Form D Filing. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than fifteen (15) days after the Closing Date, and will file on a timely basis, as applicable, a Form D with all states that require such a filing.
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Samples: Convertible Note and Warrant Purchase Agreement (Mgi Pharma Inc)
Form D Filing. The Company will shall file with the SEC required copies of a Notice of Sale Sales of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, SEC no later than fifteen (15) days after the first Closing Date, and will . The Company shall promptly file such amendments to such Notices on a timely basis, as applicable, a Form D as shall become necessary and shall also comply with any filing requirement imposed by the laws of any state or jurisdiction in which offers and sales are made. The Company shall furnish the Placement Agent with copies of all states that require such a filingfilings and pay any applicable fees related thereto.
Appears in 1 contract
Samples: Placement Agency Agreement (Northern Oil & Gas, Inc.)
Form D Filing. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the SecuritiesShares, as required under Regulation D under the Securities Act, no later than fifteen (15) days after the Closing Date, and will file on a timely basis, as applicable, a Form D with all states that require such a filing.
Appears in 1 contract
Form D Filing. The Company will shall file with the SEC required copies of a Notice of Sale Exempt Offering of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, SEC no later than fifteen (15) days after the date of the first Closing Date, and will Date The Company shall promptly file such amendments to such notices on a timely basis, as applicable, a Form D as shall become necessary and shall also comply with all states that require such a filingany filing requirement imposed by the laws of any state or jurisdiction in which offers and sales are made. The Company shall pay any applicable fees related thereto.
Appears in 1 contract
Samples: Placement Agent Agreement (OptimumBank Holdings, Inc.)
Form D Filing. The Company will shall file with the SEC a Notice of Sale Sales of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, SEC no later than fifteen (15) 15 days after the Closing Date, and will date of the Closing. The Company shall promptly file such amendments to such Notice on a timely basis, as applicable, a Form D as shall become necessary and shall also comply with all states that require such a filingany filing requirement imposed by the laws of any state or jurisdiction in which offers and sales are made.
Appears in 1 contract
Form D Filing. The Company will Companies shall file with the SEC five copies of a Notice of Sale Sales of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, SEC no later than fifteen (15) 15 days after the first Closing Date, and will . The Companies shall file promptly such amendments to such Notices on a timely basis, as applicable, a Form D as shall become necessary and shall also comply with any filing requirement imposed by the laws of any state or jurisdiction in which offers and sales are made. The Companies shall furnish the Placement Agent with copies of all states that require such a filingfilings.
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