FOR TRUSTS. A copy of the trust agreement.
FOR TRUSTS. (i) identification, as described above, for individuals or companies (as the case may be) in respect of the trustees;
FOR TRUSTS. Provide a complete copy of the instruments or agreements creating the trust, as amended to date. Subscription Agreement Print Name of Subscriber: Amount Invested: $ Number of Shares: To: Easton Pharmaceuticals Inc. Gentlemen:
FOR TRUSTS. Trustee’s(s’) Certificate from the aforesaid Trustee(s) that certifies that the Realty Trust is in full force and effect and has not been terminated, amended or revoked, that the beneficiaries of the Trust have consented to the transfer of title to the property to the proposed Insured Owner/granting of a mortgage on the property to the proposed Insured Lender and have authorized the Trustee(s) to deliver the deed/mortgage to the proposed Insured Owner/Lender and that none of the beneficiaries of the Trust are (i) a minor, (ii) a corporation, nonprofit, a limited or general partnership, a limited liability company, joint venture or business selling all or substantially all of its Massachusetts assets or classified as a corporation for federal income tax purposes, (iii) a partnership, (iv) a trust, or (v) a personal representative of an estate subject to estate tax liens, deceased or under any other legal disability. FOR CORPORATIONS: Documents must be executed by the President or Vice President and the Treasurer or Assistant Treasurer of Corporation. Alternatively, corporate resolutions which authorize the signatories on the documents must be obtained and recorded, together with a Clerk's Certificate of incumbency. Certificate of Legal Existence from the Secretary of State evidencing the legal existence of Corporation. If the proposed conveyance is all or substantially all of the assets of Corporation within the Commonwealth of Massachusetts, a corporate excise tax waiver pursuant to M.G.L. Ch. 62C, § 52 must be obtained and recorded. If Corporation owns other assets in Massachusetts at the time of the conveyance, the following paragraph should be included in the deed in lieu of obtaining a corporate excise tax waiver: "This conveyance is not a conveyance of all or substantially all of the assets of Corporation within the Commonwealth of Massachusetts." If the proposed conveyance is a conveyance of all of the assets of the corporation, shareholders' resolutions authorizing the conveyance must be obtained. FOR NON-PROFIT CORPORATIONS: Evidence of compliance with M.G.L. Chapter 180, § 8A regarding approval of proposed sale by stockholders and approval by the Massachusetts Attorney General.
FOR TRUSTS. Initial ______
FOR TRUSTS. The undersigned has total assets in excess of $5,000,000, its purchase is directed by a person who has such knowledge and experience in financial and business matters that he or she is capable of evaluating the merits and risks of an investment in the Partnership. _____ The undersigned is a revocable trust which may be amended or revoked at any time by the grantors thereof and all of the grantors are accredited investors and qualified eligible persons.
FOR TRUSTS. Either (A) provide a copy of the trust agreement or (B) complete and execute Exhibit B (Trustee certification of investment powers) to the Investor Questionnaire.
FOR TRUSTS. Initial a. The undersigned financial institution certifies that it is (i) a bank, savings and loan association, or other regulated financial institution; (ii) acting in its fiduciary capacity as trustee; and (iii) subscribing for the purchase of the Note on behalf of the subscribing trust. and/or
FOR TRUSTS. [ ] it is a trust, and the trustee of the trust is a “bank” (as defined in Section 3(a)(2) of the Securities Act) or a “savings and loan association or other institution” (as defined in Section 3(a)(5)(A) of the Securities Act); [ ] it is a trust, with total assets in excess of $5,000,000 not formed for the specific purpose of acquiring Units, with purchases directed by a sophisticated person as described in Rule 506(b)(2)(ii) of Regulation D of the Securities Act; or [ ] it is a revocable trust, which may be amended or revoked at any time by the grantors thereof and all of the grantors are accredited investors.
FOR TRUSTS. [ ] it is a trust, with total assets in excess of $5,000,000 not formed for the specific purpose of acquiring Units, with purchases directed by a sophisticated person as described in Rule 506(b)(2)(ii) of Regulation D of the Securities Act; or [ ] it is a revocable trust, which may be amended or revoked at any time by the grantors thereof and all of the grantors are accredited investors. For corporations, partnerships or limited liability companies: [ ] it is an organization described in section 501(c)(3) of the Code, a corporation, Massachusetts or similar business trust, or a partnership, or a limited liability company not formed for the specific purpose of acquiring Units, with total assets in excess of $5,000,000; or [ ] it is an entity in which all of the equity owners are investors described in one or more of categories of this Part A. For employee benefit plans: [ ] it is an employee benefit plan within the meaning of Title I of ERISA, and has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are “accredited investors”; [ ] it is a plan established and maintained by a State or any of its political subdivisions or any agency or instrument thereof for the benefit of its employees and has total assets in excess of $5,000,000; or [ ] it is an employee benefit plan within the meaning of ERISA, and the investment decision to acquire Units has been made by a plan fiduciary, as defined in section 3(21) of ERISA, which is either a bank, savings and loan association, insurance company or registered investment adviser.
