No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 23 contracts
Samples: Placement Agency Agreement (Inventergy Global, Inc.), Placement Agency Agreement (Inventergy Global, Inc.), Note Purchase Agreement (Manitex International, Inc.)
No Price Stabilization. Neither the Company Company, its Subsidiaries nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective or its Subsidiaries’ officers, directors, directors or affiliates or controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesCompany.
Appears in 23 contracts
Samples: Registration Rights Agreement (Puxin LTD), Registration Rights Agreement (Puxin LTD), Conversion and Exchange Agreement (Cadiz Inc)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 22 contracts
Samples: Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Yuma Energy, Inc.)
No Price Stabilization. Neither the Company Company, its Subsidiaries nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective or its Subsidiaries’ officers, directors, affiliates directors or controlling persons Affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesCompany.
Appears in 14 contracts
Samples: Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 10 contracts
Samples: Placement Agency Agreement (Assembly Biosciences, Inc.), Placement Agency Agreement (Rosetta Genomics Ltd.), Placement Agency Agreement (Rosetta Genomics Ltd.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective the Company’s or any Subsidiary’s officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 7 contracts
Samples: Underwriting Agreement (Delcath Systems, Inc.), Placement Agency Agreement (Delcath Systems, Inc.), Placement Agency Agreement (Delcath Systems, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesPlacement Shares.
Appears in 7 contracts
Samples: Common Stock (Miller Energy Resources, Inc.), Adcare Health Systems, Inc, Adcare Health Systems, Inc
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 6 contracts
Samples: Placement Agency Agreement (Axion Power International, Inc.), Subscription Agreement (Axion Power International, Inc.), Placement Agency Agreement (Beijing Med Pharm Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 6 contracts
Samples: Placement Agency Agreement (Emisphere Technologies Inc), Agency Agreement (Cytori Therapeutics, Inc.), Placement Agency Agreement (Avanir Pharmaceuticals)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 6 contracts
Samples: Agency Agreement (Cytori Therapeutics, Inc.), Purchase Agreement (Advanced Magnetics Inc), Placement Agency Agreement (Emisphere Technologies Inc)
No Price Stabilization. Neither the Company nor or any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 5 contracts
Samples: Placement Agency Agreement (Accelerize Inc.), Placement Agency Agreement (Dakota Plains Holdings, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares in violation of applicable law.
Appears in 5 contracts
Samples: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (pSivida Corp.), Common Stock (Microvision Inc)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 4 contracts
Samples: Agency Agreement (MusclePharm Corp), Placement Agency Agreement (MusclePharm Corp), Agency Agreement (MusclePharm Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nornor any of their respective directors, officers or, to the knowledge of the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons persons, has taken or will taketaken, directly or indirectly, any action designed to cause or result into, or which has constituted or which might reasonably be expected to constitute to, cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 4 contracts
Samples: Underwriting Agreement (Gryphon Gold Corp), Underwriting Agreement (Gryphon Gold Corp), Underwriting Agreement (GigOptix, Inc.)
No Price Stabilization. Neither the Company nor any of the Company, its Subsidiaries nor, to the Company’s knowledge, any of their respective the Company’s or its Subsidiaries’ officers, directors, directors or affiliates or controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesCompany.
Appears in 4 contracts
Samples: Placement Agent Agreement (Cadiz Inc), Securities Purchase Agreement (Cadiz Inc), Placement Agent Agreement (Cadiz Inc)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 4 contracts
Samples: Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (Delcath Systems Inc), Placement Agency Agreement (Delcath Systems Inc)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 4 contracts
Samples: Underwriting Agreement (GWG Holdings, Inc.), Placement Agency Agreement (Fx Energy Inc), Placement Agency Agreement (Transatlantic Petroleum Ltd.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesSecurities in violation of applicable law.
Appears in 3 contracts
Samples: Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc)
No Price Stabilization. Neither the Company Company, its Subsidiaries nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective 's or its Subsidiaries' officers, directors, directors or affiliates or controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesCompany.
Appears in 3 contracts
Samples: Cadiz Inc, Underwriting Agreement (Emcore Corp), Underwriting Agreement (Emcore Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 3 contracts
Samples: Placement Agency Agreement (Sangamo Biosciences Inc), Placement Agency Agreement (BMP Sunstone CORP), BMP Sunstone CORP
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their its respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Biodel Inc), Underwriting Agreement (Biodel Inc), Underwriting Agreement (Biodel Inc)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale of the Units or resale of the SecuritiesShares or Warrant Shares.
Appears in 2 contracts
Samples: Placement Agency Agreement (American Dg Energy Inc), Placement Agency Agreement (Hudson Technologies Inc /Ny)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 2 contracts
Samples: Placement Agency Agreement (VistaGen Therapeutics, Inc.), Placement Agency Agreement (VistaGen Therapeutics, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will taketaken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits.
Appears in 2 contracts
Samples: Placement Agency Agreement (Rockwell Medical Technologies Inc), Underwriting Agreement (Ziopharm Oncology Inc)
No Price Stabilization. Neither Except as set forth in the Company Reports, neither the Company, its Subsidiaries nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective or its Subsidiaries’ officers, directors, directors or affiliates or controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesCompany.
Appears in 2 contracts
Samples: Senior Secured Convertible Note Purchase Agreement (Mynd.ai, Inc.), Senior Secured Convertible Note Purchase Agreement
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesNotes or the Guarantees.
Appears in 2 contracts
Samples: Purchase Agreement (Applied Optoelectronics, Inc.), Purchase Agreement (Applied Optoelectronics, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits.
Appears in 2 contracts
Samples: Placement Agency Agreement (Magnum Hunter Resources Corp), Placement Agency Agreement (Magnum Hunter Resources Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Entremed Inc), Adventrx Pharmaceuticals Inc
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesStock.
Appears in 2 contracts
Samples: Underwriting Agreement (Delcath Systems Inc), Underwriting Agreement (Delcath Systems Inc)
No Price Stabilization. Neither the The Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute in the stabilization or manipulation of the price of any security of the Company Common Stock to facilitate the sale or resale of the Securities.
Appears in 2 contracts
Samples: Placement Agency Agreement (Biodel Inc), Placement Agency Agreement (Biodel Inc)
No Price Stabilization. Neither the Company Corporation nor the Subsidiary nor any of the Subsidiaries northeir respective directors, officers or, to the Company’s knowledgeknowledge of the Corporation, any of their respective officers, directors, affiliates or controlling persons persons, has taken or will taketaken, directly or indirectly, any action designed to cause or result into, or which has constituted or which might reasonably be expected to constitute to, cause or result in the stabilization or manipulation of the price of any security of the Company Corporation to facilitate the sale or resale of the Offered Securities.
Appears in 2 contracts
Samples: Agency Agreement (Gryphon Gold Corp), Agency Agreement (Gryphon Gold Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 2 contracts
Samples: Subscription Agreement (BPZ Resources, Inc.), Placement Agency Agreement (BPZ Resources, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesNotes.
Appears in 2 contracts
Samples: Agency Agreement (BMP Sunstone CORP), Placement Agency Agreement (BMP Sunstone CORP)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 2 contracts
Samples: Purchase Agreement (Northern Oil & Gas, Inc.), Purchase Agreement (Northern Oil & Gas, Inc.)
No Price Stabilization. Neither the Company nor or any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities, the Agent’s Warrants and the Agent’s Warrant Shares.
Appears in 2 contracts
Samples: Placement Agency Agreement, Securities Purchase Agreement (NXT-Id, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nornor any of their respective directors, officers or, to the knowledge of the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or result indesigned, or which has constituted or which might reasonably be expected to constitute cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Uranium Resources Inc /De/), Underwriting Agreement (Uranium Resources Inc /De/)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will taketaken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 2 contracts
Samples: Agency Agreement (Aradigm Corp), Agency Agreement (Aradigm Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute in the stabilization or manipulation of the price of any security of the Company Common Stock to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of its Subsidiaries nor any of the Subsidiaries norGuarantors, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company or the Guarantors to facilitate the sale or resale of the SecuritiesNotes or the Guarantees.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits officers or directors, to the Company’s knowledge, nor affiliates of any of their respective officers, directors, affiliates or controlling persons has taken or them (within the meaning of the Rules and Regulations) will take, directly or indirectly, any action designed to, or which might in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
Samples: Underwriting Agreement (Dyax Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries its subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons persons, has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
No Price Stabilization. Neither the Company Parent nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, nor any of their respective officers, directors, affiliates or controlling persons persons, has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Gastar Exploration USA, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, its directors, officers or any of their affiliates or controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or result indesigned, or which has constituted or which might reasonably be expected to constitute cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledgeKnowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
No Price Stabilization. Neither the Company nor or any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares, the Warrants, the Warrant Shares, the Agent’s Warrant and the Agent’s Warrant Shares.
Appears in 1 contract
Samples: Placement Agency Agreement (Marathon Patent Group, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits, Common Stock or Warrants.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.Shares. Exhibit 10.3
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits.
Appears in 1 contract
Samples: Placement Agency Agreement (Houston American Energy Corp)
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits Subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesNotes.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesL-Bonds.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates affiliates, or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries its subsidiaries nor, to the Company’s knowledge, any of their respective officersthe officers or directors of the Company or its subsidiaries, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
Samples: Placement Agency Agreement (China Yida Holding, Co.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates officers or controlling persons directors has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their its respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
Samples: Agency Agreement (Bionovo Inc)
No Price Stabilization. Neither the Company nor any of the Subsidiaries Subsidiary nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective its officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to to, constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits.
Appears in 1 contract
No Price Stabilization. Neither the Company Parent nor any of the Subsidiaries norits subsidiaries, to the Company’s knowledge, or any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in, or which has constituted or which might would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Gastar Exploration USA, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, the Company’s officers or directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
No Price Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will take, directly or indirectly, any action designed to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesUnits.
Appears in 1 contract
Samples: Placement Agency Agreement (Augme Technologies, Inc.)
No Price Stabilization. Neither the Company nor any of the Subsidiaries nornor any of their respective directors, officers or, to the knowledge of the Company’s knowledge, any of their respective officers, directors, affiliates or controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or result indesigned, or which has constituted or which might reasonably be expected to constitute cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the SecuritiesShares.
Appears in 1 contract
Samples: Gse Systems Inc
