Common use of Financial Regulations Clause in Contracts

Financial Regulations. The Executive will act and conduct himself in conformity with the rules and requirements of the Financial Services Authority (FSA) or any other regulatory organisation constituted in accordance with the Financial Services and Markets Xxx 0000 (or any replacement legislation) or any other relevant overseas regulatory authority.

Financial Regulations. The Executive will act and conduct himself in conformity with the rules and requirements of the Financial Services Authority (FSAFSA)/Financial Conduct Authority (FCA) or and any other regulatory organisation constituted in accordance with the Financial Services and Markets Xxx 0000 Act 2000 (or any replacement legislation) or any other relevant overseas regulatory authority.