columns (B), (C), (D), (E), (F) and/or (G) of the table in Part A of Schedule 1, and, by signing below, hereby direct and instruct their respective Nominee Shareholders to transfer the entire interest in the relevant Sale Shares to the Buyer. This Agreement has been entered into on the date stated at the beginning of it. SCHEDULE 1 Part A
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Related to NOMINEE ARRANGEMENTS

  • Purchase Arrangements Section 6.1. Purchaser Orders; Product Quantities Section 6.2. Placement of Orders Section 6.3. PLC License Section 6.4. Failure to Supply Section 6.5. Technology Escrow and Transfer

  • Escrow Arrangements Payment for the Securities shall be received by Prime Trust, LLC (the “Escrow Agent”) from the undersigned by transfer of immediately available funds, credit or debit card, or other means approved by the Company at least two days prior to the applicable Closing Date, in the amount as set forth on the signature page hereto. Upon such Closing Date, the Escrow Agent shall release such funds to the Company. The undersigned shall receive notice and evidence of the digital entry of the number of the Securities owned by undersigned reflected on the books and records of the Company and verified by StartEngine Secure LLC, (the “Transfer Agent”), which books and records shall bear a notation that the Securities were sold in reliance upon Regulation A.

  • Custody Arrangements The Trust or the Adviser shall notify the Subadviser of the identities of its custodian banks and the custody arrangements therewith with respect to the Subadviser Assets and shall give the Subadviser written notice of any changes in such custodian banks or custody arrangements. The Subadviser shall on each business day provide the Adviser and the Trust’s custodian such information as the Adviser and the Trust’s custodian may reasonably request in good faith relating to all transactions concerning the Subadviser Assets. The Trust shall instruct its custodian banks to (A) carry out all investment instructions as may be directed by the Subadviser with respect to the Subadviser Assets (which instructions may be orally given if confirmed in writing); and (B) provide the Subadviser with all operational information necessary for the Subadviser to trade the Subadviser Assets on behalf of the Fund. The Subadviser shall have no liability for the acts or omissions of the authorized custodian(s), unless such act or omission is required by and taken in reliance upon instructions given to the authorized custodian(s) by a representative of the Subadviser properly authorized (pursuant to written instruction by the Adviser) to give such instructions.

  • GOVERNANCE ARRANGEMENTS Enforceability of the Agreement

  • Business Arrangements Except as disclosed in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, neither the Company nor any of its subsidiaries has granted rights to develop, manufacture, produce, assemble, distribute, license, market or sell its products to any other person and is not bound by any agreement that affects the exclusive right of the Company or such subsidiary to develop, manufacture, produce, assemble, distribute, license, market or sell its products.

  • Special Arrangements Fees for activities of a non-recurring nature such as reorganizations, and/or preparation of special reports will be subject to negotiation. Fees for a change in fund structure (i.e., Core and Feeder) are subject to negotiation.

  • Certain Arrangements The Company will not consummate or permit to occur any Section 13 Event unless (A) the Principal Party has a sufficient number of authorized, unissued and unreserved Common Shares to permit the exercise in full of the Rights in accordance with this Section 13 and (B) prior thereto the Company and the Principal Party have executed and delivered to the Rights Agent a supplemental agreement confirming that (1) the requirements of this Section 13 will be promptly performed in accordance with their terms, (2) the Principal Party will, upon consummation of such Section 13 Event, assume this Plan in accordance with Section 13(a) and Section 13(b), (3) such Section 13 Event will not result in a default by the Principal Party pursuant to this Plan (as it has been assumed by the Principal Party) and (4) the Principal Party, as soon as practicable after the date of such Section 13 Event and at its own expense, will:

  • Affiliate Arrangements Except as set forth on Schedule II attached hereto, neither such Sponsor nor any anyone related by blood, marriage or adoption to such Sponsor or, to the knowledge of such Sponsor, any Person in which such Sponsor has a direct or indirect legal, contractual or beneficial ownership of 5% or greater is party to, or has any rights with respect to or arising from, any Contract with Acquiror or its Subsidiaries.

  • Brokerage Arrangements Buyer and its Affiliates have not entered into (directly or indirectly) any Contract with any Person that would require the payment by Seller or any of its Affiliates of a commission, brokerage, “finder’s fee” or other similar fee in connection with this Agreement, the Related Agreements or the transactions contemplated hereby or thereby.

  • Management Arrangements 9.1. The Management Arrangements set out the arrangements for the strategic management of the relationship between the Authority and the Contractor, including arrangements for monitoring of the Contractor’s compliance with the Statement of Requirements, the Service Levels, the Award Procedures and the terms of this Framework Agreement.

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