Management of the Account. Manager will make all investment decisions for the Account, in Manager's sole discretion and without first consulting or notifying Client, in accordance with the investment restrictions and guidelines which are attached as Schedule B (the “Investment Guidelines”). If Manager manages only a portion of Client’s total assets, unless otherwise specified by Client in writing, Investment Guidelines’ restrictions relate specifically to the assets managed by Manager. Client may change these Investment Guidelines at any time, but Manager will be bound by the changes only after it has received and agreed to them in writing. Other than by the Investment Guidelines and the terms of this Agreement, the investments made by Manager on behalf of Client will not be restricted in any manner, except by operation of law. In the event that the Account ceases to conform to the Investment Guidelines as a result of changes in market values, maturities, amortisation rates, credit ratings or other characteristics of the securities within the portfolio, Manager will not be required to take immediate action to bring the portfolio back into compliance with the Investment Guidelines, but will: promptly inform Client of the non-compliance; offer Client the opportunity to consult on the situation; and use its discretion to return the portfolio to compliance as soon as possible with a minimum of disruption to the portfolio. Manager will have full power and authority, on behalf of Client, to instruct any brokers, dealers or banks to buy, sell, exchange, convert or otherwise trade in all securities, futures or other investments for the Account. Manager will not be responsible for giving Client investment advice or taking any other action with respect to Unmanaged Assets. Client appoints Manager as the true and lawful attorney of Client for and in the name, place and stead of Client, in Manager’s unrestricted discretion, to operate and conduct the brokerage accounts of Client and to do and perform all and every act and thing whatsoever requisite in furtherance of this Agreement, including the execution of all writings related to the purchase or sale, assignments, transfers and ownership of any stocks, bonds, commodities, or other derivatives or securities, including, without limitation, such documentation relating to restructuring, reorganisation or other action of or relating to the issuer. Manager is hereby fully authorised to act and rely on the authority vested pursuant to said power of ...
Management of the Account. Client will ensure that they have had adequate opportunity to review materials and ask questions about the investment options presented to the Client. Client understands and agrees that Advisor may initiate securities transactions approved by the Client for the Account on a non- discretionary basis through a limited power of attorney. Client understands that the investments made for the Account are subject to general market and economic risks, as well as risks associated with investments in individual and Private Investment securities and agrees that they accept these risks. The Advisor and/or JRL may act on written, telephonic or email instructions reasonably believed to be given by Client or someone authorized to act on behalf of the Client. Client agrees to hold JRL and the Advisor harmless for any loss incurred by Client or any third party arising as a result of following such instructions.
Management of the Account. Client understands the XXXX II program and has had an opportunity to ask questions about how the Account will be managed. Client also understands that they may impose reasonable restrictions on the management of the account. Client understands that investments made for the Account are subject to general market and economic risks, as well as risks associated with investments in individual securities and agrees to accept these risks. Client understands that low priced securities can not be purchased in the account. Low priced securities are defined as individual equity securities prices below $5.00 that are typically quoted over-the-counter (OTC), such as on the OTC bulletin board or in the pink sheets. Individual equity securities trading on the following exchanges are not considered xxxxx stocks, regardless of price; NYSE Arca, American Stock Exchange, NASDAQ Global Select Market, NASDAQ Global Market, NASDAQ Capital Market, and the New York Stock Exchange.
Management of the Account. The Deposit Account shall be used by Obligor to initiate and complete its Tenant Improvements under the Lease. Obligor may initiate release of funds, subject to approval in writing of Secured Party prior to the release of all funds, which approval shall not be unreasonably withheld, delayed or conditioned, provided the release of funds is to the vendors, contractors or suppliers completing the Tenant Improvements to complete the Tenant Improvements. Obligor acknowledges that Secured Party has control (as defined in and pursuant to the provisions of Section 9-104 of the Uniform Commercial Code) of the Deposit Account and Obligor may not withdraw or otherwise dispose of any funds in the Deposit Account except as expressly provided in this Agreement. Obligor and Secured Party shall jointly control the release of funds from the Deposit Account until such time as Secured Party delivers a Notice of Exclusive Control (as defined herein) to Bank.
Management of the Account. 4.2.1 Company reserves the right at its own discretion, and at all times, to: decline to accept deposits without any explanation whatsoever, Request any information/ documentation reasonably required: (i) to verify the identity of the Account Holder,(ii) to confirm the Account Holder’s authority to use a specific Card, (iii) to confirm other facts and information provided by the Account Holder, (iv) in order to meet our legal and regulatory requirements or comply with our internal fraud prevention procedures. Such requirement may be made at any given moment and Company reserves the right to suspend an account pending satisfaction of any such requirement, transfer and/or disclose, without prior notice, data regarding an Account Holder to any other legal entity, in any country, ultimately managed and controlled by Company, subject to Company guaranteeing that the said data at all times is transferred and managed in accordance with applicable laws and Company’s privacy policy, transfer and/or deal with, without prior notice, the rights and liabilities regarding an Account Holder to any other legal entity, in any country, ultimately managed and controlled by Company, subject to Company remaining directly responsible to the affected Account Holder for any sums owed, hold and manage funds belonging to Account Holders in accordance with generally accepted guidelines for cash management regarding such funds; this may include a Financial Institution and/or a Payment Solution Provider being entrusted to hold funds in the name of and/or for the benefit of Account Holders, forfeit and/or confiscate funds available in an Account and/or refuse to honour a claim if: (i) the Terms have been violated; and/or (ii) other unauthorized activities have occurred in connection with a betting event and/or the operation of an Account (such as, but not limited to, breach of the law or other regulations, breach of a party’s rights, fraud, and cheating),suspend and/or cancel the participation of an Account Holder in the contests, promotional activities, game or other services, whenever Company is of the opinion that an Account is, has been, or may be used for illegal, fraudulent or dishonest practices or otherwise not in accordance with the Terms, suspend and/or cancel the participation of the Account Holder in the Services, and/or forfeit and/or confiscate funds available on their Account if the Account Holder is found cheating, or if it is determined by Company that the Account Hold...
Management of the Account. 5.1 The fund supervised by the Special Account including:
Management of the Account. Manager will make all investment decisions for the Account, in Manager's sole discretion and without first consulting or notifying Client, in accordance with the investment restrictions and guidelines which are attached as Schedule B (the "Investment Guidelines"). Client may change these Investment Guidelines at any time, but Manager will be bound by the changes only after it has received written notice of such changes in accordance with Section 20 of this Agreement. Other than by the Investment Guidelines and the terms of this Agreement, the investments made by Manager on behalf of the Client will not be restricted in any manner, except by operation of law. Manager will have full power and authority, on behalf of Client, to instruct any brokers, dealers or banks to buy, sell, exchange, convert or otherwise trade in all securities, futures or other investments for the Account. Manager will not be responsible for giving Client investment advice or taking any other action with respect to Unmanaged Assets. Client appoints Manager as the true and lawful attorney of the Client for and in the name, place and stead of Client, in Manager's unrestricted discretion, to operate and conduct the brokerage accounts of the Client and to do and perform all and every act and thing whatsoever requisite in furtherance of this Agreement, including the execution of all writings related to the purchase or sale, assignments, transfers and ownership of any stocks, bonds, commodities, or other derivatives or
Management of the Account. 8.1 Cash, Securities and other Financial Products contributed by the Client will be credited to the Client’s Managed Account.
Management of the Account. Client has had an opportunity to review materials and ask questions about the investment advisory options. Client understands and agrees that Advisor may initiate securities transactions approved by the Client for the Account on a non-discretionary basis as if a limited power of attorney exists between the Advisor and the Client. Client understands that the investments made for their Account are subject to general market and economic risks, as well as risks associated with investments in individual securities and agrees to accept these risks. Client understands that there is no guarantee Client's investment objectives will Advisory Agreement 1. Form ADV.001 12/20 be met and that the Account will fluctuate in value over time no matter what the chosen allocation of asset is. Client has the right at any time to request or directly implement a change in the asset allocation. The Advisor will attempt to comply with the Client’s requests, subject to the availability of any given security or the liquidity of the assets held in the Client’s Account. The Advisor may act on written, telephonic or email instructions reasonably believed to be given by Client or someone acting on behalf of Client. Client agrees to hold JRL and the Advisor harmless for any loss incurred by Client or any third party arising as a result of following such instructions. At no time is JRL, the Advisor or Advisory Affiliate authorized to take discretionary control of the Clients account(s), even if the Client desires to extend such authority to the Advisor. The Advisor may only implement actions specifically agreed to and authorized by the Client. The Advisor may exercise trading authority on a Client’s account(s) to implement asset allocations and investment strategies (as in a Limited Power of Attorney on the account) that have been approved by the Client’s. Further, the Advisor will not have the authority to transfer assets from a Client’s account to an account of a third party or to another account that is not registered in the same name as the account from which the assets are coming without the written authorization of the Client(s), which authorization must also be presented to the custodian of record on the account from which the assets are being transferred.
Management of the Account. The Client hereby acknowledges and attests that the transfer of shares takes place by virtue of transfers from his accounts with the Company to his account with other companies pursuant to the Client's orders to this effect.
