Holder Status. The Holder is an “accredited investor” as defined in Rule 501 under the Securities Act.
Appears in 28 contracts
Samples: Warrant Exercise Agreement (Genius Brands International, Inc.), Warrant Exercise Agreement (AquaBounty Technologies, Inc.), Warrant Exercise Agreement (ReShape Lifesciences Inc.)
Holder Status. The Holder represents and warrants that is an “accredited investor” as defined in Rule 501 under the Securities Act.
Appears in 24 contracts
Samples: Warrant Exercise Agreement (22nd Century Group, Inc.), Warrant Exercise and Omnibus Amendment Agreement (Sonnet BioTherapeutics Holdings, Inc.), Warrant Exercise Agreement (ONCOSEC MEDICAL Inc)
Holder Status. The Holder is an “accredited investor” as defined in Rule 501 501(a) under the Securities Act or a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Emrise CORP, Emrise CORP, Emrise CORP
Holder Status. The Such Holder is an “accredited investor” as defined in Rule 501 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: First Amendment and Waiver Agreement (Fellows Energy LTD), Settlement and Release Agreement (Pacificnet Inc), First Amendment and Waiver Agreement (Fellows Energy LTD)
Holder Status. The Holder represents and warrants that is an “accredited investor” as defined in Rule 501 under the Securities 1933 Act.
Appears in 3 contracts
Samples: Form of Termination Agreement (Taronis Technologies, Inc.), Warrant Exercise Agreement (Sadot Group Inc.), Waiver Agreement (Taronis Technologies, Inc.)
Holder Status. The Holder represents and warrants that is an “accredited investor” as defined in Rule 501 of Regulation D under the Securities ActAct and confirms that it has a substantive and preexisting relationship with the Company.
Appears in 3 contracts
Samples: Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.), Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.), Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.)
Holder Status. The Holder is either (i) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act of 1933 (the “Securities Act”) or (ii) an “accredited investor” as defined in within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Form of Exchange Agreement (Castle a M & Co), Exchange Agreement (Raging Capital Management, LLC), Form of Exchange Agreement (Castle a M & Co)
Holder Status. The Holder represents and warrants that it is an “accredited investor” as defined in Rule 501 under the Securities Act.
Appears in 2 contracts
Samples: Warrant Exercise Agreement (Achieve Life Sciences, Inc.), Warrant Exercise Agreement (Alphatec Holdings, Inc.)
Holder Status. The Holder is an “"accredited investor” " as defined in Rule 501 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. The Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: And Waiver Agreement (Western Power & Equipment Corp), And Waiver Agreement (Western Power & Equipment Corp)
Holder Status. The Holder is an “accredited investor” as defined in Rule 501 501(a) under the Securities Act.
Appears in 1 contract
Samples: California Resources Corp
Holder Status. The Holder Holder, as of the date hereof, is an “"accredited investor” " as defined in Rule 501 501(a) under the Securities Act.
Appears in 1 contract
Samples: Verso Technologies Inc
Holder Status. The Holder is an “accredited investor” as defined in within the meaning of Securities and Exchange Commission Rule 501 under the Securities Actof Regulation D, as presently in effect.
Appears in 1 contract
Samples: Entropin Inc
Holder Status. The Holder is an “accredited investor” as such term is defined in Rule 501 501(a) under the Securities Act.
Appears in 1 contract
Samples: Securities Exchange Agreement (Helios & Matheson Analytics Inc.)
Holder Status. The Holder is (i) an “accredited investor” as defined in within the meaning of Rule 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and (ii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
Appears in 1 contract
Samples: Exchange Agreement (Verenium Corp)
Holder Status. The Such Holder is an “accredited investor” as defined in Rule 501 under the Securities Act.
Appears in 1 contract
Holder Status. The Holder represents and warrants that is an “accredited investor” as defined in Rule 501 under the Securities ActAct of 1933, as amended.
Appears in 1 contract
Samples: Warrant Exercise Agreement (22nd Century Group, Inc.)
