Limitations on Sales. Notwithstanding any other provision of this Agreement, the Company shall not offer, sell or deliver, or request the offer or sale of, any Securities and, by notice to the Agent given by telephone (confirmed promptly by facsimile transmission or email), shall cancel any instructions for the offer or sale of any Securities, and the Agent shall not be obligated to offer or sell any Securities, (i) during the 14 calendar days prior to the date (each, an “Announcement Date”) on which the Company shall issue a press release containing, or shall otherwise publicly announce, its earnings or revenue results (each, an “Earnings Announcement”), (ii) except as provided in Section 6(h) below, at any time from and including an Announcement Date through and including the time that the Company files (a “Filing Time”) a Quarterly Report on Form 10-Q or an Annual Report on Form 10-K that includes consolidated financial statements as of and for the same period or periods, as the case may be, covered by such Earnings Announcement, or (iii) during any other period in which the Company is, or could be deemed to be, in possession of material non-public information; provided that, unless otherwise agreed between the Company and the Agent, for purposes of (i) and (ii) above, such period shall be deemed to end at the relevant Filing Time.
Limitations on Sales. Licensee is authorized to sell Xxxx-Bearing Merchandise, subject to the restrictions and conditions imposed by Delta, which Licensee expressly acknowledges and agrees to, including the restrictions stated in the fourth WHEREAS paragraph of this Agreement; and the restrictions stated in Delta’s Licensee Code.
Limitations on Sales. Notwithstanding any other provision of this Agreement, the Company shall not offer, sell or deliver, or request the offer or sale of, any Securities and, by notice to the Agent given by telephone (confirmed promptly by facsimile transmission or email), shall cancel any instructions for the offer or sale of any Securities, and the Agent shall not be obligated to offer or sell any Securities during any other period in which the Company is in possession of material non-public information.
Limitations on Sales. (a) A Holder may not effect a sale of Registrable Shares to be made pursuant to the Registration Statement except in accordance with the terms of this Agreement.
Limitations on Sales. Notwithstanding anything contained herein to the contrary, the total amount of Class C Notes that may be sold in the Offering by all brokers combined will not exceed $20,000,000 in aggregate principal amount and the total amount of Class D Notes that may be sold in the Offering by all brokers combined will not exceed $10,000,000 in aggregate principal amount."
Limitations on Sales. Except as directed pursuant to Section -------------------- 4.1(a) or as provided in Section 5.4(b) hereof, the Trustee shall not enter into a Securities Transaction unless the Trustee shall have given the Company 10 business days' prior notice of such Securities Transaction. The Trustee's notice shall state with respect to such Securities Transaction (i) the amount of NNS Securities involved, (ii) whether such Securities Transaction will be effected through the public markets and (iii) the date such Securities Transaction is proposed to be entered into. If the Company is advised in writing by counsel or a recognized independent investment banking firm that such Securities Transaction would adversely affect any financing by the Company that had been completed or contemplated by the Company prior to the receipt of such notice or if the Company determines in its good faith judgment that such Securities Transaction would require the Company to disclose material information which the Company has a bona fide business purpose for preserving as confidential or that the Company is unable to comply with Securities Exchange Commission requirements prior to such Securities Transaction, the Company may give notice to the Trustee not to effect such Securities Transaction prior to the date specified in the Trustee's notice. Upon receipt of such a notice from the Company, the Trustee shall not effect such Securities Transaction for the period specified in the Company's notice.
Limitations on Sales. During the period from January, 2000 through June, 2001, Weis shall not offer, sell, contract to sell, transfer or otherwise reduce his risk with respect to any shares of Common Stock (or publicly announce an intention to do any of the foregoing) other than
Limitations on Sales. During the term of this Agreement, Holdings, HAMCO and Xxxxxxx agree not to sell, assign, transfer, loan, tender, pledge, hypothecate, exchange, encumber or otherwise dispose of, or issue an option or call with respect to, any of the Shares or impair the Shares or cause any of the foregoing to occur; PROVIDED, HOWEVER, that Holdings, HAMCO and Xxxxxxx may sell or otherwise dispose of any of the Shares if the transferee of such Shares agrees to be bound by and subject to the terms and conditions of this Agreement as if such transferee had executed this Agreement on the date hereof.
Limitations on Sales. Valhi will not, xxxxxxxx xx xxxxrectly, sell, transfer or otherwise dispose of any Valhi Units except pursuant to (a) public offerings pursuant to any registration of the Valhi Units by USRP for the benefit of Valhi, (b) sales in compliance with Rule 144 under the Securities Act of 1933, as amended, or any successor rule then in effect, (c) sales in compliance with Section 2 of this Agreement, (d) sales, transfers or other dispositions pursuant to a merger, business combination, liquidation or similar transaction involving USRP, (e) transactions in compliance with Section 4(d) of this Agreement, (f) sales, transfers or other dispositions to any person or entity, provided that immediately prior to such transaction the acquiring person (together with such acquiring person's affiliates) has not filed a Schedule 13D or 13G (or a successor form then in use to report such ownership) disclosing beneficial ownership of 5% or more of the outstanding Units, and provided that the acquiring person (together with such acquiring person's affiliates) will not be required to file, as a result of such transaction with Valhi, a Schedule 13D or 13G (or a successor form then in use to report such ownership) disclosing beneficial ownership of 5% or more of the outstanding Units, (g) sales, transfers or dispositions to any affiliate of Valhi, provided such affiliate agrees in writing to be bound by all of provisions of this Agreement as a holder of the Valhi Units, or (h) sales pursuant to bona fide pledges of the Valhi Units.
Limitations on Sales. If any registration pursuant to this Article 3 shall be in connection with an underwritten public offering of equity Registrable Securities or equity securities to be offered by the Company, each selling Holder agrees not to effect any sale or distribution, including any sale under Rule 144, of any equity security of the Company (otherwise than through the registered public offering then being made), within 7 days prior to or 180 days (or such lesser period as the lead or managing underwriters may permit) after the effective date of the registration statement (or the commencement of the offering to the public of such Registrable Securities in the event that the Company consents to Rule 415 Offerings). For each such registration, the Company shall provide each selling Holder with notice of the applicable dates during which the foregoing restriction will be in effect.
