Nasdaq–Amex Pilot Program. If you wish to deal through the Stock Exchange in securities admitted to trading on the Stock Exchange under the Nasdaq-Amex Pilot Program, we are not required to provide you with documentation on that program.
Nasdaq–Amex Pilot Program. If you wish to deal through the SEHK in securities admitted to trading on the SEHK under the Nasdaq-Amex Pilot Program, we are not required to provide you with documentation on that program.
Nasdaq–Amex Pilot Program. If you wish to deal in securities listed or traded on The Stock Exchange of Hong Kong Limited under the Nasdaq-Amex Pilot Program, we will not be required to provide you with documentation on such Program (see paragraph 1 of Schedule 3 to the Code). While we may in fact perform some or all of the regulatory requirements set out above, we have no regulatory responsibility to do so. If you accept the contents of this letter and agree to being treated by us as a Professional Investor as set forth herein, please sign the declaration below and return to us a copy of this letter. We will not treat you as a Professional Investor until we have received the signed declaration from you. If, as a result of any change in your circumstances, you cease to be a Professional Investor or a Corporate Professional Investor, you are required to notify us in writing as soon as possible. Yours faithfully [HSBC signature block] [Name] [Title], Global Banking The Hongkong and Shanghai Banking Corporation Limited [Mizuho signature block] [Name] [Title] Mizuho Securities Asia Limited We agree and consent to being treated as a Professional Investor as set out in this letter and we have been informed of and agree to the consequences. Countersigned by: [Name] [Title] Truly International Holdings Limited Schedule 2 Contents Clause Heading Page 1 DEFINITIONS AND INTERPRETATION ii 2 APPOINTMENT OF THE PLACING AGENTS AND THE PLACING iv 3 PRESS ANNOUNCEMENT vi 4 CONDITIONS vi 5 COMPLETION OF THE PLACING vii 6 UNDERTAKINGS OF THE COMPANY viii 7 PAYMENT OF FEES, COMMISSIONS AND EXPENSES ix 8 REPRESENTATIONS, WARRANTIES AND UNDERTAKINGS x 9 INDEMNITY xvii 10 TERMINATION xviii 11 ANNOUNCEMENTS xx 12 TIME OF THE ESSENCE xxi 13 NO FIDUCIARY RELATIONSHIP xxi 14 NOTICES xxi 15 MISCELLANEOUS xxii 16 APPLICABLE LAW AND JURISDICTION xxii SCHEDULE 1 FORM OF CPI CONSENT LETTER XXV
Nasdaq–Amex Pilot Program. We are not required to provide you with documentation on the Nasdaq Amex Pilot Program.
