No Broker-Dealer Services Sample Clauses
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No Broker-Dealer Services. Consultant is not a registered broker/dealer and Consultant is not being retained to offer, sell or place any securities of the Company. While Consultant has relationships and contacts with various investors, Consultant’s participation in the actual offer, placement or sale of the Company’s securities shall be limited to that of an advisor to the Company and as a “finder” of suitable candidates for a Financing Arrangement. The Company acknowledges and agrees that the solicitation and consummation of any offer, placement or sale of the Company’s securities shall be handled by the Company or by one or more FINRA member firms engaged by the Company for such purpose. Consultant is not vested with authority, and shall not be required, to participate in any negotiations relating to the placement or sale of securities. No fees or other remuneration paid pursuant hereto shall relate to commissions for the placement or sale of securities, and the fees due hereunder are not contingent on the placement or sale of securities. Consultant’s activities will not involve recommendations as to the investment potential of a Financing Arrangement. The Company acknowledges and agrees that all compensation to be paid to Consultant hereunder shall be in consideration for bona fide consulting services.
No Broker-Dealer Services. The Company acknowledges, understands and agrees that Phoenix is not a licensed broker-dealer, as that term is defined under federal and/or state laws, and no Services provided by Phoenix would require Phoenix to be licensed or registered as a broker-dealer to lawfully perform such Services.
No Broker-Dealer Services. Neither ▇▇▇▇▇▇▇ nor any agent or employee of ▇▇▇▇▇▇▇ is a registered broker/dealer and ▇▇▇▇▇▇▇ is not being retained to offer or sell any securities of the Company. ▇▇▇▇▇▇▇'▇ participation in the actual offer, placement or sale of any securities of the Company shall be limited to that of an advisor to the Company. The Company acknowledges and agrees that the solicitation and consummation of any offer, placement or sale of the Company's securities shall be handled by the Company or by one or more NASD member firms engaged by the Company for such purpose. ▇▇▇▇▇▇▇ is not vested with authority, and shall not be required, to participate in any negotiations relating to the placement or sale of securities. No fees or other remuneration paid pursuant hereto shall relate to commissions for the placement or sale of securities, and the fees due hereunder are not contingent on the placement or sale of securities.
No Broker-Dealer Services. Neither Heritage nor any agent or employee of Heritage is a registered broker/dealer and Heritage is not being retained to offer or sell any securities of the Company. Heritage's participation in the actual offer, placement or sale of any securities of the Company shall be limited to that of an advisor to the Company. The Company acknowledges and agrees that the solicitation and consummation of any offer, placement or sale of the Company's securities shall be handled by the Company or by one or more NASD member firms engaged by the Company for such purpose. Heritage is not vested with authority, and shall not be required, to participate in any negotiations relating to the placement or sale of securities. No fees or other remuneration paid pursuant hereto shall relate to commissions for the placement or sale of securities, and the fees due hereunder are not contingent on the placement or sale of securities.
No Broker-Dealer Services. Neither Lane nor any agent or employee of Lane is a registered broker/dealer and Lane is not being retained to offer or sell any securities of the Company. Lane's participation in the actual offer, placement or sale of any securities of the Company shall be limited to that of an advisor to the Company. The Company acknowledges and agrees that the solicitation and consummation of any offer, placement or sale of the Company's securities shall be handled by the Company or by one or more NASD member firms engaged by the Company for such purpose. Lane is not vested with authority, and shall not be required, to participate in any negotiations relating to the placement or sale of securities. No fees or other remuneration paid pursuant hereto shall relate to commissions for the placement or sale of securities, and the fees due hereunder are not contingent on the placement or sale of securities.
No Broker-Dealer Services. The Company acknowledges that Consultant is not a registered broker-dealer and that Consultant cannot, and shall not be required hereunder, to engage in the offer or sale of securities on behalf of the Company. While Consultant has relationships and contacts with various investors, broker-dealers, and investment funds, Consultant's participation in the actual offer or sale of the Company's securities shall be limited to that of an advisor to the Company and a "finder" of investors, broker-dealers and funds. The Company acknowledges and agrees that the solicitation and consummation of any purchases of the Company's securities shall be handled by the Company or one or more NASD member firms engaged by the Company for that purpose.