Common use of No Limitations Clause in Contracts

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the Placement Agent or its affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 11 contracts

Samples: Placement Agency Agreement (Sophiris Bio Inc.), Placement Agency Agreement (Uranium Resources Inc /De/), Placement Agency Agreement (Rentech Inc /Co/)

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No Limitations. Nothing in this Agreement shall be construed to limit the ability of the Placement Agent Agents or its their affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 2 contracts

Samples: Placement Agency Agreement (Uni-Pixel), Placement Agency Agreement (Uni-Pixel)

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the Placement Agent Agents or its their affiliates to (a) trade in the Company’s or the Public Entity’s or any other company’s securities or publish research on the Company or any other companysecurities, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 2 contracts

Samples: Miramar Labs, Inc., Miramar Labs, Inc.

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the any Placement Agent or its affiliates any of their respective Affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (Manitex International, Inc.)

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the Co-Placement Agent Agents or its their affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (Ocean Power Technologies, Inc.)

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the Placement Agent Agents or its their affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (Crossroads Systems Inc)

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the either Placement Agent or its affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (Uranium Resources Inc /De/)

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No Limitations. Nothing in this Agreement shall be construed to limit the ability of either of the Placement Agent or its affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Roka BioScience, Inc.

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the either Placement Agent or its their respective affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (Real Goods Solar, Inc.)

No Limitations. Nothing in this Agreement shall be construed to limit the ability of the Co-Placement Agent Agents or its thier affiliates to (a) trade in the Company’s or any other company’s securities or publish research on the Company or any other company, subject to applicable law, or (b) pursue or engage in investment banking, financial advisory or other business relationships with entities that may be engaged in or contemplate engaging in, or acquiring or disposing of, businesses that are similar to or competitive with the business of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (AmpliPhi Biosciences Corp)

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