Nasdaq Compliance. The Common Stock has been approved for listing on The Nasdaq Global Select Market (“Nasdaq”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or the listing of the Common Stock on Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing approval. The transactions contemplated by this Agreement will not contravene the rules or regulations of Nasdaq.
Appears in 3 contracts
Samples: Underwriting Agreement (First Western Financial Inc), Underwriting Agreement (Luther Burbank Corp), Underwriting Agreement (Luther Burbank Corp)
Nasdaq Compliance. The Common Stock has been approved for listing on The Nasdaq Global Select Market (“Nasdaq”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or the listing of the Common Stock on Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing approval. The transactions contemplated by this Agreement will not contravene the any rules or regulations of Nasdaq.
Appears in 2 contracts
Samples: Underwriting Agreement (Capital Bancorp Inc), Underwriting Agreement (Coastal Financial Corp)
Nasdaq Compliance. The Common Stock has been approved for listing on The Nasdaq Global Select Market (“Nasdaq”), subject to official notice of issuance. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or the listing of the Common Stock on Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing approval. The transactions contemplated by this Agreement will not contravene the rules or regulations of Nasdaq.
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