Investor Services. (a) Act as registrar and transfer agent with respect to the Shares and, in that capacity process subscription applications, transfer instructions, redemption/repurchase requests and other applicable account maintenance requests received by the Funds with respect to their Shares;
Investor Services. GEID hereby engages Product Distributor, and Product Distributor hereby agrees, to provide, or arrange for Insurers or other parties to provide, Investor Services for the Company including, but not limited to, services related to administering the Contracts and Policies such as: • mailing prospectuses, statements of additional information, supplements thereto and shareholder reports to owners of Contracts and Policies who at the time are indirectly invested in Shares; • preparing, printing and distributing confirmation statements and periodic account statements to owners of Contracts and Policies who at the time are indirectly invested in Shares; • compiling information and reports and providing the same to the Company on a periodic basis; • assisting the Insurers in the solicitation and tabulation of Contract and Policy owner voting instructions; • attending and participating in meetings of holders Shares; • reimbursing the Insurers for the cost maintaining records of daily transactions in separate account units and computing the number of Shares that must be purchased or redeemed each day by each Insurer to support such transactions; • to the extent necessary for the Company to comply with Rule 22c-2 under the 1940 Act and its policies on frequent trading, making available, or assisting the Insurers to make available, to the Company or its agents the records of daily transactions in separate account units, it being understood that Product Distributor shall not be obligated to take any action that would violate, or cause an Insurer to violate, any federal or state law or rule or regulation thereunder concerning privacy of Contract owners; • assist the Company in complying with Section 314(b) of the USA Patriot Act by implementing policies and procedures reasonably designed to identify owners or prospective owners of Contracts or Policies suspected of possible terrorist or money-laundering activities and prevent the same from indirectly investing in Shares; • transmitting requests from the Insurers to purchase and redeem Shares to the Company’s transfer agent or the NSCC; • assisting the Company’s transfer agent in recording the issuance of Shares by reimbursing the Insurers for the cost of maintaining a record of daily purchases and redemptions of Shares by each Insurer and separate account; • preparing and providing reports to third-party reporting services, • providing other administrative support to the Company, the Funds, or the Shares as: o mutually ...
Investor Services. 1.1 Pursuant to the Plan, the Servicer shall provide investor services to Investors. Investor services include some or all of the following:
Investor Services. GEID hereby engages Product Distributor, and Product Distributor hereby agrees, to provide, or arrange for Selling Broker-Dealers to provide, Investor Services for the Company including, but not limited to, Personal Services to owners of Contracts and Policies such as: • maintaining accounts for and relationships with owners of Contracts and Policies who at the time are indirectly invested in Shares; and • providing investor liaison to owners of Contracts and Policies who at the time are indirectly invested in Shares, such as responding to their inquiries and providing them with information about their investments.
Investor Services. 1.1 Pursuant to the Plan, the Distributor shall directly, or indirectly through other service providers determined by the Distributor (“Service Providers”), provide investor services to Investors. Investor services include some or all of the following:
Investor Services. Group represents and warrants to the Fund that:
Investor Services. Investor services shall include those duties and services which are necessary and appropriate in connection with reporting and communicating with the limited partners of the Partnerships, including, without limitation:
Investor Services. (a) Act as registrar and transfer agent with respect to the Shares and, in that capacity ** separate fee applies. Administrative Services Agreement Page 34 of 39 process subscription applications, transfer instructions, redemption/repurchase requests and other applicable account maintenance requests received by a Fund with respect to its Shares and process wire instructions for subscriptions and redemptions/repurchase requests;
Investor Services. Claremont will assist BHP and BHP II in the preparation and distribution of (i) quarterly and annual reports to the investors in HPP90 Partnership, annual reports for HPP 87, HPP 88, and HPP 89. (ii) the annual form K-1 that enables the investors to file their respective tax returns, and (iii) responding to and serving investors and their related broker/dealer and representatives as required. HPP 89 will also provide copies of the quarterly 10-Q upon request. Copies of the above correspondences shall be distributed to Brokers of Record and the DueDiligence officers of selling broker dealer firms consistent with prior levels of service.
Investor Services. Fund Set-Up
