Common use of Finder’s Fees Clause in Contracts

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 158 contracts

Samples: Sales Agreement (Synthetic Biologics, Inc.), Izea Worldwide (IZEA Worldwide, Inc.), Sales Agreement (Hardinge Inc)

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Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 70 contracts

Samples: Sales Agreement (Lpath, Inc), Sales Agreement (Sunworks, Inc.), Market Issuance Sales Agreement (Neonode Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 58 contracts

Samples: Equity Purchase Agreement (LeddarTech Holdings Inc.), Equity Purchase Agreement (LeddarTech Holdings Inc.), Equity Purchase Agreement (SaverOne 2014 Ltd.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 51 contracts

Samples: Sales Agreement (Archer Aviation Inc.), Market Issuance Sales Agreement (Tellurian Inc. /De/), Sales Agreement (Acelrx Pharmaceuticals Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 43 contracts

Samples: Sales Agreement (GMX Resources Inc), Sales Agreement (Mannkind Corp), Common Stock (Synta Pharmaceuticals Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 32 contracts

Samples: Gryphon Digital Mining, Inc., Sales Agreement (Lpath, Inc), Sales Agreement (Sunworks, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 30 contracts

Samples: Sales Agreement (BSD Medical Corp), Sales Agreement (Pizza Inn Holdings, Inc /Mo/), Sales Agreement (Medicinova Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Canaccord pursuant to this Agreement.

Appears in 23 contracts

Samples: Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Oncolytics Biotech Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 21 contracts

Samples: Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (Checkpoint Therapeutics, Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 18 contracts

Samples: Underwriting Agreement (Western Copper & Gold Corp), Underwriting Agreement (Vista Gold Corp), Underwriting Agreement (Auryn Resources Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 15 contracts

Samples: BioRestorative Therapies, Inc., Monopar Therapeutics, Monopar Therapeutics

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent FBR pursuant to this Agreement.

Appears in 13 contracts

Samples: Common Stock (Pacific Ethanol, Inc.), Plug Power Inc, Parkervision Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Distribution Agents pursuant to this Agreement.

Appears in 12 contracts

Samples: Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (HomeStreet, Inc.), Biota Pharmaceuticals, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxx-Xxxxxx pursuant to this Agreement.

Appears in 8 contracts

Samples: Sales Agreement (Microvision, Inc.), Common Stock (Icad Inc), CPS Technologies Corp/De/

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent or pursuant to this Agreement.

Appears in 8 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 7 contracts

Samples: Market Sales Agreement (Paratek Pharmaceuticals, Inc.), Sales Agreement (PTC Therapeutics, Inc.), YRC Worldwide Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.

Appears in 6 contracts

Samples: Sales Agreement (Society Pass Incorporated.), Common Stock (Verb Technology Company, Inc.), Sales Agreement (BioSig Technologies, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 6 contracts

Samples: Sales Agreement (Oncogenex Pharmaceuticals, Inc.), Coronado Biosciences Inc, Coronado Biosciences Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 6 contracts

Samples: Underwriting Agreement (Cryoport, Inc.), Underwriting Agreement (CareCloud, Inc.), Underwriting Agreement (CareDx, Inc.)

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent CF&Co pursuant to this Agreement.

Appears in 6 contracts

Samples: Sales Agreement (Sunesis Pharmaceuticals Inc), Sales Agreement (Sunesis Pharmaceuticals Inc), Sales Agreement (Sunesis Pharmaceuticals Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 5 contracts

Samples: Commo Stock (RiceBran Technologies), Chicken Soup for the Soul Entertainment, Inc., Chicken Soup for the Soul Entertainment, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BP pursuant to this Agreement.

Appears in 5 contracts

Samples: Vical Incorporated (Vical Inc), Common Stock (Mannkind Corp), Vical Incorporated (Vical Inc)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 5 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xx Xxxxx pursuant to this Agreement.

Appears in 5 contracts

Samples: Valence Technology Inc, Magnum Hunter Resources Corp, Generex Biotechnology Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (Chembio Diagnostics, Inc.), Portage Biotech Inc., Newlink Genetics Corp

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (Agenus Inc), Galena Biopharma (Galena Biopharma, Inc.), Galena Biopharma, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Distribution Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (LIGHTBRIDGE Corp), Unity Bancorp Inc /Nj/, Aemetis, Inc

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 4 contracts

Samples: Underwriting Agreement (Taseko Mines LTD), Underwriting Agreement (Northern Dynasty Minerals LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting the Agents pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (ENDRA Life Sciences Inc.), ENDRA Life Sciences Inc., ENDRA Life Sciences Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting Ascendiant pursuant to this Agreement.

Appears in 4 contracts

Samples: Common Stock (Ault Alliance, Inc.), Common Stock (DPW Holdings, Inc.), Common Stock (Ault Global Holdings, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.. (gg)

Appears in 4 contracts

Samples: Sales Agreement (Heat Biologics, Inc.), Heat Biologics, Inc., Heat Biologics, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx FBR pursuant to this Agreement.

Appears in 3 contracts

Samples: CorMedix Inc., Monmouth Real Estate Investment Corp, Monmouth Real Estate Investment Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting Aegis pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (SciSparc Ltd.), Singing Machine Co Inc, Medigus Ltd.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 3 contracts

Samples: Agreement (Sundial Growers Inc.), Sundial Growers Inc., Sundial Growers Inc.

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (Akebia Therapeutics, Inc.), Akebia Therapeutics, Inc., Akebia Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of nor, to the Company’s knowledge, the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Canaccord pursuant to this Agreement.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Clever Leaves Holdings Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries its Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (Verastem, Inc.), Sales Agreement (Transcept Pharmaceuticals Inc), Sales Agreement (Verastem, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)

Finder’s Fees. Neither the Company nor any of the Subsidiaries or the Manager has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, contemplated hereby (except as may otherwise exist with respect to Agent pursuant to this Agreement or the Alternative Sales Agreement).

Appears in 2 contracts

Samples: Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (MTBC, Inc.), Monmouth Real Estate Investment Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx Securities pursuant to this Agreement.

Appears in 2 contracts

Samples: Monmouth Real Estate Investment Corp, Umh Properties, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent AGP pursuant to this Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Intuitive Machines, Inc.), Omeros Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries its subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Adamas Pharmaceuticals Inc), Kadmon Holdings, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement.

Appears in 2 contracts

Samples: Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Market Issuance Sales Agreement (Aeterna Zentaris Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 2 contracts

Samples: GTY Technology Holdings Inc., GTY Technology Holdings Inc.

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (GREAT PANTHER MINING LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement or Alternative Agent pursuant to the Other Sales Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Bancorp, Inc.), Sales Agreement (Bancorp, Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriter pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Avino Silver & Gold Mines LTD), Underwriting Agreement (Alexco Resource Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement or the Alternative Sales Agent under the Alternative Sales Agreement.

Appears in 2 contracts

Samples: Magnum Hunter Resources Corp, Magnum Hunter Resources Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or with National Securities Corporation as disclosed to the Agent.

Appears in 2 contracts

Samples: CymaBay Therapeutics, Inc., CymaBay Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Ladenburg pursuant to this Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Repros Therapeutics Inc.), Equity Distribution Agreement (Repros Therapeutics Inc.)

Finder’s Fees. Neither Except pursuant to this Agreement, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby or by the Registration Statement.

Appears in 2 contracts

Samples: Sequans Communications, Tiziana Life Sciences LTD

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementthe exception of CMD Global Partners, LLC.

Appears in 2 contracts

Samples: Equity Purchase Agreement (ETAO International Co., Ltd.), Equity Purchase Agreement (Lakeshore Acquisition II Corp.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement or the Alternative Sales Agent under the Alternative Sales Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Magnum Hunter Resources Corp), Sales Agreement (Magnum Hunter Resources Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent NSC pursuant to this Agreement.

Appears in 2 contracts

Samples: Pedevco Corp, ITUS Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred or taken any action, directly or indirectly, any action designed to or that could reasonably be expected to incur any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Common Stock (Loop Media, Inc.), Loop Media, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent FBR pursuant to this Agreement.

Appears in 2 contracts

Samples: Mannkind Corp, Enphase Energy, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreementand Citi.

Appears in 1 contract

Samples: Placement Agent Agreement (Tellurian Inc. /De/)

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Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.. (ccc)

Appears in 1 contract

Samples: Underwriting Agreement (Alexco Resource Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.

Appears in 1 contract

Samples: Note Purchase Agreement (Imprimis Pharmaceuticals, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting WDCO pursuant to this Agreement.

Appears in 1 contract

Samples: Common Stock (DPW Holdings, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or as previously disclosed to Agent.

Appears in 1 contract

Samples: Sales Agreement (Rosetta Genomics Ltd.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries its subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (RAPT Therapeutics, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 1 contract

Samples: ARYx Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has its subsidiaries have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Schmitt Industries Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Plug Power Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this AgreementAgreement .

Appears in 1 contract

Samples: Abeona Therapeutics Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Sundial Growers Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 1 contract

Samples: Evolution Petroleum Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BPSC pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Mannkind Corp)

Finder’s Fees. Neither Except as disclosed to Investor on the Disclosure Schedule, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Purchase Agreement (Zapp Electric Vehicles Group LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this AgreementAgreement or as disclosed to the Agent.

Appears in 1 contract

Samples: Sales Agreement (Lineage Cell Therapeutics, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx FBR pursuant to this Agreement.

Appears in 1 contract

Samples: Umh Properties, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist other than in connection with respect to Agent pursuant to this AgreementRevere Securities.

Appears in 1 contract

Samples: Equity Purchase Agreement (Richtech Robotics Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Placement Agency Agreement (Compugen LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement or an Alternative Sales Agent under an Alternative Sales Agreement.

Appears in 1 contract

Samples: Magnum Hunter Resources Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Buyer pursuant to this Agreement.

Appears in 1 contract

Samples: Origin Agritech (Origin Agritech LTD)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to the Underwriters pursuantto this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Avino Silver & Gold Mines LTD)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (GREAT PANTHER MINING LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries or the Manager has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, contemplated hereby (except as may otherwise exist with respect to Agent pursuant to this Agreement).

Appears in 1 contract

Samples: Sales Agreement (Hatteras Financial Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Material Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Western Copper & Gold Corp)

Finder’s Fees. Neither Except as set forth in Section 12.05, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Purchase Agreement (Spectral AI, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxx-Xxxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Microvision, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 1 contract

Samples: CNS Pharmaceuticals, Inc.

Finder’s Fees. Neither the Company nor any of the Company Subsidiaries (nor any agent on their behalf) has incurred nor shall any liability of them become liable for any investment banker fee, broker’s commission or finder’s fees, brokerage commissions fee relating to or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Mr. Cooper Group Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to MLV or the Alternative Sales Agent pursuant to this Agreement or the Alternative Sales Agreement.

Appears in 1 contract

Samples: Ligand Pharmaceuticals Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Novus Therapeutics, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BRFBR pursuant to this Agreement.

Appears in 1 contract

Samples: Correvio Pharma Corp.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Aeterna Zentaris Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, contemplated except (i) with respect to Agent pursuant to this Agreement or (ii) as may otherwise exist with respect to Agent pursuant to this AgreementCredit Suisse Securities (USA) LLC.

Appears in 1 contract

Samples: Sales Agreement (YRC Worldwide Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Galectin Therapeutics Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries its subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 1 contract

Samples: OPAL Fuels Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxx Xxxxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Microvision, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Spectrum Pharmaceuticals Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent XX Xxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (vTv Therapeutics Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Distribution Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Cardiome Pharma Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to an Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Brickell Biotech, Inc.

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