GROVE Sample Clauses

GROVE. 2.1. Grove is authorised and regulated by the FCA to provide advice on or arrange transactions in respect of the Advice Service.
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GROVE. Grove is authorised and regulated by the FCA to provide advice on or arrange transactions in respect of the Advice Service. Grove will comply with all Rules in respect of its conduct of the Advice Service. The FCA rules apply directly to Grove and cannot be absolved or transferred to another party. Grove will not solicit or seek to entice away from the Introducer any person that is introduced to Grove under this Agreement for the purpose of doing business of the same or a similar nature to the advisory services which the Introducer provides to the Customer (unless otherwise expressly provided for or agreed). Grove shall not do or omit to do anything which may bring Grove or the Introducer into disrepute. THE ADVICE SERVICE Grove will obtain and maintain all regulatory and other authorisations necessary for the conduct of its pension transfer advisory services (“the Advice Service”) and comply in all respects with the requirements of such authorisations. The Advice Service incorporates both Abridged Advice and Full Advice, although the Customer has the right to waive the requirement for Abridged Advice and move straight to Full Advice if they so wish. Abridged Advice can only provide one of two outcomes: either a recommendation for the Customer to remain in their scheme or, it is unclear whether the Customer would benefit from a transfer. This will be set out in a “Suitability Report”. Full advice includes, if required, arranging for the transfer of the relevant pension funds and advice as to the initial investment of the transfer funds. This advice will be set out in a “Suitability Report” prepared by Grove. However, the advice could be to remain in the Customers scheme. Grove hereby agrees to provide advice to the Customer in a manner consistent with Grove’s Client Agreement. Grove’s Advice Service will accept full responsibility for discharging all obligations placed upon it by the Financial Conduct and Markets Xxx 0000. Where the decision is to proceed to Abridged Advice; by conducting a relevant fact finding exercise; providing the Customer with a Customer Agreement providing a Suitability Report explaining the basis of any recommendation made which can only be to stay in the Customer’s existing scheme or it is unclear whether a transfer is suitable, including the nature of any risks and charges involved if the Customer proceeds to Full Advice. Where the decision is to proceed to Full Advice; by conducting a relevant fact finding exercise; providing th...
GROVE. The obligations of the Orthodontic Entity and Dr. Groxx xx xxxsummate this Agreement and the transactions contemplatxx xxxxxx are subject to the condition that on or before the Closing the actions required by this Article 7 will have been accomplished.
GROVE. 2.1. Xxxxx is authorised and regulated by the FCA to provide advice on or arrange transactions in respect of the Advice Service.

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