Common use of Limitations Applicable to Section 16 Persons Clause in Contracts

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 58 contracts

Samples: Stock Option Agreement (TransDigm Group INC), Non Employee Director (Stec, Inc.), Stock Option Agreement (Medytox Solutions, Inc.)

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Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Option, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 36 contracts

Samples: Stock Option Grant Notice And (Vroom, Inc.), Stock Option Agreement (BJ's Wholesale Club Holdings, Inc.), Stock Option Agreement (Camping World Holdings, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Holder is subject to Section 16 of the Exchange Act, the Plan, the Option Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 28 contracts

Samples: Restricted Stock Agreement (Leap Wireless International Inc), Restricted Stock Award Agreement (Leap Wireless International Inc), Notice and Restricted Stock Award Agreement (Leap Wireless International Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option RSUs, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 25 contracts

Samples: Restricted Share Unit Agreement (Clever Leaves Holdings Inc.), Restricted Stock (GCM Grosvenor Inc.), Restricted Stock (GCM Grosvenor Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 22 contracts

Samples: Restricted Stock Unit Agreement (Spectranetics Corp), Stock Option Agreement (Spectranetics Corp), Stock Option Agreement (Verso Paper Corp.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option RSUs and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 21 contracts

Samples: Restricted Stock Unit Award Agreement (Spirit Airlines, Inc.), Restricted Stock Unit Award Agreement (Electronics for Imaging Inc), Restricted Share Unit Award Agreement (Avago Technologies LTD)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 19 contracts

Samples: Restricted Stock Award Agreement (Tivo Inc), Restricted Stock Award Agreement (Tilly's, Inc.), Restricted Stock Award Agreement (Tilly's, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Restricted Stock Units and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 18 contracts

Samples: Employment Agreement (Keane Group, Inc.), Restricted Stock Unit Performance Award Agreement (Nextier Oilfield Solutions Inc.), Restricted Stock Unit Performance Award Agreement (Nextier Oilfield Solutions Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 11 contracts

Samples: Incentive Award Plan (Asure Software Inc), Registration Rights Agreement (Broadscale Acquisition Corp.), Stock Option Agreement (Autozone Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 10 contracts

Samples: Opp Unit Agreement (Hudson Pacific Properties, L.P.), Award Agreement (Hudson Pacific Properties, Inc.), Award Agreement (Hudson Pacific Properties, L.P.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Award, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 9 contracts

Samples: Restricted Stock Award Agreement (BJ's Wholesale Club Holdings, Inc.), Restricted Stock Award Agreement (BJ's Wholesale Club Holdings, Inc.), Restricted Stock Award Letter Agreement (BJ's Wholesale Club Holdings, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this AgreementAward Notice, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option Award and this Agreement the Award Notice shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement the Award Notice shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 9 contracts

Samples: Notice and Agreement (Archrock, Inc.), Notice and Agreement (Archrock, Inc.), Notice and Agreement (Archrock, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 9 contracts

Samples: Restricted Stock Unit Award Agreement (Autozone Inc), Restricted Stock Award Agreement (Demand Media Inc.), Restricted Stock Award Agreement (Younan Properties Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Optionee is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 8 contracts

Samples: Employment Agreement (Guidance Software, Inc.), Non Qualified Stock Option Agreement (Alliance HealthCare Services, Inc), Stock Option Agreement (Guidance Software, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 7 contracts

Samples: Stock Option Agreement (ReachLocal Inc), Stock Option Agreement (ReachLocal Inc), Stock Option Agreement (ReachLocal Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 7 contracts

Samples: And Restricted Stock Award Agreement (SeaSpine Holdings Corp), Restricted Stock Unit Award Agreement (SeaSpine Holdings Corp), Restricted Stock Unit Award Agreement (SeaSpine Holdings Corp)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and Grant Notice, this Agreement shall and the Option will be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws permit, this Agreement shall will be deemed amended to the extent as necessary to conform to such applicable exemptive rule.

Appears in 7 contracts

Samples: Consulting Agreement (MeiraGTx Holdings PLC), Employment Agreement (Virgin Galactic Holdings, Inc), Employment Agreement (Merus N.V.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Plan and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform confirm to such applicable exemptive rule.

Appears in 6 contracts

Samples: Restricted Stock Unit Agreement (ClubCorp Holdings, Inc.), Performance Restricted Stock Unit Agreement 2012 Stock Award Plan (ClubCorp Holdings, Inc.), Restricted Stock Unit Agreement (ClubCorp Holdings, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is you are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 6 contracts

Samples: Stock Option Agreement (Radius Health, Inc.), Stock Option Agreement (Radius Health, Inc.), Inducement Stock Option Agreement (Radius Health, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Performance Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 6 contracts

Samples: And Performance Share Award Agreement (Spirit Airlines, Inc.), Notice and Performance Share Award Agreement (Spirit Airlines, Inc.), Employment Agreement (Spirit Airlines, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Employee is subject to Section 16 of the Exchange Act, the Plan, the Option Plan and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 6 contracts

Samples: Form of Stock Option Agreement (Rush Enterprises Inc \Tx\), Form of Stock Option Agreement (Rush Enterprises Inc \Tx\), Form of Stock Option Agreement (Rush Enterprises Inc \Tx\)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Partnership Agreement or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Partnership Agreement, the Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 5 contracts

Samples: Performance Unit Agreement (Hudson Pacific Properties, L.P.), Performance Unit Agreement (Hudson Pacific Properties, L.P.), Opp Unit Agreement (Hudson Pacific Properties, L.P.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 5 contracts

Samples: Stock Option Agreement (ReachLocal Inc), Stock Option Agreement (ReachLocal Inc), Stock Option Agreement (ReachLocal Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Partnership or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Partnership Agreement, the Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 5 contracts

Samples: Performance Based Ltip Unit Agreement (SmartStop Self Storage REIT, Inc.), Performance Based Ltip Unit Agreement (SmartStop Self Storage REIT, Inc.), Time Based Ltip Unit Agreement (SmartStop Self Storage REIT, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Option, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including including, without limitation, any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 5 contracts

Samples: Incentive Award Plan Option (Li-Cycle Holdings Corp.), Notice and Agreement (Li-Cycle Holdings Corp.), Notice and Agreement (Li-Cycle Holdings Corp.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Partnership or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Partnership Agreement the Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Opp Performance Unit Agreement (Rexford Industrial Realty, Inc.), Based Ltip Unit Agreement (Rexford Industrial Realty, Inc.), Opp Performance Unit Agreement (Rexford Industrial Realty, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, this Agreement and the Option and this Agreement shall will be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawlaws permit, this Agreement shall will be deemed amended to the extent as necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Stock Option Award Agreement (Vertiv Holdings Co), Stock Option Award Agreement (Vertiv Holdings Co), Stock Option Award Agreement (Vertiv Holdings Co)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, then the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Stock Option Agreement (Intermolecular Inc), Stock Option Agreement (Kilroy Realty Corp), Stock Option Agreement (Puma Biotechnology, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Holder is subject to Section 16 of the Exchange Act, the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Restricted Stock Award Agreement (ReachLocal Inc), Restricted Stock Award Agreement (ReachLocal Inc), Restricted Stock Award Agreement (ReachLocal Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Plan, and any Award granted or this Agreement, if Participant awarded to any individual who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange ActAct and any amendments thereto) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (Conyers Park II Acquisition Corp.), Agreement and Plan of Merger (Acamar Partners Acquisition Corp.), Merger Agreement (Histogen Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this the Agreement, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option PRSUs and this the Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws, this the Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Restricted Stock Unit Agreement (Advanced Micro Devices Inc), Restricted Stock Unit Agreement (Advanced Micro Devices Inc), Restricted Stock Unit Agreement (Advanced Micro Devices Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Sub-Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Sub-Plan, the Option SARs, the Grant Notice, the Foreign Appendix, if applicable, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 4 contracts

Samples: Stock Appreciation Right Agreement (LivaNova PLC), Stock Appreciation Right Agreement (LivaNova PLC), Stock Appreciation Right Agreement (LivaNova PLC)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Stock Option Agreement (Cherokee Inc), Stock Option Agreement (Cherokee Inc), Stock Option Agreement (Cherokee Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Holder is subject to Section 16 of the Exchange Act, the Plan, the Option Warrant and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Warrant Agreement (Waste Connections, Inc.), Waste Connections, Inc., Waste Connections, Inc.

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Holder is subject to Section 16 of the Exchange Act, the Plan, the Option and Grant Notice, this Agreement and the Award shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Restricted Stock Unit Agreement (Pricesmart Inc), Performance Stock Unit Agreement (Pricesmart Inc), Performance Stock Unit Agreement (Pricesmart Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Holder is subject to Section 16 of the Exchange Act, the Plan, the Option Restricted Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Restricted Stock Agreement (Complete Production Services, Inc.), Restricted Stock Agreement (Complete Production Services, Inc.), Restricted Stock Agreement (Complete Production Services, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Shares, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Restricted Stock Agreement (Essent Group Ltd.), Restricted Stock Agreement (Essent Group Ltd.), Restricted Stock Agreement (Essent Group Ltd.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Optionee is subject to Section 16 of the Exchange Act, the Planan Insider, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Stock Option Agreement (diaDexus, Inc.), Stock Option Agreement (diaDexus, Inc.), Stock Option Agreement (diaDexus, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Stock Option Agreement (Codexis Inc), Stock Option Agreement (Codexis Inc), Stock Option Agreement (Codexis Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Performance Stock Option Agreement (Viasat Inc), Performance Stock Option Agreement (Viasat Inc), Performance Stock Option Agreement (Viasat Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, this Agreement and the Option and this Agreement shall will be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws permit, this Agreement shall will be deemed amended to the extent as necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Stock Option Award Agreement (Farmer Brothers Co), Stock Option Award Agreement (Farmer Brothers Co), Stock Option Award Agreement (Vertiv Holdings Co)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, then the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Stock Option Agreement (Kythera Biopharmaceuticals Inc), Stock Option Agreement (Kythera Biopharmaceuticals Inc), Stock Option Agreement (Singulex Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan this Agreement or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawlaw and the Plan, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 3 contracts

Samples: Restricted Stock Agreement (Infonet Services Corp), Restricted Stock Agreement (Guitar Center Inc), Restricted Stock Agreement (Guitar Center Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Plan, and any Award granted or this Agreement, if awarded to any Participant who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of under the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Business Combination Agreement (Proptech Investment Corp. Ii), First Financial Bankshares Inc

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and Grant Notice, this Agreement shall and the Restricted Shares will be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws permit, this Agreement shall will be deemed amended to the extent as necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Restricted Stock Award Agreement (Traeger, Inc.), Restricted Stock Award Agreement (Traeger, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this the Agreement, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option and this the Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws, this the Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (Advanced Micro Devices Inc), Stock Option Agreement (Advanced Micro Devices Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Restricted Stock Award Agreement (William Lyon Homes), Restricted Stock Award Agreement (William Lyon Homes)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Plan, and any Award granted or this Agreement, if Participant awarded to any individual who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Walter Industries Inc /New/), Host Marriott Corp/

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreementthe Terms, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement the Terms shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement the Terms shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Grant Agreement (Allergan Inc), Grant Agreement (Allergan Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant you is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (Radius Health, Inc.), Stock Option Agreement (Radius Health, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan, the Plan and any Award granted or this Agreement, if Participant awarded to any individual who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement Act shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange ActAct and any amendments thereto) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Registration Rights Agreement (Broadscale Acquisition Corp.), Business Combination Agreement (Sandbridge Acquisition Corp)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Performance Cash and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Award Agreement (Spirit Airlines, Inc.), Cash Award Agreement (Spirit Airlines, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the PlanAward, the Option Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Restricted Stock Agreement (Codexis Inc), Restricted Stock Agreement (Codexis Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Grant Notice or this Agreement, if Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Grant notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (Autozone Inc), Stock Option Agreement (Autozone Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Restricted Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Restricted Stock Agreement for Non Employee Directors (Complete Production Services, Inc.), Restricted Stock Agreement for Non Employee Directors (Complete Production Services, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan, the Plan and any Award granted or this Agreement, if Participant awarded to any individual who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement Act shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 16b‑3 of the Exchange ActAct and any amendments thereto) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Eargo, Inc., Eargo, Inc.

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act, the Plan”), the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Chung Stock Option Agreement (Conceptus Inc), Joseph Sharpe Stock Option Agreement (Conceptus Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Restricted Stock Units, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Restricted Stock Unit Agreement (Vroom, Inc.), Restricted Stock Unit Agreement (Vroom, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option SARs, the Grant Notice, the Foreign Appendix, if applicable, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Appreciation Right Agreement (Novan, Inc.), Stock Appreciation Right Agreement (LivaNova PLC)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (ReachLocal Inc), Stock Option Agreement (Skullcandy, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Grant Notice or this Agreement, if Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Grant notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (Autozone Inc), Stock Option Agreement (Autozone Inc)

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Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Holder is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Incentive Award Plan (Bio-Rad Laboratories, Inc.), Qualified Stock Option Agreement (Bio Rad Laboratories Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (William Lyon Homes), Incentive Award Plan Stock Option Award Agreement (Axalta Coating Systems Ltd.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Award (including any Dividend Equivalents) and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Employment Agreement (Spirit Realty, L.P.), Employment Agreement (Spirit Realty Capital, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the LLC Agreement or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option LLC Agreement, the Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Fifth Wall Acquisition Corp. III, Fifth Wall Acquisition Corp. III

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this the Agreement, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option PRSUs and this the Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this the Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Restricted Stock Unit Agreement (Advanced Micro Devices Inc), Restricted Stock Unit Agreement (Advanced Micro Devices Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Stock Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 2 contracts

Samples: Stock Option Agreement (Seelos Therapeutics, Inc.), Stock Option Agreement (Apricus Biosciences, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the PlanAward, the Option Plan and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Employment Agreement (Apricus Biosciences, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option LA\3414487.2 Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Award Agreement (Hudson Pacific Properties, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, then the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted US-DOCS\98130099.2 by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Notice and Stock Option Agreement (Puma Biotechnology, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option SAR, the Grant Notice, the Foreign Appendix, if applicable, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Stock Appreciation Right Agreement (Novan, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Units and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Market Stock Unit Agreement (Spirit Airlines, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Optionee is subject to Section 16 of the Exchange 1934 Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange 1934 Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Stock Option Agreement (Strasbaugh)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option RSUs, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (UCI International, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option shares of Restricted Stock, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Old Republic International Corp)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Restricted Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Axalta Coating Systems Ltd.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is you are subject to Section 16 of the Exchange ActAct (those associates who are members of the Old Republic International Corporation Office of the Chief Executive Officer), the Plan, the Option Option, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.. 3.3

Appears in 1 contract

Samples: Stock Option Award Agreement (Old Republic International Corp)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Units and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement for Directors (Schiff Nutrition International, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Plan and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Discovery Laboratories Inc /De/)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.. (q)

Appears in 1 contract

Samples: Employment Agreement (Spirit Realty Capital, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Award, the Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Codexis, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Restricted Shares and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Agreement for Directors (Schiff Nutrition International, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Grantee is subject to Section 16 of the Exchange Act, the Plan, the Option Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Global Restricted Stock Unit Award Agreement (Affirm Holdings, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the PlanShares, the Option Plan and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Stock Payment Award Agreement (Cubic Corp /De/)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.. | NSD\136854.1||

Appears in 1 contract

Samples: Stock Option Agreement (Zogenix, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Non Statutory Stock Option Agreement (Radius Health, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Exhibit 10.4 Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Incentive Award Plan (Spirit Airlines, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is you are subject to Section 16 of the Exchange Act, the Plan, the Option Option, and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Stock Option Award Agreement (Old Republic International Corp)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan, the Plan and any award granted or this Agreement, if Participant awarded to any individual who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement Act shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange ActAct and any amendments thereto) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement the Plan and awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Faraday Future Intelligent Electric Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the PlanRestricted Shares, the Option Dividend Rights, the Plan and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Cubic Corp /De/)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Optionee is subject to Section 16 of the Exchange 1934 Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange 1934 Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Stock Option Agreement (ICC Worldwide, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, Plan and the Plan, the Option and this Agreement Options shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule, to the extent the Optionee is subject to Section 16 of the Exchange Act. To the extent permitted by applicable law, this Agreement and the Options shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Non Qualified Stock Option Agreement (Commvault Systems Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Partnership or this Agreement, if the Participant is subject to Section 16 of the Exchange Act, then the Plan, the Option Partnership Agreement the Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.. (i)

Appears in 1 contract

Samples: Unit Agreement (Hudson Pacific Properties, L.P.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant Holder is subject to Section 16 of the Exchange Act, then the Plan, the Option Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (ChemoCentryx, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall and the Restricted Stock will be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Laws permit, this Agreement shall will be deemed amended to the extent as necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Grant Agreement (Farmer Brothers Co)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Performance Award and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: And Performance Award Agreement (Spirit Airlines, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant the Optionee is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act16b-3) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Agreement (Griffin Land & Nurseries Inc)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.and

Appears in 1 contract

Samples: Time Based Restricted Stock Unit Agreement (Claros Mortgage Trust, Inc.)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan Plan, the Plan, and any Award granted or this Agreement, if awarded to any Participant who is then subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawthe Applicable Laws, this Agreement the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Business Combination Agreement (Prenetics Global LTD)

Limitations Applicable to Section 16 Persons. Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option Shares, the Grant Notice and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable lawApplicable Law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Presidio Property Trust, Inc.)

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