Common use of Miscellaneous Expenses Clause in Contracts

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________

Appears in 2 contracts

Samples: Etf Custody Agreement (FundX Investment Trust), Etf Custody Agreement (FundX Investment Trust)

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Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges fees or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2 “Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Premise 5 Exhibit N to the ETF Series Solutions Transfer Agent Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule at April, 2016 Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Phillipines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ $____ France All ____ $____ South Africa All ____ $____ Germany All ____ $____ South Korea All ____ $____ Ghana All ____ $____ Spain All ____ $____ Greece All ____ $____ Sri Lanka All ____ $____ Guinea Bissau All ____ $____ Swaziland All ____ $____ Hong Kong All ____ $____ Sweden All ____ $____ Hungary All ____ $____ Switzerland All ____ $____ Iceland All ____ $____ Taiwan All ____ $____ India All ____ $____ Thailand All ____ $____ Indonesia All ____ $____ Togo All ____ $____ Ireland All ____ $____ Tunisia All ____ $____ Israel All ____ $____ Turkey All ____ $____ Italy All ____ $____ UAE All ____ $____ Ivory Coast All ____ $____ United Kingdom All ____ $____ Japan All ____ $____ Ukraine All ____ $____ Jordan All ____ $____ Uruguay All ____ $____ Kazakhstan All ____ $____ Venezuela All ____ $____ Kenya All ____ $____ Vietnam All ____ $____ Kuwait All ____ $____ Zambia All ____ $____ Latvia Equities ____ $____ Zimbabwe All ________ __________________$____ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act *Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. **Tiered by market value: <$[ ]: [ ], >$[ ] and <$[ ]: [ ]; >$[ ]: [ ]. **Euromarkets – Non-Eurobonds: Surcharges vary by local market. *Safekeeping and transaction fees are assessed on security and currency transactions. Premise 6 Advisor’s Signature below acknowledges approval of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfive (5) pages of fee schedules on this Exhibit N. Premise Capital, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: _____________________________ /s/ Jxxxx Xxxxxxx Name: ___________________________ Jxxxx Xxxxxxx Title: ____________________________Partner Date: 7/12/2016 Premise 7

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. Charges incurred by U.S. BankAll other miscellaneous fees and expenses, N.A. directly or through sub-custodians for account opening including, without limitation, the following, shall be separately billed as incurred: SWIFT reporting and message fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” Fees are defined billed monthly GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE as any trades put through the Portfolioof January 1, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule 2023 Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina All [ ] $[...] Lebanon All [ ] $[...] Australia All [ ] $[...] Lithuania All [ ] $[...] Austria All [ ] $[...] Luxembourg All [ ] $[...] Bahrain All [ ] $[...] Malaysia All [ ] $[...] Bangladesh All [ ] $[...] Mali* All [ ] $[...] Belgium All [ ] $[...] Malta All [ ] $[...] Benin* All [ ] $[...] Mauritius All [ ] $[...] Bermuda All [ ] $[...] Mexico All [ ] $[...] Botswana All [ ] $[...] Morocco All [ ] $[...] Brazil All [ ] $[...] Namibia All [ ] $[...] Bulgaria All [ ] $[...] Netherlands All [ ] $[...] Burkina Faso* All [ ] $[...] New Zealand All [ ] $[...] Canada All [ ] $[...] Niger* All [ ] $[...] Cayman Islands* All [ ] $[...] Nigeria All [ ] $[...] Channel Islands* All [ ] $[...] Norway All [ ] $[...] Chile All [ ] $[...] Oman All [ ] $[...] China“A” Shares All [ ] $[...] Pakistan All [ ] $[...] China“B” Shares All [ ] $[...] Peru All [ ] $[...] Columbia All [ ] $[...] Philippines All [ ] $[...] Costa Rica All [ ] $[...] Poland All [ ] $[...] Croatia All [ ] $[...] Portugal All [ ] $[...] Cyprus* All [ ] $[...] Qatar All [ ] $[...] Czech Republic All [ ] $[...] Romania All [ ] $[...] Denmark All [ ] $[...] Russia Equities/Bonds [ ] $[...] Ecuador All [ ] $[...] Russia MINFINs [ ] $[...] Egypt All [ ] $[...] Senegal* All [ ] $[...] Estonia All [ ] $[...] Singapore All [ ] $[...] Euromarkets(3) All [ ] $[...] Slovak Republic All [ ] $[...] Finland All [ ] $[...] Slovenia All [ ] $[...] France All [ ] $[...] South Africa All [ ] $[...] Germany All [ ] $[...] South Korea All [ ] $[...] Ghana All [ ] $[...] Spain All [ ] $[...] Greece All [ ] $[...] Sri Lanka All [ ] $[...] Guinea Bissau* All [ ] $[...] Swaziland All [ ] $[...] Hong Kong All [ ] $[ [...] Poland Sweden All [ ] $[ [...] Australia Hungary All [ ] $[ [...] Hungary Switzerland All [ ] $[ [...] Portugal Iceland All [ ] $[ [...] Austria Taiwan All [ ] $[ [...] Iceland India All [ ] $[ [...] Qatar Thailand All [ ] $[ [...] Bahrain Indonesia All [ ] $[ [...] India Togo* All [ ] $[ [...] Romania Ireland All [ ] $[ [...] Bangladesh Trinidad & Tobago* All [ ] $[ [...] Indonesia Israel All [ ] $[ [...] Russia Tunisia All [ ] $[ [...] Belgium Italy All [ ] $[ [...] Ireland Turkey All [ ] $[ [...] Saudi Arabia Ivory Coast All [ ] $[ [...] Bermuda UAE All [ ] $[ [...] Israel Jamaica* All [ ] $[ [...] Serbia United Kingdom All [ ] $[ [...] Botswana Japan All [ ] $[ [...] Italy Ukraine All [ ] $[ [...] Singapore Jordan All [ ] $[ [...] Brazil Uruguay All [ ] $[ [...] Japan Kazakhstan All [ ] $[ [...] Slovakia Venezuela All [ ] $[ [...] Bulgaria Kenya All [ ] $[ [...] Jordan Vietnam* All [ ] $[ [...] Slovenia Latvia Equities [ ] $[ [...] Canada Zambia All [ ] $[ [...] Kenya Latvia Bonds [ ] $[ [...] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non* Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Eurocear non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP)eurobonds subject to surcharge Schedule of Fees as of January 1, Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. 2023 for Services as Bank sub-custodian network. EXHIBIT C to the Custody Agreement Loan Custodian - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________DoubleLine Funds

Appears in 1 contract

Samples: Custody Agreement (DoubleLine Funds Trust)

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request [ ] $[ ] Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth Adviser’s signature below are the names and specimen signatures acknowledges approval of the persons authorized by the Trust to administer the Fund Custody Accountsfee schedule on this Exhibit WW. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST Xxxx & Xxxxxx Investment Counsel By: _____________________________ /s/ Xxxxxx Xxxxxxx Name: ___________________________ Xxxxxx Xxxxxxx Title: ____________________________Chief Executive Officer Date: 7/24/2023

Appears in 1 contract

Samples: Custody Agreement (ETF Series Solutions)

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential. Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] - - Hong Kong [ ] $[ ] - - Poland [ ] $[ ] - - Australia [ ] $[ ] - - Hungary [ ] $[ ] - - Portugal [ ] $[ ] - - Austria [ ] $[ ] - - Iceland [ ] $[ ] - - Qatar [ ] $[ ] - - Bahrain [ ] $[ ] - - India [ ] $[ ] - - Romania [ ] $[ ] - - Bangladesh [ ] $[ ] - - Indonesia [ ] $[ ] - - Russia [ ] $[ ] - - Belgium [ ] $[ ] - - Ireland [ ] $[ ] - - Saudi Arabia [ ] $[ ] - - Bermuda [ ] $[ ] - - Israel [ ] $[ ] - - Serbia [ ] $[ ] - - Botswana [ ] $[ ] - - Italy [ ] $[ ] - - Singapore [ ] $[ ] - - Brazil [ ] $[ ] - - Japan [ ] $[ ] - - Slovakia [ ] $[ ] - - Bulgaria [ ] $[ ] - - Jordan [ ] $[ ] - - Slovenia [ ] $[ ] - - Canada [ ] $[ ] - - Kenya [ ] $[ ] - - South Africa [ ] $[ ] - - Chile [ ] $[ ] - - Kuwait [ ] $[ ] - - South Korea [ ] $[ ] - - China Connect [ ] $[ ] - - Latvia [ ] $[ ] - - Spain [ ] $[ ] - - China (B Shares) [ ] $[ ] - - Lithuania [ ] $[ ] - - Sri Lanka [ ] $[ ] - - Colombia [ ] $[ ] - - Luxembourg [ ] $[ ] - - Sweden [ ] $[ ] - - Costa Rica [ ] $[ ] - - Malaysia [ ] $[ ] - - Switzerland [ ] $[ ] - - Croatia [ ] $[ ] - - Malta [ ] $[ ] - - Taiwan [ ] $[ ] - - Cyprus [ ] $[ ] - - Mauritius [ ] $[ ] - - Tanzania [ ] $[ ] - - Czech Republic [ ] $[ ] - - Mexico [ ] $[ ] - - Thailand [ ] $[ ] - - Denmark [ ] $[ ] - - Morocco [ ] $[ ] - - Tunisia [ ] $[ ] - - Egypt [ ] $[ ] - - Namibia [ ] $[ ] - - Turkey [ ] $[ ] - - Estonia [ ] $[ ] - - Netherlands [ ] $[ ] - - UAE [ ] $[ ] - - Eswatini [ ] $[ ] - - New Zealand [ ] $[ ] - - Uganda [ ] $[ ] - - Euroclear (Eurobonds) [ ] $[ ] - - Nigeria [ ] $[ ] - - Ukraine [ ] $[ ] - - Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request - - Norway [ ] $[ ] - - United Kingdom [ ] $[ ] - - Finland [ ] $[ ] - - Oman [ ] $[ ] - - Uruguay [ ] $[ ] - - France [ ] $[ ] - - Pakistan [ ] $[ ] - - Vietnam [ ] $[ ] - - Germany [ ] $[ ] - - Panama [ ] $[ ] - - West African Economic Monetary Union (WAEMU)* [ ] $[ ] - - Ghana [ ] $[ ] - - Peru [ ] $[ ] - - Zambia [ ] $[ ] - - Greece [ ] $[ ] - - Philippines [ ] $[ ] - - Zimbabwe [ ] $[ ] - - *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth Adviser’s signature below are the names and specimen signatures is solely in acknowledgment of the persons authorized by the Trust to administer the Fund Custody Accountsabove fee schedule. Name Telephone/Fax Number Signature Xxxxxx Value Partners, LLC By: ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________:

Appears in 1 contract

Samples: Trust for Advised Portfolios

Miscellaneous Expenses. Charges All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred by U.S. Bankin the safekeeping, N.A. directly or through sub-custodians for account opening delivery and receipt of securities, shipping, transfer fees, local taxes, stamp duties or other local duties and assessments, stock exchange deposit withdrawals at custodian (DWAC) fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration feesSWIFT charges, negative interest chargescharges and extraordinary expenses based upon complexity. Additional Services ■ Additional fees apply for global servicing. Fund of Fund expenses quoted separately. ■ $[ ] - per custody sub account per year (e.g., overdraft charges or other expenses which are unique per sub - adviser, segregated account, etc.) ■ $[ ] - Class Action Services filing fee per class action per account, plus [ ]% of gross proceeds, up to a country maximum per recovery not to exceed $[ ]. ■ No charge for the initial conversion free receipt. ■ Overdrafts - charged to the account at prime interest rate plus [ ]% unless a line of credit is in which place. ■ Third Party lending - Additional fees will apply * Subject to annual CPI increase - All Urban Consumers - U.S. City Average index, provided that the client or its clients CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is investing will be passed along as incurrednegative). A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing Fees are calculated pro rata and other administrative costs associated with the activities giving rise to such expensesbilled monthly. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Fee Country Safekeeping (BPS) Transaction fee Fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia South Africa [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa Korea [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea Spain [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain Sri Lanka [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka Sweden [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden Switzerland [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland Taiwan [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan Thailand [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania Tunisia [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand Turkey [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia UAE [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey Uganda [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE Ukraine [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda United Kingdom [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine Uruguay [ ] $[ ] Euroclear (Non-Non- Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom Vietnam [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Zambia [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] Zimbabwe [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] • Includes Ivory Coast, Mali, Niger, Burkina Faso, Senegal, Guinea Bissau, Togo and Benin. Global Custody Base Fee A monthly base fee of $[ ] *Transaction Fee includes: Receive Versus Payment (RVP)per fund will apply based on the number of foreign securities held. If no global assets are held within a given month, Delivery Versus Payment (DVP)the monthly base charge will not apply for that month. Miscellaneous Expenses ■ Charges incurred by U.S. Bank, FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank N.A. directly or through sub-custodian networkcustodians for account opening fees, tax reclaim fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. EXHIBIT C ■ A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the Custody Agreement - Authorized Persons Set forth activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. ■ SWIFT reporting and message fees. Advisor’s Signature below are the names and specimen signatures acknowledges approval of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks domestic and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, global custody fee schedules on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST this Exhibit Q. Geneva Capital Management LLC By: ______________________________ Printed Name: ___________________________ Title: ______________________________ Date: ______________________________

Appears in 1 contract

Samples: Custody Agreement (Series Portfolios Trust)

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges fees or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Premise 5 Exhibit N to the ETF Series Solutions Fund Accounting Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule at April, 2016 Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Phillipines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ $____ France All ____ $____ South Africa All ____ $____ Germany All ____ $____ South Korea All ____ $____ Ghana All ____ $____ Spain All ____ $____ Greece All ____ $____ Sri Lanka All ____ $____ Guinea Bissau All ____ $____ Swaziland All ____ $____ Hong Kong All ____ $____ Sweden All ____ $____ Hungary All ____ $____ Switzerland All ____ $____ Iceland All ____ $____ Taiwan All ____ $____ India All ____ $____ Thailand All ____ $____ Indonesia All ____ $____ Togo All ____ $____ Ireland All ____ $____ Tunisia All ____ $____ Israel All ____ $____ Turkey All ____ $____ Italy All ____ $____ UAE All ____ $____ Ivory Coast All ____ $____ United Kingdom All ____ $____ Japan All ____ $____ Ukraine All ____ $____ Jordan All ____ $____ Uruguay All ____ $____ Kazakhstan All ____ $____ Venezuela All ____ $____ Kenya All ____ $____ Vietnam All ____ $____ Kuwait All ____ $____ Zambia All ____ $____ Latvia Equities ____ $____ Zimbabwe All ________ __________________$____ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act *Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. **Tiered by market value: <$[ ]: [ ], >$[ ] and <$[ ]: [ ]; >$[ ]: [ ]. **Euromarkets – Non-Eurobonds: Surcharges vary by local market. *Safekeeping and transaction fees are assessed on security and currency transactions. Premise 6 Advisor’s Signature below acknowledges approval of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfive (5) pages of fee schedules on this Exhibit N. Premise Capital, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: _____________________________ /s/ Jxxxx Xxxxxxx Name: ___________________________ Jxxxx Xxxxxxx Title: ____________________________Partner Date: 7/12/2016 Premise 7

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous miscellaneouset expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Aptus 5 Exhibit L to the ETF Series Solutions Fund Accounting Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Phillipines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ $____ France All ____ $____ South Africa All ____ $____ Germany All ____ $____ South Korea All ____ $____ Ghana All ____ $____ Spain All ____ $____ Greece All ____ $____ Sri Lanka All ____ $____ Guinea Bissau All ____ $____ Swaziland All ____ $____ Hong Kong All ____ $____ Sweden All ____ $____ Hungary All ____ $____ Switzerland All ____ $____ Iceland All ____ $____ Taiwan All ____ $____ India All ____ $____ Thailand All ____ $____ Indonesia All ____ $____ Togo All ____ $____ Ireland All ____ $____ Tunisia All ____ $____ Israel All ____ $____ Turkey All ____ $____ Italy All ____ $____ UAE All ____ $____ Ivory Coast All ____ $____ United Kingdom All ____ $____ Japan All ____ $____ Ukraine All ____ $____ Jordan All ____ $____ Uruguay All ____ $____ Kazakhstan All ____ $____ Venezuela All ____ $____ Kenya All ____ $____ Vietnam All ____ $____ Kuwait All ____ $____ Zambia All ____ $____ Latvia Equities ____ $____ Zimbabwe All ________ __________________$____ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets ** Tiered by market value; <$[ ] billion; [ ] bp, >$[ ] billion and, $[ ] billion; [ ] bps; >$[ ] billion; [ ]bps ** Euromarkets – Non-Eurobonds; Surcharges vary by local market. * Safekeeping and transaction fees are assessed on security and currency transactions. Advisor’s Signature below acknowledges approval of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfive (5) pages of fee schedules on this Exhibit L. Aptus Capital Advisors, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: _____________________________ /s/ Xxxx Xxxxx Xxxxxxx Printed Name: ___________________________ Xxxx Xxxxx Xxxxxxx Title: ____________________________Managing Member Date: 9/6/17 Aptus 6

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. Charges All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred by U.S. Bankin the safekeeping, N.A. directly or through sub-custodians for account opening delivery and receipt of securities, shipping, transfer fees, local taxes, stamp duties or other local duties and assessments, stock exchange deposit withdrawals at custodian (DWAC) fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration feesSWIFT charges, negative interest chargescharges and extraordinary expenses based upon complexity. Additional Services ■ Additional fees apply for global servicing. Fund of Fund expenses quoted separately. ■ $ [ ] per custody sub account per year (e.g., overdraft charges or other expenses which are unique per sub – adviser, segregated account, etc.) ■ Class Action Services - $ [ ] filing fee per class action per account, plus 3% of gross proceeds, up to a country maximum per recovery not to exceed $ [ ]. ■ No charge for the initial conversion free receipt. ■ Overdrafts - charged to the account at prime interest rate plus 2% unless a line of credit is in which place. ■ Third Party lending - Additional fees will apply * Subject to annual CPI increase - All Urban Consumers - U.S. City Average" index, provided that the client or its clients CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is investing will be passed along as incurrednegative). A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing Fees are calculated pro rata and other administrative costs associated with the activities giving rise to such expensesbilled monthly. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Fee Country Safekeeping (BPS) Transaction fee Fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan Tanzania [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania Taiwan [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request [ ] $[ ] Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Global Custody Agreement - Authorized Persons Set forth below Base Fee $ [ ] monthly base fee of per fund will apply. If no global assets are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between held within a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalfgiven month, the most favorable tax rate monthly base charge will not apply for American Depository Receipts that month. "Safekeeping and transaction fees are assessed on security and currency transactions." Global Custody Tax Services: ■ Global Filing: $ [ ] per annum ■ U.S. Domestic Filing: $ [ ] per annum (Only ADRs) held in your account. ______ YES U.S. Bank is authorized to provide ■ Any client who does not elect for tax services (and does them themselves, would be charged an out of pocket expense per the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________normal process).

Appears in 1 contract

Samples: Custody Agreement (Professionally Managed Portfolios)

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges fees or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Premise 5 Exhibit P to the ETF Series Solutions Custody Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule at April, 2016 Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Phillipines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ $____ France All ____ $____ South Africa All ____ $____ Germany All ____ $____ South Korea All ____ $____ Ghana All ____ $____ Spain All ____ $____ Greece All ____ $____ Sri Lanka All ____ $____ Guinea Bissau All ____ $____ Swaziland All ____ $____ Hong Kong All ____ $____ Sweden All ____ $____ Hungary All ____ $____ Switzerland All ____ $____ Iceland All ____ $____ Taiwan All ____ $____ India All ____ $____ Thailand All ____ $____ Indonesia All ____ $____ Togo All ____ $____ Ireland All ____ $____ Tunisia All ____ $____ Israel All ____ $____ Turkey All ____ $____ Italy All ____ $____ UAE All ____ $____ Ivory Coast All ____ $____ United Kingdom All ____ $____ Japan All ____ $____ Ukraine All ____ $____ Jordan All ____ $____ Uruguay All ____ $____ Kazakhstan All ____ $____ Venezuela All ____ $____ Kenya All ____ $____ Vietnam All ____ $____ Kuwait All ____ $____ Zambia All ____ $____ Latvia Equities ____ $____ Zimbabwe All ________ __________________$____ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act *Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. **Tiered by market value: <$[ ]: [ ], >$[ ] and <$[ ]: [ ]; >$[ ]: [ ]. **Euromarkets – Non-Eurobonds: Surcharges vary by local market. *Safekeeping and transaction fees are assessed on security and currency transactions. Premise 6 Advisor’s Signature below acknowledges approval of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfive (5) pages of fee schedules on this Exhibit P. Premise Capital, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: _____________________________ /s/ Jxxxx Xxxxxxx Name: ___________________________ Jxxxx Xxxxxxx Title: ____________________________Partner Date: 7/12/2016 Premise 7

Appears in 1 contract

Samples: Etf Series Solutions Custody Agreement (ETF Series Solutions)

Miscellaneous Expenses. All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges, negative interest charges and extraordinary expenses based upon complexity. Additional Services ■ Additional fees apply for global servicing. Fund of Fund expenses quoted separately. ■ $ [ ]- per custody sub account per year (e.g., per sub - adviser, segregated account, etc.) ■ Class Action Services - $[ ]filing fee per class action per account, plus [ ]% of gross proceeds, up to a maximum per recovery not to exceed $ [ ]. ■ No charge for the initial conversion free receipt. ■ Overdrafts - charged to the account at prime interest rate plus [ ]% unless a line of credit is in place. ■ Third Party lending - Additional fees will apply * Subject to annual CPI increase - All Urban Consumers - U.S. City Average index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). Fees are calculated pro rata and billed monthly. Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction Fee Country Safekeeping (BPS) Transaction Fee Country Safekeeping (BPS) Transaction Fee Argentina [ ] [ ] Hong Kong [ ] [ ] Poland [ ] [ ] Australia [ ] [ ] Hungary [ ] [ ] Portugal [ ] [ ] Austria [ ] [ ] Iceland [ ] [ ] Qatar [ ] [ ] Bahrain [ ] [ ] India [ ] [ ] Romania [ ] [ ] Bangladesh [ ] [ ] Indonesia [ ] [ ] Russia [ ] [ ] Belgium [ ] [ ] Ireland [ ] [ ] Saudi Arabia [ ] [ ] Bermuda [ ] [ ] Israel [ ] [ ] Serbia [ ] [ ] Botswana [ ] [ ] Italy [ ] [ ] Singapore [ ] [ ] Brazil [ ] [ ] Japan [ ] [ ] Slovakia [ ] [ ] Bulgaria [ ] [ ] Jordan [ ] [ ] South Africa [ ] [ ] Canada [ ] [ ] Kenya [ ] [ ] South Korea [ ] [ ] Chile [ ] [ ] Kuwait [ ] [ ] Spain [ ] [ ] China Connect [ ] [ ] Latvia [ ] [ ] Sri Lanka [ ] [ ] China (B Shares) [ ] [ ] Lithuania [ ] [ ] Sweden [ ] [ ] Colombia [ ] [ ] Luxembourg [ ] [ ] Switzerland [ ] [ ] Costa Rica [ ] [ ] Malaysia [ ] [ ] Tanzania [ ] [ ] Croatia [ ] [ ] Malta [ ] [ ] Taiwan [ ] [ ] Cyprus [ ] [ ] Mauritius [ ] [ ] Thailand [ ] [ ] Czech Republic [ ] [ ] Mexico [ ] [ ] Tunisia [ ] [ ] Denmark [ ] [ ] Morocco [ ] [ ] Turkey [ ] [ ] Egypt [ ] [ ] Namibia [ ] [ ] UAE [ ] [ ] Estonia [ ] [ ] Netherlands [ ] [ ] Uganda [ ] [ ] Eswatini [ ] [ ] New Zealand [ ] [ ] Ukraine [ ] [ ] Euroclear (Eurobonds) [ ] [ ] Nigeria [ ] [ ] United Kingdom [ ] [ ] Finland [ ] [ ] Oman [ ] [ ] Vietnam [ ] [ ] France [ ] [ ] Pakistan [ ] [ ] West African Economic Monetary Union (WAEMU)* [ ] [ ] Ghana [ ] [ ] Peru [ ] [ ] Zimbabwe [ ] [ ] Greece [ ] [ ] Philippines [ ] [ ] * Includes Ivory Coast, Mali, Niger, Burkina Faso, Senegal, Guinea Bissau, Togo and Benin. Global Custody Base Fee $ [ ] monthly base fee of per fund will apply. If no global assets are held within a given month, the monthly base charge will not apply for that month. "Safekeeping and transaction fees are assessed on security and currency transactions." Miscellaneous Expenses ■ Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, tax reclaim fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined Adviser’s signature as any trades put through acknowledgement of the Portfoliofee schedule on Exhibit M is not needed. Mar Vista Investment Partners signed the fee schedule proposal dated January 27, 2022, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the FundApril 12, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades2022.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________

Appears in 1 contract

Samples: Manager Directed Portfolios

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Aptus 5 Exhibit M to the ETF Series Solutions Fund Administration Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Phillipines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ $____ France All ____ $____ South Africa All ____ $____ Germany All ____ $____ South Korea All ____ $____ Ghana All ____ $____ Spain All ____ $____ Greece All ____ $____ Sri Lanka All ____ $____ Guinea Bissau All ____ $____ Swaziland All ____ $____ Hong Kong All ____ $____ Sweden All ____ $____ Hungary All ____ $____ Switzerland All ____ $____ Iceland All ____ $____ Taiwan All ____ $____ India All ____ $____ Thailand All ____ $____ Indonesia All ____ $____ Togo All ____ $____ Ireland All ____ $____ Tunisia All ____ $____ Israel All ____ $____ Turkey All ____ $____ Italy All ____ $____ UAE All ____ $____ Ivory Coast All ____ $____ United Kingdom All ____ $____ Japan All ____ $____ Ukraine All ____ $____ Jordan All ____ $____ Uruguay All ____ $____ Kazakhstan All ____ $____ Venezuela All ____ $____ Kenya All ____ $____ Vietnam All ____ $____ Kuwait All ____ $____ Zambia All ____ $____ Latvia Equities ____ $____ Zimbabwe All ________ __________________$____ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act *Additional customer documentation and indemnification will be required prior to establishing accounts in these markets **Tiered by market value; <$[ ] billion; [ ] bp, >$[ ] billion and, $[ ] billion; [ ] bps; >$[ ] billion; [ ] bps **Euromarkets – Non-Eurobonds; Surcharges vary by local market. *Safekeeping and transaction fees are assessed on security and currency transactions. Advisor’s Signature below acknowledges approval of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfive (5) pages of fee schedules on this Exhibit M. Aptus Capital Advisors, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: _____________________________ /s/ Xxxx Xxxxx Xxxxxxx Printed Name: ___________________________ Xxxx Xxxxx Xxxxxxx Title: ____________________________Managing Member Date: 9/6/17

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. Charges incurred by U.S. Bank, Bank N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth The Adviser’s signature below are the names and specimen signatures is solely in acknowledgement of the persons authorized by the Trust to administer the Fund Custody Accountsabove fee schedule. Name Telephone/Fax Number Signature TREMBLANT ADVISORS LP By: ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________:

Appears in 1 contract

Samples: Custody Agreement (Managed Portfolio Series)

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous miscellaneouset expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2"Sponsor trades" are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be "Sponsor trades.” 27 " Aptus 5 Exhibit K to the ETF Series Solutions Fund Accounting Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature __________________All ____ __________________$____ __________________Lebanon All ____ __________________$____ __________________Australia All ____ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. __$____ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. __Lithuania All ____ NO U.S. Bank is NOT authorized to provide $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China"A" Shares All ____ $____ Pakistan All ____ $____ China"B" Shares All ____ $____ Peru All ____ $____ Columbia All ____ $____ Philippines All ____ $____ Costa Rica All ____ $____ Poland All ____ $____ Croatia All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Russia MINFINs ____ $____ Estonia All ____ $____ Senegal All ____ $____ Euromarkets** All ____ $____ Singapore All ____ $____ Finland All ____ $____ Slovak Republic All ____ $____ France All ____ $____ Slovenia All ____ $____ Germany All ____ $____ South Africa All ____ $____ Ghana All ____ $____ South Korea All ____ $____ Greece All ____ $____ Spain All ____ $____ Guinea Bissau All ____ $____ Sri Lanka All ____ $____ Hong Kong All ____ $____ Swaziland All ____ $____ Hungary All ____ $____ Sweden All ____ $____ Iceland All ____ $____ Switzerland All ____ $____ India All ____ $____ Taiwan All ____ $____ Indonesia All ____ $____ Thailand All ____ $____ Ireland All ____ $____ Togo All ____ $____ Israel All ____ $____ Tunisia All ____ $____ Italy All ____ $____ Turkey All ____ $____ Ivory Coast All ____ $____ UAE All ____ $____ Japan All ____ $____ United Kingdom All ____ $____ Jordan All ____ $____ Ukraine All ____ $____ Kazakhstan All ____ $____ Uruguay All ____ $____ Kenya All ____ $____ Latvia Equities ____ $____ Latvia Bonds ____ $____ Aptus 6 Advisor's Signature below acknowledges approval of the Trust’s namefive (5) pages of fee schedules on this Exhibit K. Aptus Capital Advisors, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: :_______________________________ Printed Name: ___________________________ Title: _____________________________ Date: ______________

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges, negative interest charges and extraordinary expenses based upon complexity. Additional Services ■ Additional fees apply for global servicing. Fund of Fund expenses quoted separately. ■ $ [ ]per custody sub account per year (e.g., per sub – adviser, segregated account, etc.) ■ Class Action Services - $ [ ]filing fee per class action per account, plus [ ]% of gross proceeds, up to a maximum per recovery not to exceed $ [ ]. ■ No charge for the initial conversion free receipt. ■ Overdrafts - charged to the account at prime interest rate plus [ ]% unless a line of credit is in place. ■ Third Party lending - Additional fees will apply * Subject to annual CPI increase - All Urban Consumers - U.S. City Average" index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). Fees are calculated pro rata and billed monthly. Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction Fee Country Safekeeping (BPS) Transaction Fee Country Safekeeping (BPS) Transaction Fee Argentina [ ] [ ] Hong Kong [ ] [ ] Poland [ ] [ ] Australia [ ] [ ] Hungary [ ] [ ] Portugal [ ] [ ] Austria [ ] [ ] Iceland [ ] [ ] Qatar [ ] [ ] Bahrain [ ] [ ] India [ ] [ ] Romania [ ] [ ] Bangladesh [ ] [ ] Indonesia [ ] [ ] Russia [ ] [ ] Belgium [ ] [ ] Ireland [ ] [ ] Saudi Arabia [ ] [ ] Bermuda [ ] [ ] Israel [ ] [ ] Serbia [ ] [ ] Botswana [ ] [ ] Italy [ ] [ ] Singapore [ ] [ ] Brazil [ ] [ ] Japan [ ] [ ] Slovakia [ ] [ ] Bulgaria [ ] [ ] Jordan [ ] [ ] Slovenia [ ] [ ] Canada [ ] [ ] Kenya [ ] [ ] South Africa [ ] [ ] Chile [ ] [ ] Kuwait [ ] [ ] South Korea [ ] [ ] China Connect [ ] [ ] Latvia [ ] [ ] Spain [ ] [ ] China (B Shares) [ ] [ ] Lithuania [ ] [ ] Sri Lanka [ ] [ ] Colombia [ ] [ ] Luxembourg [ ] [ ] Sweden [ ] [ ] Costa Rica [ ] [ ] Malaysia [ ] [ ] Switzerland [ ] [ ] Croatia [ ] [ ] Malta [ ] [ ] Tanzania [ ] [ ] Cyprus [ ] [ ] Mauritius [ ] [ ] Taiwan [ ] [ ] Czech Republic [ ] [ ] Mexico [ ] [ ] Thailand [ ] [ ] Denmark [ ] [ ] Morocco [ ] [ ] Tunisia [ ] [ ] Egypt [ ] [ ] Namibia [ ] [ ] Turkey [ ] [ ] Estonia [ ] [ ] Netherlands [ ] [ ] UAE [ ] [ ] Eswatini [ ] [ ] New Zealand [ ] [ ] Uganda [ ] [ ] Euroclear (Eurobonds) [ ] [ ] Nigeria [ ] [ ] Ukraine [ ] [ ] Finland [ ] [ ] Oman [ ] [ ] Uruguay [ ] [ ] France [ ] [ ] Pakistan [ ] [ ] Vietnam [ ] [ ] Germany [ ] [ ] Panama [ ] [ ] West African Economic Monetary Union (WAEMU)* [ ] [ ] Ghana [ ] [ ] Peru [ ] [ ] Zambia [ ] [ ] Greece [ ] [ ] Philippines [ ] [ ] Zimbabwe [ ] [ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. Global Custody Base Fee $ [ ]monthly base fee of per fund will apply. If no global assets are held within a given month, the monthly base charge will not apply for that month. "Safekeeping and transaction fees are assessed on security and currency transactions." Miscellaneous Expenses ■ Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, tax reclaim fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf Advisor’s signature below acknowledges approval of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act Administration fee schedule on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST this Exhibit G. Vert Asset Management LLC By: _______________/s/ Xxxxxx X. Xxxxx______________ Name: ___________________________ Xxxxxx X Xxxxx Title: ____________________________CEO Date: October 19, 2022

Appears in 1 contract

Samples: Custody Agreement (Manager Directed Portfolios)

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Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request [ ] $[ ] Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth Adviser’s signature below are the names and specimen signatures acknowledges approval of the persons authorized by the Trust to administer the Fund Custody Accountsfee schedule on this Exhibit VV. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST Milwaukee Company By: _____________________________ /s/ Xxxxxx X. Xxxxxx Name: ___________________________ Xxxxxx X. Xxxxxx Title: ____________________________Manager Date: 4/4/23

Appears in 1 contract

Samples: ETF Series Solutions

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ [__] $[ [__] Hong Kong [ [__] $[ [__] Poland [ [__] $[ [__] Australia [ [__] $[ [__] Hungary [ [__] $[ [__] Portugal [ [__] $[ [__] Austria [ [__] $[ [__] Iceland [ [__] $[ [__] Qatar [ [__] $[ [__] Bahrain [ [__] $[ [__] India [ [__] $[ [__] Romania [ [__] $[ [__] Bangladesh [ [__] $[ [__] Indonesia [ [__] $[ [__] Russia [ [__] $[ [__] Belgium [ [__] $[ [__] Ireland [ [__] $[ [__] Saudi Arabia [ [__] $[ [__] Bermuda [ [__] $[ [__] Israel [ [__] $[ [__] Serbia [ [__] $[ [__] Botswana [ [__] $[ [__] Italy [ [__] $[ [__] Singapore [ [__] $[ [__] Brazil [ [__] $[ [__] Japan [ [__] $[ [__] Slovakia [ [__] $[ [__] Bulgaria [ [__] $[ [__] Jordan [ [__] $[ [__] Slovenia [ [__] $[ [__] Canada [ [__] $[ [__] Kenya [ [__] $[ [__] South Africa [ [__] $[ [__] Chile [ [__] $[ [__] Kuwait [ [__] $[ [__] South Korea [ [__] $[ [__] China Connect [ [__] $[ [__] Latvia [ [__] $[ [__] Spain [ [__] $[ [__] China (B Shares) [ [__] $[ [__] Lithuania [ [__] $[ [__] Sri Lanka [ [__] $[ [__] Colombia [ [__] $[ [__] Luxembourg [ [__] $[ [__] Sweden [ [__] $[ [__] Costa Rica [ [__] $[ [__] Malaysia [ [__] $[ [__] Switzerland [ [__] $[ [__] Croatia [ [__] $[ [__] Malta [ [__] $[ [__] Taiwan [ [__] $[ [__] Cyprus [ [__] $[ [__] Mauritius [ [__] $[ [__] Tanzania [ [__] $[ [__] Czech Republic [ [__] $[ [__] Mexico [ [__] $[ [__] Thailand [ [__] $[ [__] Denmark [ [__] $[ [__] Morocco [ [__] $[ [__] Tunisia [ [__] $[ [__] Egypt [ [__] $[ [__] Namibia [ [__] $[ [__] Turkey [ [__] $[ [__] Estonia [ [__] $[ [__] Netherlands [ [__] $[ [__] UAE [ [__] $[ [__] Eswatini [ [__] $[ [__] New Zealand [ [__] $[ [__] Uganda [ [__] $[ [__] Euroclear (Eurobonds) [ [__] $[ [__] Nigeria [ [__] $[ [__] Ukraine [ [__] $[ [__] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ [__] $[ [__] United Kingdom [ [__] $[ [__] Finland [ [__] $[ [__] Oman [ [__] $[ [__] Uruguay [ [__] $[ [__] France [ [__] $[ [__] Pakistan [ [__] $[ [__] Vietnam [ [__] $[ [__] Germany [ [__] $[ [__] Panama [ [__] $[ [__] West African Economic Monetary Union (WAEMU)* [ [__] $[ [__] Ghana [ [__] $[ [__] Peru [ [__] $[ [__] Zambia [ [__] $[ [__] Greece [ [__] $[ [__] Philippines [ [__] $[ [__] Zimbabwe [ [__] $[ [__] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth Adviser’s signature below are the names and specimen signatures is solely in acknowledgment of the persons authorized by the Trust to administer the Fund Custody Accountsabove fee schedule. Name Telephone/Fax Number Signature Congress Asset Management Company, LLP By: _______________________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D Name: Title: Date: SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST PROFESSIONALLY MANAGED PORTFOLIOS – Congress Asset Management, LLP. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST Congress Asset Management LLP By: ________________________________ Name: ___________________________ Title: ____________________________:

Appears in 1 contract

Samples: Custody Agreement (Professionally Managed Portfolios)

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global SubADDITIONAL GLOBAL SUB-Custodial Services Annual Fee Schedule CUSTODIAL SERVICES ANNUAL FEE SCHEDULE Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Non- Eurobonds) Rates are available upon request Rates are available upon request [ ] $[ ] Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures Advisor’s signature as acknowledgement of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, fee schedule on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank Exhibit Z1 is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________not needed.

Appears in 1 contract

Samples: ETF Series Solutions

Miscellaneous Expenses. All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges, negative interest charges and extraordinary expenses based upon complexity. Additional Services ▪ Additional fees apply for global servicing. Fund of Fund expenses quoted separately. ▪ $600 per custody sub – account per year (e.g., per sub –adviser, segregated account, etc.) ▪ Class Action Services – $25 filing fee per class action per account, plus 2% of gross proceeds, up to a maximum per recovery not to exceed $2,000. ▪ No charge for the initial conversion free receipt. ▪ Overdrafts – charged to the account at prime interest rate plus 2% unless a line of credit is in place. * Subject to annual CPI increase – All Urban Consumers – U.S. City Average. Fees are calculated pro rata and billed monthly. Additional Global Sub-Custodial Services Annual Fee Schedule COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Guinea Bissau All [ ] $[ ] Pakistan [ ] $[ ] Australia All [ ] $[ ] Hong Kong All [ ] $[ ] Peru [ ] $[ ] Austria All [ ] $[ ] Hungary All [ ] $[ ] Philippines [ ] $[ ] Bahrain All [ ] $[ ] Iceland All [ ] $[ ] Poland [ ] $[ ] Bangladesh All [ ] $[ ] India All [ ] $[ ] Portugal [ ] $[ ] Belgium All [ ] $[ ] Indonesia All [ ] $[ ] Qatar [ ] $[ ] Benin All [ ] $[ ] Ireland All [ ] $[ ] Romania [ ] $[ ] Bermuda All [ ] $[ ] Israel All [ ] $[ ] Russia [ ] $[ ] Botswana All [ ] $[ ] Italy All [ ] $[ ] Senegal [ ] $[ ] Brazil All [ ] $[ ] Ivory Coast All [ ] $[ ] Singapore [ ] $[ ] Bulgaria All [ ] $[ ] Japan All [ ] $[ ] Slovak Republic [ ] $[ ] Burkina Faso All [ ] $[ ] Jordan All [ ] $[ ] Slovenia [ ] $[ ] Canada All [ ] $[ ] Kazakhstan All [ ] $[ ] South Africa [ ] $[ ] Cayman Islands* All [ ] $[ ] Kenya All [ ] $[ ] South Korea [ ] $[ ] Channel Islands* All [ ] $[ ] Kuwait All [ ] $[ ] Spain [ ] $[ ] Chile All [ ] $[ ] Latvia All [ ] $[ ] Sri Lanka [ ] $[ ] China All [ ] $[ ] Lebanon All [ ] $[ ] Swaziland [ ] $[ ] Colombia All [ ] $[ ] Lithuania All [ ] $[ ] Sweden [ ] $[ ] Costa Rica All [ ] $[ ] Luxembourg All [ ] $[ ] Switzerland [ ] $[ ] Croatia All [ ] $[ ] Malaysia All [ ] $[ ] Taiwan [ ] $[ ] Cyprus All [ ] $[ ] Mali All [ ] $[ ] Thailand [ ] $[ ] Czech Republic All [ ] $[ ] Malta All [ ] $[ ] Togo [ ] $[ ] Denmark All [ ] $[ ] Mauritius All [ ] $[ ] Tunisia [ ] $[ ] Ecuador All [ ] $[ ] Mexico All [ ] $[ ] Turkey [ ] $[ ] Egypt All [ ] $[ ] Morocco All [ ] $[ ] UAE [ ] $[ ] Estonia All [ ] $[ ] Namibia All [ ] $[ ] United Kingdom [ ] $[ ] Euromarkets* All [ ] $[ ] Netherlands All [ ] $[ ] Ukraine [ ] $[ ] Finland All [ ] $[ ] New Zealand All [ ] $[ ] Uruguay [ ] $[ ] France All [ ] $[ ] Niger All [ ] $[ ] Venezuela [ ] $[ ] Germany All [ ] $[ ] Nigeria All [ ] $[ ] Vietnam [ ] $[ ] Ghana All [ ] $[ ] Norway All [ ] $[ ] Zambia [ ] $[ ] Greece All [ ] $[ ] Oman All [ ] $[ ] Zimbabwe [ ] $[ ] Safekeeping and transaction fees are assessed on security and currency transactions. * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value:<$5 billion: 1bp, >$5 billion and <$10 billion: .75 bps; >$10 billion: .50 bps. ** Euromarkets - Non-Eurobonds: Surcharges vary by local market. A monthly base fee per fund will apply based on the number of foreign securities held. If no global assets are held within a given month, the monthly base charge will not apply for that month. ▪ 1– 25 foreign securities – $500; 26 – 50 foreign securities – $1,000; Over 50 foreign securities – $1,500 ▪ Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. ▪ For all other markets specified in above grid, surcharges may apply if a security is held outside of the local market. Miscellaneous Expenses ▪ Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, tax reclaim fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________

Appears in 1 contract

Samples: Trust for Professional Managers

Miscellaneous Expenses. Charges Including but not limited to expenses incurred by U.S. Bankin the safekeeping, N.A. directly or through sub-custodians for account opening delivery and receipt of securities, shipping, transfer fees, local taxes, stamp duties or other local duties and assessments, stock exchange deposit withdrawals at custodian (DWAC) fees, foreign exchange transactions, postage SWIFT charges and insurance extraordinary expenses based upon complexity. Additional Services § Additional fees apply for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services global servicing. § Sub Advised Funds - $__ per custody account per year § $__ – Segregated account per year § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2 unless a line of credit is in place. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurredbilled monthly. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf Advisor’s Signature below acknowledges approval of the Fund by any portfolio manager/sub advisor domestic and their affiliates authorized by global custody fee schedules on this Exhibit X. Xxxxxxxx Group Advisors, LLC By: /s/ Xx. Xxxxx Xxxxxxxxx Printed Name and Title: Xx. Xxxxx Xxxxxxxxx, Managing Member Date: February 21, 2018 Exhibit I (continued) to the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Series Portfolios Trust Custody Agreement Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping at February 2018 COUNTRY INSTRUMENT SAFEKEEPING (BPS) Transaction fee Country Safekeeping TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPWG (BPS) Transaction fee Country Safekeeping TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) Transaction fee TRANSACTION FEE Argentina All [ ] $[ ] Guinea Bissau All [ ] $[ ] Pakistan All [ ] $[ ] Australia All [ ] $[ ] Hong Kong All [ ] $[ ] Peru All [ ] $[ ] Austria All [ ] $[ ] Hungary All [ ] $[ ] Philippines All [ ] $[ ] Bahrain All [ ] $[ ] Iceland All [ ] $[ ] Poland All [ ] $[ ] Australia Bangladesh All [ ] $[ ] Hungary India All [ ] $[ ] Portugal All [ ] $[ ] Austria Belgium All [ ] $[ ] Iceland Indonesia All [ ] $[ ] Qatar All [ ] $[ ] Bahrain Benin All [ ] $[ ] India Ireland All [ ] $[ ] Romania All [ ] $[ ] Bangladesh Bermuda All [ ] $[ ] Indonesia Israel All [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia Equities [ ] $[ ] Botswana All [ ] $[ ] Italy All [ ] $[ ] Senegal All [ ] $[ ] Brazil All [ ] $[ ] Ivory Coast All [ ] $[ ] Singapore All [ ] $[ ] Brazil Bulgaria All [ ] $[ ] Japan All [ ] $[ ] Slovakia Slovak Republic All [ ] $[ ] Bulgaria Burkina Faso All [ ] $[ ] Jordan All [ ] $[ ] Slovenia All [ ] $[ ] Canada All [ ] $[ ] Kenya Kazakhstan All [ ] $[ ] South Africa All [ ] $[ ] Chile Cayman Islands* All [ ] $[ ] Kuwait Kenya All [ ] $[ ] South Korea All [ ] $[ ] China Connect Channel Islands* All [ ] $[ ] Kuwait All [ ] $[ ] Spain All [ ] $[ ] Chile All [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania Equities [ ] $[ ] Sri Lanka All [ ] $[ ] China All [ ] $[ ] Lebanon All [ ] $[ ] Swaziland Ail [ ] $[ ] Colombia All [ ] $[ ] Luxembourg Lithuania All [ ] $[ ] Sweden All [ ] $[ ] Costa Rica All [ ] $[ ] Luxembourg All [ ] $[ ] Switzerland All [ ] $[ ] Croatia All [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta All [ ] $[ ] Taiwan All [ ] $[ ] Cyprus All [ ] $[ ] Mauritius Mali All [ ] $[ ] Tanzania Thailand All [ ] $[ ] Czech Republic All [ ] $[ ] Malta All [ ] $[ ] Togo All [ ] $[ ] Denmark All [ ] $[ ] Mauritius All [ ] $[ ] Tunisia All [ ] $[ ] Ecuador All [ ] $[ ] Mexico All [ ] $[ ] Thailand Turkey All [ ] $[ ] Denmark Egypt All [ ] $[ ] Morocco All [ ] $[ ] Tunisia UAE All [ ] $[ ] Egypt Estonia All [ ] $[ ] Namibia All [ ] $[ ] Turkey United Kingdom All [ ] $[ ] Estonia Euromarkets** All [ ] $[ ] Netherlands All [ ] $[ ] UAE Ukraine All [ ] $[ ] Eswatini Finland All [ ] $[ ] New Zealand All [ ] $[ ] Uganda Uruguay All [ ] $[ ] Euroclear (Eurobonds) France All [ ] $[ ] Niger All [ ] $[ ] Venezuela All [ ] $[ ] Germany All [ ] $[ ] Nigeria All [ ] $[ ] Ukraine Vietnam All [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway Ghana All [ ] $[ ] United Kingdom Norway All [ ] $[ ] Finland Zambia All [ ] $[ ] Greece All [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines All [ ] $[ ] Zimbabwe All [ ] $[ ] *Transaction Fee includesAdditional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature <$___: _________________ bp , >$___ ___________________and <$___ : ____________________ bps; >$___ ___________________: ___ ___________________bps. ** Euromarkets - Non-Eurobonds: Surcharges vary by local market. *Safekeeping and transaction fees are assessed on security and currency transactions. Exhibit I (continued) to the Series Portfolios Trust Custody Agreement Additional Global Sub-Custodial Services Annual Fee Schedule at February 2018 Base Fee - A monthly base fee per account (fund) will apply based on the number of foreign securities held. § 1-25 foreign securities: $___ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those § 26-50 foreign securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ___: $___ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ___§ Over 50 foreign securities: $___ NO U.S. Bank § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is NOT authorized to provide held outside of the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________local market.

Appears in 1 contract

Samples: Custody Agreement (Series Portfolios Trust)

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges fees or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2”Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Premise 5 Exhibit O to the ETF Series Solutions Fund Administration Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule at April, 2016 Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Phillipines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ $____ France All ____ $____ South Africa All ____ $____ Germany All ____ $____ South Korea All ____ $____ Ghana All ____ $____ Spain All ____ $____ Greece All ____ $____ Sri Lanka All ____ $____ Guinea Bissau All ____ $____ Swaziland All ____ $____ Hong Kong All ____ $____ Sweden All ____ $____ Hungary All ____ $____ Switzerland All ____ $____ Iceland All ____ $____ Taiwan All ____ $____ India All ____ $____ Thailand All ____ $____ Indonesia All ____ $____ Togo All ____ $____ Ireland All ____ $____ Tunisia All ____ $____ Israel All ____ $____ Turkey All ____ $____ Italy All ____ $____ UAE All ____ $____ Ivory Coast All ____ $____ United Kingdom All ____ $____ Japan All ____ $____ Ukraine All ____ $____ Jordan All ____ $____ Uruguay All ____ $____ Kazakhstan All ____ $____ Venezuela All ____ $____ Kenya All ____ $____ Vietnam All ____ $____ Kuwait All ____ $____ Zambia All ____ $____ Latvia Equities ____ $____ Zimbabwe All ________ __________________$____ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act *Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. **Tiered by market value: <$[ ]: [ ], >$[ ] and <$[ ]: [ ]; >$[ ]: [ ]. **Euromarkets – Non-Eurobonds: Surcharges vary by local market. *Safekeeping and transaction fees are assessed on security and currency transactions. Premise 6 Advisor’s Signature below acknowledges approval of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfive (5) pages of fee schedules on this Exhibit O. Premise Capital, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST LLC By: _____________________________ /s/ Jxxxx Xxxxxxx Name: ___________________________ Jxxxx Xxxxxxx Title: ____________________________Partner Date: 7/12/2016

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. Including but not limited to: § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 1“Sponsor A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly 2“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Aptus Exhibit L to the ETF Series Solutions Fund Administration Servicing Agreement - Additional Global Sub-Custodial Services Annual Fee Schedule Country Instrument Safekeeping (BPS) Transaction fee Fee Country Instrument Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature __________________All ____ __________________$____ __________________Lebanon All ____ __________________$____ __________________Australia All ____ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. __$____ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. __Lithuania All ____ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _________________________$____ Name: _______________________Austria All ____ Title: $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China“A” Shares All ____ $____ Pakistan All ____ $____ China“B” Shares All ____ $____ Peru All ____ $____ Columbia All ____ $____ Philippines All ____ $____ Costa Rica All ____ $____ Poland All ____ $____ Croatia All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Russia MINFINs ____ $____ Estonia All ____ $____ Senegal All ____ $____ Euromarkets** All ____ $____ Singapore All ____ $____ Finland All ____ $____ Slovak Republic All ____ $____ France All ____ $____ Slovenia All ____ $____ Germany All ____ $____ South Africa All ____ $____ Ghana All ____ $____ South Korea All ____ $____ Greece All ____ $____ Spain All ____ $____ Guinea Bissau All ____ $____ Sri Lanka All ____ $____ Hong Kong All ____ $____ Swaziland All ____ $____ Hungary All ____ $____ Sweden All ____ $____ Iceland All ____ $____ Switzerland All ____ $____ India All ____ $____ Taiwan All ____ $____ Indonesia All ____ $____ Thailand All ____ $____ Ireland All ____ $____ Togo All ____ $____ Israel All ____ $____ Tunisia All ____ $____ Italy All ____ $____ Turkey All ____ $____ Ivory Coast All ____ $____ UAE All ____ $____ Japan All ____ $____ United Kingdom All ____ $____ Jordan All ____ $____ Ukraine All ____ $____ Kazakhstan All ____ $____ Uruguay All ____ $____ Kenya All ____ $____ Latvia Equities ____ $____ Latvia Bonds ____ $____ *Safekeeping and transaction fees are assessed on security and currency transactions. Advisor’s Signature below acknowledges approval of the five (5) pages of fee schedules on this Exhibit L. Aptus Capital Advisors, LLC By: /s/ Jxxx Dxxxx Xxxxxxx Printed Name: Jxxx Dxxxx Xxxxxxx Title: Managing Member Date: 5/17/16 Aptus

Appears in 1 contract

Samples: Administration Servicing Agreement (ETF Series Solutions)

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures Advisor’s signature as acknowledgement of the persons authorized by fee schedule on Exhibit 3 is not needed. Distribution Cognizant signed the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companiesfee schedule proposal dated February 1, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future2022 on February 1, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________2022.

Appears in 1 contract

Samples: Advisors Series Trust (Advisors Series Trust)

Miscellaneous Expenses. Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. SWIFT reporting and message fees. 1“Sponsor trades” are defined as any trades put through the Portfolio, on behalf of the Fund by any portfolio manager/sub advisor and their affiliates authorized by the BOT to act on behalf of the Fund, outside of the create/redeem process. Cash-in-Lieu proceeds received as part of the create/redeem process, and their related transactions are not considered to be “Sponsor trades.” 27 Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Argentina [ ] $[ ] Hong Kong [ ] $[ ] Poland [ ] $[ ] Australia [ ] $[ ] Hungary [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] Iceland [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] India [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Indonesia [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Ireland [ ] $[ ] Saudi Arabia [ ] $[ ] Bermuda [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Botswana [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Brazil [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Bulgaria [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Canada [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Chile [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] China Connect [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China (B Shares) [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] Colombia [ ] $[ ] Luxembourg [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malaysia [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Malta [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mauritius [ ] $[ ] Tanzania [ ] $[ ] Czech Republic [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Denmark [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Egypt [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Estonia [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Eswatini [ ] $[ ] New Zealand [ ] $[ ] Uganda [ ] $[ ] Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) Rates are available upon request Rates are available upon request Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland [ ] $[ ] Oman [ ] $[ ] Uruguay [ ] $[ ] France [ ] $[ ] Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany [ ] $[ ] Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana [ ] $[ ] Peru [ ] $[ ] Zambia [ ] $[ ] Greece [ ] $[ ] Philippines [ ] $[ ] Zimbabwe [ ] $[ ] *Transaction Fee includes: Receive Versus Payment (RVP), Delivery Versus Payment (DVP), FREE REC, and FREE DEL activity related to securities settlement within U.S. Bank sub-custodian network. EXHIBIT C to the Custody Agreement - Authorized Persons Set forth below are the names and specimen signatures of the persons authorized by the Trust to administer the Fund Custody Accounts. Name Telephone/Fax Number Signature ______________________ ______________________ ______________________ ______________________ ______________________ EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities in the U.S. and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all U.S. securities Custodian holds for you now and in the future, unless you change your mind and notify us in writing. A “no” election may prevent Custodian from obtaining, on your behalf, the most favorable tax rate for American Depository Receipts (ADRs) held in your account. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. FUNDX INVESTMENT TRUST By: _____________________________ Name: ___________________________ Title: ____________________________

Appears in 1 contract

Samples: FundX Investment Trust

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