Investment Bankers. Other than fees payable to and expenses of Xxxxx & Company Incorporated, which fees and expenses will be paid solely by North, in cash and warrants as provided herein and in the North Disclosure Schedules, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or commission in connection with the transaction contemplated by this Agreement based upon arrangements made by or on behalf of North.
Investment Bankers. The Company shall not hire, terminate or amend the terms of the Company’s engagement of any investment banker without the prior written approval of the Board of Directors, including the affirmative vote of at least one Preferred Director.
Investment Bankers. The Company represents, warrants, covenants and agrees that it has not and will not modify or amend the provisions of its existing engagement letters with Deutsche Bank Securities Inc. (dated January 23, 2012 and March 23, 2012) and Xxxxxxx Xxxxx & Co. (dated February 15, 2012 and March 21, 2012).
Investment Bankers. It is agreed that Investec Ernst and Public Securities shall be appointed as exclusive solicitation agents pursuant to those terms as negotiated by Jack Rubinstein.
Investment Bankers. It is agreed that the chairman of the board shall appoint as underwriters and/ or solicitation agents as he deems necessary and appropriate.
Investment Bankers. Except as set forth on Schedule 4.11, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Company Group. The Company has heretofore furnished to Parent a correct copy of all agreements between the Company Group (or any of its members) and any broker, finder or investment adviser pursuant to which such firm or individual would be entitled to any payment relating to the transactions contemplated by this Agreement.
Investment Bankers developing the Company’s relationships with chosen investment bankers in the smaller reporting issuer PUBCO space through meetings, sharing corporate information as directed by management and organizing corporate data packages/presentations;
Investment Bankers. Neither such Purchaser nor any of its Affiliates (as herein defined) has dealt with any Person (as herein defined) who is entitled to a broker’s commission, finder’s fee, investment banker’s fee or similar payment from the Company, the Sellers, any of the General Partners, the Company or any of the Subsidiaries for arranging the transaction contemplated hereby or introducing the parties to each other. As used herein: (i) a “Person” means an individual, any type of business entity (including a corporation, joint-stock company, partnership or limited liability company), any other type of legal entity (including a trust), or any governmental agency or instrumentality; (ii) an “Affiliate” is any Person which controls another Person, which another Person controls, or which is under common control with another Person; and (iii) “control” means the power, direct or indirect, to direct or cause the direction of the management and policies of a Person through voting securities, contract or otherwise.
Investment Bankers. Except for Deutsche Bank Securities, Inc. (whose fee shall be payable by the Sellers), neither the Sellers, nor any of their Affiliates, nor the General Partners nor the Company nor any of the Subsidiaries, have dealt with any Person who is entitled to a broker’s commission, finder’s fee, investment banker’s fee or similar payment from Purchasers, the Company or any of the Subsidiaries for arranging the transaction contemplated hereby or introducing the parties to each other.
Investment Bankers. 32 8.7 Radon Disclosure........................................................................... 32 ARTICLE IX LIABILITY OF PATRIOT, INDEMNIFICATION BY SUMMERFIELD;DEFAULT; TERMINATION RIGHTS.................................................... 33
