Government and Agency Securities. Any Primary Broker-Dealer's bid rate for such security Prices shall be as of the business day immediately preceding the date of determination or the last quote available. The pricing services, Brokers' Brokers and Broker Dealers may be changed from time to time by agreement of all the parties. SCHEDULE C AUTHORIZED PERSONS Repo Custodian Xxxxxxx Xxxxx Xxxxxxx Xxxxxxx Xxxxxxx Xxxxx Xxxxxxxx Xxxxxxx Xxxx Xxxx Xxxxx X. Xxxxx Custodian Xxx Xxxxxx Xxxx Xxxxxxx Seller Xxxx X. Xxxxxxxx Xxxxxx X. Xxxxxx Xxxxxxx X. Xxxx Xxxxxxx X. Xxxxxxxx P. Xxxxxxx Xxxxxx Xxx Xxxxxxxxx Xxxxx X. Xxxxxxx Xxxxxx X. Xxxxxxx Xxx Xxxxxxxx The Funds Xxxxxx Xxxxxx Xxxxxxxxx Xxxxxx Xxxxxxx Xxxx Xxxxx Xxxxxx Xxxxxxxx Xxxxxx Xxxxxxx Xxxxx Xxx Xxxxx Xxxxxx Xxxxxxxx Xxx Silver Xxxxxxx Xxxxxxx Xxxxxxx St. Xxxxxx Xxxxxxx Xxxx Xxxx Xxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxxxxx SCHEDULE D
Government and Agency Securities. Any Primary Broker-Dealer's bid rate for such security Prices shall be as of the business day of the date of determination or the last quote available. The pricing services, Brokers' Brokers and Broker Dealers may be changed from time to time by agreement of all the parties. SCHEDULE C AUTHORIZED PERSONS Repo Custodian Xxx Xxxxxx Xxxx Xxxxxxx Custodian Xxx Xxxxxx Xxxx Xxxxxxx Seller Xxxxxx X. Xxxxxxxx Xxxxxxx X. Xxxxx Xxxxxx X. Xxxxx Xxxxxxx Xxxxx Xxxxx Xxxxxxxx Xxxxxx X. Xxxxxxxxx Xxxxxxxxxxx Xxxxxxx Xxxxxx Xxxxxxx Xxxxxx X. XxXxx Xxxx X. Xxxxxxxx Xxxx X. Xxxxxxxxxx Xxxxx Xxxxx, XX The Funds Xxxxxx, Xxxxxx X. Xxxxxx, Xxxxxxxx X. Xxxxxxx, Xxxxxxx X. Xxxxxxx, Xxxx X. Xxxxxxx, Xxxxxxxxx X. Xx. Xxxx, Xxxxxxx Xxxxxx, Xxxxx Xxxxx, Xxxxxxx Xxxx, Xxxx X. Xxxx, Xxxxxx X. Xxxxx, Xxx Xxxxxx, Xxxxxx X. Xxxx, Xxxxxxx X. Xxxxxxxx, Xxxxxx Xxxxxxxx, Xxxxxxx Xxxxxx, Xxxxx Xxxxxx, Xxxxxx Xxxxxxx, Xxxxx SCHEDULE D NOTICES If to Custodian: The Bank of New York Xxx Xxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Telephone: (000) 000-0000 Attention: Xxxxxxx Xx, Esq. With a copy to the Fund Agent If to Repo Custodian: The Bank of New York Xxx Xxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Telephone: (000) 000-0000 Attention: Ms. Xxxxxxx Xxxxx If to Seller: X.X. Xxxxxx Securities Inc. 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Telephone: (000) 000-0000 Attention: Middle Office Traders Support If to any of the Funds: FMR Texas Inc. 000 Xxxx Xxx Xxxxxxx Xxxx., XX0X Xxxxxx, Xxxxx 00000 Telephone: (000) 000-0000 Attention: Xx. Xxxxxxx X. Todd or Mr. Xxxxxx Xxxxxx If to the Fund Agent: Fidelity Investments Fidelity Small Cap Retirement Fund 000 Xxxx Xxx Xxxxxxx Xxxx., XX0X Xxxxxx, Xxxxx 00000 Telephone: (000) 000-0000 Attention: Mr. Xxxx Mufler 277282.c1
Government and Agency Securities. Any Primary Broker-Dealer's bid rate for such security Prices shall be as of the business day of the date of determination or the last quote available. The pricing services, Brokers' Brokers and Broker Dealers may be changed from time to time by agreement of all the parties. SCHEDULE C
Government and Agency Securities. A debt security issued by the United States Treasury Department or an agency created and sponsored by the United States government. MORTGAGE-BACKED SECURITIES Ownership claim in a pool of mortgages or an obligation that is secured by such a pool. AGENCY CMOs Securitization of a pool of first liens on residential properties backed by GNMA, FNMA or FHLMC into at least two classes or tranches. NON-AGENCY CMOs Securitization of a pool of first liens on residential mortgages which do not conform to agency (GNMA, FNMA or FHLMC) underwriting guidelines, or a pool of commercial loans into at least two classes or tranches. SUPPORT TRANCHES CMO classes that receive principal payments only after scheduled payments have been made on specified PAC, TAC and/or Scheduled bonds for each payment date. ASSET-BACKED SECURITIES Securitization of a pool of collateral into at least two classes or tranches. Acceptable collateral includes auto loans, credit card receivables, home-equity loans or manufactured housing loans. CORPORATE DEBT Debt which is registered with the SEC and issued by either a corporation or a public utility. 144A PRIVATE PLACEMENTS Private unregistered security issued under SEC Rule 144A. PRIVATE PLACEMENTS Privately negotiated debt transactions between an issuer and buyer. Not permitted. FOREIGN DEBT Debt issued by a legal entity incorporated outside of the United States. Only U.S. dollar denominated securities are permitted. NON-INVESTMENT GRADE SECURITIES A security with a credit quality rating of BB+ or lower. Only securities currently rated at least BB/NAIC "3" are permitted. CASH AND CASH EQUIVALENTS Short-term debt such as listed below, with a stated maturity within 270 days from date of purchase, rated at least A-1/P-1 or the equivalent: - U.S. Government or Agency Securities - Certificates of Deposit - Commercial paper - Bankers acceptances - Repurchase agreements - Corporate debt rated AA or better - Money market funds - Loan participation notes; provided the notes are issued by A1/P1 companies and administered through A1/P1 banks. - Bank One Money Market Deposit Account During the 90 day ramp up period after closing, these investments can be made in A2/P2 securities as long as the overall portfolio credit quality and duration requirements met. EXHIBIT B INVESTMENT PORTFOLIO MANAGER AGREEMENT
Government and Agency Securities. Sovereign Debt/ EuroClear/CEDEL eligible; Euro Bonds; Corporate Bonds; Convertible Bonds; Municipal Securities; High Yield Corporate Bonds. Euro and Xxxxx Xxxx transactions should be submitted to Xxx Xxxxx for comparison. Our number is (000) 000-0000; FAX (000) 000-0000/7244/7962. Confirmations should be sent to Wexford Clearing Services Corporation, Attn: Xxx Xxxxx, One New York Plaza, and 34th floor, New York, N.Y. 10292. Mortgage trades should be submitted to Xxx Xxxxxxx for comparison. Our number is 000-000-0000; FAX (000) 000-0000. Confirmations of such trades should be sent to Wexford Clearing Services Corporation, Attn: Xxx Xxxxxxx, Xxx Xxx Xxxx Xxxxx, 00xx xxxxx, Xxx Xxxx, X.X. 00000. Government trades should be submitted to Xxxxx Xxxxxxx for comparison. Our number is (000) 000-0000. Confirmations of such trades should be sent to: Wexford Clearing Services Corporation, Attn: Xxxxx Xxxxxxx, Xxx Xxx Xxxx Xxxxx, 00xx Xxxxx, Xxx Xxxx, XX 00000. Corporate and Equity transactions should be submitted to Xxxxx Xxxx for comparison. Our number is (000) 000-0000; FAX (000) 000-0000. Confirmations should be sent to Wexford Clearing Services Corporation, Attn: Xxxxx Xxxx, Xxx Xxx Xxxx Xxxxx, xxx 00xx xxxxx, Xxx Xxxx, X.X. 00000. Attached please find a complete list of all delivery instructions. Schedule A ---------- Schedule A has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended.
Government and Agency Securities. A debt security issued by the United States Treasury Department or an agency created and sponsored by the United States government. AGENCY CMOs Securitization of a pool of first liens on residential properties backed by GNMA, FNMA or FHLMC into at least two classes or tranches. Securitization of a pool of first liens on residential mortgages which do not conform to agency (GNMA, FNMA or FHLMC) underwriting guidelines, or a pool of commercial loans into at least two classes or tranches. SUPPORT TRANCHES CMO classes that receive principal payments only after scheduled payments have been made on specified PAC, TAC and/or Scheduled bonds for each payment date. ASSET-BACKED SECURITIES Securitization of a pool of collateral into at least two classes or tranches. Acceptable collateral into includes auto loans, credit card receivables, home-equity loans, manufactured housing loans or Additional Securities.
Government and Agency Securities. Except as specifically modified by this Addendum, the Agreement shall continue in full force and effect as originally stated therein. Ohio National Fund, Inc. BY: /s/ DONAXX X. XXXXXXXXX ------------------------- TITLE: President DATE: 1-3-1997 STAR BANK, NATIONAL ASSOCIATION BY: /s/ DARYX X. XXXLE ------------------------- TITLE: Vice President DATE: 1-9-97 ACCOUNT NAME ACCOUNT NUMBER ------------ -------------- OHIO NATIONAL FUND, INC. EQUITY PORTFOLIO 19-6553 OHIO NATIONAL FUND, INC. MONEY MARKET PORTFOLIO 19-6554 OHIO NATIONAL FUND, INC. BOND PORTFOLIO 19-6555 OHIO NATIONAL FUND, INC. OMNI PORTFOLIO 19-6556 OHIO NATIONAL FUND, INC. CAPITAL APPRECIATION PORTFOLIO 19-6557 OHIO NATIONAL FUND, INC. SMALL CAP PORTFOLIO 19-6558 OHIO NATIONAL FUND, INC. AGGRESSIVE GROWTH PORTFOLIO 19-6559 OHIO NATIONAL FUND, INC. CORE GROWTH PORTFOLIO 19-6560 OHIO NATIONAL FUND, INC. GROWTH & INCOME PORTFOLIO 19-6561 OHIO NATIONAL FUND, INC. S&P 500 INDEX PORTFOLIO 19-6562 OHIO NATIONAL FUND, INC. SOCIAL AWARENESS PORTFOLIO 19-6563 OHIO NATIONAL FUND, INC. STRATEGIC INCOME PORTFOLIO 19-6564 OHIO NATIONAL FUND, INC. STELLAR PORTFOLIO 19-6565 OHIO NATIONAL FUND, INC. RELATIVE VALUE PORTFOLIO 19-6566
Government and Agency Securities b. Money market instruments; repurchase agreements, commercial paper, certificates of deposit, bank obligations, Eurodollar certificates of deposit, and approved money market funds. c. High Quality Corporate bonds, including Eurodollar issues of U.S. corporations, and U.S. dollar denominated issues of foreign corporations. d. Municipal securities e. Floating rate securities without interest rate caps. f. Asset-backed securities. g. Foreign government and provincial securities, and securities of international agencies that are U.S. dollar denominated. h. Mortgage-backed securities, including collateralized mortgage obligations (CMOs).
Government and Agency Securities b. Money market instruments; repurchase agreements, commercial paper, certificates of deposit, bank obligations, Eurodollar certificates of deposit, and approved money market funds.
Government and Agency Securities. Any Primary Broker-Dealer's bid rate for such security Prices shall be as of the business day of the date of determination or the last quote available. The pricing services, Brokers' Brokers and Broker Dealers may be changed from time to time by agreement of all the parties. SCHEDULE C AUTHORIZED PERSONS Repo Custodian Custodian Seller The Funds SCHEDULE D NOTICES If to Custodian: The Bank of New York Xxx Xxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Telephone: (000) 000-0000 Attention: Xxxxxxx Xx, Esq. With a copy to the Fund Agent If to Repo Custodian: The Bank of New York Xxx Xxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Telephone: (000) 000-0000 Attention: Ms. Xxxxxxx Xxxxx If to Seller: X.X. Xxxxxx Securities Inc. 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Telephone: (000) 000-0000 Attention: Middle Office Traders Support If to any of the Funds: FMR Texas Inc. 000 Xxxx Xxx Xxxxxxx Xxxx., XX0X Xxxxxx, Xxxxx 00000 Telephone: (000) 000-0000 Attention: Xx. Xxxxxxx X. Todd or Mr. Xxxxxx Xxxxxx If to the Fund Agent: Fidelity Investments [Name of Fund] 000 Xxxx Xxx Xxxxxxx Xxxx., XX0X Xxxxxx, Xxxxx 00000 Telephone: (000) 000-0000 Attention: Mr. Xxxx Mufler 277282.c1
