Member Conduct. The Company, and to the extent that it relates to the Company, the Member, shall comply with the federal securities laws and the rules and regulations thereunder; shall cooperate with the Commission and the Member pursuant to its regulatory authority and the provisions of this Agreement; and shall engage in conduct that fosters and does not interfere with the Company's ability: to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to ▇▇▇▇▇▇ cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in, securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest.
Appears in 1 contract
Sources: Delegation Agreement
Member Conduct. The Company, and to the extent that it relates they relate to the Company, the MemberMembers, shall comply with the federal securities laws and the rules and regulations thereunder; shall cooperate with the Commission SEC and the Member BX pursuant to its regulatory authority and the provisions of this Agreement; and shall engage in conduct that fosters and does not interfere with the Company's ’s ability: to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to ▇▇▇▇▇▇ cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in, securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest.
Appears in 1 contract
Sources: Operating Agreement