Investment Profile Sample Clauses

Investment Profile. You have completed an LIP New Account Application and other necessary account opening documents and have provided complete and accurate information in response to the questions included in it. You have provided Primerica Advisors with complete and accurate information about your investment goals, financial situation, individual needs, risk tolerance and any investment restrictions that you wish to impose on management of the Program Account, and other information reflected in your Investment Profile. You agree to notify Primerica promptly of any changes in the information previously provided, including any changes to, or additions of, investment restrictions.
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Investment Profile a. Briefly describe your investment background and experience:
Investment Profile. Thông tin đầu tư
Investment Profile. Investment Objective. The attached Customer Agreement contains descriptions for each investment objective presented below. Investment Purpose (Select all that apply) Please review these descriptions prior to completing this section to ensure that the investment objective selection you make is appropriate. If at any time you would like to revise your investment objective or your current situation changes, please contact your Representative. Current Income Balanced Growth & Income Growth Maximum Growth Save for education Retirement Purposes Save for short term goals Other Generate income Accumulate wealth Preserve wealth Market speculation Investment Time Horizon: The total length of time that an investor will expect to hold an investment portfolio as a whole, not for any one particular security or holding within a portfolio. The investment time horizon is used to determine the income needs and desired risk tolerance of the investor, which is then used to aid in security selection. Short (less than 5 years) Long (over 10 years) Intermediate (5 - 10 years) Investment Knowledge None Limited Good Excellent Risk Tolerance Conservative Moderately Conservative Moderate Moderately Aggressive Investment Experience (indicate # of years) 2 0 1 5 1 5 Mutual Funds Stocks Bonds Limited Partnerships Variable Annuities Options Aggressive Speculative Liquidity Needs - Please identify any recurring or one time events the account owner(s) may have whereby all or a portion of the investments in the account may need to be accessed and converted to cash to meet the expense. Recurring Expenses (Annually) $ non-recurring) .00 7 5 0 0 0 .00 Special Expenses (Future, $ Special Expenses Timeframe (Indicate # of years) Assets Held Away - Provide total value of assets held away and percentages for each type of asset. Total of all percentages must equal 100%. Total value of assets held away 3 5 Stocks % 3 0 Mutual funds % $ Options % Variable Annuities % Bonds % Fixed Annuities % .00 1 5 0 0 0 0 Alternative Investments % 2 5 Cash/Cash equivalents % Foreign Currency % 1 0 All Others % 19295 Account Servicing Options (Not Required for Direct Sponsor Accounts) Core Account Investment Vehicle **Bundle ID Your cash/credit balances will be held in a core account investment vehicle (sometimes referred to as a "core account") while awaiting reinvestment. By opening this account, you authorize your Broker/Dealer to invest your cash/credit balances into the applicable core account investment vehi...
Investment Profile. You have completed a Lifetime Investment Program Proposal and other necessary account opening documents and have provided complete and accurate information in response to the questions included in it. You have provided Primerica Advisors with complete and accurate information about your investment goals, financial situation, individual needs, risk tolerance and any investment restrictions that you wish to impose on management of the Program Account, and other information reflected in your Investment Profile. You agree to notify Primerica promptly of any changes in the information previously provided, including any changes to, or additions of, investment restrictions.
Investment Profile. Buyside Partners shall prepare a research report designed for top analysts and money managers.
Investment Profile. A) Permitted Investments ❑ Minnesota State Statute (Includes all investment options listed below) (Please provide a copy of your investment policy) OR (If local policy is more strict, check all that apply):
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Investment Profile. Any number of listed profiles that We may establish from time to time, based on minimum and maximum Fee Factor ranges as described in Table 2. The Investment Profile is used in determining the Certificate Fee as described in Sections 6.1 and 6.3 and is shown in Table 3a.

Related to Investment Profile

  • Investment Promotion 1. Each Contracting Party shall promote investments in its territory by investors of the other Contracting Party and admit such investments in accordance with its legislation.

  • Investment Program The Subadviser is hereby authorized and directed and hereby agrees, subject to the stated investment objective and policies of the Fund as set forth in the Trust’s current Registration Statement and subject to the supervision of the Adviser and the Board of Trustees of the Trust, to (i) develop and furnish continuously an investment program and strategy for the Fund in compliance with the Fund’s investment objective and policies as set forth in the Trust’s current Registration Statement, (ii) provide research and analysis relative to the investment program and investments of the Fund, (iii) determine (subject to the overall supervision of the Board of Trustees of the Trust) what investments shall be purchased, held, sold or exchanged by the Fund and what portion, if any, of the assets of the Fund shall be held in cash or cash equivalents, and (iv) make changes on behalf of the Trust in the investments of the Fund. In accordance with paragraph 2(ii)(b), the Subadviser shall arrange for the placing of all orders for the purchase and sale of securities and other investments for the Fund’s account and will exercise full discretion and act for the Trust in the same manner and with the same force and effect as the Trust might or could do with respect to such purchases, sales or other transactions, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or transactions. The Subadviser will make its officers and employees available to meet with the Adviser’s officers and directors on due notice at reasonable times to review the investments and investment program of the Fund in light of current and prospective economic and market conditions. The Subadviser is authorized on behalf of the Fund to enter into agreements and execute any documents required to make investments pursuant to the Prospectus as may be amended from time to time. The Subadviser’s responsibility for providing portfolio management services hereunder shall be limited to only those assets of the Fund which the Adviser determines to allocate to the Subadviser (those assets being referred to as the “Fund Account”), and the Subadviser agrees that it shall not consult with any investment advisor(s) (within the meaning of the 0000 Xxx) to the Fund or any other registered investment company or portfolio series thereof under common control with the Fund concerning transactions for the Fund Account in securities or other assets such that the exemptions under Rule 10f-3, Rule 12d-3 and/or Rule 17a-10 under the 1940 Act would not be available with respect to the Fund. The Subadviser shall exercise voting authority with respect to proxies that the Fund is entitled to vote by virtue of the ownership of assets attributable to that portion of the Fund for which the Subadviser has investment management responsibility; provided that the exercise of such authority shall be subject to periodic review by the Adviser and the Trustees of the Trust; provided, further that such authority may be revoked in whole or in part by the Adviser if required by applicable law. The Subadviser shall exercise its proxy voting authority hereunder in accordance with such proxy voting policies and procedures as the Trust may designate from time to time. The Subadviser shall provide such information relating to its exercise of proxy voting authority hereunder (including the manner in which it has voted proxies and its resolution of conflicts of interest) as reasonably requested by the Adviser from time to time. In the performance of its duties hereunder, the Subadviser is and shall be an independent contractor and except as expressly provided for herein or otherwise expressly provided or authorized shall have no authority to act for or represent the Fund or the Trust in any way or otherwise be deemed to be an agent of the Fund, the Trust or of the Adviser. If any occasion should arise in which the Subadviser gives any advice to its clients concerning the shares of a Fund, the Subadviser will act solely as investment counsel for such clients and not in any way on behalf of the Trust or the Fund.

  • The Investment Account; Eligible Investments (a) Not later than the Withdrawal Date, the Master Servicer shall withdraw or direct the withdrawal of funds in the Custodial Accounts for P&I, for deposit in the Investment Account, in an amount representing:

  • Investment Decision The Purchaser understands that nothing in the Agreement or any other materials presented to the Purchaser in connection with the purchase and sale of the Shares constitutes legal, tax or investment advice. The Purchaser has consulted such legal, tax and investment advisors as it, in its sole discretion, has deemed necessary or appropriate in connection with its purchase of the Shares.

  • Investment Strategy The Company’s investment strategy described in the Registration Statement and the Prospectus accurately reflect in all material respects the current intentions of the Company with respect to the operation of the Company’s business, and no material deviation from such investment strategy is currently contemplated.

  • Investment Accounts Schedule 2 sets forth under the headings “Securities Accounts” and “Commodity Accounts”, respectively, all of the Securities Accounts and Commodity Accounts in which such Grantor has an interest. Except as disclosed to the Administrative Agent, such Grantor is the sole entitlement holder of each such Securities Account and Commodity Account, and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Administrative Agent) having “control” (within the meanings of Sections 8-106 and 9-106 of the UCC) over, or any other interest in, any such Securities Account or Commodity Account or any securities or other property credited thereto;

  • Investment Decisions The Subadviser shall determine from time to time what investments and securities will be purchased, retained, sold or loaned by the Series, and what portion of such assets will be invested or held uninvested as cash.

  • Fund Accounting Services GFS may from time to time adopt procedures, or modify its procedures, to implement the terms of this Section. With respect to each Fund, GFS shall provide the following services subject to, and in compliance with, the objectives, policies and limitations set forth in the Trust’s Registration Statement, the Trust’s Agreement and Declaration of Trust, Bylaws, applicable laws and regulations, and resolutions and policies implemented by the Trust’s Board of Trustees (the “Board”):

  • Investment Canada Act The Purchaser is not a “non-Canadian” within the meaning of the Investment Canada Act.

  • Acceptable Investment The Company has no knowledge of any circumstances or conditions with respect to the Mortgage Loan, the Mortgaged Property, the Mortgagor or the Mortgagor's credit standing that can reasonably be expected to cause private institutional investors to regard the Mortgage Loan as an unacceptable investment, cause the Mortgage Loan to become delinquent, or adversely affect the value or marketability of the Mortgage Loan;

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