Common use of Investment Representations Clause in Contracts

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 466 contracts

Samples: Purchase Agreement (Harrison Vickers & Waterman Inc), Purchase Agreement (Harrison Vickers & Waterman Inc), Purchase Agreement (Harrison Vickers & Waterman Inc)

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Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 58 contracts

Samples: Registration Rights Agreement (Attis Industries Inc.), Permitted Indebtedness and Liens (Attis Industries Inc.), Security Agreement (Giga Tronics Inc)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Exchange Agreement and may be transferred or exchanged only in compliance with the Purchase Exchange Agreement and applicable federal and state securities laws and regulations.

Appears in 33 contracts

Samples: Share Exchange Agreement (DPW Holdings, Inc.), Security Agreement (Authentidate Holding Corp), Share Exchange Agreement (Avalanche International, Corp.)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Subscription Agreement and may be transferred or exchanged only in compliance with the Purchase Subscription Agreement and applicable federal and state securities laws and regulations.

Appears in 24 contracts

Samples: Second Note Amendment Agreement (Magnolia Solar Corp), Note Amendment Agreement (Magnolia Solar Corp), Second Note Amendment Agreement (Magnolia Solar Corp)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement therewith and applicable federal and state securities laws and regulations.

Appears in 23 contracts

Samples: Terra Tech Corp., Terra Tech Corp., Terra Tech Corp.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulationsregulations to successor Holders who provide the same investment representations to the Company.

Appears in 13 contracts

Samples: Securities Purchase Agreement (Cure Pharmaceutical Holding Corp.), Securities Purchase Agreement (Inpellis, Inc.), Hancock Jaffe Laboratories, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with investment representations of the Holder set forth in the Purchase Agreement and all other terms of this Note, and applicable federal and state securities laws and regulations.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Note Purchase Agreement and may be transferred or exchanged only in compliance with the Note Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 12 contracts

Samples: Form of Note Purchase Agreement (Inspire Veterinary Partners, Inc.), Please Confirm (PreCheck Health Services, Inc.), PreCheck Health Services, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Securities Purchase Agreement and may be transferred or exchanged only in compliance with the Securities Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 11 contracts

Samples: Securities Purchase Agreement (Agility Health & Wellness Corp), Securities Purchase Agreement (Greenpro, Inc.), Securities Purchase Agreement (DSwiss Inc)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulationsRegulations.

Appears in 11 contracts

Samples: Registration Rights Agreement (Bergio International, Inc.), Securities Purchase Agreement (Capstone Technologies Group Inc.), Innocap Inc

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Subscription Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 11 contracts

Samples: Intercreditor Agreement (GEE Group Inc.), Mobiquity Technologies, Inc., Elio Motors, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged exchanged, subject to the provisions of Section 6.8 of this Note, only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 8 contracts

Samples: Marizyme, Inc., Northann Corp., Marizyme Inc

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Loan Agreement and may be transferred or exchanged only in compliance with the Purchase Loan Agreement and applicable federal and state securities laws and regulations.

Appears in 7 contracts

Samples: Loan Agreement (Moxian, Inc.), Loan Agreement (Moxian, Inc.), Loan Agreement (Moxian, Inc.)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder Holders set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 6 contracts

Samples: Airguide, Inc., Pipeline Data Inc, Pipeline Data Inc

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 5 contracts

Samples: Intellinetics, Inc., Intellinetics, Inc., Intellinetics, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement therewith and applicable federal and state securities laws and regulations.

Appears in 4 contracts

Samples: COPsync, Inc., Mantra Venture Group Ltd., Fathom Holdings Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Exchange Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 4 contracts

Samples: Greater Cannabis Company, Inc., Greater Cannabis Company, Inc., Greater Cannabis Company, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred transferred, assigned, pledged or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 3 contracts

Samples: Adamis Pharmaceuticals Corp, Adamis Pharmaceuticals Corp, Adamis Pharmaceuticals Corp

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Settlement Agreement and may be transferred or exchanged only in compliance with the Purchase Settlement Agreement and applicable federal and state securities laws and regulations.

Appears in 3 contracts

Samples: GT Biopharma, Inc., GT Biopharma, Inc., GT Biopharma, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and Investor Representations annexed hereto as Exhibit A may be transferred or exchanged only in compliance with the Purchase Agreement terms contained herein and applicable federal and state securities laws and regulationsregulations to successor Holders who provide the same investment representations to the Borrower.

Appears in 3 contracts

Samples: Escrow Agreement (Avant Diagnostics, Inc), Avant Diagnostics, Inc, Avant Diagnostics, Inc

Investment Representations. This Note has been issued subject to certain investment representations of the original the Holder set forth in the Purchase Agreement and may be transferred Transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 3 contracts

Samples: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.. c)

Appears in 2 contracts

Samples: Emerald Medical Applications Corp., Emerald Medical Applications Corp.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Line of Credit Agreement and may be transferred or exchanged only in compliance with the Purchase Line of Credit Agreement and applicable federal and state securities laws and regulations.

Appears in 2 contracts

Samples: Crown Electrokinetics Corp., Crown Electrokinetics Corp.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in representing that it is an accredited investor and that it is not acquiring this Note with the Purchase Agreement and intention of distributing same. The original Holder acknowledges that any or all of this Note may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 2 contracts

Samples: Verb Technology Company, Inc., Verb Technology Company, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.. ​

Appears in 2 contracts

Samples: Securities Purchase Agreement (ACE Convergence Acquisition Corp.), ACE Convergence Acquisition Corp.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulationsregulations provided that the transferee makes to the Company the same investment representations made by the original Holder in the Purchase Agreement.

Appears in 2 contracts

Samples: Note Purchase Agreement (Hollywood Media Corp), Telecommunication Systems Inc /Fa/

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and Exchange Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and Exchange Agreement and applicable federal and state securities laws and regulations.

Appears in 2 contracts

Samples: Avant Diagnostics, Inc, Avant Diagnostics, Inc

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Exchange Agreement and may be transferred or exchanged only in compliance with the Purchase Exchange Agreement and applicable federal and state securities laws and regulations. Subject to the foregoing, this Note may be assigned by the Holder, in whole or in part, without limitation.

Appears in 1 contract

Samples: Function(x) Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder Investor set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Fitell Corp

Investment Representations. This Convertible Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Petrosearch Energy Corp

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Subscription Agreement and may be transferred or exchanged only in compliance with the Purchase Subscription Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Redeemable Senior Note (Treasure Global Inc)

Investment Representations. This Convertible Note has been --------------------------- issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Petrosearch Energy Corp

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Asset Purchase Agreement and may be transferred or exchanged only in compliance with the Asset Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Asset Purchase Agreement (Eagleford Energy Inc.)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Oz Rey LLC

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Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Equity Transfer Agreement and may be transferred or exchanged only in compliance with the Purchase Equity Transfer Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Equity Transfer Agreement (Rebel Group, Inc.)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Note Exchange Agreement and may be transferred or exchanged only in compliance with the Purchase Note Exchange Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: PSQ Holdings, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.. ?

Appears in 1 contract

Samples: Ems Find, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder Assignor set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Grow Solutions Holdings, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement therewith and applicable federal and state securities laws and regulations; provided that the Holder shall only transfer this Note (or any rights, obligations or benefits thereunder) to an Affiliate of such Holder without the prior written consent of the Company.

Appears in 1 contract

Samples: Dolphin Entertainment, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder Holder, which representations are set forth in the Securities Purchase Agreement and made again by Holder as of the date of this Note. This Note may be transferred or exchanged only in compliance with the Securities Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Xenetic Biosciences, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder New Purchaser set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Emerald Medical Applications Corp.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement herein and may be transferred or exchanged only in compliance with the Purchase Subscription Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Vault America, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Merger Agreement and may be transferred or exchanged only in compliance with the Purchase Merger Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: GEE Group Inc.

Investment Representations. This Promissory Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Loan Agreement and may be transferred or exchanged only in compliance with the Purchase Loan Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Security Agreement (Straight Path Communications Inc.)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Subscription Agreement and the Purchaser Questionnaire and may be transferred or exchanged only in compliance with the Purchase Subscription Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Actiga Corp

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations. Subject to the foregoing, this Note may be assigned by the Holder, in whole or in part, without limitation.

Appears in 1 contract

Samples: DraftDay Fantasy Sports, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement herein and may be transferred or exchanged only in compliance with the Note Purchase Agreement entered into between the Company and the Holder (the “Purchase Agreement”) and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Green PolkaDot Box Inc

Investment Representations. This Note has been issued subject to certain investment representations of the Company and the original Holder set forth in the Purchase Agreement and Amendment Agreement and may be transferred or exchanged only (i) in compliance with the Purchase Agreement and applicable federal and state securities laws and regulations, and (ii) in compliance with the Purchase Agreement (including without limitation Section 4.1 thereof and the requirements set forth therein that such subsequent Holder make certain additional representations to the Company).

Appears in 1 contract

Samples: Fourth Extension and Amendment Agreement (Envision Solar International, Inc.)

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement Purchaser and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulationsRegulations.

Appears in 1 contract

Samples: Digital Health Acquisition Corp.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Securities Purchase Agreement and may be transferred or exchanged only in compliance with the Securities Purchase Agreement and applicable federal and state securities laws and regulationsregulations to successor Holders who provide the same investment representations to the Company.

Appears in 1 contract

Samples: IIOT-OXYS, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Settlement Agreement and may be transferred or exchanged only in compliance with the Purchase Settlement Agreement and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Precipio, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement and applicable federal and state securities laws and regulationsregulations .

Appears in 1 contract

Samples: DSG Global Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Exchange Agreement and may be transferred or exchanged only in compliance with the Exchange Agreement (and Purchase Agreement Agreement) and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Omni Shrimp, Inc.

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in the Purchase Exchange Agreement and may be transferred or exchanged only in compliance with the Purchase Agreement therewith and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: AMEDICA Corp

Investment Representations. This Note has been issued subject to certain investment representations of the original Holder set forth in Article IV of the Purchase Agreement and may be transferred or exchanged only in compliance with the terms of the Purchase Agreement Agreement, this Note and the other Transaction Documents, and applicable federal and state securities laws and regulations.

Appears in 1 contract

Samples: Joinder Agreement (TLG Acquisition One Corp.)

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