{"component": "clause", "props": {"groups": [{"samples": [{"hash": "cTWqIYPyqVZ", "uri": "/contracts/cTWqIYPyqVZ#lost-securities", "label": "Business Combination Agreement (StoneBridge Acquisition Corp.)", "score": 34.0294303894, "published": true}, {"hash": "7wOO4JZvN0m", "uri": "/contracts/7wOO4JZvN0m#lost-securities", "label": "Merger Agreement (ROC Energy Acquisition Corp.)", "score": 32.1197814941, "published": true}], "size": 2, "snippet_links": [{"key": "in-the-event", "type": "clause", "offset": [0, 12]}, {"key": "company-security", "type": "definition", "offset": [17, 33]}, {"key": "delivery-of-a", "type": "clause", "offset": [90, 103]}, {"key": "validly-executed", "type": "clause", "offset": [125, 141]}, {"key": "letter-of-transmittal", "type": "definition", "offset": [142, 163]}, {"key": "with-respect-to", "type": "clause", "offset": [164, 179]}, {"key": "the-shares", "type": "clause", "offset": [180, 190]}, {"key": "represented-by", "type": "clause", "offset": [200, 214]}, {"key": "affidavit-of", "type": "clause", "offset": [255, 267]}, {"key": "by-acquiror", "type": "clause", "offset": [383, 394]}, {"key": "in-exchange", "type": "clause", "offset": [569, 580]}, {"key": "the-consideration", "type": "clause", "offset": [644, 661]}, {"key": "in-accordance-with", "type": "clause", "offset": [715, 733]}, {"key": "article-iii", "type": "clause", "offset": [739, 750]}], "snippet": "In the event any Company Security has been lost, stolen, mutilated or destroyed, upon the delivery of a duly, completely and validly executed Letter of Transmittal with respect to the shares formerly represented by such Company Security, the making of an affidavit of that fact by the Person claiming such Company Security to be lost, stolen, mutilated or destroyed and, if required by Acquiror, the provision by such Person of a customary indemnity against any claim that may be made against Acquiror with respect to such Company Security, Acquiror shall issue or pay in exchange for such lost, stolen, mutilated or destroyed Company Security the consideration issuable or payable in respect thereof as determined in accordance with this Article III.", "hash": "7090a9bf62394a885bd43d108aa014ee", "id": 6}, {"samples": [{"hash": "lacuGqWb7M8", "uri": "/contracts/lacuGqWb7M8#lost-securities", "label": "Transfer Agent Services Agreement", "score": 29.3408622742, "published": true}, {"hash": "a9sWMWI51tL", "uri": "/contracts/a9sWMWI51tL#lost-securities", "label": "Transfer Agent Services Agreement (Selectica Inc)", "score": 19.0, "published": true}, {"hash": "8qqg5F2ut6Z", "uri": "/contracts/8qqg5F2ut6Z#lost-securities", "label": "Transfer Agent Services Agreement (Allergan Inc)", "score": 16.0, "published": true}], "size": 8, "snippet_links": [{"key": "in-the-event", "type": "clause", "offset": [0, 12]}, {"key": "shares-of-the-corporation", "type": "clause", "offset": [35, 60]}, {"key": "old-certificate", "type": "definition", "offset": [145, 160]}, {"key": "the-transfer-agent", "type": "clause", "offset": [163, 181]}, {"key": "indemnity-bond", "type": "definition", "offset": [211, 225]}, {"key": "the-corporation-and-the", "type": "clause", "offset": [234, 257]}, {"key": "form-and-amount", "type": "clause", "offset": [302, 317]}, {"key": "new-certificate", "type": "definition", "offset": [402, 417]}, {"key": "certificates-for-the", "type": "clause", "offset": [421, 441]}, {"key": "number-of-shares-of", "type": "clause", "offset": [442, 461]}, {"key": "represented-by", "type": "clause", "offset": [478, 492]}], "snippet": "In the event that certificates for shares of the Corporation shall be represented to have been lost, stolen or destroyed (hereinafter called the Old Certificate), the Transfer Agent upon being furnished with an indemnity bond (naming the Corporation and the Transfer Agent as obligees therein) in such form and amount and with such surety as shall be satisfactory to it, is authorized to countersign a new certificate or certificates for the number of shares of the Corporation represented by the Old Certificate.", "hash": "fc54fdaf8662db8d6668637a2e66e24f", "id": 1}, {"samples": [{"hash": "j6Vj7kN7rU6", "uri": "/contracts/j6Vj7kN7rU6#lost-securities", "label": "Corestone Account Agreement", "score": 25.8829574585, "published": true}, {"hash": "1RzExcRBD0E", "uri": "/contracts/1RzExcRBD0E#lost-securities", "label": "Corestone Account Agreement", "score": 24.6947288513, "published": true}, {"hash": "9bAR6Gse26t", "uri": "/contracts/9bAR6Gse26t#lost-securities", "label": "Account Agreement", "score": 22.7576999664, "published": true}], "size": 8, "snippet_links": [{"key": "customer-statement", "type": "clause", "offset": [17, 35]}, {"key": "financial-organization", "type": "definition", "offset": [151, 173]}, {"key": "days-after", "type": "definition", "offset": [238, 248]}, {"key": "mailing-date", "type": "definition", "offset": [253, 265]}, {"key": "periodic-statement", "type": "definition", "offset": [288, 306]}, {"key": "free-of-charge", "type": "clause", "offset": [333, 347]}], "snippet": "If Your periodic customer statement indicates that securities were forwarded to You and You have not received them, You should notify Your Introducing Financial Organization or Pershing immediately. If notification is received within 120 days after the mailing date, as reflected on Your periodic statement, replacement will be made free of charge. Thereafter, a fee for replacement may apply.", "hash": "76681dccb175ecc71706f5098ef50d11", "id": 2}, {"samples": [{"hash": "8H63zWn4Qwj", "uri": "/contracts/8H63zWn4Qwj#lost-securities", "label": "Investment Company Blanket Bond (Pennsylvania Avenue Funds)", "score": 19.0, "published": true}, {"hash": "3JikPsS1dOL", "uri": "/contracts/3JikPsS1dOL#lost-securities", "label": "Investment Company Blanket Bond (Pennsylvania Avenue Funds)", "score": 19.0, "published": true}], "size": 6, "snippet_links": [{"key": "the-value", "type": "clause", "offset": [0, 9]}, {"key": "the-insured-shall", "type": "clause", "offset": [46, 63]}, {"key": "securities-accounts", "type": "clause", "offset": [82, 101]}, {"key": "other-records", "type": "definition", "offset": [105, 118]}, {"key": "by-the-insured", "type": "clause", "offset": [124, 138]}, {"key": "total-value", "type": "definition", "offset": [150, 161]}, {"key": "conduct-of-its-business", "type": "clause", "offset": [204, 227]}, {"key": "item-3", "type": "definition", "offset": [262, 268]}, {"key": "the-liability", "type": "clause", "offset": [303, 316]}, {"key": "the-underwriter", "type": "definition", "offset": [372, 387]}, {"key": "payment-for", "type": "clause", "offset": [408, 419]}, {"key": "average-market-value", "type": "clause", "offset": [424, 444]}, {"key": "equal-to", "type": "definition", "offset": [509, 517]}, {"key": "business-day", "type": "clause", "offset": [528, 540]}, {"key": "discovery-of", "type": "clause", "offset": [560, 572]}, {"key": "the-property", "type": "clause", "offset": [717, 729]}, {"key": "the-payment", "type": "clause", "offset": [763, 774]}, {"key": "any-loss", "type": "definition", "offset": [787, 795]}, {"key": "provided-that", "type": "definition", "offset": [967, 980]}, {"key": "interim-certificates", "type": "definition", "offset": [1071, 1091]}, {"key": "other-securities", "type": "definition", "offset": [1126, 1142]}, {"key": "the-production", "type": "clause", "offset": [1144, 1158]}, {"key": "with-respect-to", "type": "clause", "offset": [1159, 1174]}, {"key": "exercise-of", "type": "clause", "offset": [1234, 1245]}, {"key": "deductible-amount", "type": "clause", "offset": [1275, 1292]}, {"key": "the-conversion", "type": "clause", "offset": [1309, 1323]}, {"key": "the-market", "type": "clause", "offset": [1439, 1449]}, {"key": "sole-discretion", "type": "definition", "offset": [1486, 1501]}, {"key": "the-request", "type": "clause", "offset": [1520, 1531]}, {"key": "bond-or-bonds", "type": "definition", "offset": [1624, 1637]}, {"key": "market-price", "type": "definition", "offset": [1769, 1781]}, {"key": "loss-or-expense", "type": "clause", "offset": [1931, 1946]}, {"key": "the-fixed", "type": "clause", "offset": [1952, 1961]}, {"key": "agreement-between-the-parties", "type": "clause", "offset": [1965, 1994]}, {"key": "by-underwriter", "type": "clause", "offset": [1998, 2012]}, {"key": "the-issuance", "type": "clause", "offset": [2036, 2048]}, {"key": "in-case-of", "type": "clause", "offset": [2147, 2157]}, {"key": "loss-or-damage-to-property", "type": "clause", "offset": [2162, 2188]}, {"key": "books-of-accounts", "type": "definition", "offset": [2249, 2266]}, {"key": "arrange-for", "type": "clause", "offset": [2406, 2417]}, {"key": "the-cost", "type": "clause", "offset": [2669, 2677]}, {"key": "other-materials", "type": "definition", "offset": [2760, 2775]}, {"key": "cost-of-labor", "type": "definition", "offset": [2785, 2798]}, {"key": "the-\u2587", "type": "clause", "offset": [2803, 2808]}, {"key": "the-percentage", "type": "definition", "offset": [2848, 2862]}, {"key": "in-order-to", "type": "clause", "offset": [3003, 3014]}, {"key": "the-issuer", "type": "definition", "offset": [3121, 3131]}, {"key": "section-6", "type": "definition", "offset": [3211, 3220]}, {"key": "valuation-of", "type": "clause", "offset": [3222, 3234]}, {"key": "the-terms", "type": "clause", "offset": [3287, 3296]}, {"key": "conditions-of-this", "type": "clause", "offset": [3313, 3331]}, {"key": "investment-company", "type": "clause", "offset": [3332, 3350]}, {"key": "blanket-bond", "type": "clause", "offset": [3351, 3363]}, {"key": "subject-to-the", "type": "definition", "offset": [3364, 3378]}, {"key": "limit-of-liability", "type": "definition", "offset": [3379, 3397]}, {"key": "office-of-the", "type": "clause", "offset": [3423, 3436]}, {"key": "damage-to-the", "type": "clause", "offset": [3471, 3484]}], "snippet": "The value of any Property, except books of If the Insured shall sustain a loss of securities accounts or other records used by the Insured in the the total value of which is in excess of the limit stated conduct of its business, for the loss of which a claim in Item 3 of the Declarations of this bond, the liability shall be made hereunder, shall be determined by the of the Underwriter shall be limited to payment for, or average market value of such Property on the duplication of, securities having value equal to the limit business day next preceding the discovery of such stated in Item 3 of the Declarations of this bond. loss; provided, however, that the value of any If the Underwriter shall make payment to the Property replaced by the Insured prior to the payment Insured for any loss of securities, the Insured shall of claim therefor shall be the actual market value at thereupon assign to the Underwriter all of the the time of replacement; and further provided that in Insured's rights, title and interests in and to said case of a loss or misplacement of interim certificates, securities. warrants, rights, or other securities, the production With respect to securities the value of which do which is necessary to the exercise of subscription, not exceed the Deductible Amount (at the time of the conversion, redemption or deposit privileges, the value discovery of the loss) and for which the Underwriter thereof shall be the market value of such privileges may at its sole discretion and option and at the request immediately preceding the expiration thereof if said of the Insured issue a Lost Instrument Bond or Bonds loss or misplacement is not discovered until after their to effect replacement thereof, the Insured will pay the expiration. If no market price is quoted for such usual premium charged therefor and will indemnify Property or for such privileges, the value shall be the Underwriter against all loss or expense that the fixed by agreement between the parties or by Underwriter may sustain because of the issuance of arbitration. such Lost Instrument Bond or Bonds. With respect to securities the value of which In case of any loss or damage to Property exceeds the Deductible Amount (at the time of consisting of books of accounts or other records used discovery of the loss) and for which the Underwriter by the Insured in the conduct of its business, the may issue or arrange for the issuance of a Lost Underwriter shall be liable under this bond only if Instrument Bond or Bonds to effect replacement such books or records are actually reproduced and thereof, the Insured agrees that it will pay as premium then for not more than the cost of blank books, blank therefor a proportion of the usual premium charged pages or other materials plus the cost of labor for the \u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587, said proportion being equal to the percentage actual transcription or copying of data which shall that the Deductible Amount bears to the value of the have been furnished by the Insured in order to securities upon discovery of the loss, and that it will reproduce such books and other records. indemnify the issuer of said Lost Instrument Bond or Bonds against all loss and expense that is not\nSECTION 6. VALUATION OF PREMISES AND recoverable from the Underwriter under the terms FURNISHINGS and conditions of this INVESTMENT COMPANY BLANKET BOND subject to the Limit of Liability In case of damage to any office of the Insured, hereunder. or loss of or damage to the furnishings, fixtures, stationery, supplies, equipment, safes or vaults therein,", "hash": "4e8ffa7d024c4f276372471d1eac8cd8", "id": 3}, {"samples": [{"hash": "5JnmHjDLkZK", "uri": "/contracts/5JnmHjDLkZK#lost-securities", "label": "Transfer Agent Services Agreement", "score": 34.9990234375, "published": true}, {"hash": "2Ot4FUxAnpR", "uri": "/contracts/2Ot4FUxAnpR#lost-securities", "label": "Transfer Agent Services Agreement", "score": 33.7380975121, "published": true}, {"hash": "6qMn7fhyMJk", "uri": "/contracts/6qMn7fhyMJk#lost-securities", "label": "Transfer Agent Services Agreement", "score": 33.4943962097, "published": true}], "size": 5, "snippet_links": [{"key": "in-the-event", "type": "clause", "offset": [0, 12]}, {"key": "been-lost-or-stolen", "type": "clause", "offset": [82, 101]}, {"key": "the-transfer-agent", "type": "clause", "offset": [139, 157]}, {"key": "indemnity-bond", "type": "definition", "offset": [187, 201]}, {"key": "form-and-amount", "type": "clause", "offset": [273, 288]}, {"key": "by-the-issuer", "type": "clause", "offset": [369, 382]}, {"key": "to-issue", "type": "clause", "offset": [383, 391]}, {"key": "number-of-securities", "type": "clause", "offset": [433, 453]}, {"key": "represented-by", "type": "clause", "offset": [468, 482]}], "snippet": "In the event that Cryptographic Tokens of the Issuer shall be represented to have been lost or stolen (hereinafter called the Old Tokens), the Transfer Agent upon being furnished with an indemnity bond (naming the Issuer and the Transfer Agent as obligees therein) in such form and amount and with such surety as shall be satisfactory to it, is authorized and directed by the Issuer to issue replacement Cryptographic Tokens for the number of securities of the Issuer represented by the Old Tokens.", "hash": "c4268cee03e6fe9dadf2bdac20190cbe", "id": 4}, {"samples": [{"hash": "gtmeXC3zw4U", "uri": "/contracts/gtmeXC3zw4U#lost-securities", "label": "Customer Agreement", "score": 24.4463539124, "published": true}, {"hash": "eOrpUOMnBlo", "uri": "/contracts/eOrpUOMnBlo#lost-securities", "label": "Customer Agreement", "score": 22.5475692749, "published": true}, {"hash": "ltKaZQp7M7u", "uri": "/contracts/ltKaZQp7M7u#lost-securities", "label": "Customer Agreement", "score": 22.402463913, "published": true}], "size": 5, "snippet_links": [{"key": "customer-statement", "type": "clause", "offset": [17, 35]}, {"key": "days-after", "type": "definition", "offset": [200, 210]}, {"key": "mailing-date", "type": "definition", "offset": [215, 227]}, {"key": "periodic-statement", "type": "definition", "offset": [250, 268]}, {"key": "free-of-charge", "type": "clause", "offset": [295, 309]}], "snippet": "If your periodic customer statement indicates that securities were forwarded to you and you have not received them you should notify Royal Alliance immediately. If notification is received within 120 days after the mailing date, as reflected on your periodic statement, replacement will be made free of charge. Thereafter, a fee for replacement may apply.", "hash": "1a2b4cb617a13691dbbbdbfb3356aa4b", "id": 5}, {"samples": [{"hash": "8rVisDzkoUS", "uri": "/contracts/8rVisDzkoUS#lost-securities", "label": "Business Combination Agreement (NORTHERN REVIVAL ACQUISITION Corp)", "score": 34.7577018738, "published": true}], "size": 2, "snippet_links": [{"key": "in-the-event", "type": "clause", "offset": [0, 12]}, {"key": "company-security", "type": "definition", "offset": [17, 33]}, {"key": "delivery-of", "type": "clause", "offset": [90, 101]}, {"key": "affidavit-of", "type": "clause", "offset": [105, 117]}, {"key": "required-by", "type": "definition", "offset": [213, 224]}, {"key": "with-respect-to", "type": "clause", "offset": [338, 353]}, {"key": "in-exchange", "type": "clause", "offset": [402, 413]}, {"key": "the-consideration", "type": "clause", "offset": [477, 494]}, {"key": "in-accordance-with", "type": "clause", "offset": [548, 566]}], "snippet": "In the event any Company Security has been lost, stolen, mutilated or destroyed, upon the delivery of an affidavit of that fact by the Person claiming such Company Security to be lost, stolen or destroyed and, if required by PubCo, the provision by such Person of a customary indemnity against any claim that may be made against Acquiror with respect to such Company Security, PubCo shall issue or pay in exchange for such lost, stolen, mutilated or destroyed Company Security the consideration issuable or payable in respect thereof as determined in accordance with this Section 3.06.", "hash": "11897931328d888688924eecaf6b7699", "id": 7}, {"samples": [{"hash": "6eon5lvrO42", "uri": "/contracts/6eon5lvrO42#lost-securities", "label": "Customer Agreement", "score": 25.9055175781, "published": true}], "size": 2, "snippet_links": [{"key": "customer-statement", "type": "clause", "offset": [17, 35]}, {"key": "days-after", "type": "definition", "offset": [204, 214]}, {"key": "mailing-date", "type": "definition", "offset": [219, 231]}, {"key": "periodic-statement", "type": "definition", "offset": [254, 272]}, {"key": "free-of-charge", "type": "clause", "offset": [299, 313]}], "snippet": "If your periodic customer statement indicates that securities were forwarded to you and you have not received them you should notify Woodbury Financial immediately. If notification is received within 120 days after the mailing date, as reflected on your periodic statement, replacement will be made free of charge. Thereafter, a fee for replacement may apply.", "hash": "35b429ef4ce0bea51536450cae4bd20c", "id": 8}, {"samples": [{"hash": "46Qhi5NlYYr", "uri": "/contracts/46Qhi5NlYYr#lost-securities", "label": "Subscription Agreement (Usi Holdings Corp)", "score": 18.0, "published": true}], "size": 2, "snippet_links": [{"key": "by-the-company", "type": "clause", "offset": [13, 27]}, {"key": "series-y-preferred-stock", "type": "definition", "offset": [153, 177]}, {"key": "common-stock-issued-upon-conversion", "type": "clause", "offset": [181, 216]}, {"key": "in-the-case", "type": "clause", "offset": [230, 241]}, {"key": "receipt-of", "type": "clause", "offset": [273, 283]}, {"key": "cancellation-of-the", "type": "clause", "offset": [352, 371]}, {"key": "the-company-will", "type": "clause", "offset": [395, 411]}, {"key": "in-lieu-of", "type": "clause", "offset": [431, 441]}, {"key": "certificate-of", "type": "clause", "offset": [466, 480]}, {"key": "like-tenor", "type": "clause", "offset": [481, 491]}], "snippet": "Upon receipt by the Company of evidence --------------- satisfactory to it of the loss, theft, destruction or mutilation of any certificate representing Series Y Preferred Stock or Common Stock issued upon conversion thereof and (in the case of loss, theft or destruction) receipt of satisfactory indemnity or (in the case of mutilation) surrender and cancellation of the mutilated certificate, the Company will make, and deliver, in lieu of such certificate, a new certificate of like tenor.", "hash": "f7e9623c6edf86737ca49e7765312fa5", "id": 9}, {"samples": [{"hash": "fZ6NP2n2KVk", "uri": "/contracts/fZ6NP2n2KVk#lost-securities", "label": "Merger Agreement (Netopia Inc)", "score": 18.0, "published": true}], "size": 2, "snippet_links": [{"key": "stock-shall", "type": "definition", "offset": [64, 75]}, {"key": "affidavit-of", "type": "clause", "offset": [135, 147]}, {"key": "shares-of-company-stock", "type": "clause", "offset": [209, 232]}, {"key": "required-by", "type": "definition", "offset": [273, 284]}, {"key": "the-surviving-corporation", "type": "clause", "offset": [285, 310]}, {"key": "reasonable-amount", "type": "definition", "offset": [358, 375]}, {"key": "with-respect-to", "type": "clause", "offset": [476, 491]}, {"key": "in-exchange", "type": "clause", "offset": [564, 575]}, {"key": "article-ii", "type": "definition", "offset": [736, 746]}], "snippet": "If any certificate evidencing shares of --------------- Company Stock shall have been lost, stolen or destroyed, upon the making of an affidavit of that fact by the person claiming such certificate evidencing shares of Company Stock to be lost, stolen or destroyed and, if required by the Surviving Corporation, the posting by such person of a bond, in such reasonable amount as the Surviving Corporation may direct, as indemnity against any claim that may be made against it with respect to such certificate evidencing shares of Company Stock, Parent shall issue in exchange for such lost, stolen or destroyed certificate evidencing shares of Company Stock, the cash to which such person is entitled pursuant to the provisions of this Article II.", "hash": "420a9a40ed1d9feca4fc84a34ab95944", "id": 10}], "next_curs": "ClgSUmoVc35sYXdpbnNpZGVyY29udHJhY3RzcjQLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Ihhsb3N0LXNlY3VyaXRpZXMjMDAwMDAwMGEMogECZW4YACAA", "clause": {"parents": [["master-agreement", "Master Agreement"], ["miscellaneous", "Miscellaneous"], ["master-agreement-introduction", "MASTER AGREEMENT Introduction"], ["former-employee", "FORMER EMPLOYEE"], ["exchange-of-company-securities", "Exchange of Company Securities"]], "size": 47, "title": "Lost Securities", "children": [], "id": "lost-securities", "related": [["lost-warrants", "Lost Warrants", "Lost Warrants"], ["issued-securities", "Issued Securities", "Issued Securities"], ["lost-warrants-or-stock-certificates", "Lost Warrants or Stock Certificates", "Lost Warrants or Stock Certificates"], ["securities", "Securities", "Securities"], ["the-debt-securities", "The Debt Securities", "The Debt Securities"]], "related_snippets": [], "updated": "2025-07-17T06:09:22+00:00", "also_ask": ["What are the essential procedures for replacing lost securities to minimize issuer liability?", "How can the clause allocate risk and cost between issuer and holder in cases of lost securities?", "What are the most effective indemnity and bond requirements to include for protection?", "How do lost securities provisions differ across jurisdictions or security types?", "What are the main enforceability challenges courts have addressed regarding lost securities clauses?"], "drafting_tip": "Specify procedures for reporting lost securities to ensure prompt action; define replacement conditions to prevent fraud; allocate liability to clarify responsibility.", "explanation": "The Lost Securities clause outlines the procedures and responsibilities when a security, such as a stock certificate or bond, is lost, stolen, or destroyed. Typically, it requires the holder to promptly notify the issuer and may mandate the provision of an indemnity bond or other assurances before a replacement security is issued. This clause ensures that the issuer is protected from potential fraud or double claims, while also providing a clear process for the legitimate holder to recover their rights, thereby minimizing risk and administrative confusion."}, "json": true, "cursor": ""}}