Financial Services Provider Sample Clauses

The Financial Services Provider clause defines the role, responsibilities, and obligations of a party that delivers financial services under the agreement. Typically, this clause outlines the scope of services provided, such as payment processing, investment management, or advisory functions, and may specify compliance requirements with relevant financial regulations. Its core practical function is to clearly identify the provider's duties and ensure both parties understand the standards and expectations for the delivery of financial services, thereby reducing the risk of misunderstandings or regulatory breaches.
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Financial Services Provider. CIRM may engage the services of external financial services providers to perform specified functions related to the evaluation and administration of loans. Unless otherwise provided in an RFA, the Loan Recipient shall be required to cover certain or all costs incurred on CIRM’s behalf by the Financial Services Provider. II. LOAN APPLICATION AND REVIEW PROCESS A. Eligibility 1. PI and PD Eligibility
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Financial Services Provider. 6.1. Where the Introducer is a FSP: 6.1.1. The Company may in its sole discretion refuse to accept business from any one or more of its Representatives; 6.1.2. The Introducer shall immediately notify the Company in writing when a relationship between itself and a Representative is terminated or if a Representative is debarred in terms of FAIS; 6.1.3. The Introducer shall not allow a Representative to render financial services to a Client in respect of the Services rendered by the Company to the Client; 6.1.4. The Introducer will ensure that the provisions of FAIS are complied with so as to avoid a conflict of interests between the Introducer and the Clients; 6.1.5. The Introducer shall inform the Company in writing as soon as reasonably possible: 6.1.5.1. of the suspension, lapsing or withdrawal of its licence in terms of FAIS or if any conditions and/or restrictions imposed on the Introducer's license in terms of section 8(4) of FAIS are withdrawn or amended in terms of section 8(5) of FAIS; 6.1.5.2. of any notification received from the Financial Services Board of its intention to suspend or withdraw its licence or amend any conditions and/or restrictions applicable thereto or investigate any of the aforegoing.
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Financial Services Provider. Where the Introducer is a FSP: The Company may in its sole discretion refuse to accept business from any one or more of its Representatives; The Introducer shall immediately notify the Company in writing when a relationship between itself and a Representative is terminated or if a Representative is debarred in terms of FAIS; The Introducer shall not allow a Representative to render financial services to a Client in respect of the Services rendered by the Company to the Client; The Introducer will ensure that the provisions of FAIS are complied with so as to avoid a conflict of interests between the Introducer and the Clients; The Introducer shall inform the Company in writing as soon as reasonably possible: of the suspension, lapsing or withdrawal of its licence in terms of FAIS or if any conditions and/or restrictions imposed on the Introducer's license in terms of section 8(4) of FAIS are withdrawn or amended in terms of section 8(5) of FAIS; of any notification received from the Financial Services Board of its intention to suspend or withdraw its licence or amend any conditions and/or restrictions applicable thereto or investigate any of the aforegoing.
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Financial Services Provider. An entity that offers the Investment Portfolio or a mutual fund that offers or holds the Covered Fund(s). GLWB Elector – A Certificate Owner who is: (i) eligible to elect the GLWB; (ii) invested in Covered Fund(s) pursuant to the Covered Fund prospectus; and (iii) a Covered Person. Great-West – Great-West Life & Annuity Insurance Company, located at the Administrative Offices. Group Contract – This written agreement between the Group Contractholder and Great-West.
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Financial Services Provider. This cover has been arranged for ProfNet Medical members by CFP Brokers cc (FSP No. FSP 42892) through ITOO Special Risks (Pty) Ltd (FSP No. 47230) and is underwritten by The Hollard Insurance Company Ltd. CFP, ITOO and Hollard are authorized Financial Service Providers. All necessary disclosure and explanatory documentation are available on our website: xxx.xxxxxxxxxxxxxx.xx.xx Abbreviated name as registered with the bank: ProfNet
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Related to Financial Services Provider

  • Online Banking Services We may provide Online Banking Services to you during the Term from time to time as described in this Agreement. You understand and agree that we may, and you authorize us to, provide Online Banking Services through one or more third party vendors. This Agreement does not apply to services provided under separate agreements with third party vendors that do not specifically reference this Agreement or that are not specifically referenced in this Agreement. Please refer to the online help and instructions on how to use our Online Banking Services. Such instructions are part of this Agreement. Please note that during your use of Online Banking Services, we may provide you with additional requirements and limitations regarding the use of Online Banking Services through the system by which we may provide Online Banking Services. You agree to be bound by any and all such additional requirements and limitations. You also agree to be bound by any and all of our published policies and procedures, whether published on the Web Site, through the Online Banking Services, or otherwise. Any and all such policies and procedures shall be a part of this Agreement.

  • Mobile Banking Services Mobile Banking is a personal financial information management service that allows you to access account information and conduct transactions using compatible and supported mobile phones and/or other compatible and supported wireless devices (including phones, "Wireless Devices"). We reserve the right to modify the scope of the Mobile Banking services at any time. We reserve the right to refuse to make any transaction you request through Mobile Banking. You agree and understand that Mobile Banking may not be accessible or may have limited utility over some mobile telephone networks, such as while roaming.

  • Special Services Should the Trust have occasion to request the Adviser to perform services not herein contemplated or to request the Adviser to arrange for the services of others, the Adviser will act for the Trust on behalf of the Fund upon request to the best of its ability, with compensation for the Adviser's services to be agreed upon with respect to each such occasion as it arises.

  • Beta Services From time to time, We may invite You to try Beta Services at no charge. You may accept or decline any such trial in Your sole discretion. Beta Services will be clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation or by a description of similar import. Beta Services are for evaluation purposes and not for production use, are not considered “Services” under this Agreement, are not supported, and may be subject to additional terms. Unless otherwise stated, any Beta Services trial period will expire upon the earlier of one year from the trial start date or the date that a version of the Beta Services becomes generally available. We may discontinue Beta Services at any time in Our sole discretion and may never make them generally available. We will have no liability for any harm or damage arising out of or in connection with a Beta Service.

  • Program Services a) Personalized Care Practice agrees to provide to Program Member certain enhancements and amenities to professional medical services to be rendered by Personalized Care Practice to Program Member, as further described in Schedule 1 to these Terms. Upon prior written notice to Program Member, Personalized Care Practice may add or modify the Program Services set forth in Schedule 1, as reasonably necessary, and subject to such additional fees and/or terms and conditions as may be reasonably necessary. b) Program Member acknowledges that the Program Services are services that are not covered services under any insurance contract to which Program Member may be a party, including, without limitation, Medicare, and are not reimbursable by Program Member’s insurer, health plan or any governmental entity, including Medicare. Program Member agrees to bear sole financial responsibility for the Member Amenities Fee and agrees not to submit to Program Member’s insurer, health plan or governmental entity any xxxx, invoice or claim for payment or reimbursement of such Member Amenities Fee. c) Personalized Care Practice or its designated affiliate will separately charge Program Member or Program Member’s insurer, health plan or governmental entity for medical, clinical, diagnostic or therapeutic services rendered by Personalized Care Practice or its designated affiliate to Program Member, and Program Member may seek payment or reimbursement from Program Member’s insurer or health plan for any such service to the extent covered by Program Member’s insurer, health plan or governmental entity. d) Program Member understands, agrees and covenants that this Agreement is a service contract, and not a contract for insurance.