Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 34 contracts
Samples: Business Combination Agreement (Check-Cap LTD), Agreement and Plan of Merger and Reorganization (Tocagen Inc), Agreement and Plan of Merger and Reorganization (GTX Inc /De/)
Effectiveness of Registration Statement. The Registration Statement shall have initially become effective in accordance with on the provisions Effective Date and, at any time during the term of this Agreement, no stop order shall have been issued or proceedings therefor initiated or threatened by the SEC; and all requests for additional information on the part of the Securities Act, SEC and state securities administrators shall not be subject to any have been complied with and no stop order or proceeding (similar order shall have been issued or proceedings therefor initiated or threatened proceeding by any state securities authority in any jurisdiction in which the SEC) seeking a stop order with respect Company intends to offer the Registration Statement that has not been withdrawnOffered Shares.
Appears in 18 contracts
Samples: Dealer Manager Agreement (Sierra Total Return Fund), Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.), Dealer Manager Agreement (Sierra Total Return Fund)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order SEC with respect to the Registration Statement that has not and no Action seeking such stop order shall have been withdrawnthreatened or initiated.
Appears in 15 contracts
Samples: Agreement and Plan of Merger (Capitol Investment Corp. V), Agreement and Plan of Merger (Provident Acquisition Corp.), Agreement and Plan of Merger (LIV Capital Acquisition Corp.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities ActRegistration Statement shall have been issued, and no proceedings for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 6 contracts
Samples: Merger Agreement, Agreement and Plan of Merger (Safety Fund Corp), Merger Agreement (Pc Connection Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions Commission. At any time during the term of the Securities Actthis Agreement, and shall not be subject to any no stop order shall have been issued or proceeding (proceedings therefor initiated or threatened proceeding by the SEC) seeking a stop order Commission with respect to the Registration Statement that has not Statement; and all requests for additional information on the part of the Commission and state securities administrators shall have been withdrawncomplied with and no stop order or similar order shall have been issued or proceedings therefor initiated or threatened by any state securities authority in any jurisdiction in which the Company intends to offer Shares.
Appears in 6 contracts
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of the Securities Act, SEC and shall not be subject to any stop order or proceeding (or any threatened proceeding stop order by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 5 contracts
Samples: Agreement and Plan of Merger (Peoples Bancorp Inc), Agreement and Plan of Merger (Poage Bankshares, Inc.), Agreement and Plan of Merger (LCNB Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of SEC pursuant to the Securities Act, Act and the Registration Statement shall not be subject to any stop order order, and no action, suit, proceeding or proceeding (or threatened proceeding by the SEC) investigation seeking a stop order with respect or to suspend the effectiveness of the Registration Statement that has not shall have been withdrawninitiated and be continuing or have been threatened in writing and be unresolved.
Appears in 5 contracts
Samples: Cooperation Agreement (Central Valley Community Bancorp), Agreement and Plan of Reorganization and Merger (Central Valley Community Bancorp), Bank Merger Agreement (Central Valley Community Bancorp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnStatement.
Appears in 5 contracts
Samples: Agreement and Plan of Merger and Reorganization (Mirna Therapeutics, Inc.), Agreement and Plan of Merger (Oncogenex Pharmaceuticals, Inc.), Agreement and Plan of Merger (Neurotrope, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, Act and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) proceedings seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (Nexstar Pharmaceuticals Inc), Agreement and Plan of Merger (Warburg Pincus Investors Lp), Agreement and Plan of Merger (Teva Pharmaceutical Industries Limited)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any . No stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement that has not shall have been withdrawnissued by the SEC and remain in effect.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (Tannenhauser Robert), Agreement and Plan of Merger (Ameritrans Capital Corp), Agreement and Plan of Merger (Medallion Financial Corp)
Effectiveness of Registration Statement. The SEC shall have declared the Registration Statement shall have become effective in accordance with the provisions of the Securities Act. No stop order suspending the effectiveness of the Registration Statement or any part thereof shall have been issued, and no proceeding for that purpose, and no similar proceeding in respect to the Joint Proxy Statement/Prospectus, shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding in writing by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (Vitalcom Inc), Agreement and Plan of Merger (Corixa Corp), Agreement and Plan of Merger (Corixa Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, Act and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 3 contracts
Samples: Agreement and Plan of Merger and Reorganization (MorphImmune Inc.), Agreement and Plan of Merger and Reorganization (NTN Buzztime Inc), Agreement and Plan of Merger and Reorganization (Immunome Inc.)
Effectiveness of Registration Statement. The --------------------------------------- Registration Statement shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Mercantile Bancorporation Inc), Agreement and Plan of Merger (Mercantile Bancorporation Inc), Agreement and Plan of Merger (Allegiant Bancorp Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of the Securities Act, SEC and there shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order in effect with respect to the Registration Statement that has not been withdrawnStatement.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Neopath Inc), Agreement and Plan of Merger (Autocyte Inc), Agreement and Plan of Merger (Stone & Webster Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order shall have been issued and still be pending, and no proceeding for that purpose shall have been initiated or proceeding (or be threatened proceeding and be pending, by the SEC) seeking a stop order SEC with respect to the Registration Statement that has not been withdrawn.or the Proxy Statement/Prospectus;
Appears in 2 contracts
Samples: Agreement and Plan of Merger and Reorganization (Jazz Technologies, Inc.), Agreement and Plan of Merger and Reorganization (Tower Semiconductor LTD)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued and be in effect and no proceedings for that has purpose shall have been initiated by the SEC and not been withdrawn.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Vapor Corp.), Agreement and Plan of Merger (Vaporin, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have has become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding has been issued by the SEC) seeking a stop order SEC and remains in effect with respect to the Registration Statement that and no proceeding seeking such a stop order has not been withdrawninitiated by the SEC and remains pending or is threatened by the SEC.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Biosante Pharmaceuticals Inc), Agreement and Plan of Merger (Biosante Pharmaceuticals Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and neither the Registration Statement nor the Joint Proxy Statement/Prospectus shall not be the subject to of any stop order or proceeding (seeking a stop order, and no proceedings for that purpose shall have been initiated or threatened proceeding in writing by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (ARBINET Corp), Agreement and Plan of Merger (Primus Telecommunications Group Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SECSEC in writing) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Agreement and Plan of Merger and Reorganization (Kubient, Inc.), Agreement and Plan of Merger and Reorganization (Kubient, Inc.)
Effectiveness of Registration Statement. The Registration Statement and the Post-Effective Amendment shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order shall have been issued by the SEC and be outstanding, and no proceeding for that purpose shall have been initiated by the SEC and be outstanding or proceeding (or be threatened proceeding by the SEC) seeking a stop order , with respect to the Registration Statement that has not been withdrawnor the Post-Effective Amendment.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Diedrich Coffee Inc), Agreement and Plan of Merger (Peets Coffee & Tea Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become be declared effective in accordance with the provisions of under the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued by the SEC and no proceeding for that has purpose shall have been initiated by the SEC and not been concluded or withdrawn.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Lucas Energy, Inc.), Asset Purchase Agreement
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order suspending such effectiveness shall have been issued and remain in effect and no action, suit, proceeding or proceeding (investigation for that purpose shall have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnany Governmental Authority.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Game Financial Corp), Agreement and Plan of Merger (Viad Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities Act, Registration Statement shall be in effect and no proceedings for that purpose shall not be subject to any stop order or proceeding (pending before or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 2 contracts
Samples: Business Combination Agreement (Apex Technology Acquisition Corp), Business Combination Agreement and Plan of Reorganization (Novus Capital Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Financial Services Corporation of the Midwest), Agreement and Plan of Merger (Southside Bancshares Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, no stop order shall have been issued by the SEC and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order remain in effect with respect to the Registration Statement that has not and no proceeding seeking such a stop order shall have been withdrawninitiated by the SEC and remain pending or shall be threatened by the SEC.
Appears in 2 contracts
Samples: Employment Agreement (Document Security Systems Inc), Agreement and Plan of Merger (Vringo Inc)
Effectiveness of Registration Statement. The Registration --------------------------------------- Statement shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Mercantile Bancorporation Inc), Agreement and Plan (Mercantile Bancorporation Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective by the SEC in accordance with the provisions of the Securities Act, and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 2 contracts
Samples: Agreement and Plan of Merger and Reorganization (Occam Networks Inc/De), Agreement and Plan of Merger and Reorganization (Calix, Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall be in effect and no proceedings for that has purpose are outstanding or threatened by the SEC and not been withdrawn.
Appears in 1 contract
Samples: Agreement and Plan of Merger (ION Acquisition Corp 2 Ltd.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued (and no proceedings for that has purpose shall have been initiated or threatened by the SEC and not been withdrawn).
Appears in 1 contract
Samples: Agreement and Plan of Merger (United Community Banks Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any ; no stop order or will have been issued with respect to the Registration Statement that remains in effect; no proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement shall have been initiated by the SEC that has not been withdrawnremains pending; and neither Parent nor the Company shall have received any written communication from the SEC that remains outstanding in which the SEC indicates a material likelihood that it will initiate a proceeding seeking a stop order with respect to the Registration Statement.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be subject to any no stop order or proceeding (suspending the effectiveness thereof shall have been issued and no proceedings for that purpose shall have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has SEC and not have been withdrawn.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities ActRegistration Statement shall have been issued (and no proceedings for that purpose shall have been initiated or threatened by the SEC and not withdrawn) and, and if the Transactions are subject to the securities laws of any state, the Registration Statement shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnof any state securities commissioner.
Appears in 1 contract
Samples: Agreement and Plan of Merger (United Community Banks Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of SEC pursuant to the Securities Act, Act and the Registration Statement shall not be subject to any stop order order, and no action, suit, proceeding or proceeding (or threatened proceeding by the SEC) investigation seeking a stop order with respect or to suspend effectiveness of the Registration Statement that has not shall have been withdrawninitiated and be continuing or have been threatened in writing and be unresolved.
Appears in 1 contract
Samples: Agreement of Merger (Plumas Bancorp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities ActRegistration Statement shall have been issued (and no proceedings for that purpose shall have been initiated or threatened by the SEC and not withdrawn) and, and if the transactions contemplated hereby are subject to the securities laws of any state, the Registration Statement shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnof any state securities commissioner.
Appears in 1 contract
Samples: Agreement and Plan of Merger (United Community Banks Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order SEC with respect to the Registration Statement that has and no Action seeking such stop order shall have been threatened or initiated by the SEC and not been withdrawn.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Acies Acquisition Corp.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or shall have been issued with respect to the Registration Statement that remains in effect, no proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement shall have been initiated by the SEC that has not been withdrawnthen remains pending and neither Parent nor the Company shall have received any written communication from the SEC that remains outstanding in which the SEC indicates a material likelihood that it will initiate a proceeding seeking a stop order with respect to the Registration Statement.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement --------------------------------------- shall have become been declared effective in accordance with the provisions of the Securities Act, and shall not be subject to any a stop order or proceeding (or any threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.Statement. 6.2
Appears in 1 contract
Samples: Agreement and Plan of Merger (Caladrius Biosciences, Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of Securities Act and the Securities Act, Exchange Act and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) proceedings seeking a stop order with and no similar proceeding in respect to of the Registration Statement that has shall have been initiated or threatened by the SEC and not been concluded or withdrawn.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Splinex Technology Inc.)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of under the Securities Act, Act and shall not be the subject to of any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawnorder.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Encore Acquisition Co)
Effectiveness of Registration Statement. The Registration Statement shall have become been declared effective in accordance with by the provisions of SEC under the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued by the SEC and remain in effect, and no proceedings for that has purpose shall be pending or threatened in writing by the SEC and not been withdrawnwithdrawn or lapsed.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Rafael Holdings, Inc.)
Effectiveness of Registration Statement. The Rights Offering Registration Statement shall have become effective in accordance with the provisions of the Securities Act, Act and shall not be subject to any no stop order or proceeding (or threatened proceeding shall have been issued by the SEC) seeking a stop order SEC with respect to the such Rights Offering Registration Statement (and no proceedings shall have been initiated, or to the Company's knowledge, threatened, for that has not been withdrawnpurpose).
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with under the provisions Securities Act and no stop order suspending the effectiveness of the Securities Act, Registration Statement shall have been issued and no proceeding for that purpose shall not be subject to any stop order or proceeding (have been initiated or threatened proceeding by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 1 contract
Samples: Agreement and Plan of Merger (United Security Bancshares Inc)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions remained effective, as of the Securities ActClosing Date, and shall not be subject to any no stop order or proceeding (or threatened proceeding by suspending the SEC) seeking a stop order with respect to effectiveness of the Registration Statement shall have been issued, and no proceeding for that has not purpose shall have been withdrawninitiated or, to the Buyer’s Knowledge, threatened by the SEC or any other Governmental Authority.
Appears in 1 contract
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, and shall not be subject to any no stop order or shall have been issued by the SEC with respect thereto, and no similar proceeding (in respect of the Joint Proxy Statement shall have been initiated or threatened proceeding in writing by the SEC) seeking a stop order with respect to the Registration Statement that has not been withdrawn.
Appears in 1 contract
Samples: Amended And (Intest Corp)
Effectiveness of Registration Statement. The Registration Statement shall have become effective in accordance with the provisions of the Securities Act, no stop order shall have been issued by the SEC and shall not be subject to any stop order or proceeding (or threatened proceeding by the SEC) seeking a stop order remain in effect with respect to the Registration Statement that has not and no proceeding seeking such a stop order shall have been withdrawn.initiated by the SEC and remain pending or shall be threatened by the SEC;
Appears in 1 contract
