Investment Companies. None of the Loan Parties or any Subsidiaries of any Loan Party is an "investment company" registered or required to be registered under the Investment Company Act of 1940 or under the "control" of an "investment company" as such terms are defined in the Investment Company Act of 1940 and shall not become such an "investment company" or under such "control".
Investment Companies. No Restricted Entity or Affiliate thereof is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended.
Investment Companies. Neither TGI nor any of its Subsidiaries is an “investment company” registered or required to be registered under the Investment Company Act of 1940 or under the “control” of an “investment company” as such terms are defined in the Investment Company Act of 1940 and shall not become such an “investment company” or under such “control”.
Investment Companies. No Obligor, person controlling an Obligor or Subsidiary of an Obligor is or is required to be registered as an “investment company” under the U.S. Investment Company Act of 1940 (the “1940 Act”).
Investment Companies. Neither the Borrower nor any of its Subsidiaries is an "investment company" registered or required to be registered under the Investment Company Act of 1940 or under the "control" of an "investment company" as such terms are defined in the Investment Company Act of 1940 and shall not become such an "investment company" or under such "control."
Investment Companies. Neither of the Companies nor any of their respective Subsidiaries is registered or required to be registered as an Investment Company under the Investment Company Act of 1940, as amended (the "Investment Company Act").
Investment Companies. Neither the Company nor any Subsidiary of the Company is an “investment company” as defined under the Investment Company Act of 1940, as amended.
Investment Companies. (a) No Obligor, nor any Subsidiary of a US Obligor, is or is required to be registered as an “investment company” under the U.S. Investment Company Act of 1940 (the “1940 Act”).
Investment Companies. The School District contribution and matching teacher contribution will be made to a School Board- approved company of the teacher’s choice. (Note: “approval” does not in any way constitute “endorsement” of the company.) It shall be the responsibility of the teacher to make all arrangements required by the vendor to ensure that proper payment is made by the School District. The following criteria will be used in determining which investment companies will be approved by the School District to receive matching contributions:
Investment Companies. Neither of the Companies is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Companies Act of 1940, as amended, or a "holding company", a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company" or a "public utility" within the meaning of the Public Utility Holding Companies Act of 1935, as amended.
