No Restricted Securities. Unless Client has submitted written Notice to IBKR to the contrary, no assets held as collateral are "restricted securities," as such term is defined pursuant to Rule 144 under the Securities Act of 1933, (the "Securities Act"), or securities of an issuer with which Client is an "affiliate" (as such term is defined pursuant to Rule 144 under the Securities Act), and Client will not attempt to sell such shares through IBKR without prior written Notice to and written consent of IBKR.
No Restricted Securities. Unless Client has submitted written Notice to GPS to the contrary, no assets held as collateral are "restricted securities," as such term is defined pursuant to Rule 144 underthe Securities Act of 1933, (the "Securities Act"), or securities of an issuer with which Client is an "affiliate" (as such term is defined pursuant to Rule 144 under the Securities Act), and Client will not attempt to sell such shares through GPS without prior written Notice to and written consent of GPS.
No Restricted Securities. The Customer shall not hold restricted securities (as that term is defined in SEC Rule 144 under the Securities Act) in the Customer's Account or offer to purchase or sell restricted securities through the System. [illegible] Notices to Sponsor. The Customer shall immediately notify the Sponsor and shall immediately [illegible] through the System upon the occurrence of any of the following: (a) any administrative proceeding involving or investigation of the Customer and relating to the Customer's use of the System (whether public, private, formal or informal) is commenced or threatened; and (b) Any representation or warranty made by the Customer in this Agreement becomes untrue.
No Restricted Securities. Unless Customer has notified IB to the contrary, no assets held as Collateral are restricted securities, as such term is defined pursuant to Rule 144 under the Securities Act of 1933, (the Securities Act), or securities of an issuer with which Customer is an affiliate, and Customer will not attempt to sell such shares through IB without prior notice to and consent of IB. 14. Event of Default: A "Default" occurs automatically, without notice upon: (i) Customer breach/repudiation of any agreement with IB; (ii) Customer failure to provide assurance satisfactory to IB of performance of an obligation, after request from IB in IB's sole discretion; (iii) proceedings by/against Customer under any bankruptcy, insolvency, or similar law; (iv) assignment for the benefit of Customer's creditors; (v) appointment of a receiver, trustee, liquidator or similar officer for Customer or Customer property; (vi) Customer representations being untrue or misleading when made or later becoming untrue; (vii) legal incompetence of Customer; (viii) proceeding to suspend Customer business or license by any regulator or organization; (ix) IB having reason to believe that any of the foregoing is likely to occur imminently. Customer unconditionally agrees that, upon a Default, IB may terminate any or all IB's obligations to Customer and IB shall have the right in its discretion, but not the obligation, without prior notice, to liquidate all or any part of Customer's positions in any IB account, individual or joint, at any time and any manner and through any market or dealer. Customer shall reimburse and hold IB harmless for all actions, omissions, costs, fees (including, but not limited to, attorney's fees), or liabilities associated with any Customer Default or any transaction undertaken by IB upon Default. 15.
No Restricted Securities. Unless Client has notified SPC to the contrary, no assets held as Collateral are restricted securities, as such term is defined pursuant to Rule 144 under the Securities Act of 1933, as amended, or securities of an issuer with which Client is an affiliate, and Client will not attempt to sell such shares through SPC without prior notice to and consent of SPC.
No Restricted Securities. Unless the Client has notified IBIE to the contrary, Client will not attempt to sell restricted shares through IBIE without prior notice to and consent of IBIE.
