Common use of Investment Company Act Status Clause in Contracts

Investment Company Act Status. Neither the Borrower nor any of its Subsidiaries is an "investment company," or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 2 contracts

Samples: Credit Agreement (Om Group Inc), Credit Agreement (Om Group Inc)

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Investment Company Act Status. Neither the Borrower nor any of its Subsidiaries Subsidiaries, is an "investment company," ", or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Diy Home Warehouse Inc)

Investment Company Act Status. Neither the Borrower nor any of its Subsidiaries Subsidiary thereof is an "investment company," ", or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Olympic Steel Inc)

Investment Company Act Status. Neither None of the Borrower Borrowers nor any of its Subsidiaries thereof is an "investment company," ", or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Instron Lawrence Corp)

Investment Company Act Status. Neither the Borrower nor any of its Subsidiaries Subsidiary is an "investment company," or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are term is defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section ss. 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Ceres Group Inc)

Investment Company Act Status. Neither the Borrower nor any of its Subsidiaries is an "investment company," ", or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Curtis Sub Inc)

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Investment Company Act Status. Neither the No Borrower nor any of its Subsidiaries is an "investment company," ", or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Erico Products Inc)

Investment Company Act Status. Neither the No Borrower is, nor is any of its Subsidiaries is Subsidiary thereof, an "investment company," ", or an "affiliated person" of, or a "promoter" or "principal underwriter" for an "investment company" ( (as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section U.S.C.Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Credit and Security Agreement (Hawk Corp)

Investment Company Act Status. Neither the Borrower nor any of its Subsidiaries is an "investment company," or an "affiliated person" of, or a "promoter" or "principal underwriter" for for, an "investment company" ( ", as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(1), et seq.)).

Appears in 1 contract

Samples: Assignment Agreement (Shiloh Industries Inc)

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