Common use of Investment Company Act Status Clause in Contracts

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 38 contracts

Samples: Common Stock Purchase Agreement (Kludein I Acquisition Corp), Chef Purchase Agreement (Allurion Technologies, Inc.), Common Stock Purchase Agreement (Embark Technology, Inc.)

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Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents this Agreement and the application of the proceeds from the sale of the Shares as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 26 contracts

Samples: Common Stock Purchase Agreement (Sulphco Inc), Common Stock Purchase Agreement (Globalstar, Inc.), Common Stock Purchase Agreement (MAP Pharmaceuticals, Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be required to be registered as, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 25 contracts

Samples: Common Stock Purchase Agreement (Microvision Inc), Common Stock Purchase Agreement (American Petro-Hunter Inc), Common Stock Purchase Agreement (Kv Pharmaceutical Co /De/)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any the Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be required to be registered as, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 22 contracts

Samples: Share Purchase Agreement (Highest Performances Holdings Inc.), Share Purchase Agreement (CITIC Capital Acquisition Corp.), Share Purchase Agreement (7GC & Co. Holdings Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 20 contracts

Samples: Investment Agreement (Alternate Energy Holdings, Inc.), Investment Agreement (Amarantus BioSciences, Inc.), Investment Agreement (Mabcure Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be required to register as an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 19 contracts

Samples: Common Stock Purchase Agreement (MultiSensor AI Holdings, Inc.), Common Stock Purchase Agreement (Monogram Orthopaedics Inc), Common Stock Purchase Agreement (Spectral AI, Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be be, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 6 contracts

Samples: Share Purchase Agreement (Vertical Aerospace Ltd.), Share Purchase Agreement (Moolec Science SA), Common Stock Purchase Agreement (Tempo Automation Holdings, Inc.)

Investment Company Act Status. The Company is not, and as a result immediately after giving effect to the sale of the consummation of the transactions contemplated by the Transaction Documents Shares in accordance with this Agreement and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company Agreement, will not be be, required to register as an “investment company” within the meaning of as such term is defined in the Investment Company Act of 1940, as amended.

Appears in 4 contracts

Samples: Common Stock Purchase Agreement (MMTec, Inc.), Common Stock Purchase Agreement (Nikola Corp), Common Stock Purchase Agreement (Nikola Corp)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents this Agreement and the application of the proceeds from the sale of the Shares as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an "investment company" or a company "controlled" by an "investment company," within the meaning of the Investment Company Act of 1940, as amended.

Appears in 3 contracts

Samples: Common Stock Purchase Agreement (DryShips Inc.), Common Stock Purchase Agreement (DryShips Inc.), Common Stock Purchase Agreement (DryShips Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents this Agreement and the application of the proceeds from the sale of the Put Shares as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Investment Agreement (Alphatec Holdings, Inc.), Investment Agreement (Terra Tech Corp.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents this Agreement and the application of the proceeds from the sale of the Shares as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be required to be registered as, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Microvision Inc)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended. Section 5.29.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Wejo Group LTD)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement Agreement, the Company will not be required to register as an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Sky Harbour Group Corp)

Investment Company Act Status. The Company is notnot and, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares Securities as will shall be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement Agreement, the Company will not shall not, be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Interactive Strength, Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any and/or a Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement Agreement, the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Ordinary Shares Purchase Agreement (Pivotal Holdings Corp)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents this Agreement and the application of the proceeds from the sale of the Shares as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be required to be registered as an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Omeros Corp)

Investment Company Act Status. The Company is not, and as a result will not be, either after giving effect to the receipt of the consummation of the transactions contemplated by the Transaction Documents and the application of the gross proceeds from the offering and sale of the Placement Shares as will be set forth contemplated by this Agreement or after the application thereof as described in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant the Prospectus, required to the Registration Rights Agreement the Company will not be register as an “investment company” within as such term is defined in the meaning of the U.S. Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Iris Energy LTD

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents Agreement and the application of the proceeds from the sale of the Shares Common Stock as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Soundhound Ai, Inc.

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights this Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Shares Purchase Agreement (Roivant Sciences Ltd.)

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Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement Agreement, the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Ordinary Share Purchase Agreement (TH International LTD)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by this Agreement and the Transaction Documents Warrants and the application of the proceeds from the sale of the Shares and any proceeds that may be received upon any cash exercise of the Warrants as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Emcore Corp)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be or is, as applicable, set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Biotech Acquisition Co)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be be, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.. ​

Appears in 1 contract

Samples: Share Purchase Agreement (Vertical Aerospace Ltd.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be be, required to register as an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Beam Global)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.Company

Appears in 1 contract

Samples: Share Purchase Agreement (Arrival)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be required to register as an “investment company” within the meaning of the Investment Company Act of 1940, as amendedAct.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Alpha Healthcare Acquisition Corp Iii)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an “investment company” or a company “controlled” by an “investment company , ” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Investment Agreement (Vendum Batteries Inc.)

Investment Company Act Status. The Company is notnot and, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares as will shall be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement Agreement, the Company will not shall not, be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Expion360 Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents this Agreement and the application of the proceeds from the sale of the Shares as will be set forth in the Base Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will shall not be be, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Brazil Minerals, Inc.)

Investment Company Act Status. The Company is not, and as a result of the consummation of the transactions contemplated by the Transaction Documents and the application of the proceeds from the sale of the Shares Securities as will be set forth in the Prospectus included in any Registration Statement (and any post-effective amendment thereto) and any Prospectus Supplement thereto filed pursuant to the Registration Rights Agreement the Company will not be an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Inspire Veterinary Partners, Inc.)

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