Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 2 contracts
Samples: Purchase Agreement (BlackRock Enhanced Dividend Achievers Trust), Purchase Agreement (BlackRock Enhanced Dividend Achievers Trust)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Selling Shareholder a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholder in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: HILB, RXXXX & HXXXXXXX COMPANY. By Title: BLACKROCK ADVISORSTHE PHOENIX COMPANIES, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: By Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX By: Mxxxxxx Lynch, Pierce, Fxxxxx & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. Sxxxx Incorporated By Authorized Signatory BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX By Authorized Signatory MXXXXX SXXXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated Mxxxxx Sxxxxxx & Co. Incorporated H&R Block Financial AdvisorsLangen McAllenney (a division of Jxxxxx Mxxxxxxxxx Xxxxx LLC) Cxxxxxx, Xxxxxxx Securities LLC Dxxxxxxxx & Company LLC Fxxxxx, Bxxxx Wxxxx, Incorporated Kxxxx, Bxxxxxxx & Wxxxx, Inc. XxxxxxSxxxxxxx Inc. Sandler O’Xxxxx & Partners, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. XxxxxL.X. Xxxx Mxxxx Xxxx Wxxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx XxxxxxTotal [ ·] SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Hilb, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital MarketsRxxxx and Hxxxxxxx Company The Phoenix Companies, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common C HILB, RXXXX AND HXXXXXXX COMPANY · Shares of Beneficial Interest Common Stock (No Par Value $.001 Per ShareValue)
Appears in 2 contracts
Samples: Purchase Agreement (Hilb Rogal & Hamilton Co /Va/), Purchase Agreement (Phoenix Companies Inc/De)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers Investment Adviser in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. NUVEEN ASSET MANAGEMENT By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES NUVEEN INVESTMENTS, LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVESTBB&T CAPITAL MARKETS, A DIVISION OF XXXXX & XXXXXXXXXXXX, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXX, XXXXXX & CO. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS., INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX XXXXXXX XXXXX & CO.ASSOCIATES, INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED SUNTRUST XXXXXXXX XXXXXXXX, INC. WEDBUSH XXXXXX SECURITIES INC. XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHXxxxxxx Xxxxx & Co. Xxxxxxx Lynch, PIERCEPierce, XXXXXX Xxxxxx & XXXXX INCORPORATED Xxxxx Incorporated By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities [•] Nuveen Investments, LLC X.X. Xxxxxxx & Sons, Inc. [•] Wachovia Capital Markets, LLC Advest[•] BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. Banc of America Securities LLC [•] Xxxxxx X. Xxxxx & Co. Incorporated [•] H&R Block Financial Advisors, Inc. [•] Xxxxxxx, Xxxxxx & Co. [•] Xxxxxx, Xxxxx Xxxxx, Incorporated [•] J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. [•] Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated [•] Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. [•] RBC Capital Markets Corporation Xxxx Xxxx [•] Xxxxxxx Xxxxx & Co.Associates, Inc. [•] Xxxxxx, Xxxxxxxx & Company, Incorporated [•] SunTrust Xxxxxxxx Xxxxxxxx, Inc. [•] Wedbush Xxxxxx Securities Inc. [•] Xxxxx Fargo Securities, LLC [•] Total [•] SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Nuveen Municipal High Income Opportunity Fund 2 Common Shares of Beneficial Interest (Par Value $.001 Per 0.01 per Share)
Appears in 2 contracts
Samples: Nuveen Municipal High Income Opportunity Fund 2, Nuveen Municipal High Income Opportunity Fund 2
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding 24 SCHEDULES Schedule A - List of our agreement, please sign and return Underwriters.............................Sch A-1 Schedule B - Pricing Information..............................Sch B-1 Schedule C - List of Persons subject to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSLock-up...............Sch C-1 Schedule D - List of Subsidiaries.............................Sch D-1 EXHIBITS Exhibit A - Form of Opinion of Company's Counsel..................A-1 Exhibit B - Form of Lock-up Letter................................B-1 COX COMMUNICATIONS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT(a Delaware corpxxxtion) 8,080,000 Shares of Class A Common Stock (Par Value $1.00 Per Share) U.S. PURCHASE AGREEMENT August 9, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX 1999 Merrill Lynch & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Co. Merrill Lynch, Pierce, Xxxxxx Fenner & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx Smith Xxxoxxxxxted Morxxx Xxxnley & Co. Incorporated H&R Block Financial AdvisorsIncorxxxxxxd Bxxx, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx Stearns & Co. Inc. PNC Capital MarketsCredit Suisxx Xxxsx Xxxxxn Corporation Goldman, Inc. RBC Capital Markets Corporation Xxxx Xxxx Sacxx & Xx. Salomon Smith Barney Inc SG Cowen Securities Corpxxxxxxx xx U.S. Rexxxxxxxxxxxxx xx xxx sevexxx X.X. Underwriters c/o Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Xxxxxxxxxxxx Xxxxh Tower World Fixxxxxxl Cxxxxx New York, New York 10281-1209 Ladxxx xxx Xxxxxxxxx: Xxx Xxxxxxxxxxxxxx, Xxx., x Xxxxxare corporation (the "Company"), xonfirms its agreement with Merrill Lynch & Co., Inc. XxxxxxMerrill Lynch, Xxxxxxxx Pierce, Fenner & CompanySmith Incorporatex ("Xxxrxxx Xynch"), Incorporated Xxxxxx Stanley & Co. Inxxxxxxatex ("Xorgan Stanley") xxx xxcx xx the xxxxx U.X. Xxderwriters named in Xxxxxxlx X xxxeto (collectively, the "U.S. Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, Morgan Stanley, Bear, Stearns & Co. Inc., Credit Suxxxx Xxrxx Xxxxxx Xxxxxxxxxxx, Goldman, Xxxxx Fargo & Co., Salomon Smith Barney Inc and SG Cowen Securities Xxxxxraxxxx are actxxx xx Xxxxxsentatives (in xxxx xxxacity, the "U.S. Representatives"), with respect to the issue and sale by the Company and the purchase by the U.S. Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value $1.00 per share, of the Company ("Common Stock") set forth in said Schedule A, and with respect to the grant by the Company to the U.S. Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 1,212,000 additional shares of Common Stock to cover over-allotments, if any. The aforesaid 8,080,000 shares of Common Stock (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the 1,212,000 shares of Common Stock subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter called, collectively, the "U.S. Securities". It is understood that the Company is concurrently entering into an agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Company of an aggregate of 2,020,000 shares of Common Stock (the "Initial International Securities") through arrangements with Merrill Lynch International, Morgan Stanley & Co. International Limixxx, Xxax, Xxearns Internatioxxx Xixxxxx, Cazenove & Co., Credit Suisse Firxx Xxxton (Europe) Limited, Goldman Sachs International, Salomon Brothers International Limited xxx Xxxixxx Generale, as underwriters outside the United States and Canada (the "International Managers"), and the grant by the Company to the International Managers, acting severally and not jointly, of an option to purchase all or any part of the International Managers' pro rata portion of up to 303,000 additional shares of Common Stock solely to cover over-allotments, if any (the "International Option Securities" and, together with the U.S. Option Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] the "Option Securities"). The Initial International Securities and the International Option Securities are hereinafter called the "International Securities". It is understood that the Company is not obligated to sell, and the U.S. Underwriters are not obligated to purchase, any Initial U.S. Securities unless all of the Initial International Securities are contemporaneously purchased by the International Managers. The U.S. Underwriters and the International Managers are hereinafter collectively called the "Underwriters", the Initial U.S. Securities and the Initial International Securities are hereinafter collectively called the "Initial Securities", and the U.S. Securities and the International Securities are hereinafter collectively called the "Securities". It is also understood that, concurrent with the initial issuance of the Common Shares Stock, the Company will be offering and selling its (i) FELINE PRIDES, consisting of, among other things, stock purchase contracts pursuant to which holders will purchase from the Company a specified number of Beneficial Interest shares of its Common Stock on or prior to August 16, 2002 and (Par Value $.001 Per Shareii) debt securities, in each case pursuant to underwriting agreements to be entered into among the Company and Merrill Lynch and the other underwriters named therein (each, a "Concxxxxxx Oxxxxxng"). The obligations of the Company and Underwriters contained in this Agreement and the International Purchase Agreement are not conditioned upon the consummation of either Concurrent Offering. The Underwriters will concurrently enter into an Intersyndicate Agreement of even date herewith (the "Intersyndicate Agreement") providing for the coordination of certain transactions among the Underwriters under the direction of Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incoxxxxxxxd (xx xuch capacixx, xxx "Global Coordinatox"). The Company understands that the U.S. Underwriters propose to make a public offering of the U.S. Securities as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered. The Company has filed with the Securities and Exchange Commission (the "Commission") a registration statement on Form S-3 (Nos. 333-82575, 333-82575-01 and 333-82575-02) and pre-effective amendment nos. 1, 2 xxx 0 xxxxxto covering the registration of certain securities, including the Securities, under the Securities Act of 1933, as amended (the "1933 Act"), including the related preliminary prospectus or prospectuses, and the offering thereof from time to time in accordance with Rule 415 of the rules and regulations of the Commission under the 1933 Act (the "1933 Act Regulations"). Promptly after execution and delivery of this Agreement, the Company will either (i) prepare and file a prospectus in accordance with the provisions of Rule 430A ("Rule 430A") of the 1933 Act Regulations and paragraph (b) of Rule 424 ("Rule 424(b)") of the 1933 Act Regulations or (ii) if the Company has elected to rely upon Rule 434 ("Rule 434") of the 1933 Act Regulations, prepare and file a term sheet (a "Term Sheet") in accordance with the provisions of Rule 434 and Rule 424(b). Two forms of prospectus are to be used in connection with the offering and sale of the Securities: one relating to the U.S. Securities (the "Form of U.S. Prospectus") and one relating to the International Securities (the "Form of International Prospectus"). The Form of International Prospectus is identical to the Form of U.S. Prospectus, except for the front cover and back cover pages and the information under the caption "Underwriting". The information included in any such prospectus or in any such Term Sheet, as the case may be, that was omitted from such registration statement at the time it became effective but that is deemed to be part of such registration statement at the time it became effective (a) pursuant to paragraph (b) of Rule 430A is referred to as "Rule 430A Information" or (b) pursuant to paragraph (d) of Rule 434 is referred to as "Rule 434 Information." Each Form of U.S. Prospectus and Form of International Prospectus used before such registration statement became effective, and any prospectus that omitted, as applicable, the Rule 430A Information or the Rule 434 Information, that was used after such effectiveness and prior to the execution and delivery of this Agreement, is herein called a "preliminary prospectus." Such registration statement, including the exhibits thereto, schedules thereto, if any, and the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the 1933 Act, at the time it became effective and including the Rule 430A Information and the Rule 434 Information, as applicable, is herein called the "Registration Statement." Any registration statement filed pursuant to Rule 462(b) of the 1933 Act Regulations is herein referred to as the "Rule 462(b) Registration Statement," and after such filing the term "Registration Statement" shall include the Rule 462(b) Registration Statement. The final Form of U.S. Prospectus and the final Form of International Prospectus, including the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the 1933 Act, in the forms first furnished to the Underwriters for use in connection with the offering of the Securities are herein called the "U.S. Prospectus" and the "International Prospectus," respectively, and collectively, the "Prospectuses." If Rule 434 is relied on, the terms "U.S. Prospectus" and "International Prospectus" shall refer to the preliminary U.S. Prospectus dated July 28, 1999 and preliminary International Prospectus dated July 28, 1999, respectively, each together with the applicable Term Sheet and all references in this Agreement to the date of such Prospectuses shall mean the date of the applicable Term Sheet. For purposes of this Agreement, all references to the Registration Statement, any preliminary prospectus, the U.S. Prospectus, the International Prospectus or any Term Sheet or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval system ("EDGAR"). All references in this Agreement to financial statxxxxxs and schedules and other information which is "contained," "included" or "stated" in the Registration Statement, any preliminary prospectus (including the Form of U.S. Prospectus and Form of International Prospectus) or the Prospectuses (or other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is incorporated by reference in the Registration Statement, any preliminary prospectus (including the Form of U.S. Prospectus and Form of International Prospectus) or the Prospectuses, as the case may be; and all references in this Agreement to amendments or supplements to the Registration Statement, any preliminary prospectus or the Prospectuses shall be deemed to mean and include the filing of any document under the Securities Exchange Act of 1934 (the "1934 Act") which is incorporated by reference in the Registration Statement, such preliminary prospectus or the Prospectuses, as the case may be.
Appears in 1 contract
Samples: Cox Communications Inc /De/
Effect of Headings. The Article and Section headings herein ------------------ are for convenience only and shall not affect the construction hereof. [THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK.] If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust between each Underwriter and the Advisers Company and the Bank in accordance with its terms. The execution and delivery of this Agreement by the Company and the Bank and its acceptance, execution and delivery by or on behalf of the Underwriters may be evidenced by an exchange of telecopied or other written communications. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST FIRST REPUBLIC PREFERRED CAPITAL CORPORATION By: /s/ Xxxxxx X. Xxxxxx, Xx. ----------------------------------- Name: Xxxxxx X. Xxxxxx, Xx. Title: BLACKROCK ADVISORS, INC. Vice President FIRST REPUBLIC BANK By: /s/ Xxxxx X. Xxxxxxx, XX ----------------------------------- Name: Xxxxx X. Xxxxxxx, XX Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: President and CEO CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETSFARGO SECURITIES, LLC ADVESTXXXX, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXXLLC XXXXX, XXXXXXXX & COMPANYXXXXX, INCORPORATED INC. XXXXXXX, X'XXXXX & PARTNERS, L.P. By: XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By/s/ Xxxxxx Xxxxxxxx ------------------------------- Name: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. Xxxxxx Xxxxxxxx Title: Managing Director SCHEDULE A Name of ---------- Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated ----------- ---------------------------- Xxxxx Fargo Securities, LLC Total SCHEDULE 800,000 Xxxx, Xxxx & Co., LLC 640,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 80,000 Sandler, X'Xxxxx & Partners, L.P. 80,000 Schedule A-1 EXHIBIT A --------- Opinion of Xxxxxxxx Chance Xxxxxx & Xxxxx LLP, special counsel to the Company and the Bank Exhibit A-1 EXHIBIT B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares --------- Opinion of Beneficial Interest (Par Value $.001 Per Share)Xxxxxxxx Chance Xxxxxx & Xxxxx LLP, special counsel to the Company and the Bank Exhibit B-1 EXHIBIT C --------- Opinion of Xxxxxx X. Xxxxxxxxx, Esq., Senior Vice President and General Counsel to the Bank Exhibit C-1 EXHIBIT D --------- Opinion of Lionel, Xxxxxx & Xxxxxxx, special Nevada counsel to the Company and the Bank
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSZYMOGENETICS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX MERRILL, LYNCH, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. BEAR, XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETSPACIFIC GROWTH EQUITIES, LLC U.S. BANCORP XXXXX XXXXXXX, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX MERRILL, LYNCH, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name ZYMOGENETICS, INC. 6,000,000 Shares of Common Stock (No Par Value Per Share) List of Underwriters Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. __________ Bear, Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets__________ Pacific Growth Equities, LLC __________ U.S. Bancorp Xxxxx Xxxxxxx, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated __________ Xxxxx Fargo Securities, LLC __________ Delafield Xxxxxxxxx, Inc. __________ XxXxxxx Xxxxxx Xxxxx, Inc. __________ Total 6,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common ZYMOGENETICS, INC. 6,000,000 Shares of Beneficial Interest Common Stock (No Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSJXXXXXXXX GROUP, INC. By: /s/ Jxxxxx X. Xxxxxx Name: Jxxxxx X. Xxxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX JXXXXXXXX & COCOMPANY, INC. XXXXXXX CITIGROUP GLOBAL MARKETS INC. MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS BANC OF AMERICA SECURITIES LLC X.X. XXXXXXX BNY CAPITAL MARKETS, INC. KXXXX, BXXXXXXX & SONSWXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, BNP PARIBAS SECURITIES CORP. HSBC SECURITIES (USA) INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SG AMERICAS SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED Citigroup Global Markets Inc. By: /s/ Simon C.X. Xxxxxx Name: Simon C.X. Xxxxxx Title: Managing Director Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx By: Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated By: /s/ Kxxxxx Xxxxxxx Xxxxxx Name: Kxxxxx Xxxxxxx Xxxxxx Title: Managing Director Authorized Signatory SCHEDULE A Principal Amount of Name of Underwriter Securities Jxxxxxxxx & Xxxxx Company, Inc. $ 25,000,000 Citigroup Global Markets Inc. 175,000,000 Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated UBS 175,000,000 Banc of America Securities LLC X.X. Xxxxxxx & Sons25,000,000 BNY Capital Markets, Inc. 25,000,000 Kxxxx, Bxxxxxxx & Wxxxx, Inc. 25,000,000 Wachovia Capital Markets, LLC Advest, 25,000,000 BNP Paribas Securities Corp. 8,334,000 HSBC Securities (USA) Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo 8,333,000 SG Americas Securities, LLC 8,333,000 Total $ 500,000,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value JXXXXXXXX GROUP, INC. $.001 Per Share)500,000,000 Senior Debentures due 2036
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Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorneys-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: MAXIMUS, INC. By ------------------------------------ Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: [NAME] By ----------------------------------- As Attorney-in-Fact acting on behalf of the Selling Shareholders named in Schedule B hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. BEAR, XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. Co. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXX XXXXXXXX & CO. XXXX, INC. PNC BB&T CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX A DIVISION OF XXXXX & CO.XXXXXXXXXXXX, INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By -------------------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities NAME OF UNDERWRITER NUMBER OF INITIAL SECURITIES Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Incorporated................................................................. Bear, Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Inc................................................................. Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx Incorporated.................................................... Xxxxx Xxxxxxxx & Co. Inc. PNC Xxxx, Inc.............................................................. BB&T Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx a Division of Xxxxx & Co.Xxxxxxxxxxxx, Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total Inc........................... --------- Total................................................................................... 3,500,000 ========= SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common NUMBER OF INITIAL MAXIMUM NUMBER OF OPTION SECURITIES TO BE SOLD SECURITIES TO BE SOLD MAXIMUS, INC. 1,000,000 Xxxxx X. Xxxxxxx 1,302,697 315,000 Xxxxxxx, X. Xxxxx 868,466 210,000 Xxxx X. Xxxxxxxxx 108,937 Xxxxx X. Xxxxx 89,297 Xxxxxxx X. Xxxxxxxx 77,576 Xxxxxx X. Xxxxxxx 53,027 Total............................... ------------ ---------- 3,500,000 525,000 ============ ========== SCHEDULE C MAXIMUS, INC. 3,500,000 Shares of Beneficial Interest Common Stock (Par Value $.001 Per Shareno par value per share)
Appears in 1 contract
Samples: Exhibit 1 (Maximus Inc)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST XXXXXXX PETROLEUM CORPORATION By: Name/s/ Xxxxx X. Xxxxxx ------------------------------------- Xxxxx X. Xxxxxx, Chairman, Chief Executive Officer and President XXXXXXX OIL AND GAS CORPORATION By: Title: BLACKROCK ADVISORS/s/ Xxxxx X. Xxxxxx ------------------------------------- Xxxxx X. Xxxxxx, Chairman, Chief Executive Officer and President XXXXXXX PROGRAMS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT/s/ Xxxxx X. Xxxxxx ------------------------------------- Xxxxx X. Xxxxxx, INC. Chairman, Chief Executive Officer and President EQUITY OIL COMPANY By: Name: Title: /s/ Xxxxx X. Xxxxxx ------------------------------------- Xxxxx X. Xxxxxx, Chairman, Chief Executive Officer and President CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS XXXXXX BROTHERS INC. BANC OF AMERICA SECURITIES LLC X.X. XXXXXX SECURITIES INC. WACHOVIA CAPITAL MARKETS, LLC X.X. XXXXXXX & SONS, INC. WACHOVIA KEYBANC CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC a Division of McDonald Investments Inc. XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX XXXXXXX & CO., INC. XXXXXXXXXXXXX XXXXX & ASSOCIATES, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC INC. as Representatives of the several Underwriters By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By /s/ Xxxxxxxxxxx X. Xxxx ------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. ================================================================================ SCHEDULE A Principal Amount of Name of Underwriter Number of Initial Securities -------------------------------------------------------------------- ------------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Incorporated.................. $ 71,500,000 Xxxxxx Brothers Inc. ............................................... $ 49,500,000 Banc of America Securities LLC LLC...................................... $ 22,000,000 X.X. Xxxxxx Securities Inc. ........................................ $ 22,000,000 Wachovia Capital Markets, LLC....................................... $ 11,000,000 X.X. Xxxxxxx & Sons, Inc. Wachovia .......................................... $ 11,000,000 KeyBanc Capital Markets, LLC Advest, a Division of McDonald Investments Inc. Banc of America Securities LLC ... $ 11,000,000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx Xxxxxxx & Co., Inc. Xxxxxx......................................... $ 11,000,000 Xxxxxxx Xxxxx & Associates, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total Inc. ................................... $ 11,000,000 ------------- Total............................................................... $ 220,000,000 ============= ================================================================================ Sch A-1 ================================================================================ SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value XXXXXXX PETROLEUM CORPORATION $.001 Per Share)220,000,000 7 1/4% Senior Subordinated Notes due 2013
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Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company, AutoNation and the Selling Shareholder a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the U.S. Underwriters, the Trust Company, AutoNation and the Advisers Selling Shareholder in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSAUTONATION, INC. By: Name: By /s/ Jamex X. Xxxx ------------------------------- Title: BLACKROCK FINANCIAL MANAGEMENTSenior Vice President General Counsel AUTONATION INSURANCE COMPANY, INC. By: Name: By /s/ Gui F. Rxxxxxx ------------------------------- Title: Vice President REPUBLIC SERVICES, INC. By /s/ Davix X. Xxxxxxx ------------------------------- Title: Senior Vice President CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & COXO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED UBS DONAXXXXX, XXFKIN & JENRXXXX XXXURITIES CORPORATION DEUTSCHE BANK SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETSBEAR, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX STEAXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & COXO. INC. PNC CAPITAL MARKETS, CIBC OPPEXXXXXXX XXXP. CREDIT SUISSE FIRST BOSTON CORPORATION MORGXX XXXNXXX & XO. INCORPORATED SALOXXX XXXXX XXXNEY INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED By: By /s/ Michxxx Xxxxxxx ------------------------------- Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement by and among the Underwriters, the Trust Underwriters and the Advisers Company and the Manager in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSCOLONY FINANCIAL, INC. By: By /s/ Xxxxxx X. Xxxxxx Name: Xxxxxx X. Xxxxxx Title: BLACKROCK COO and CFO COLONY FINANCIAL MANAGEMENTMANAGER, INC. By: LLC By /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: President Signature Page to Underwriting Agreement CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & COBARCLAYS CAPITAL INC. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED XXXXXX XXXXXXX & CO. LLC UBS SECURITIES LLC X.X. XXXXXXX & SONS, For themselves and as Representatives of the several Underwriters named in Schedule A BARCLAYS CAPITAL INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: By /s/ Xxxxx Xxxxx Authorized Signatory XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By /s/ Xxxx Xxxxxxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A heretoXXXXXX XXXXXXX & CO. LLC By /s/ Yurij Slyz Authorized Signatory Signature Page to Underwriting Agreement UBS SECURITIES LLC By /s/ Xxxxxxxxxxx Xxxxxxxx Authorized Signatory By /s/ Xxxxxxxxxxx Xxxxxxxx Authorized Signatory Signature Page to Underwriting Agreement SCHEDULE A Name of Underwriter Number of Initial Securities Barclays Capital Inc. 880,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 880,000 Xxxxxx Xxxxxxx & Co. LLC 880,000 UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia 880,000 RBC Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. 320,000 Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 160,000 Total 4,000,000 Sch. A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)B
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: XXXXXXX-XXXXXX, INC., as Company By /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: BLACKROCK ADVISORSChief Financial Officer XXXXXXX-XXXXXX HOLDINGS, INC., as Parent By /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: Chief Financial Officer XXXXXXX-XXXXXX PROPERTIES, LTD. XXXXXXX-XXXXXX PROPERTY SERVICES, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTXXXXXXX-XXXXXX PROPERTY SERVICES II, INC. By: XXXXXXX XXXXXX PROPERTY SERVICES III, X.X. XXXXXXX-XXXXXX PROPERTY EQUITY, INC. XXXXXXX-XXXXXX PROPERTY EQUITY II, INC. XXXXXXX-XXXXXX PROPERTY SPECIAL EQUITY, INC. XXXXXXX-XXXXXX PROPERTY SPECIAL EQUITY II, INC. XXXXXXX XXXXXX PROPERTY SPECIAL EQUITY III, LLC K-W PROPERTIES XXXXXXX XXXXXX PROPERTY SERVICES III GP, LLC KW BASGF II MANAGER, LLC KWF INVESTORS I, LLC KWF INVESTORS II, LLC KWF INVESTORS III, LLC KWF MANAGER I, LLC KWF MANAGER II, LLC KWF MANAGER III LLC XXXXXXX XXXXXX OVERSEAS INVESTMENTS, INC. FAIRWAYS 340 CORP. KW—RICHMOND, LLC SG KW VENTURE I MANAGER LLC KW LOAN PARTNERS I LLC KW LOAN PARTNERS II LLC KW SUMMER HOUSE MANAGER, LLC KW MONTCLAIR, LLC KW BLOSSOM HILL MANAGER, LLC KW SERENADE MANAGER, LLC X-X XXXXXXXX INC. XX XXXXXXX MANAGER, LLC XXXXXXXXXX RANCH AINA LLC 68-540 XXXXXXXXXX, LLC XX XXXXXXXXXX AINA LLC XXXXXXX XXXXXX FUND MANAGEMENT GROUP, LLC XXXXXXX-XXXXXX INTERNATIONAL XXXXXXX-XXXXXX TECH, LTD. KWP FINANCIAL I XXXXXXX-XXXXXX PROPERTIES, LTD. XXXXXXX XXXXXX AUCTION GROUP INC. KWF MANAGER IV, LLC KWF MANAGER V, LLC KW IRELAND LLC XXXXXXX XXXXXX PROPERTY EQUITY IV, LLC KW BUILDER MARKETING SERVICES, INC. KW FUND IV—KOHANAIKI LLC KW TELSTAR PARTNERS, LLC KWF INVESTORS IV, LLC KWF INVESTORS V, LLC XXXXXX RESEARCH, LLC [Signature Page to Underwriting Agreement] XX XXXXXXXX, LLC SANTA XXXXX LAND PARTNERS MANAGER, LLC KW INVESTMENT ADVISER, LLC XXXXXXX-XXXXXX CAPITAL KW CAPTOWERS PARTNERS, LLC KW FOUR POINTS LLC KW LOAN PARTNERS VII, LLC KWF INVESTORS VII, LLC KWF MANAGER VII, LLC KW RESIDENTIAL CAPITAL, LLC KW BOISE PLAZA, LLC KW LOAN PARTNERS VIII, LLC XXXXXXX XXXXXX PROPERTY SERVICES IV, X.X. XXXXXXX XXXXXX PROPERTY SERVICES IV GP, LLC KW/CV THIRD-PACIFIC MANAGER, LLC KW EU LOAN PARTNERS II, LLC KWF INVESTORS VIII LLC KWF MANAGER VIII, LLC KW 1200 MAIN, LLC XX XXXXXXXXXX LLC KW 5200 LANKERSHIM MANAGER, LLC KWF MANAGER X, LLC KWF MANAGER XI, LLC KWF MANAGER XII, LLC KW REAL ESTATE VENTURE XIII, LLC KWF MANAGER XIII, LLC KWF MANAGER XV LLC KW EU LOAN PARTNERS III, LLC KW EU INVESTORS I, LLC KW RICHFIELD PLAZA, LLC XX XXXXXXX SQUARE SHOPPING CENTER, LLC KW CREEKVIEW SHOPPING CENTER, LLC KW SECURITIES, LLC KW VICTORY LAND LOAN, LLC KW VICTORY PLAZA LOAN, LLC COUNTRY RIDGE IX, LLC KW EU INVESTORS VIII, LLC KW PARK SANTA FE, LLC KW CYPRESS, LLC KW TACOMA CONDOS, LLC KW DESERT RAMROD SPONSOR, LLC as Subsidiary Guarantors By /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: Authorized Person [Signature Page to Underwriting Agreement] CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS DEUTSCHE BANK SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By /s/ Xxxxxxx X. Xxxxxxxx Authorized Signatory By: DEUTSCHE BANK SECURITIES INC. By /s/ Xxxxxxx Xxxxxxxx Authorized Signatory By /s/ Xxxxxxxx Xxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A The initial public offering price of the Securities shall be 100.000% of the principal amount thereof, plus accrued interest from, and including, October 1, 2014 to, but excluding, November 18, 2014 plus, if the Closing Time occurs after November 18, 2014, accrued interest, if any, from, and including, November 18, 2014 to, but excluding, the date of the Closing Time. The purchase price to be paid by the Underwriters for the Securities shall be 98.500% of the principal amount thereof plus accrued interest from, and including, October 1, 2014 to, but excluding, the date of the Closing Time. Name of Underwriter Number Principal Amount of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS $140,000,000 Deutsche Bank Securities Inc. 96,250,000 X.X. Xxxxxx Securities LLC X.X. Xxxxxxx & Sons70,000,000 U.S. Bancorp Investments, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 43,750,000 Total $ 350,000,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per ShareIssuer General Use Free Writing Prospectuses Final Term Sheet Sch B-1 Exhibit A FORM OF OPINION OF COMPANY’S AND GUARANTORS’ COUNSEL TO BE DELIVERED PURSUANT TO SECTION 5(b)
Appears in 1 contract
Samples: Underwriting Agreement (Kennedy-Wilson Holdings, Inc.)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Investment Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSSUNAMERICA FOCUSED ALPHA GROWTH FUND, INC. By: Name: Title: BLACKROCK FINANCIAL AIG SUNAMERICA ASSET MANAGEMENT CORP. By: Name: Title: MXXXXXX CAPITAL MANAGEMENT, LLC By: Name: Title: BAMCO, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. A.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX RXXXXX X. XXXXX & CO. INCORPORATED BANC OF AMERICA SECURITIES LLC H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXFXXXXX, XXXXX XXXXXBXXXX WXXXX, INCORPORATED J.J.B. XXXXXXXXJXXXXX MXXXXXXXXX XXXXX LLC KEYBANC CAPITAL MARKETS, X.X. XXXXXA DIVISION OF MCDONALD INVESTMENTS INC. MXXXXX XXXXXX & COMPANY, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX OXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXXSXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX SUNTRUST CAPITAL MARKETS, INC. WEDBUSH MXXXXX SECURITIES INC. WXXXX FARGO SECURITIES, LLC By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities Xxxxxxx Mxxxxxx Lynch, Pierce, Xxxxxx Fxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Sxxxx Incorporated
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will shall become a binding agreement among the Underwriters, the Trust Company and the Advisers MCN in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST MCN INVESTMENT CORPORATION By: /s/ Sebaxxxxx Xxxxxxx -------------------------------------- Name: Sebaxxxxx Xxxxxxx Title: BLACKROCK ADVISORS, Vice President and Treasurer MCN ENERGY GROUP INC. By: /s/ Sebaxxxxx Xxxxxxx -------------------------------------- Name: Sebaxxxxx Xxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTSenior Vice President, INC. By: Name: Title: Finance, and Treasurer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & COXO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED UBS CHASE SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, J.P. XXXXXX XXXURITIES INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED By: /s/ Anthxxx X. Xxxxxx ---------------------------------- Authorized Signatory For themselves itself and as Representatives of the other Underwriters named in Schedule A II hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx LynchI REPRESENTATIVES: Merrxxx Xxxch, Pierce, Fennxx & Xmitx Incorporated Chase Securities Inc. J.P. Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsXxxurities Inc. PURCHASE PRICE AND DESCRIPTION OF THE 2011 SECURITIES: TITLE: 6.30% Mandatory Par Put Remarketed Securities(SM) ("MOPPRSSM") due April 2, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc 2011. PRINCIPAL AMOUNT: $100,000,000 PURCHASE PRICE: 102.294% of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)the principal amount thereof.
Appears in 1 contract
Samples: MCN Energy Group Inc
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ DEFINED OPPORTUNITY CREDIT TRUST By: Name: Title: BLACKROCK ADVISORS, INC. LLC By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXXXXXXX, INCXXXXXX & CO. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXXXX XXXXXXXX & CO. INC. PNC CAPITAL MARKETSXXXXXX XXXXXX & COMPANY, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX XXXXXXXXXXX & CO., . INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC WEDBUSH XXXXXX SECURITIES INC. By: XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [•] Total [•] SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ DEFINED OPPORTUNITY CREDIT TRUST [ [•] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 1 contract
Samples: Management Agreement (BlackRock Defined Opportunity Credit Trust)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding 24 SCHEDULES Schedule A - List of our agreement, please sign and return Underwriters............................Sch A-1 Schedule B - Pricing Information.............................Sch B-1 Schedule C - List of Subsidiaries............................Sch C-1 Schedule D - List of Persons subject to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSLock-up..............Sch D-1 EXHIBITS Exhibit A - Form of Opinion of Company's Counsel.................A-1 Exhibit B - Form of Lock-up Letter...............................B-1 -iii- ACTIVISION, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT(a Delaware corporation) 5,000,000 Shares of Common Stock (Par Value $.000001 Per Share) PURCHASE AGREEMENT ------------------ [ ], INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: 2001 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES WARBURG LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. COMPANY INCORPORATED H&R BLOCK FINANCIAL ADVISORSBEAR, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX XXXXXX XXXXXX XXXXXXXX & CO., INC. XXXXXX, XXXXXXXX U.S. BANCORP XXXXX XXXXXXX INC. x/x Xxxxxxx Xxxxx & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Co. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated as Representatives of the several Underwriters named in Schedule A to this Agreement Xxxxx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Ladies and Gentlemen: Activision, Inc., a Delaware corporation (the "Company"), confirms its agreement with Xxxxxxx Xxxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated ("Xxxxxxx Xxxxx") and each of the other Underwriters named in Schedule A hereto (collectively, the "Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx Xxxxx, UBS Securities LLC X.X. Warburg LLC, Xxxxx & Company Incorporated, Bear, Xxxxxxx & SonsCo. Inc., Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx Xxxxxxxx & Co., Inc. Xxxxxxand U.S. Bancorp Xxxxx Xxxxxxx Inc. are acting as Representatives (in such capacity, Xxxxxxxx & Companythe "Representatives"), Incorporated Xxxxx Fargo with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $.000001 per share, of the Company ("Common Stock") set forth in said Schedule A, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 750,000 additional shares of Common Stock to cover over-allotments, if any. The aforesaid 5,000,000 shares of Common Stock (the "Initial Securities") to be purchased by the Underwriters and all or any part of the 750,000 shares of Common Stock subject to the option described in Section 2(b) hereof (the "Option Securities") are hereinafter called, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST collectively, the "Securities". The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Representatives deem advisable after this Agreement has been executed and delivered. The Company has filed with the Securities and Exchange Commission (the "Commission") a registration statement on Form S-3 (No. 333-[ ] Common Shares ]) covering the registration of Beneficial Interest the Securities under the Securities Act of 1933, as amended (Par Value $.001 Per Sharethe "1933 Act"), including the related preliminary prospectus or prospectuses. Promptly after execution and delivery of this Agreement, the Company will prepare and file a prospectus in accordance with the provisions of Rule 430A ("Rule 430A") of the rules and regulations of the Commission under the 1933 Act (the "1933 Act Regulations") and paragraph (b) of Rule 424 ("Rule 424(b)") of the 1933 Act Regulations. The information included in such prospectus that was omitted from such registration statement at the time it became effective but that is deemed to be part of such registration statement at the time it became effective pursuant to paragraph (b) of Rule 430A is referred to as "Rule 430A Information". Each prospectus used before such registration statement became effective, and any prospectus that omitted the Rule 430A Information that was used after such effectiveness and prior to the execution and delivery of this Agreement, is herein called a "preliminary prospectus." Such registration statement, including the exhibits thereto, schedules thereto, if any, and the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the 1933 Act, at the time it became effective and including the Rule 430A Information is herein called the "Registration Statement." Any registration statement filed pursuant to Rule 462(b) of the 1933 Act Regulations is herein referred to as the "Rule 462(b) Registration Statement," and after such filing the term "Registration Statement" shall include the Rule 462(b) Registration Statement. The final prospectus, including the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the 1933 Act, in the form first furnished to the Underwriters for use in connection with the offering of the Securities is herein called the "Prospectus." For purposes of this Agreement, all references to the Registration Statement, any preliminary prospectus, the Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval system ("XXXXX"). All references in this Agreement to financial statements and schedules and other information which is "contained," "included" or "stated" in the Registration Statement, any preliminary prospectus or the Prospectus (or other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is incorporated by reference in the Registration Statement, any preliminary prospectus or the Prospectus, as the case may be; and all references in this Agreement to amendments or supplements to the Registration Statement, any preliminary prospectus or the Prospectus shall be deemed to mean and include the filing of any document under the Securities Exchange Act of 1934 (the "1934 Act") which is incorporated by reference in the Registration Statement, such preliminary prospectus or the Prospectus, as the case may be.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST United National Group, Ltd. By: Name: ------------------------------ Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: --------------------------- CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRILL LYNCH & CO. XXXXXXX MERRILL LYNCH, PIERCE, XXXXXX FENNER & XXXXX INCORPORATED UBS SMITH XXXXRXXXXXED BANC XX XXXRICA SECURITIES XXX XXWLIXX & PARTNERS SECURITIES, LLC X.X. XXXXXXX & SONSFOX-PITT, KELTON, INC. WACHOVIA CAPITAL MARKETSKEEFE, LLC ADVESTBRUYEXXX & XOODS, INC. By: MERRILL LYXXX, XXXXXX, XXXNER & SXXXX INCORPORAXXX Xx: ------------------------- Authorized Signatory By BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX By: ------------------------- Authorized Signatory By: DOWLING & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO PARTNERS SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED ------------------------- Authorized Signatory By: Authorized Signatory FOX-PITT, KELTON, INC. By: ------------------------- Authoxxxxx Xxxxxxxxx By: KEEFE, BRUYETTE & WOODS, INC. By: ------------------------- Xxxhoxxxxx Xxgnaxxxx For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Name of Underwriter Number of Initial Securities Xxxxxxx ------------------- ---------- Merrill Lynch, Pierce, Xxxxxx Fenner & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc Smith Incorporated........................................ Xxxx of America Securities LLC Xxxxxx X. Xxxxx ................................ Dowling & Co. Incorporated H&R Block Financial AdvisorsPartners Securities, LLC............................. Fox-Pixx, Xxxton, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx........................................ Keefe, Xxxxxxxx & CompanyXxxxs, Incorporated Xxxxx Fargo Securities, LLC Inc. ................................. ---------- Total ......................................................... ========== Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] UNITED NATIONAL GROUP, LTD. 9,750,000 Class A Common Shares of Beneficial Interest (Par Value $.001 0.0001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTSELECTIVE INSURANCE GROUP, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: Authorized Signatory By: WACHOVIA CAPITAL MARKETS, LLC By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Principal Amount of Name of Underwriter Number of Initial Securities Xxxxxxx Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated 38,875,000 Wachovia Capital Markets, LLC 38,875,000 BB&T Capital Markets, a division of Sxxxx & Sxxxxxxxxxxx, Inc. 2,500,000 J.X. Xxxxxx Securities Inc. 2,500,000 Kxxxx Bxxxxxxx & Wxxxx, Inc. 2,500,000 Pxxxx Xxxxxxx & Co. 2,500,000 Rxxxxxx Jxxxx & Associates 2,500,000 Rxxxxx X. Xxxxx & Co. Incorporated UBS Securities 750,000 Dxxxxxxxx & Company LLC X.X. 750,000 A.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets750,000 Fxxxxx, LLC AdvestBxxxx Wxxxx, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated 750,000 H&R Block Financial Advisors, Inc. Xxxxxx750,000 KeyBanc Capital Markets, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, a division of McDonald Investments Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx 750,000 Oxxxxxxxxxx & Co. Inc. PNC Capital Markets, 750,000 RBC Dxxx Xxxxxxxx Inc. RBC Capital Markets Corporation Xxxx 750,000 Rxxx Xxxx & Co., Inc. Xxxxxx750,000 Cxxxxxx Sxxxxx & Co., Inc. 750,000 Sxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities750,000 SunTrust Capital Markets, LLC Inc. 750,000 TD Ameritrade, Inc. 750,000 Total $ 100,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value SELECTIVE INSURANCE GROUP, INC. $.001 Per Share)100,000,000 Junior Subordinated Notes due 2066
Appears in 1 contract
Samples: Selective Insurance (Selective Insurance Group Inc)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding 22 SCHEDULES Schedule A - List of our agreementUnderwriters.............................Sch A-1 Schedule B - Pricing Information..............................Sch B-1 Schedule C - List of Subsidiaries.............................Sch C-1 EXHIBITS Exhibit A - Form of Opinion of Company's Counsel....................A-1 Exhibit B - Form of Opinion of Special Maryland Counsel.............B-1 Exhibit C - Form of Lock-up Letter..................................C-1 VORNADO REALTY TRUST (a Maryland real estate investment trust) 11,200,000 Common Shares of Beneficial Interest (Par Value $0.04 Per Share) U.S. PURCHASE AGREEMENT October 21, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: 1997 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxxxxxx, Sachs & Co. Xxxxxx Xxxx LLC Xxxxxxx Xxxxxxxx Inc Xxxxx Xxxxxx Inc. UBS Securities LLC X.X. as U.S. Representatives of the several U.S. Underwriters x/x Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated H&R Block Financial AdvisorsXxxxx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Inc. XxxxxxXxx Xxxx 00000-0000 Ladies and Gentlemen: Vornado Realty Trust, a Maryland real estate investment trust (the "Company"), confirms its agreement with Xxxxxxx Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated ("Xxxxxxx Xxxxx") and each of the other U.S. Underwriters named in Schedule A hereto (collectively, the "U.S. Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx Lynch, Goldman, Sachs & Co., Xxxxxx Xxxx LLC, Xxxxxxx Xxxxxxxx Inc, Xxxxx Xxxxxx Inc. Xxxxxxand UBS Securities LLC are acting as representatives (in such capacity, Xxxxxxxx & Companythe "U.S. Representatives"), Incorporated Xxxxx Fargo Securitieswith respect to the issue and sale by the Company and the purchase by the U.S. Underwriters, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] acting severally and not jointly, of the respective numbers of Common Shares of Beneficial Interest Interest, par value $0.04 per share, of the Company (Par Value $.001 Per Share"Common Shares") set forth in said Schedule A, and with respect to the grant by the Company to the U.S. Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 1,680,000 additional Common Shares to cover over-allotments, if any. The aforesaid 11,200,000 Common Shares (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the 1,680,000 Common Shares subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter called, collectively, the "U.S. Securities". It is understood that the Company is concurrently entering into an agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Company of an aggregate of 2,800,000 Common Shares (the "Initial International Securities") through arrangements with certain underwriters outside the United States and Canada (the "International Managers") for which Xxxxxxx Xxxxx International, Xxxxxxx Sachs International, Xxxxxx Xxxx LLC, Xxxxxxx Xxxxxxxx International, Xxxxx Xxxxxx Inc. and UBS Limited are acting as lead managers (the "Lead Managers") and the grant by the Company to the International Managers, acting severally and not jointly, of an option to purchase all or any part of up to 420,000 additional Common Shares solely to cover overallotments, if any (the "International Option Securities" and, together with the U.S. Option Securities, the "Option Securities"). The Initial International Securities and the International Option Securities are hereinafter called the "International Securities". It is understood that the Company is not obligated to sell and the U.S. Underwriters are not obligated to purchase, any Initial U.S. Securities unless all of the Initial International Securities are contemporaneously purchased by the International Managers. The U.S. Underwriters and the International Managers are hereinafter collectively called the "Underwriters", the Initial U.S. Securities and the Initial International Securities are hereinafter collectively called the "Initial Securities", and the U.S. Securities and the International Securities are hereinafter collectively called the "Securities". The Underwriters will concurrently enter into an Intersyndicate Agreement of even date herewith (the "Intersyndicate Agreement") providing for the coordination of certain transactions among the Underwriters under the direction of Xxxxxxx Xxxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated (in such capacity, the "Global Coordinator"). The Company understands that the U.S. Underwriters propose to make a public offering of the U.S. Securities as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered. The Company has filed with the Securities and Exchange Commission (the "Commission") one or more registration statements on Form S-3, including a prospectus relating to the Common Shares and other securities of the Company for the registration of such securities under the Securities Act of 1933, as amended (the "1933 Act"). Such registration statements have been declared effective by the Commission. A prospectus supplement reflecting the terms of the U.S. Securities, the terms of the offering thereof and the other matters set forth therein has been prepared or will be prepared and will be filed in accordance with the provisions of paragraph (b) of Rule 424 ("Rule 424(b)") of the rules and regulations of the Commission under the 1933 Act (the "1933 Act Regulations"). Such prospectus supplement, in the form first filed after the date hereof pursuant to Rule 424(b), is hereinafter called the "U.S. Prospectus Supplement." Concurrently with the preparation and filing of the U.S. Prospectus Supplement, a prospectus supplement reflecting the terms of the International Securities, the terms of the offering thereof and the other matters set forth therein has been prepared or will be prepared. Such prospectus supplement, in the form first distributed after the date hereof, is hereinafter called the "International Prospectus Supplement." The U.S. Prospectus Supplement and the International Prospectus Supplement are hereinafter collectively called the "Prospectus Supplements." Such registration statements, as amended at the date hereof, including all documents incorporated or deemed to be incorporated by reference therein and the exhibits thereto, and schedules thereto, if any, are hereinafter called the "Registration Statement" and the basic prospectus included therein and relating to all offerings of securities under the Registration Statement, as supplemented by the U.S. Prospectus Supplement is hereinafter called the "U.S. Prospectus" and as supplemented by the International Prospectus Supplement is hereinafter called the "International Prospectus" and the U.S. Prospectus and the International Prospectus are hereinafter called, together, the "Prospectuses", except that if such basic prospectus is amended or supplemented on or prior to the date on which the U.S. Prospectus Supplement is first filed pursuant to Rule 424(b), the term "Prospectuses" shall refer to the basic prospectus as so amended or supplemented and as supplemented by the Prospectus Supplements, in either case including the documents filed by the Company with the Commission pursuant to the Securities Exchange Act of 1934, as amended (the "1934 Act"), that are incorporated by reference therein. For purposes of this Agreement, all references to the Registration Statement or the Prospectuses or any amendment or supplement to either of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval System ("XXXXX").
Appears in 1 contract
Samples: Vornado Realty Trust
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: [Signature Page Follows] CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX SANDLER X’XXXXX & CO. XXXXXXX LYNCHPARTNERS, PIERCEL.P., XXXXXX as Placement Agent By: Sandler X’Xxxxx & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSPartners Corp., INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. the sole general partner By: Name: Title: XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIESINCORPORATED, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives [Signature Page to Bank of Xxxxxx Placement Agency Agreement] SCHEDULE A Placement Agents Sandler X’Xxxxx & Partners, L.P. 1251 Avenue of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx0xx Xxxxx Xxx Xxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxx Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. 00000 Attn: General Counsel Xxxxxx, Xxxxxxxx & Company, Incorporated 000 Xxxx Xxx, 0xx Xxxxx Fargo SecuritiesXxx Xxxx, LLC Total Xxx Xxxx 00000 Attn: , with a copy to Capital Markets Legal SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Form of Beneficial Interest Bidder Letter (Par Value $.001 Per ShareSee Attached) Exhibit B FORM OF OFFICERS’ CERTIFICATE TO BE DELIVERED PURSUANT TO SECTION 6(C) (See Attached) Exh. X-0 XXXX XX XXXXXX , 2013 The undersigned, T. Xxxx Xxxxxxxx, the Chief Executive Officer and President of Bank of Xxxxxx, a Nevada corporation (the “Company”), and Xxxx Xxxxxxxxx, the Chief Financial Officer and Executive Vice President of the Company, each hereby certifies, pursuant to Section 6(c) of the Placement Agency Agreement, dated October 7, 2013, among (i) the Company, (ii) the United States Department of the Treasury and (iii) Sandler X’Xxxxx & Partners, L.P. and Xxxxxx, Xxxxxxxx & Company, Incorporated (the “Placement Agency Agreement”) that:
Appears in 1 contract
Samples: home.treasury.gov
Effect of Headings. The Article and Section headings herein ------------------ and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the UnderwritersInitial Purchasers, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSEMPRESS ENTERTAINMENT, INC. By: /s/ Xxxxx X. Xxxxx, Xx ---------------------- Name: XXXXX X. XXXXX, XX Title: BLACKROCK FINANCIAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER EMPRESS CASINO XXXXXXX CORPORATION By: /s/ Xxxxx X. Xxxxx, Xx ---------------------- Name: XXXXX X. XXXXX, XX Title: CHIEF EXECUTIVE OFFICER XXXXXXX RESIDENTIAL, LLC By: /s/ Xxxxx X. Xxxxx, Xx ---------------------- Name: XXXXX X. XXXXX, XX Title: CHIEF EXECUTIVE OFFICER EMPRESS CASINO JOLIET CORPORATION By: /s/ Xxxxx X. Xxxxx, Xx ---------------------- Name: XXXXX X. XXXXX, XX Title: CHIEF EXECUTIVE OFFICER EMPRESS RIVER CASINO FINANCE CORPORATION By: /s/ Xxxxx X. Xxxxx, Xx ---------------------- Name: XXXXX X. XXXXX, XX Title: PRESIDENT CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXXXXXX XXXXXXX & SONSSECURITIES, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxxxxxxxx X. Xxxxxx ------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters Initial Purchasers named in Schedule A hereto. SCHEDULE A Principal Amount of Name of Underwriter Number of Initial Purchaser Securities ------------------------- ---------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. . . . . . . . . . . . . . . . . . . . . $75,000,000 Xxxxxxxxxxx Xxxxxxx & SonsSecurities, Inc. Wachovia Capital Markets, LLC Advest. . . . . . . . . . . . . . . $75,000,000 ------------ Total . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . $150,000,000 ============ SCHEDULE B Empress Entertainment, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)150,000,000 Senior Subordinated Notes Due 2006
Appears in 1 contract
Samples: Hammond Residential LLC
Effect of Headings. The Article and Section headings herein ------------------ and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Trust a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, Underwriters and the Trust and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: BANK ONE CAPITAL I By /s/ M. Xxxxxx Xxxxxxx -------------------------- Name: M. Xxxxxx Xxxxxxx Title: BLACKROCK ADVISORS, INC. By: Senior Vice President and Treasurer BANK ONE CORPORATION By /s/ M. Xxxxxx Xxxxxxx -------------------------- Name: M. Xxxxxx Xxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Senior Vice President and Treasurer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX BARNEY INC. BANC ONE CAPITAL MARKETS, INC. XXXXXXX XXXXX & CO. ., XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC XXXXXX XXXXXXX XXXX XXXXXX X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA PAINEWEBBER INCORPORATED PRUDENTIAL SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED ByBARNEY INC. By /s/ Xxxxx Xxxx --------------------------------- Name: Authorized Signatory Xxxxx Xxxx Title: Managing Director For themselves and as Representatives of the other Underwriters named in Schedule A hereto. ---------- SCHEDULE A Number of Name of Underwriter Number of Initial Preferred Securities ------------------- -------------------- Xxxxxxx Xxxxx Xxxxxx Inc. 2400 Banc One Capital Markets, Inc. 2400 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC 2381 Xxxxxx Xxxxxxx & Co. Incorporated 2381 X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets2381 PaineWebber Incorporated 2381 Prudential Securities Incorporated 2381 Bear, LLC AdvestXxxxxxx & Co. Inc. 185 Xxxxxxxxx, Lufkin & Xxxxxxxx Securities Corporation 185 Xxxxxxx, Sachs & Co. 185 Xxxxxx Brothers Inc. Banc of America Securities LLC 000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors185 ABN AMRO Incorporated 90 CIBC World Markets Corp. 90 Xxxx Xxxxxxxx Incorporated 90 Deutsche Banc Alex. Xxxxx 90 EVEREN Securities, Inc. Xxxxxx90 First Union Capital Markets, Inc. 90 Fleet Securities, Inc. 90 X.X. Xxxxxxxx & Co. 90 XxXxxxxx & Company Securities, Inc. 90 Olde Discount Corporation 90 U.S. Bancorp Xxxxx XxxxxXxxxxxx Inc. 90 Xxxxxxx Xxxxx & Associates, Inc. 90 Warburg Dillon Read LLC 90 Xxxxxxx Xxxxxx & Co., Inc. 90 XX Xxxxx Securities Corporation 90 The Xxxxxxxx-Xxxxxxxx Company, LLC 90 Xxxxxx Xxxxxxx Incorporated J.J.B. Xxxxxxxx90 Advest, Inc. 30 BB&T Capital Markets, a Division of Xxxxx & Xxxxxxxxxxxx 30 Banc of America Securities LLC 30 X.X. Xxxx & Associates, Inc. 00 Xxxxxxx, Xxxxxx & Co. 30 Xxxxxxxxx & Co. of Virginia, Inc. 30 Xxxxx Securities, Inc. 30 Xxxxxxxxxx & Co. Inc. 30 Fifth Third Securities, Inc. 30 Sch A-1 First Albany Corporation 30 Gibraltar Securities Co. 30 Gruntal & Co., L.L.C. 00 X.X.X Xxxxxxxx , X.X. Xxxxx, Inc. 30 Xxxxxxxxxx Xxxx & Co. Inc. 00 Xxxxxx Xxxxxxxxxx Xxxxx LLC Inc. 30 Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets30 Mesirow Financial, Inc. RBC 30 Xxxxxx Xxxxxx & Company, Inc. 30 Xxxxx XxXxxxxx Incorporated 30 Xxxxx Capital Markets Corporation Xxxx Xxxx & Co.30 Southwest Securities, Inc. 30 Xxxxxxxx Inc. 30 Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo 30 Sutro & Co. Incorporated 30 TD Securities (USA) Inc. 30 Xxxxxxxx Capital Partners, L.P. 30 Wachovia Securities, LLC Total Inc. 30 Wedbush Xxxxxx Securities 30 Total..................................................... 20,000,000 ========== SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares BANK ONE CAPITAL I 20,000,000 Preferred Securities 8.000% Preferred Securities (Liquidation Amount of Beneficial Interest (Par Value $.001 25 Per SharePreferred Security)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Operating Partnership in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSSUNSTONE HOTEL INVESTORS, INC. By /s/ Xxxxxx X. Xxxxx, Xx. Title: President & Chief Executive Officer SUNSTONE HOTEL PARTNERSHIP, LLC By: Name: SUNSTONE HOTEL INVESTORS, INC., its Managing Member By /s/ Xxxxxx X. Xxxxx, Xx. Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: President & Chief Executive Officer [Remainder of this page intentionally left blank] CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By /s/ Xxxxxxx Xxxxxxxx Authorized Signatory XXXXX FARGO SECURITIES, LLC By: XXXXX FARGO SECURITIES, LLC By /s/ Xxxxxxx Xxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx LynchXXXXXXX LYNCH, PiercePIERCE, Xxxxxx XXXXXX & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital MarketsXXXXX INCORPORATED 6,243,180 XXXXX FARGO SECURITIES, LLC Advest6,243,180 CITIGROUP GLOBAL MARKETS INC. 1,073,378 DEUTSCHE BANK SECURITIES INC. 1,073,378 X.X. XXXXXX SECURITIES INC. 1,073,378 UBS SECURITIES LLC 1,073,378 XXXXXX X. XXXXX & CO. 536,688 CALYON SECURITIES (USA) INC. 536,688 FBR CAPITAL MARKETS & CO. 536,688 KEYBANC CAPITAL MARKETS INC. 536,688 XXXXXXX XXXXX & ASSOCIATES, Inc. Banc INC. 536,688 XXXXXX, XXXXXXXX & COMPANY, INCORPORATED 536,688 Total Number of America Initial Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total 20,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common SUNSTONE HOTEL INVESTORS, INC. 20,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 0.01 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Sunstone Hotel Investors, Inc.)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. [Signatures on Following Pages] If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and each of the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST NUVEEN EQUITY PREMIUM AND GROWTH FUND By: ------------------------------------- Name: Title: BLACKROCK ADVISORS, INC. NUVEEN ASSET MANAGEMENT By: ------------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENTGATEWAY INVESTMENT ADVISERS, INCLP. By: ------------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED NUVEEN INVESTMENTS, LLC CITIGROUP GLOBAL MARKETS INC. UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. BANC OF AMERICA SECURITIES LLC BB&T CAPITAL MARKETS, A DIVISION OF XXXXX & XXXXXXXXXXXX, INC. XXXXXXX, XXXXXX & CO. DEUTSCHE BANK SECURITIES INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC KEYBANC CAPITAL MARKETS, A DIVISION OF MCDONALD INVESTMENTS INC. XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED WEDBUSH XXXXXX SECURITIES INC. XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHXxxxxxx Xxxxx & Co. Xxxxxxx Lynch, PIERCEPierce, XXXXXX Xxxxxx & XXXXX INCORPORATED Xxxxx Incorporated By: ------------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities ------------------- ------------------ Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsIncorporated.............................................. Nuveen Investments, LLC. .................................. Citigroup Global Markets Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share).............................
Appears in 1 contract
Samples: Purchase Agreement (Nuveen Equity Premium & Growth Fund)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: KXXXXXX-XXXXXX, INC., as Company By ____________________________________ Name: Title: BLACKROCK ADVISORS[Signature Page to Underwriting Agreement] KXXXXXX-XXXXXX HOLDINGS, INC. ., as Parent By: ____________________________________ Name: Title: BLACKROCK FINANCIAL MANAGEMENT[Signature Page to Underwriting Agreement] Kxxxxxx-Xxxxxx Properties, INCLtd. Kxxxxxx-Xxxxxx Property Services, Inc. Kxxxxxx-Xxxxxx Property Services II, Inc. Kxxxxxx Xxxxxx Property Services III, L.X. Xxxxxxx-Xxxxxx Property Equity, Inc. Kxxxxxx-Xxxxxx Property Equity II, Inc. Kxxxxxx-Xxxxxx Property Special Equity, Inc. Kxxxxxx-Xxxxxx Property Special Equity II, Inc. Kxxxxxx Xxxxxx Property Special Equity III, LLC K-W Properties Kxxxxxx Xxxxxx Property Services III GP, LLC KW BASGF II Manager, LLC KWF Investors I, LLC KWF Investors II, LLC KWF Investors III, LLC KWF Manager I, LLC KWF Manager II, LLC KWF Manager III, LLC Kxxxxxx Xxxxxx Overseas Investments, Inc. Fairways 340 Corp. KW - Richmond, LLC SG KW Venture I Manager LLC KW Loan Partners I LLC KW Loan Partners II LLC KW Summer House Manager, LLC KW Montclair, LLC KW Blossom Hill Manager, LLC KW Serenade Manager, LLC K-X Xxxxxxxx Inc. KX Xxxxxxx Manager, LLC Dxxxxxxxxx Ranch Aina LLC 68-540 Fxxxxxxxxx, LLC KX Xxxxxxxxxx Aina LLC Kxxxxxx Xxxxxx Fund Management Group, LLC Kxxxxxx-Xxxxxx International Kxxxxxx- Xxxxxx Tech, Ltd. KWP Financial I Kxxxxxx-Xxxxxx Properties, LTD. Kxxxxxx Xxxxxx Auction Group Inc. KWF Manager IV, LLC KWF Manager V, LLC KW Ireland, LLC Kxxxxxx Xxxxxx Property Equity IV, LLC KW Residential Group, Inc. KW Fund IV—Kohanaiki, LLC KW Telstar Partners, LLC KWF Investors IV, LLC KWF Investors V, LLC Mxxxxx Research, LLC KX Xxxxxxxx, LLC Santa Mxxxx Land Partners Manager, LLC KW Investment Adviser, LLC Kxxxxxx-Xxxxxx Capital KW Captowers Partners, LLC KW Four Points, LLC KW Loan Partners VII, LLC KWF Investors VII, LLC KWF Manager VII, LLC KW Residential Capital, LLC KW Boise Plaza, LLC KW Loan Partners VIII, LLC KW UR Investments 1, LLC KW UR Investments 2, LLC Kxxxxxx Xxxxxx Property Services IV, L.X. Xxxxxxx Xxxxxx Property Services IV GP, LLC KW/CV Third-Pacific Manager, LLC KW EU Loan Partners II, LLC KWF Investors VIII, LLC KWF Manager VIII, LLC KW HP 11, LLC KW 1200 Main, LLC KX Xxxxxxxxxx LLC KW 5200 Lankershim Manager, LLC, as Subsidiary Guarantors By: ____________________________________ Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXX SXXXXXX & CO. XXXXXXX LLC MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX By: MXXXXX SXXXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By__________________________________________ Authorized Signatory By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: __________________________________________ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A The initial public offering price of the Securities shall be 100% of the principal amount thereof, plus accrued interest, if any, from the date of issuance. The purchase price to be paid by the Underwriters for the Securities shall be 96.85% of the principal amount thereof (plus, in the case of any Option Securities to be issued on a Date of Delivery that is after the Closing Time, accrued interest from, and including, the Closing Time to, but excluding, such Date of Delivery, such accrued interest to be calculated in the same manner and at the same rate at which interest accrues on the Notes in accordance with their terms and the terms of the Indenture). Name of Underwriter Number Principal Amount of Initial Securities Xxxxxxx Mxxxxx Sxxxxxx & Co. LLC . $ 22,500,000 Mxxxxxx Lynch, Pierce, Xxxxxx Fxxxxx & Xxxxx Sxxxx Incorporated UBS 22,500,000 Deutsche Bank Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 5,000,000 Total $ 50,000,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Issuer General Use Free Writing Prospectuses
Appears in 1 contract
Samples: Underwriting Agreement (Kennedy-Wilson Holdings, Inc.)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorneys-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSTHE PANTRY, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTFS EQUITY PARTNERS III, INC. L.P. FS EQUITY PARTNERS IV, L.P. FS EQUITY PARTNERS INTERNATIONAL, L.P. By: NameAs Attorney-in-Fact XXXXX X. XXXXXX XXXXXX X. XXXXXXXX XXXXXX X. XXXX By: Title: As Attorney-in-Fact CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX SACHS & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXXXXXXX XXXXX & COMPANY, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXXL.L.C. XXXXXXXXX & COMPANY, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXX & CO. INC. PNC CAPITAL MARKETSCOMPANY, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Underwriters Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx, Sachs & Co. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial AdvisorsCompany, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. XxxxxL.L.C. Xxxxxxxxx & Company, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx Xxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Inc. Total 5,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Number of Initial Securities to Be Sold Maximum Number of Option Securities to Be Sold FS Equity Partners III, L.P. 3,241,784 470,474 FS Equity Partners IV, L.P. 1,595,770 231,591 FS Equity Partners International, L.P. 130,470 18,935 Xxxxx X. Xxxxxx 25,199 20,000 Xxxxxx X. Xxxxxxxx 3,493 5,000 Xxxxxx X. Xxxx 3,284 4,000 Total 5,000,000 750,000 SCHEDULE C THE PANTRY, INC. 5,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Pantry Inc)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS25 SCHEDULES SCHEDULE A - LIST OF UNDERWRITERS................................. SCH A-1 SCHEDULE B - PRICING INFORMATION.................................. SCH B-1 SCHEDULE C - LIST OF PERSONS SUBJECT TO LOCK-UP................... SCH C-1 EXHIBITS EXHIBIT A - FORM OF OPINION OF COMPANY'S COUNSEL.................. Exhibit A-1 EXHIBIT B - FORM OF LOCK-UP LETTER................................ Exhibit B-1 BLACKROCK, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT(a Delaware corporation) ___ Shares of Class A Common Stock (Par Value $.01 Per Share) U.S. PURCHASE AGREEMENT ----------------------- ___, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: 1999 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Xxxxxxx, Sachs & Co. Xxxxxx Brothers Inc. Prudential Securities LLC X.X. Incorporated Xxxxxxx & Sons, Xxxxx Barney Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc as U.S. Representatives of America Securities LLC Xxxxxx X. the several U.S. Underwriters x/x Xxxxxxx Xxxxx & Co. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated H&R Block Financial AdvisorsXxxxx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Inc. XxxxxxXxx Xxxx 00000-0000 Ladies and Gentlemen: BlackRock, Inc., a Delaware corporation (the "Company"), confirms its agreement with Xxxxxxx Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated ("Xxxxxxx Xxxxx") and each of the other U.S. Underwriters named in Schedule A hereto (collectively, the "U.S. Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx Lynch, Goldman, Sachs & Co., Xxxxxx Brothers Inc., Prudential Securities Incorporated and Xxxxxxx Xxxxx Barney Inc. Xxxxxxare acting as Representatives (in such capacity, Xxxxxxxx & the "U.S. Representatives"), with respect to the issue and sale by the Company and the purchase by the U.S. Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value $.01 per share, of the Company (the "Class A Common Stock") set forth in said Schedule A, and with respect to the grant by the Company to the U.S. Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of ____ additional shares of Class A Common Stock to cover over-allotments, if any. The aforesaid ___ shares of Class A Common Stock (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the ___ shares of Class A Common Stock subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter called, collectively, the "U.S. Securities". The Class A Common Stock and the Class B Common Stock, par value $.01 per share, of the Company (the "Class B Common Stock") are hereinafter referred to as the "Common Stock". It is understood that the Company is concurrently entering into an agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Company of an aggregate of ____ shares of Class A Common Stock (the "Initial International Securities") through arrangements with certain underwriters outside the United States and Canada (the "International Managers") for which Xxxxxxx Xxxxx International, Xxxxxxx Sachs International, Xxxxxx Brothers International (Europe), Prudential-Bache Securities (U.K.) Inc. and Salomon Brothers International Limited are acting as lead managers (the "Lead Managers") and the grant by the Company to the International Managers, acting severally and not jointly, of an option to purchase all or any part of the International Managers' pro rata portion of up to ____ additional shares of Class A Common Stock solely to cover overallotments, if any (the "International Option Securities" and, together with the U.S. Option Securities, the "Option Securities"). The Initial International Securities and the International Option Securities are hereinafter called the "International Securities". It is understood that the Company is not obligated to sell and the U.S. Underwriters are not obligated to purchase, any Initial U.S. Securities unless all of the Initial International Securities are contemporaneously purchased by the International Managers. The U.S. Underwriters and the International Managers are hereinafter collectively called the "Underwriters", the Initial U.S. Securities and the Initial International Securities are hereinafter collectively called the "Initial Securities", and the U.S. Securities, and the International Securities are hereinafter collectively called the "Securities". The U.S. Underwriters and the International Managers will concurrently enter into an Intersyndicate Agreement of even date herewith (the "Intersyndicate Agreement") providing for the coordination of certain transactions among the Underwriters. The Company understands that the U.S. Underwriters propose to make a public offering of the U.S. Securities as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered. The Company and the U.S. Underwriters agree that up to ____ shares of the Initial U.S. Securities to be purchased by the U.S. Underwriters and that up to ____ shares of the Initial International Securities to be purchased by the International Managers (collectively, the "Reserved Securities") shall be reserved for sale by the Underwriters to certain eligible employees and persons having business relationships with the Company, Incorporated Xxxxx Fargo Securitiesas part of the distribution of the Securities by the Underwriters, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares subject to the terms of Beneficial Interest this Agreement, the applicable rules, regulations and interpretations of the National Association of Securities Dealers, Inc. (Par Value $.001 Per Share)the "NASD") and all other applicable laws, rules and regulations. To the extent that such Reserved Securities are not orally confirmed for purchase by such eligible employees and persons having business relationships with the Company by the end of the first business day after the date of this Agreement, such Reserved Securities may be offered to the public as part of the public offering contemplated hereby.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers Investment Manager in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Xxxxx & Steers Closed-End Opportunity Fund, Inc. By: Name: Title: BLACKROCK ADVISORSXxxxx & Steers Capital Management, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. Inc. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX BB&T CAPITAL MARKETS, A DIVISION OF XXXXX & SONSXXXXXXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED BANC OF AMERICA SECURITIES LLC H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXX, XXXXXX & CO. DEUTSCHE BANK SECURITIES INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXXKEYBANC CAPITAL MARKETS, INCORPORATED XXXXXXXXXXX A DIVISION OF MCDONALD INVESTMENTS INC. LADENBURG XXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED WEDBUSH XXXXXX SECURITIES INC. XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia [ ] BB&T Capital Markets, LLC Advesta division of Xxxxx & Xxxxxxxxxxxx, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated Banc of America Securities LLC H&R Block Financial Advisors, Inc. Xxxxxxx, Xxxxxx & Co. Deutsche Bank Securities Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC KeyBanc Capital Markets, a division of McDonald Investments Inc. Ladenburg Xxxxxxxx & Co. Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Wedbush Xxxxxx Securities Inc. Xxxxx Fargo Securities, LLC [ ] Total [ ] SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST XXXXX & STEERS CLOSED-END OPPORTUNITY, INC. [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 1 contract
Samples: Management Agreement (Cohen & Steers Closed-End Opportunity Fund, Inc.)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will shall become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST NORTHERN STATES POWER COMPANY By: -------------------------------------- Name: Title: BLACKROCK ADVISORS, INC. NSP FINANCING I By: Name: -------------------------------------- Title: BLACKROCK FINANCIAL MANAGEMENT, INC. Regular Trustee By: Name: -------------------------------------- Title: Regular Trustee CONFIRMED AND ACCEPTED, ACCEPTED as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC XXXXXXX, XXXXX & CO. X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETSBEAR, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXX & CO. INC. PNC CAPITAL MARKETS, XXXX XXXXXXXX INCORPORATED XXXX XXXXXX XXXXXXXX INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., XXXXX XXXXXXX INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: ----------------------------------- Authorized Signatory Signatory: For themselves and as the Representatives of the other several Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Shares ------------------- ---------------- Xxxxxxx Lynch, PierceXxxxxx, Xxxxxx & Xxxxx Incorporated UBS Securities LLC Xxxxxxx, Xxxxx & Co. X.X. Xxxxxxx & Sons, Inc. Wachovia Capital MarketsBear, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx Xxxxxxx & Co. Inc. PNC Capital MarketsXxxx Xxxxxxxx Incorporated Xxxx Xxxxxx Xxxxxxxx Inc. Xxxxx Xxxxxxx Inc. Total ---------- ---------- EXHIBIT A ____________________ Preferred Securities NSP FINANCING I (a Delaware business trust) _______% Trust Originated Preferred Securities (sm) ("TOPrS (sm)")* (Liquidation Amount of $25 Per Security) PRICING AGREEMENT XXXXXXX XXXXX & CO. Xxxxxxx Xxxxx, Inc. RBC Capital Markets Corporation Xxxx Xxxx Xxxxxx, Xxxxxx & Xxxxx Incorporated as Representative of the several Underwriters named in the within- mentioned Purchase Agreement Xxxxxxx Xxxxx World Headquarters World Financial Center North Tower New York, New York 10281 Ladies and Gentlemen: Reference is made to the Purchase Agreement, dated ___________________ (the "Purchase Agreement"), relating to the purchase by the several Underwriters named in Schedule A thereto, for whom Xxxxxxx Xxxxx & Co., Inc. Xxxxxxx Lynch, Xxxxxx, Xxxxxx & Xxxxx Incorporated, Xxxxxxx, Xxxxx & Co., X.X. Xxxxxxx & Sons, Inc., Bear, Xxxxxxx & Co. Inc., Xxxx Xxxxxxxx & Incorporated, Xxxx Xxxxxx Xxxxxxxx Inc. and Xxxxx Xxxxxxx Inc. are acting as representatives (the "Representatives"), of the above ___% Trust Originated Preferred Securities (the "Preferred Securities"), of NSP Financing I, a Delaware business trust (the "Trust"). Pursuant to Section 2 of the Purchase Agreement, the Trust and Northern States Power Company (the "Company"), Incorporated Xxxxx Fargo Securitiesa Minnesota corporation, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)agree with each Underwriter as follows:
Appears in 1 contract
Samples: NSP Financing Ii
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement by and among the Underwriters, the Trust Selling Stockholder and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSMEMC ELECTRONIC MATERIALS, INC. By /s/ TXX XXXXXX Name: Txx Xxxxxx Title: Senior Vice President and Chief Financial Officer TPG WAFER HOLDINGS LLC By: TPG WAFER PARTNERS LLC, its managing member By /s/ DXXXX XXXXXX Name: Dxxxx X. Xxxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Vice President CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX LXXXXX BROTHERS INC. MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS CITIGROUP GLOBAL MARKETS INC. JMP SECURITIES LLC X.X. XXXXXXX NXXXXXX & SONSCOMPANY, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, By: LXXXXX BROTHERS INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, By /s/ CXXXX XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC Authorized Signatory By: XXXXXXX MXXXXXX LYNCH, PIERCE, FXXXXX & SXXXX INCORPORATED By /s/ CXXX XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A 1 hereto. SCHEDULE A 1 Name of Underwriter Underwriters Number of Initial Securities Xxxxxxx Lxxxxx Brothers Incorporated 18,480,000 Mxxxxxx Lynch, Pierce, Xxxxxx Fxxxxx & Xxxxx Sxxxx Incorporated UBS 20,160,000 Citigroup Global Markets, Inc. 9,520,000 JMP Securities LLC X.X. 3,920,000 Nxxxxxx & Company, Inc. 3,920,000 A.X. Xxxxxxx & Sons, Inc. Wachovia 100,000 Exxxxx X. Xxxxx & Co., L.P. 100,000 Keybanc Capital Markets, A Division of McDonald Investments Inc. 100,000 Maxim Group LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx 100,000 Oxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. 100,000 Pxxxx Xxxxxxx & Co. 100,000 RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx100,000 Sxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx 100,000 Wedbush Mxxxxx Securities Inc. 100,000 Wxxxx Fargo Securities, LLC 100,000 Total 57,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common 2 Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold TPG Wafer Holdings LLC 57,000,000 8,550,000 SCHEDULE 3 MEMC ELECTRONIC MATERIALS, INC. 57,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Underwriting Agreement (Memc Electronic Materials Inc)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the U.S. Underwriters, the Trust Company and the Advisers CHS in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: COMMUNITY HEALTH SYSTEMS, INC. By ----------------------------- Name: Title: BLACKROCK ADVISORSCHS/COMMUNITY HEALTH SYSTEMS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: BY --------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. CHASE SECURITIES INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXX, XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC ByBY: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By _________________________________ Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial U.S. NAME OF U.S. UNDERWRITER Securities ------------------------ ---------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Incorporated..................................... Banc of America Securities LLC Xxxxxx X. Chase Securities Inc. Credit Suisse First Boston Corporation Xxxxxxx, Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx Xxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total Incorporated........................... -------- Total....................................................... o ========= Sch A - 1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common COMMUNITY HEALTH SYSTEMS, INC. o Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Community Health Systems Inc/
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS31 FOX ENTERTAINMENT GROUP, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT(a Delaware corporation) 72,250,000 Shares of Class A Common Stock (Par Value $0.01 Per Share) U.S. PURCHASE AGREEMENT ----------------------- November _, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: 1998 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities XXXXX & COMPANY INCORPORATED XXXXXXX, XXXXX & CO. XXXXXX XXXXXXX & CO. INCORPORATED BEAR, XXXXXXX & CO. INC. XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION X.X. XXXXXX SECURITIES INC. NATIONSBANC XXXXXXXXXX SECURITIES LLC X.X. XXXXXXX XXXXX BARNEY INC. as Representatives of the several Underwriters x/x Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated H&R Block Financial AdvisorsXxxxx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Inc. XxxxxxXxx Xxxx 00000-0000 Ladies and Gentlemen: Fox Entertainment Group, Inc., a Delaware corporation (the "Company"), confirms its agreement with Xxxxxxx Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated (together, "Xxxxxxx Xxxxx") and each of the other U.S. Underwriters named in Schedule A hereto (collectively, the "U.S. Underwriters," which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx Xxxxx, Xxxxx & Company Incorporated, Xxxxxxx, Sachs & Co., Xxxxxx Xxxxxxx & Co. Incorporated, Bear, Xxxxxxx & Co. Inc., Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation, X.X. Xxxxxx Securities Inc., NationsBanc Xxxxxxxxxx Securities LLC, and Xxxxxxx Xxxxx Barney Inc. Xxxxxxare acting as representatives (in such capacity, Xxxxxxxx & the "U.S. Representatives"), with respect to the issue and sale by the Company and the purchase by the U.S. Underwriters, acting severally and not jointly, of the respective number of shares of Class A Common Stock, par value $0.01 per share, of the Company (the "Class A Common Stock" and, together with the Class B Common Stock, par value $0.01 per share, of the Company, Incorporated the "Common Stock") set forth in said Schedule A, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 10,625,000 additional shares of Class A Common Stock solely to cover over-allotments, if any. The aforesaid 72,250,000 shares of Class A Common Stock (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the 10,625,000 shares of Class A Common Stock subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter called, collectively, the "U.S. Securities." It is understood that the Company is concurrently entering into an agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Company of an aggregate of 12,750,000 shares of Class A Common Stock (the "Initial International Securities") through arrangements with certain underwriters outside the United States and Canada (the "International Managers") for which Xxxxxxx Xxxxx Fargo International, Xxxxx & Company Incorporated, Xxxxxxx Xxxxx International, Xxxxxx Xxxxxxx & Co. International Limited, Bear, Xxxxxxx International Limited, Xxxxxxxxx, Xxxxxx & Xxxxxxxx International, X.X. Xxxxxx Securities Ltd., NationsBanc Xxxxxxxxxx Securities LLC and Salomon Brothers International Limited are acting as lead managers (the "Lead Managers") and the grant by the Company to the International Managers, acting severally and not jointly, of an option to purchase all or any part of the International Managers' pro rata portion of up to 1,875,000 additional shares of Class A Common Stock solely to cover overallotments, if any (the "International Option Securities" and, together with the U.S. Option Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares the "Option Securities"). The Initial International Securities and the International Option Securities are hereinafter called the "International Securities." It is understood that the Company is not obligated to sell and the U.S. Underwriters are not obligated to purchase, any Initial U.S. Securities unless all of Beneficial Interest the Initial International Securities are contemporaneously purchased by the International Managers. The U.S. Underwriters and the International Managers are hereinafter collectively called the "Underwriters," the Initial U.S. Securities and the Initial International Securities are hereinafter collectively called the "Initial Securities," and the U.S. Securities and the International Securities are hereinafter collectively called the "Securities." The Underwriters will concurrently enter into an Intersyndicate Agreement of even date herewith (Par Value $.001 Per Sharethe "Intersyndicate Agreement") providing for the coordination of certain transactions among the Underwriters under the direction of Xxxxxxx Xxxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated (in such capacity, the "Global Coordinator"). The Company understands that the U.S. Underwriters propose to make a public offering of the U.S. Securities as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered. The Company and the U.S. Underwriters agree that up to_________ shares of the Initial U.S. Securities to be purchased by the U.S. Underwriters ( the "Reserved Securities") shall be reserved for sale by the Underwriters to certain eligible employees of The News Corporation Limited, the Company and their respective subsidiaries and certain persons having business relationships with the Company ("Reserved Securities Participants"), as part of the distribution of the Securities by the Underwriters, subject to the terms of this Agreement, the applicable rules, regulations and interpretations of the National Association of Securities Dealers, Inc. and all other applicable laws, rules and regulations. To the extent that such Reserved Securities are not orally confirmed for purchase by such eligible employees and persons having business relationships with the Company by the end of the first business day after the date of this Agreement, such Reserved Securities may be offered to the public as part of the public offering contemplated hereby. The Company has filed with the Securities and Exchange Commission (the "Commission") a registration statement on Form S-1 (No. 333-61515) covering the registration of the Securities under the Securities Act of 1933, as amended (the "1933 Act"), including the related preliminary prospectus or prospectuses. Promptly after execution and delivery of this Agreement, the Company will either (i) prepare and file a prospectus in accordance with the provisions of Rule 430A ("Rule 430A") of the rules and regulations of the Commission under the 1933 Act (the "1933 Act Regulations") and paragraph (b) of Rule 424 ("Rule 424(b)") of the 1933 Act Regulations or (ii) if the Company has elected to rely upon Rule 434 ("Rule 434") of the 1933 Act Regulations, prepare and file a term sheet (a "Term Sheet") in accordance with the provisions of Rule 434 and Rule 424(b). Two forms of prospectus are to be used in connection with the offering and sale of the Securities: one relating to the U.S. Securities (the "Form of U.S. Prospectus") and one relating to the International Securities (the "Form of International Prospectus"). The Form of International Prospectus is identical to the Form of U.S. Prospectus, except for the front cover and back cover pages and the information under the caption "Underwriting." The information included in any such prospectus or in any such Term Sheet, as the case may be, that was omitted from such registration statement at the time it became effective but that is deemed to be part of such registration statement at the time it became effective (a) pursuant to paragraph (b) of Rule 430A is referred to as "Rule 430A Information" or (b) pursuant to paragraph (d) of Rule 434 is referred to as "Rule 434 Information." Each Form of U.S. Prospectus and Form of International Prospectus used before such registration statement became effective, and any prospectus that omitted, as applicable, the Rule 430A Information or Rule 434 Information, that was used after such effectiveness and prior to the execution and delivery of this Agreement, is herein called a "preliminary prospectus." Such registration statement, including the exhibits thereto and schedules thereto at the time it became effective and including the Rule 430A Information and the Rule 434 Information, as applicable, is herein called the "Registration Statement." Any registration statement filed pursuant to Rule 462(b) of the 1933 Act Regulations is herein referred to as the "Rule 462(b) Registration Statement," and after such filing the term "Registration Statement" shall include the Rule 462(b) Registration Statement. The final Form of U.S. Prospectus and the final Form of International Prospectus in the forms first furnished to the Underwriters for use in connection with the offering of the Securities are herein called the "U.S. Prospectus" and the "International Prospectus," respectively, and collectively, the "Prospectuses." If Rule 434 is relied on, the terms "U.S. Prospectus" and "International Prospectus" shall refer to the preliminary U.S. Prospectus dated October 20, 1998 and preliminary International Prospectus dated October 20, 1998, respectively, each together with the applicable Term Sheet and all references in this Agreement to the date of such Prospectuses shall mean the date of the applicable Term Sheet. For purposes of this Agreement, all references to the Registration Statement, any preliminary prospectus, the U.S. Prospectus, the International Prospectus or any Term Sheet or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval system ("XXXXX").
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Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Offerors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSXXXXXXX XXXXX & CO., INC. By: -------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENTXXXXXXX XXXXX PREFERRED FUNDING I, L.P. By: XXXXXXX XXXXX & CO., INC. ., as General Partner By: -------------------- Name: Title: XXXXXXX XXXXX PREFERRED CAPITAL TRUST I By: -------------------- Name: Title: Regular Trustee CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, XXXX XXXXXX XXXXXXXX INC. BANC OF AMERICA PAINEWEBBER INCORPORATED PRUDENTIAL SECURITIES LLC INCORPORATED XXXXX XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: ----------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Trust Preferred Name of Underwriter Number of Initial Securities ------------------- -------------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Incorporated
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Samples: Merrill Lynch Preferred Funding I Lp
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: GIVEN IMAGING LTD. By --------------------------------------- Title: BLACKROCK ADVISORSGIVEN IMAGING, INC. By(solely in respect of Section 16 hereof) By --------------------------------------- Name Title: RDC XXXXXX DEVELOPMENT CORPORATION LTD. UBS JUNIPER CROSSOVER FUND LLC XXXXXX-ARMAMENT DEVELOPMENT AUTHORITY LTD. XXXXXX KRUPIK XXXXXXX X. XXXXX XX. XXXXX MEGIDDO By --------------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Xxx Xxx Xxxxx as Attorney in Fact for the Selling Shareholders CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, CITIGROUP GLOBAL MARKETS INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INCCIBC WORLD MARKETS CORP. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: INCORPORATED] By -------------------------------------------------------- Authorized Signatory CITIGROUP GLOBAL MARKETS INC. By -------------------------------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities ------------------ Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, [ ] Incorporated..................................................... Citigroup Global Markets Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital .................................................. [ ] CIBC World Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Corp. ....................................................... [ ] Xxxxx Fargo Securities, LLC Total LLC..................................................... [ ] --------- Total.................................................................. 2,505,000 ========= SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Number of Initial Maximum Number of Option Securities to be Sold Securities to Be Sold --------------------- --------------------- Given Imaging Ltd. 1,500,000 -- RDC Xxxxxx Development Corporation Ltd. 220,001 79,999 UBS Juniper Crossover Fund LLC 124,667 45,333 Xxxxxx-Armament Development Authority Ltd. 513,335 186,665 Xxxxxx Krupik 110,000 40,000 Xxxxxxx X. Xxxxx 36,997* 13,453 Xx. Xxxxx Megiddo -- 10,300* --------- ------- Total..................................... 2,505,000 375,750 ---------------- * Represents Future Securities SCHEDULE C GIVEN IMAGING LTD. 2,505,000 Ordinary Shares of Beneficial Interest (Par Value $.001 NIS 0.05 Per Share)
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Effect of Headings. The Article 29 SCHEDULE A SCHEDULE B EXHIBIT A Form of Opinion of Xxxxxx and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the UnderwritersXxxxxx, the Trust and Company's Cayman Islands Counsel, to be Delivered Pursuant to Section 5(b) EXHIBIT B Form of Opinion of Xxxxxxx, Xxxx & Xxxxxxx, the Advisers in accordance with its terms. Very truly yoursCompany's Bermuda Counsel, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSto be Delivered Pursuant to Section 5(b) EXHIBIT C Form of Opinion of Xxxxx X. Xxxx, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTEsq., INC. By: Name: Title: CONFIRMED AND ACCEPTED, as General Counsel of the date first above written: Company, to be Delivered Pursuant to Section 5(b) EXHIBIT D Form of Opinion of Xxxxx, Xxxxx & Xxxxx, United States Counsel for the Company, to be Delivered Pursuant to Section 5(b) ACE LIMITED (a Cayman Islands Company) 6,000,000 FELINE PRIDES consisting of 6,000,000 Income PRIDES UNDERWRITING AGREEMENT April 6, 2000 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX XXXXXXXXX, LUFKIN & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXXXXXXXX SECURITIES CORPORATION c/o Merrill Xxxxx & Co., INC. XXXXXXXxxxxxx Xxxxx Xxxxxx, XXXXX XXXXXXxxxxx & Xxxxx Incorporated World Financial Center Xxxxx Xxxxx Xxx Xxxx, INCORPORATED J.J.B. XXXXXXXXXxx Xxxx 00000-0000 Ladies and Gentlemen: ACE Limited, X.X. XXXXXa Cayman Islands company (the "Company"), INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXXconfirms its agreement with Xxxxxxx Xxxxx & Co., INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. ("Xxxxxxx & SonsXxxxx"), Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx and Xxxxxxxxx, Lufkin & Co. Incorporated H&R Block Financial AdvisorsXxxxxxxx Securities Corporation (collectively, Inc. Xxxxxxthe "Underwriters," which term shall also include any underwriter substituted as provided in Section 10 hereof), Xxxxx Xxxxxwith respect to the issue and sale by the Company and the purchase by the Underwriters, Incorporated J.J.B. Xxxxxxxxacting severally and not jointly, X.X. Xxxxxof 6,000,000 FELINE PRIDESSM or the "Initial Securities" which will initially consist of units (referred to as "Income PRIDESSM") with a Stated Amount of $50 comprised of (a) a stock purchase contract (the "Purchase Contract") under which the holder will purchase from the Company on May 16, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx2003 a number of ordinary shares, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets$0.041666667 par value per share, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co.of the Company (the "Ordinary Shares") equal to the Settlement Rate as set forth in the Purchase Contract Agreement (as defined below), Inc. Xxxxxxand (b) beneficial ownership of one 8.25% Cumulative Redeemable Preferred Share, Xxxxxxxx & Series A, of the Company, Incorporated Xxxxx Fargo having a liquidation preference of $50 (the "Preferred Shares") and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of an option to purchase up to an additional 900,000 FELINE PRIDES (the "Option Securities" and, together with the Initial Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common being referred to herein as the "Securities"). In accordance with the terms of the Purchase Contract Agreement, to be dated as of April 12, 2000, between the Company and The Bank of New York, as purchase contract agent (the "Purchase Contract Agent"), the Preferred Shares will be pledged by the Purchase Contract Agent, on behalf of Beneficial Interest the holders of the Securities, to The Bank of New York, as collateral agent (Par Value the "Collateral Agent"), pursuant to the Pledge Agreement, to be dated as of April 12, 2000 (the "Pledge Agreement"), among the Company, the Purchase Contract Agent and the Collateral Agent, to secure such holders' obligation to purchase Ordinary Shares under the Purchase Contracts. Under the terms of the Purchase Contract Agreement and Pledge Agreement, holders of Income PRIDES are permitted to substitute certain treasury securities ("Treasury Securities") for the Preferred Shares as collateral in order to create "Growth PRIDESSM" ("Growth PRIDES"). Growth PRIDES will consist of a unit with a Stated Amount of $.001 Per Share50 comprised of (a) a Purchase Contract and (b) a 1/20th undivided beneficial interest in a zero-coupon U.S. Treasury Security maturing on May 16, 2003. The rights and obligations of (i) a holder of Income PRIDES in respect of Preferred Shares, subject to the pledge thereof, and Purchase Contracts, (ii) a holder of Growth PRIDES in respect of a beneficial interest in the Treasury Securities, subject to the pledge thereof, and Purchase Contracts and (iii) a holder of separately trading Preferred Shares resulting from the creation of Growth PRIDES ("Separate Preferred Shares") will, in each case, be evidenced by Security Certificates (the "Security Certificates").
Appears in 1 contract
Samples: Ace LTD
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Trust a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Company and the Advisers Trust in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST FLEETBOSTON FINANCIAL CORPORATION By: /s/ John R. Rodehorst ----------------------------------------------- Name: John R. Rodehorst Title: BLACKROCK ADVISORS, INC. Assistant Trxxxxxxx FLEET CAPITAL TRUST VIII By: /s/ John R. Rodehorst ----------------------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTEDJohn R. Rodehorst Regular Trustee CONXXXXXX XXX XXXXXXED, as of the date first above written: XXXXXXX XXXXX & COSALOMON SMITH BARNEY INC. XXXXXXX FLEET SECURITIES, INC. MERRILL LYNCH, PIERCE, XXXXXX & XXXXX XXXTH INCORPORXXXX XXRGAN STANLEY & CX. XXXORPXXXXXD PRUDENTIAL SECURITIES INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC UBX XXXXUXX XXX By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED Salomon Smith Barney Inc. By: /s/ Authorized Signatory ---------------------------------------------------- Authorized Signatory For themselves and as Representatives of the other several Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Preferred Securities Xxxxxxx --------------------------------------------------------------------- -------------------- Salomon Smith Barney Inc. 0,000,000 Xxxxx Securities, Inc. 2,555,000 Merrill Lynch, Pierce, Xxxxxx Fenner & Xxxxx Smith Incorporated 0,055,000 Morgan Stxxxxx & Cx. Xxcorporated 0,500,000 Prudential Securities Incorporated 2,555,000 UBS Securities Warburg LLC X.X. Xxxxxxx 2,555,000 A.G. Edwards & Sons, Inc. Wachovia Capital Markets000,000 Bear, LLC Stearns & Co. Inc. 000,000 U.S. Bancorp Piper Jaffray Inc. 300,000 Xxxxxxxx Xxxurities, Inc. 300,000 Advest, Inc. 150,000 CIBC World Markets Corp. 150,000 RBC Dain Rauscher Inc. 000,000 Xxxtsche Banc Alex. Brown Inc. 150,000 Fidelixx Xxpital Markets, a division of America Securities National Financial Services LLC Xxxxxx X. Xxxxx & Co. Incorporated 150,000 H&R Block Financial Advisors, Inc. Xxxxxx150,000 HSBC Securities (USA) Inc. 150,000 Keefe, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. XxxxxBruyette & Woods, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx100,000 XcDoxxxx Investments Inc., Incorporated Xxxxxxxxxxx a KeyCorp Company 150,000 Raymond James & Co. Associates, Inc. PNC 050,000 Robertson Stephens, Inc. 000,000 Xxxxler O'Neil & Partners, L.P. 150,000 Charles Schwab & Co., Inc. 050,000 SunTrust Capital Markets, Inc. RBC 150,000 Tucker Anthony Incorporated 000,000 Wells Fargo Securities, LLC 150,000 ABN AMRO Incorporated 40,000 BB&T Capital Markets Markets, a division of Scott & Stringfellow, Inc. 40,000 Blaylock & Partners, L.X. 00,000 Comerica Securities, Inc. 40,000 Credit Suisse First Boston Corporation 40,000 D.A. Davidson & Co. 00,000 Fahnestock & Co. Inc. 00,000 Ferris, Baker Watts, Incorporated 40,000 Xxxxx Third Securities, Inc. 40,000 Fox-Pitt, Kelton Inc. 00,000 Xxbraltar Securities Co. 40,000 Gruntal & Co., L.L.C 40,000 Guzman & Company 40,000 J.J.B. Hilliard, W.L. Lyons, Inc. 00,000 Xanxxx Xxxxxxmery Scott LLC 00,000 Xxxx Xxxx Xxxxn Wood Walker, Incorporated 00,000 Xexxxxx Financial, Inc. 40,000 Morgan Keegan & Company, Inc. 00,000 Muriel Siebert & Co., Inc. Xxxxxx00,000 NatCity Investments, Xxxxxxxx Inc. 40,000 Robert W. Baird & CompanyCo. Incorporated 00,000 Xyan, Incorporated Xxxxx Fargo Beck & Co., LLC 00,000 SWS Securities, LLC Total Inc. 40,000 TD Waterhouse Investors Services, Inc. 40,000 Utendahl Capital Partners, L.P. 00,000 The Williams Capital Group, L.P. 00,000 ---------- Total..................................................20,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares List of Beneficial Interest (Par Value $.001 Per Share)Significant Subsidiaries Fleet National Bank Exhibit A Form of opinion, dated as of Closing Time, of Edwards & Angell, LLP, counsel for the Company and the Trust, substantixxxx xx thx xxxxct that:
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust U.S. Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INCTYCO INTERNATIONAL LTD. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: ` By _________________________________ Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXX BROTHERS INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, X.X. XXXXXX SECURITIES INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By /s/ [ILLEGIBLE] ---------------------------------------- Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. If the foregoing is in accordance with your understanding of our agreement, please sign and return to the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement between the U.S. Underwriters and the Company in accordance with its terms. Very truly yours, TYCO INTERNATIONAL LTD. By /s/ Xxxxxxx X. Xxxxxx --------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXX BROTHERS INC. X.X. XXXXXX SECURITIES INC. By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By ________________________________________ Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. SCHEDULE A Name of U.S. Underwriter Number of ------------------------ Initial U.S. Securities ----------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Incorporated........................................... 2,000,000 Credit Suisse First Boston Corporation............................. 2,000,000 Xxxxxx Brothers Inc................................................ 2,000,000 X.X. Xxxxxx Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total Inc......................................... 2,000,000 Total.............................................................. 8,000,000 ========= SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common TYCO INTERNATIONAL LTD. 8,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .50 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers Investment Manager in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Xxxxx & Steers REIT and Preferred Income Fund, Inc. By: ------------------------------------- Name: Title: BLACKROCK ADVISORSXxxxx & Steers Capital Management, INC. Inc. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: ------------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. DEUTSCHE BANK SECURITIES INC. XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXX XXXXX & ASSOCIATES, INC. RBC XXXX XXXXXXXX INC. U.S. BANCORP XXXXX XXXXXXX INC. WACHOVIA CAPITAL MARKETSSECURITIES, INC. XXXXX FARGO SECURITIES, LLC ADVEST, INC. BANC BB&T CAPITAL MARKETS, A DIVISION OF AMERICA SECURITIES LLC XXXXX & XXXXXXXXXXXX, INC. XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED XXXXXXXXXX & CO. INC. J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXXXX INVESTMENTS INC., A KEYCORP COMPANY QUICK & XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIESTD WATERHOUSE INVESTOR SERVICES, LLC INC. By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: ------------------------------------------------ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities ------------------- ------------------ Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC Incorporated......................................... [ ] X.X. Xxxxxxx & Sons, Inc. [ ] Deutsche Bank Securities Inc. [ ] Xxxx Xxxxx Xxxx Xxxxxx, Incorporated [ ] Xxxxxxx Xxxxx & Associates, Inc. [ ] RBC Xxxx Xxxxxxxx Inc. [ ] U.S. Bancorp Xxxxx Xxxxxxx Inc. [ ] Wachovia Securities, Inc. [ ] Xxxxx Fargo Securities, LLC [ ] Advest, Inc. [ ] BB&T Capital Markets, LLC Advesta division of Xxxxx & Xxxxxxxxxxxx, Inc. Banc of America Securities LLC [ ] Xxxxxx X. Xxxxx & Co. Incorporated [ ] H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated [ ] Xxxxxxxxxx & Co. Inc. [ ] J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. [ ] Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx [ ] McDonald Investments Inc., a KeyCorp Company [ ] Quick & Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. [ ] Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities[ ] TD Waterhouse Investor Services, LLC Total Inc. [ ] Total................................................... [ ] === SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST XXXXX & STEERS REIT AND PREFERRED INCOME FUND, INC. [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart the Company the enclosed copies hereof, whereupon this instrument, along with all counterpartscounterparts hereof, will shall become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: TRITON INTERNATIONAL LIMITED By /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: BLACKROCK ADVISORS, INC. By: Chairman and Chief Executive Officer /s/ Xxxx Xxxxx Name: Xxxx Xxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC BOFA SECURITIES, INC. XXXXXX XXXXXXX & CO. LLC UBS SECURITIES LLC XXXXX, XXXXXXXX & XXXXX, INC. By: XXXXX FARGO SECURITIES, LLC By /s/ Xxxxxxx Xxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. CONFIRMED AND ACCEPTED, as of the date first above written: XXXXX FARGO SECURITIES, LLC BOFA SECURITIES, INC. XXXXXX XXXXXXX LYNCH& CO. LLC UBS SECURITIES LLC XXXXX, PIERCEXXXXXXXX & XXXXX, XXXXXX & XXXXX INCORPORATED INC. By: BOFA SECURITIES, INC. By /s/ Pei-Tse Wu Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. CONFIRMED AND ACCEPTED, as of the date first above written: XXXXX FARGO SECURITIES, LLC BOFA SECURITIES, INC. XXXXXX XXXXXXX & CO. LLC UBS SECURITIES LLC XXXXX, XXXXXXXX & XXXXX, INC. By: XXXXXX XXXXXXX & CO. LLC By /s/ Xxxxx Xxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. CONFIRMED AND ACCEPTED, as of the date first above written: XXXXX FARGO SECURITIES, LLC BOFA SECURITIES, INC. XXXXXX XXXXXXX & CO. LLC UBS SECURITIES LLC XXXXX, XXXXXXXX & XXXXX, INC. By: UBS SECURITIES LLC By /s/ Xxxx Xxxxx Authorized Signatory By /s/ Xxxxxxxx Xxxxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. CONFIRMED AND ACCEPTED, as of the date first above written: XXXXX FARGO SECURITIES, LLC BOFA SECURITIES, INC. XXXXXX XXXXXXX & CO. LLC UBS SECURITIES LLC XXXXX, XXXXXXXX & XXXXX, INC. By: XXXXX, XXXXXXXX & XXXXX, INC. By /s/ Xxxxx Xxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 1,100,000 BofA Securities, Inc. 1,100,000 Xxxxxx Xxxxxxx & Co. LLC 1,100,000 UBS Securities LLC 1,100,000 Xxxxx, Xxxxxxxx & Xxxxx, Inc. 350,000 BB&T Capital Markets, a division of BB&T Securities, LLC 125,000 Fifth Third Securities, Inc. 125,000 Total 5,000,000 Sch A Free Writing Prospectuses Term Sheet, dated June 17, 2019. SCHEDULE B-2 Form of Term Sheet PRICING TERM SHEET 5,000,000 8.00% Series B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Cumulative Redeemable Perpetual Preference Shares (Liquidation Preference $25.00 per Share) June 17, 2019 Issuer: Triton International Limited Ratings*: Securities Offered: 8.00% Series B Cumulative Redeemable Perpetual Preference Shares (the “Series B Preference Shares”) Number of Beneficial Interest Shares: 5,000,000 shares Number of Option Shares: 750,000 shares Public Offering Price: $25.00 per share; $125,000,000 total (Par Value assuming no exercise of the option to purchase additional Series B Preference Shares) Underwriting Discounts: $.001 Per Share)0.7875 per share; $3,937,500 total (assuming no exercise of the option to purchase additional Series B Preference Shares) Maturity: Perpetual (unless redeemed by the Issuer on or after September 15, 2024, or in connection with a Change of Control Triggering Event) Trade Date: June 17, 2019 Settlement Date: June 24, 2019 (T+5) Liquidation Preference: $25.00 per share, plus accumulated and unpaid dividends Dividend Rate: 8.00% per annum of the $25.00 liquidation preference per share (equal to $2.00 per annum per share) Dividend Payment Dates: Quarterly in arrears on March 15, June 15, September 15 and December 15, commencing September 15, 2019 Optional Redemption: On or after September 15, 2024, the Issuer may, at its option, redeem the Series B Preference Shares, in whole or in part, at any time or from time to time, at a redemption price of $25.00 per share plus an amount equal to all accumulated and unpaid dividends thereon to, but not including, the date of redemption.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and each of the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Xxxxx & Steers Global Income Builder, Inc. By: Name: Title: BLACKROCK ADVISORSXxxxx & Steers Capital Management, INC. Inc. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. Xxxxx & Steers Europe S.A. By: Name: Title: Xxxxx & Steers Asia Limited By: Name: Title: Xxxxx & Steers UK Limited By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX BB&T CAPITAL MARKETS, A DIVISION OF XXXXX & SONSXXXXXXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXX, XXXXXX & CO. DEUTSCHE BANK SECURITIES INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXXXX XXXXXXXX & CO. INC. PNC CAPITAL MARKETS, XXXXXXXXXXX & CO. INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED WEDBUSH XXXXXX SECURITIES INC. XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia [•] BB&T Capital Markets, LLC Advesta division of Xxxxx & Xxxxxxxxxxxx, Inc. Banc of America Securities LLC [•] Xxxxxx X. Xxxxx & Co. Incorporated [•] H&R Block Financial Advisors, Inc. [•] Xxxxxxx, Xxxxxx & Co. [•] Deutsche Bank Securities Inc. [•] Xxxxxx, Xxxxx Xxxxx, Incorporated [•] J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. [•] Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated [•] Ladenburg Xxxxxxxx & Co. Inc. [•] Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. [•] RBC Capital Markets Corporation [•] Xxxx Xxxx & Co., Inc. [•] Xxxxx Fargo Securities, LLC [•] Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [•] Wedbush Xxxxxx Securities Inc. [•] [other underwriters] Total [•] SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ XXXXX & STEERS GLOBAL INCOME BUILDER, INC. [•] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Neuberger Xxxxxx Xxlxxxxxxa Intermediate Municipal Fund Inc. By: ---------------------------------- Name: Title: BLACKROCK ADVISORS, INC. Neuberger Xxxxxx Xxnxxxxxxt Inc. By: ---------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENTNeuberger Xxxxxx, INC. XLX By: ---------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRILL LYXXX & COXO. XXXXXXX LYNCHXXXRILL LYXXX, PIERCEXXERCE, XXXXXX FENNER & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC [Other Underwriters] By: XXXXXXX LYNCHMERRILL LYXXX, PIERCEXXERCE, XXXXXX FENNER & XXXXX SXXXX INCORPORATED By: -------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule SCHEDULE A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities Xxxxxxx LynchMerrill Lyxxx, PierceXxerce, Xxxxxx Fenner & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total Sxxxx Xncoxxxxxted .. [ ] [Other Underwriters]................................. [ ] Total.......................................... [ ] SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST NEUBERGER XXXXXX XXLXXXXXXA INTERMEDIATE MUNICIPAL FUND INC. [ ] Common Shares of Beneficial Interest Common Stock (Par Value $.001 .0001 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Neuberger Berman California Intermediate Municipal Fund Inc)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the U.S. Underwriters, the Trust Company, CMI and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSCAMELOT MUSIC HOLDINGS, INC. CAMELOT MUSIC, INC. By: Name: :_____________________________________ Title: BLACKROCK FINANCIAL MANAGEMENT, INC. THE SELLING SHAREHOLDERS NAMED IN SCHEDULE B HEREOF By: Name: :_____________________________________ Title: As Attorney-in-Fact acting on behalf of the Selling Shareholders named in Schedule B hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & COXO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX MORGXX XXXNXXX & SONSXO. INCORPORATED MCDOXXXX & XOMPANY SECURITIES, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED By: By _____________________ Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial U.S. Name of U.S. Underwriter Securities Xxxxxxx Lynch------------------------ ---------- Merrxxx Xxxch, Pierce, Xxxxxx Fennxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx Xmitx Incorporated.................................................. Morgxx Xxxnxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx Xo. Incorporated........................................ McDoxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Xompany Securities, LLC Total Inc....................................... _________ Total.................................................................... ========= Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ Maximum Number Number of Initial U.S. of U.S. Option Securities to be Sold Securities to Be Sold --------------------- --------------------- [Selling Shareholders] Common Total.................... Sch B - 1 SCHEDULE C CAMELOT MUSIC HOLDINGS, INC. __________ Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein ------------------ and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSMAINCONTROL, INC. By: Name: _____________________________ Title: BLACKROCK FINANCIAL MANAGEMENT, INC. ATTORNEY IN FACT By: Name: Title: _____________________________ As Attorney-in-Fact acting on behalf of the Selling Stockholder(s) named in Schedule D hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. XXXX XXXXXXXX XXXXXXX, A DIVISION OF XXXX XXXXXXXX INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: ______________________ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities -------------------- ------------------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc [__________] Bank of America Securities LLC Xxxxxx X. Xxxxx & Co. Xxxx Xxxxxxxx Xxxxxxx, a division of Xxxx Xxxxxxxx Incorporated H&R Block Financial AdvisorsTotal..................................................................... MAINCONTROL, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST INC. [ ] Common Shares of Beneficial Interest Common Stock ($.001 Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the UnderwritersInitial Purchasers, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INCAAR CORP. By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTAAR AIRCRAFT & ENGINE SALES & LEASING, INC. ., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: CONFIRMED AND ACCEPTEDAAR INTERNATIONAL FINANCIAL SERVICES, L.L.C., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR/SSB II, LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR AIRCRAFT SERVICES, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AVIATION MAINTENANCE STAFFING, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR AIRLIFT GROUP, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR LANDING GEAR LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR INTERNATIONAL, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR AUSTRALIA, L.L.C., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR JAPAN, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR MANUFACTURING, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: XXXXX INTERNATIONAL CORPORATION, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: EP AVIATION, LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: SUMMA TECHNOLOGY, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR PARTS TRADING, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR POWER SERVICES, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AAR XXXXX SERVICES, INC., as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS A320 LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (342) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (290) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (304) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (315) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (23734) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (23779) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (23780) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (24750) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (25092) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: AARIFS (25093) LLC, as Guarantor By: /s/ Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxx Title: The foregoing purchase agreement is hereby confirmed and accepted, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Title: Managing Director XXXXXX XXXXXXX & CO. LLC By: /s/ Xxxxxxxx Xxxxx Name: Xxxxxxxx Xxxxx Title: Vice President Each for itself and as Representatives Representative of the other Underwriters Initial Purchasers named in Schedule A hereto. SCHEDULE A Name Annex I Resale Pursuant to Regulation S or Rule 144A Each Initial Purchaser understands that: Such Initial Purchaser agrees that it has not offered or sold and will not offer or sell the Securities in the United States or to, or for the benefit or account of, a U.S. person (other than a distributor), in each case, as defined in Rule 902 of Underwriter Number Regulation S (i) as part of its distribution at any time and (ii) otherwise until 40 days after the later of the commencement of the offering of the Securities pursuant hereto and the Closing Date, other than in accordance with Regulation S or another exemption from the registration requirements of the 1933 Act. Such Initial Purchaser agrees that, during such 40-day restricted period, it will not cause any advertisement with respect to the Securities (including any “tombstone” advertisement) to be published in any newspaper or periodical or posted in any public place and will not issue any circular relating to the Securities, except such advertisements as permitted by and include the statements required by Regulation S. Such Initial Purchaser agrees that, at or prior to confirmation of a sale of Securities by it to any distributor, dealer or person receiving a selling concession, fee or other remuneration during the 40-day restricted period referred to in Rule 903 of Regulation S, it will send to such distributor, dealer or person receiving a selling concession, fee or other remuneration a confirmation or notice to substantially the following effect: “The Securities covered hereby have not been registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), and may not be offered and sold within the United States or to, or for the account or benefit of, U.S. persons (i) as part of your distribution at any time or (ii) otherwise until 40 days after the later of the date the Securities were first offered to persons other than distributors in reliance on Regulation S and the Closing Date, except in either case in accordance with Regulation S under the Securities Act (or in accordance with Rule 144A under the Securities Act or to accredited investors in transactions that are exempt from the registration requirements of the Securities Act), and in connection with any subsequent sale by you of the Securities covered hereby in reliance on Regulation S under the Securities Act during the period referred to above to any distributor, dealer or person receiving a selling concession, fee or other remuneration, you must deliver a notice to substantially the foregoing effect. Terms used above have the meanings assigned to them in Regulation S under the Securities Act.” Such Initial Purchaser agrees that the Securities offered and sold in reliance on Regulation S will be represented upon issuance by a global security that may not be exchanged for definitive securities until the expiration of the 40-day restricted period referred to in Rule 903 of Regulation S and only upon certification of beneficial ownership of such Securities by non-U.S. persons or U.S. persons who purchased such Securities in transactions that were exempt from the registration requirements of the 1933 Act. Exhibit A(1) FORM OF OPINION OF XXXXXX XXXXXX LLP TO BE DELIVERED PURSUANT TO SECTION 5(a) January , 2012 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxx Xxxxxxx & Sons, Inc. Wachovia Capital Markets, Co. LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Loop Capital Markets LLC U.S. Bancorp Investments, Inc. c/o Merrill Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxx Xxxxxx Xxxx Xxx Xxxx, Xxx Xxxx 00000 Re: AAR CORP. 7¼% Senior Notes due 2022 Ladies and Gentlemen:
Appears in 1 contract
Samples: Purchase Agreement (Aar Corp)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding 31 SCHEDULES Schedule A - List of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS.........................................................Sch A-1 Schedule B - Pricing Information..........................................................Sch B-1 Schedule C - List of PERSONS SUBJECT TO LOCK-up...........................................Sch C-1 EXHIBITS A-1 Exhibit A - Form of Opinion of Company's Counsel.............................................A-1 Exhibit B - Form of Lock-up Letter............................................................B-1 REPUBLIC SERVICES, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTA Delaware corporation _______________ Shares of Class A Common Stock Par Value $0.01 Per Share U.S. PURCHASE AGREEMENT ____, INC1999 MERRXXX XXXCX & XO. By: Name: Title: CONFIRMED AND ACCEPTEDMerrxxx Xxxch, Pierce, Fennxx & Xmitx Incorporated Donaxxxxx, Xxfkin & Jenrxxxx Xxxurities Corporation Deutsche Bank Securities Inc. Bear, Steaxxx & Xo. Inc. CIBC Oppexxxxxxx Xxxp. Credit Suisse First Boston Corporation Morgxx Xxxnxxx & Xo. Incorporated Saloxxx Xxxxx Xxxney Inc. as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as U.S. Representatives of the several U.S. Underwriters c/o Xxxxxxx Xxxxx & Xx. Merrxxx Xxxch, Pierce, Fennxx & Xmitx Incorporated Nortx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxdies and Gentlemen: Republic Services, Inc., a Delaware corporation (the "Company") and Republic Industries, Inc., a Delaware corporation (the "Selling Shareholder"), confirm their respective agreements with Merrxxx Xxxcx & Xo., Merrxxx Xxxch, Pierce, Fennxx & Xmitx Xxxorporated ("Merrxxx Xxxcx") xnd each of the other U.S. Underwriters named in Schedule A hereto (collectively, the "U.S. Underwriters," which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrxxx Xxxch, Donaldson, Lufkin & Jenrxxxx Xxxurities Corporation, Deutsche Bank Securities Inc., Bear, Steaxxx & Xo. Inc., CIBC Oppexxxxxxx Xxxp., Credit Suisse First Boston Corporation, Morgxx Xxxnxxx & Xo. Incorporated and Saloxxx Xxxxx Xxxney Inc. are acting as representatives (in such capacity, the "U.S. Representatives"), with respect to (i) the sale by the Selling Shareholder and the purchase by the U.S Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value $0.01 per share, of the Company ("Common Stock") set forth in Schedule A hereto, and (ii) the grant by the Selling Shareholder to the U.S. Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of _______________ additional shares of Common Stock solely to cover over-allotments, if any. SCHEDULE A Name The aforesaid _______________ shares of Underwriter Number Common Stock (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the _______________ shares of Common Stock subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter called, collectively, the "U.S. Securities." It is understood that the Company and the Selling Shareholder are concurrently entering into an agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Selling Shareholder of an aggregate of _______________ shares of Common Stock (the "Initial International Securities") through arrangements with certain underwriters outside the United States and Canada (the "International Managers") for which Merrxxx Xxxcx Xxxernational, Donaxxxxx, Xxfkin & Jenrxxxx Xxxernational, Deutsche Bank AG London, Bear, Steaxxx Xxxernational Limited, CIBC Oppexxxxxxx Xxxp., Credit Suisse First Boston Corporation, Morgxx Xxxnxxx & Xo. International Limited and Saloxxx Xxxxx Xxxney Inc. are acting as lead managers (the "Lead Managers") and the grant by the Selling Shareholder to the International Managers, acting severally and not jointly, of an option to purchase all or any part of the International Managers' pro rata portion of up to _______________ additional shares of Common Stock solely to cover over-allotments, if any (the "International Option Securities" and, together with the U.S. Option Securities, the "Option Securities"). The Initial International Securities Xxxxxxx Lynchand the International Option Securities are hereinafter called the "International Securities." It is understood that the Selling Shareholder is not obligated to sell, and the U.S. Underwriters are not obligated to purchase, any Initial U.S. Securities unless all of the Initial International Securities are contemporaneously purchased by the International Managers. The U.S. Underwriters and the International Managers are hereinafter collectively called the "Underwriters," the Initial U.S. Securities and the Initial International Securities are hereinafter collectively called the "Initial Securities," and the U.S. Securities and the International Securities are hereinafter collectively called the "Securities." The Underwriters will concurrently enter into an Intersyndicate Agreement of even date herewith (the "Intersyndicate Agreement") providing for the coordination of certain transactions among the Underwriters under the direction of Merrxxx Xxxcx & Xo., Merrxxx Xxxch, Pierce, Xxxxxx Fennxx & Xxxxx Incorporated UBS Xmitx Xxxorporated (in such capacity, the "Global Coordinator"). The Company and the Selling Shareholder understand that the U.S. Underwriters propose to make a public offering of the U.S. Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Agent and the Advisers TCP Entities in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST ByCOMPANY: TCP CAPITAL CORP. By /s/ Xxxxxx X. Xxxxxxxxx Name: Xxxxxx X. Xxxxxxxxx Title: BLACKROCK ADVISORSChief Executive Officer SVCP: SPECIAL VALUE CONTINUATION PARTNERS, INC. By: LP By /s/ Xxxxxx X. Xxxxxxxxx Name: Xxxxxx X. Xxxxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTChief Executive Officer TCP: XXXXXXXXXX CAPITAL PARTNERS, INC. By: LLC By /s/ Xxxxxx X. Xxxxxxxxx Name: Xxxxxx X. Xxxxxxxxx Title: Managing Partner GENERAL PARTNER: SERIES H OF SVOF/MM, LLC By /s/ Xxxxxx X. Xxxxxxxxx Name: Xxxxxx X. Xxxxxxxxx Title: Managing Partner CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSASSOCIATES, INC. WACHOVIA CAPITAL MARKETSBy /s/ Xxxxx Xxxxxx Authorized Signatory Exhibit A FORM OF PLACEMENT NOTICE From: [ ] Cc: [ ] To: [ ] Subject: Equity Distribution—Placement Notice Ladies and Gentlemen: Pursuant to the terms and subject to the conditions contained in the Equity Distribution Agreement between TCP Capital Corp. (the “Company”), Special Value Continuation Partners, LP, Xxxxxxxxxx Capital Partners, LLC, Series H of SVOF/MM, LLC ADVESTand Xxxxxxx Xxxxx & Associates, INCInc. (“Xxxxxxx Xxxxx”), dated November 28, 2017 (the “Agreement”), I hereby request on behalf of the Company that Xxxxxxx Xxxxx sell up to [___] shares of the Company’s common stock, $0.001 par value per share, at a minimum market price of $[___] per share. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & COThe Company hereby confirms that, as of the date of this Placement Notice, neither the Prospectus, nor any supplement to the Prospectus, when taken together with the Prospectus, includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. INCORPORATED H&R BLOCK FINANCIAL ADVISORSADDITIONAL SALES PARAMETERS MAY BE ADDED, INC. XXXXXXSUCH AS THE TIME PERIOD IN WHICH SALES ARE REQUESTED TO BE MADE, XXXXX SPECIFIC DATES WHEN THE SHARES MAY NOT BE SOLD, THE MANNER IN WHICH SALES ARE TO BE MADE BY XXXXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXXAND/OR THE CAPACITY IN WHICH XXXXXXX XXXXX XXX ACT IN SELLING SHARES (AS PRINCIPAL, X.X. XXXXX, INCAGENT OR BOTH). XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX Exhibit B AUTHORIZED INDIVIDUALS FOR PLACEMENT NOTICES AND ACCEPTANCES Xxxxxxx Xxxxx & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsAssociates, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Name Email
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Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: MSC INDUSTRIAL DIRECT CO., INC By Title: BLACKROCK ADVISORSSID TOOL CO., INC. By: Name: By Title: BLACKROCK FINANCIAL XXXXXXXX XXXXXXXX XXXXXXXX XXXXXXXXX TRUST UNDER TRUST AGREEMENT DATED JANUARY 31, 1994 PLATINUM INVESTMENT MANAGEMENT, INC. By: Name: Title: L.L.C. GF-MSC, L.L.C. By As Attorney-in-Fact CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXXXXXXX XXXXX & COMPANY, L.L.C. BB&T CAPITAL MARKETS, A DIVISION OF XXXXX & XXXXXXXXXXXX, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC [ ] Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors[ ] Xxxxxxx Xxxxx & Company, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC L.L.C. [ ] BB&T Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx a division of Xxxxx & Co.Xxxxxxxxxxxx, Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [ ] Total 4,500,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Xxxxxxxx Xxxxxxxx Xxxxxxxx Xxxxxxxxx Trust Under Trust Agreement Dated January 31, 1994 Platinum Investment Management, L.L.C. GF-MSC, L.L.C. Total 4,500,000 675,000 Sch B-1 SCHEDULE C MSC INDUSTRIAL DIRECT CO. INC. 4,500,000 Shares of Beneficial Interest Common Stock (Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST LINCOLN EDUCATIONAL SERVICES CORPORATION By /s/ XXXXX XXXXXXX Name: Xxxxx Xxxxxxx Title: Vice President, Chief Financial Officer and Treasurer FIVE MILE RIVER CAPITAL PARTNERS LLC By: XXXX CAPITAL LLC Its Managing Member By: Xxxxxx X. Xxxx Its President /s/ Xxxxxx X. Xxxx Xxxxxx X. Xxxx XXXXXX X. XXXX By /s/ Xxxxxx X. Xxxx Name: Xxxxxx X. Xxxx XXXXXX X. XXXX 2003 GRANTOR RETAINED ANNUITY TRUST By /s/ Xxxxxx X. Xxxx Name: Xxxxxx X. Xxxx Title: BLACKROCK ADVISORS, INC. By: Trustee By /s/ Xxxxxxx X Xxxx Name: Xxxxxxx X. Xxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Trustee CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, BROTHERS INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By /s/ Xxxxxx X Xxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. 1,560,000 Banc of America Securities LLC 838,500 Xxxxxx Brothers Inc. 838,500 Xxxxxxxxx & Company, Inc. 273,000 Xxxxxx Xxxxxxx Corp. 273,000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial AdvisorsIncorporated. 117,000 Barrington Research Associates, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Inc.. 100,000 Total 4,000,000 SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Lincoln Educational Services Corporation 3,000,000 600,000 Five Mile River Capital Partners LLC 000 Xxxxxxxx Xxxxxx Xxxxxxxx, X.X. XxxxxXxxxxxxxxxx 00000 945,000 — Xxxxxx X. Xxxx c/o Hart Capital LLC 000 Xxxxxxxx Xxxxxx Xxxxxxxx, Inc. Xxxxxxxxxxx 00000 50,000 — Xxxxxx Xxxxxxxxxx Xxxxx X. Xxxx 2003 Grantor Retained Annuity Trust c/o Hart Capital LLC Xxxx Xxxxx Xxxx Xxxxxx000 Xxxxxxxx Xxxxxx Xxxxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 00000 5,000 — Total 4,000,000 600,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common C LINCOLN EDUCATIONAL SERVICES CORPORATION 4,000,000 Shares of Beneficial Interest Common Stock (No Par Value $.001 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Lincoln Educational Services Corp)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance 33 SCHEDULES Schedule A - List of Underwriters.............................Sch A-1 Schedule B - Pricing Information..............................Sch B-1 Schedule C - List of Persons Subject to Lock-up...............Sch C-1 Schedule D - Persons Holding Shares with your understanding Registration Rights..Sch D-1 EXHIBITS Exhibit A - Form of our agreementOpinion of Xxxxx & Xxxxx P.L.L.C..............A-1 Exhibit B - Form of Opinion of Xxxxxxx Xxxxxxx & Xxxxxxxx.........B-1 Exhibit C - List of Subsidiaries..................................C-1 Exhibit D - Form of Opinion of Xxxxxxxxx & Xxxxxxxxxxx, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSP.C.......D-1 Exhibit E - Form of Lock-up Letter................................E-1 Exhibit F - Form of Parent Lock-up Letter.........................F-1 QUALITY FOOD CENTERS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT(a Washington corporation) 4,500,000 Shares of Common Stock (Par Value $.001 Per Share) U.S. PURCHASE AGREEMENT March 13, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: 1997 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION SALOMON BROTHERS INC XXXX XXXXXXXX INCORPORATED as U.S. Representatives of the several U.S. Underwriters x/x Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated H&R Block Financial AdvisorsXxxxx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Inc. XxxxxxXxx Xxxx 00000-0000 Ladies and Gentlemen: Quality Food Centers, Inc., a Washington corporation (the "Company"), confirms its agreement with Xxxxxxx Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated and each of the other Underwriters named in Schedule A hereto (collectively, the "U.S. Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, Xxxxxxxxx, Lufkin & Xxxxxxxx Securities Corporation, Salomon Brothers Inc and Xxxx Xxxxxxxx Incorporated are acting as representatives (in such capacity, the "U.S. Representatives"), with respect to the issue and sale by the Company and the purchase by the U.S. Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $.001 per share, of the Company ("Common Stock") set forth in said Schedule A, and with respect to the grant by the Company to the U.S. Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 540,000 additional shares of Common Stock to cover over-allotments, if any. The aforesaid 3,600,000 shares of Common Stock (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the 540,000 shares of Common Stock subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter sometimes called, collectively, the "U.S. Securities". This Agreement is hereinafter sometimes called the "U.S. Purchase Agreement". It is understood that the Company is concurrently entering into an International Purchase Agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Company of an aggregate of 900,000 shares of Common Stock (the "Initial International Securities") through arrangements with certain underwriters outside of the United States and Canada (the "International Underwriters") for whom Xxxxxxx Xxxxx International, Xxxxxxxxx, Lufkin & Xxxxxxxx Securities Corporation, Salomon Brothers International Limited and Xxxx Xxxxxxxx Incorporated are acting as lead managers (the "International Representatives"), and the grant by the Company to the International Underwriters of an option to purchase all or any part of an additional 135,000 shares of Common Stock (the "International Option Securities") to cover over-allotments, if any. The Initial International Securities and the International Option Securities are hereinafter sometimes called, collectively, the "International Securities." The U.S. Securities and the International Securities are hereinafter sometimes called, collectively, the "Securities;" the Initial U.S. Securities and the Initial International Securities are hereinafter sometimes called, collectively, the "Initial Securities;" the U.S. Option Securities and the International Option Securities are hereinafter sometimes called, collectively, the "Option Securities;" the U.S. Underwriters and the International Underwriters are hereinafter sometimes called, collectively, the "Underwriters" and, individually, an "Underwriter;" the U.S Representatives and the International Representatives are hereinafter sometimes called, collectively, the "Representatives"; and, individually, a "Representative;" and this Agreement and the International Purchase Agreement are hereinafter sometimes called, collectively, the "Purchase Agreements" and, individually, a "Purchase Agreement". The Company understands that the U.S. Underwriters and the International Underwriters will concurrently enter into an Intersyndicate Agreement of even date herewith (the "Inter-syndicate Agreement") providing for the coordination of certain transactions among the U.S. Underwriters and the International Underwriters under the direction of Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated ("Xxxxxxx Xxxxx"). It is understood that the Company is concurrently entering into a Purchase Agreement dated the date hereof (the "Debt Agreement") with Xxxxxxxxx, Lufkin & Xxxxxxxx Securities Corporation, Xxxxxxx Xxxxx and BancAmerica Securities, Inc., as the initial purchasers (the "Initial Purchasers"), and Quality Food Holdings, Inc., a Delaware corporation, (the "Holding Company"), and KU Acquisition Corporation, a Washington corporation ("KUA") and the surviving corporation in the merger with Xxxxx Xxxxxxxxx, Inc. ("KUI"), which Debt Agreement will also be entered into by Xxxxxx Markets, Inc., a California corporation ("Xxxxxx") as of Closing Time (as hereinafter defined), relating to the offering by the Company of $150,000,000 aggregate principal amount of its 8.70% Senior Subordinated Notes due 2007 (the "Notes"). The Notes are to be issued pursuant to an indenture (the "Indenture") among the Company, as issuer of the Notes, the Holding Company, KUA and Xxxxxx, Xxxxxxxx & as guarantors (each, a "Guarantor" and, collectively, the "Guarantors"), and First Trust National Association, as trustee (the "Trustee"). The Guarantors will jointly and severally guarantee, among other things, the punctual payment of the principal of, premium, if any, and interest on the Notes and the Company's 8.70% Senior Subordinated Notes due 2007 (the "Series B Notes") to be offered in exchange for the Notes (the "Exchange Offer") pursuant to the Indenture and the Registration Rights Agreement referred to below (each, a "Guarantee" and, collectively, the "Guarantees"). In connection with the issuance and sale of the Notes, the Company and the Guarantors will enter into a Registration Rights Agreement (the "Registration Rights Agreement") with the Initial Purchasers. Pursuant to the Registration Rights Agreement, the Company and the Guarantors will agree to use their reasonable best efforts to file with the Commission, under the circumstances set forth therein and among other things, a registration statement under the 1933 Act relating to the Exchange Offer. The Company has also entered into Agreement and Plan of Merger dated as of November 20, 1996, as amended (the "Xxxxxx Merger Agreement"), with QHI Acquisition Corporation, a California corporation and wholly-owned subsidiary of the Company ("QHI"), and Xxxxxx, pursuant to which QHI will merge with and into Xxxxxx, with Xxxxxx as the surviving corporation and as a result of which Xxxxxx will become a wholly-owned direct subsidiary of the Company (the "Xxxxxx Merger"). The Company is currently a party to a Credit Agreement dated as of March 15, 1995 (the "Old Credit Agreement") among the Company, Incorporated Xxxxx Fargo SecuritiesBank of America National Trust and Savings Association ("BofA"), LLC Total SCHEDULE as agent, Seattle First National Bank, as swingline lender, Bank of America Illinois ("BAI"), as issuing lender, and the other financial institutions party thereto. In connection with the transactions contemplated herein, the Company, Quality Food, Inc., a Delaware corporation ("Parent"), and the Holding Company will enter into an Amended and Restated Credit Agreement (the "New Credit Agreement") with BofA, as Administrative Agent and Paying Agent, The Chase Manhattan Bank, as Administrative Agent, and the other lenders party thereto (collectively, the "Lenders"), amending and restating the Old Credit Agreement, and, concurrently therewith, the security agreements previously executed with respect to the Old Credit Agreement (the "Old Security Agreements") will be terminated. In order to guarantee the Company's obligations under the New Credit Agreement, the Holding Company, Xxxxxx, and KUA (each, a "Bank Guarantor" and, collectively, the "Bank Guarantors") will enter into a guaranty (the "Bank Guaranty") pursuant to the New Credit Agreement. In order to secure their respective obligations under the New Credit Agreement, the Company will enter into a Pledge Agreement (the "Company Security Agreement") and the Parent will enter into a Pledge Agreement (the "Guarantor Security Agreement", the Company Security Agreement and the Guarantor Security Agreement are hereinafter sometimes called, collectively, the "Bank Security Agreements" and, individually, a "Bank Security Agreement") pursuant to which each of them will pledge the common stock of certain subsidiaries as collateral. The Purchase Agreements, the Debt Agreement, the Registration Rights Agreement, the Indenture, the Notes, the Series B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Notes, the New Credit Agreement, the Company Security Agreement and the Xxxxxx Merger Agreement are hereinafter sometimes called, collectively, the "Company Documents" and, individually, a "Company Document". The Debt Agreement, the Registration Rights Agreement, the Indenture, the New Credit Agreement, the Guarantor Security Agreement and the Bank Guaranty are hereinafter sometimes called, collectively, the "Guarantor Documents" and, individually, a "Guarantor Document". The sale of Beneficial Interest the Initial U.S. Securities to the U.S. Underwriters pursuant to this Agreement and the sale of the Initial International Securities to the International Underwriters pursuant to the International Purchase Agreement are each conditioned upon, among other things, (Par Value $.001 Per Share)i) the concurrent occurrence of the other event and the concurrent purchase of the Notes by the Initial Purchasers pursuant to the Debt Agreement, (ii) the effectiveness of the New Credit Agreement prior to or concurrently therewith and (iii) the effectiveness of the Xxxxxx Merger prior to or concurrently therewith. The Company understands that the U.S. Underwriters propose to make a public offering of the U.S. Securities as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST ING GROEP N.V. By: /s/ Johannes Wolvius ------------------------- Name: Johannes Wolvius Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTEDAuthorized Officer Confirmed and Accepted, as of the date first above written: ING FINANCIAL MARKETS LLC XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For Acting severally on behalf of themselves and as Representatives of the other Underwriters named in Schedule A hereto. By: ING FINANCIAL MARKETS LLC By: /s/ Xxxxxxxx X. XxXxxxx -------------------------------------- Name: Xxxxxxxx X. XxXxxxx Title: Managing Director By: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxx Xxxxxx -------------------------------------- Name: Xxxxx Xxxxxx Title: Authorized Signatory By: UBS SECURITIES LLC By: /s/ Xxx Xxxxxx -------------------------------------- Name: Xxx Xxxxxx Title: Executive Director Debt Capital Markets By: UBS SECURITIES LLC By: /s/ Xxxx X. Xxxxxxxx ------------------------------------ Name: Xxxx X. Xxxxxxxx Title: Executive Director Fixed Income Syndicate SCHEDULE A Principal Amount of Perpetual Debt Name of Underwriter Number of Initial Securities --------------------------- ------------------- ING Financial Markets LLC.............................................. US$107,333,350 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Incorporated..................... US$107,333,350 UBS Securities LLC LLC..................................................... US$107,333,325 Citigroup Global Markets Inc........................................... US$107,333,325 Xxxxxx Xxxxxxx & Co. Incorporated...................................... US$107,333,325 Wachovia Capital Markets, LLC.......................................... US$107,333,325 Xxxxxxx, Sachs & Co.................................................... US$14,000,000 X.X. Xxxxxx Securities Inc............................................. US$14,000,000 X.X. Xxxxxxx & Sons, Inc. Wachovia Inc............................................... US$1,575,000 KeyBanc Capital Markets, LLC a division of McDonald Investments Inc. ...... US$1,575,000 Xxxx Xxxxx Xxxx Xxxxxx, Incorporated................................... US$1,575,000 Xxxxxxxxxxx & Co. Inc.................................................. US$1,575,000 Xxxxx Xxxxxxx & Co..................................................... US$1,575,000 RBC Xxxx Xxxxxxxx Inc.................................................. US$1,575,000 Xxxxxxx Xxxxx & Associates, Inc........................................ US$1,575,000 Xxxxxxx Xxxxxx & Co., Inc.............................................. US$1,575,000 TD Waterhouse Investor Services, Inc................................... US$1,575,000 Xxxxx Fargo Securities, LLC............................................ US$1,575,000 Advest, Inc. Banc Inc............................................................ US$875,000 Principal Amount of America Perpetual Debt Name of Underwriter Securities LLC --------------------------- ------------------- BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc...................................................... US$875,000 Xxxxxx X. Xxxxx & Co. Incorporated Incorporated..................................... US$875,000 X.X. Xxxxxxxx & Co..................................................... US$875,000 Fifth Third Securities, Inc............................................ US$875,000 H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated Inc...................................... US$875,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Inc....................................... US$875,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC LLC............................................ US$875,000 X. X. Xxxx Xxxxx Xxxx Xxxxxx& Associates, Incorporated Xxxxxxxxxxx Inc........................................... US$875,000 Mesirow Financial, Inc................................................. US$875,000 Xxxxxx Xxxxxx & Co. Inc. PNC Capital MarketsCompany, Inc. RBC Capital Markets Corporation Inc........................................... US$875,000 Xxxx Xxxx & Co., Inc. Inc................................................... US$875,000 Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Incorporated............................... US$875,000 X.X. Xxxxxxx and Company............................................... US$875,000 TOTAL.................................................................. US$700,000,000 EXHIBIT A FORM OF OPINION OF DUTCH COUNSEL TO THE COMPANY
Appears in 1 contract
Samples: Ing Groep Nv
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrumentAgreement, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ HOSPITALITY PROPERTIES TRUST By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: BLACKROCK ADVISORSCFO The foregoing Agreement is hereby, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, confirmed and accepted as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA RBC CAPITAL MARKETS CORPORATION UBS SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXXKEYBANC CAPITAL MARKETS, INCORPORATED A DIVISION OF MCDONALD INVESTMENTS INC. XXXXXX XXXXXX & COMPANY, INC. XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsBy: /s/ Alexander Virtue Name: Alexander Virtue Title: Vice President, Inc. Investment Banking By: Wachovia Capital Markets, LLC AdvestBy: /s/ Xxxx Xxxxx Name: Xxxx Xxxxx Title: Managing Director For themselves and as Representatives of the several Underwriters named in Schedule A hereto. Schedule A Underwriter Number of Shares Xxxxxxx Lynch, Inc. Banc of America Pierce, Xxxxxx & Xxxxx Incorporated 360,003 Wachovia Capital Markets, LLC 360,002 RBC Capital Markets Corporation 270,000 UBS Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. 270,000 Xxxxxx, Xxxxx Xxxxx, Incorporated 90,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 90,000 KeyBanc Capital Markets, a division of McDonald Investments Inc. 90,000 Xxxxxx Xxxxxx & Company, Inc. 90,000 Xxxxxxxxxxx & Co. Inc. 90,000 Xxxxxx, Xxxxxxxx & Company, Incorporated 90,000 BNY Capital Markets, Inc. 13,333 Cantor Xxxxxxxxxx & Co. 13,333 Comerica Securities, Inc. 13,333 Xxxxxxx, Xxxxxx & Co. 13,333 X.X. Xxxxxxxx & Co. 13,333 Xxxxxxxx & Xxxxxxxx LLC 13,333 E*TRADE Securities LLC 13,333 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx 13,333 Huntleigh Securities Corporation 13,333 XxXxxx, Xxxxx & Co., Inc. 13,333 Newbridge Securities Corporation 13,333 SG Americas Securities, LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC 13,333 SunTrust Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., 13,333 Wedbush Xxxxxx Securities Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated 13,333 Xxxxx Fargo SecuritiesInvestments, LLC 13,333 Total SCHEDULE 2,000,000 Sch. A-1 Schedule B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Schedule of Beneficial Interest Issuer Free Writing Prospectuses included in the General Disclosure Package None Sch. B-1 Schedule C Locked Up Managing Trustees and Executive Officers Xxxxx X. Xxxxxx Xxxxxx X. Xxxxxx Xxxxxx X. Xxxxxxxxxxxx Xxxx X. Xxxxxxxxxx Xxxxx X. Xxxxxxx Xxxx X. Xxxxxx Xxxx X. Xxxxxxxx Xxxxx X. Xxxxxxxxx Sch. C-1 Exhibit A FORM OF OPINION OF COMPANY’S COUNSEL TO BE DELIVERED PURSUANT TO SECTION 5(b) (Par Value $.001 Per Share1) (A) Each Significant Subsidiary of the Company which is not organized under the laws of the State of Maryland, if any (each, a “Non-Maryland Significant Subsidiary”), has been duly organized and is validly existing as a corporation, partnership, limited liability company, trust or real estate investment trust, as the case may be, and in good standing under the laws of its jurisdiction of incorporation or organization; and (B) each Non-Maryland Significant Subsidiary has the corporate, partnership, limited liability company or trust (as applicable) power to carry on its business and to own and lease and operate its properties as described in the Registration Statement, the General Disclosure Package and the Prospectus. The Company is duly qualified and is in good standing in each jurisdiction other than the State of Maryland in which the ownership or leasing of its properties requires such qualification, except where the failure to so qualify or be in good standing would not result in a Material Adverse Effect.
Appears in 1 contract
Samples: Hospitality Properties Trust
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Stockholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Stockholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST ALLEGIANT TRAVEL COMPANY By: Name: Title: BLACKROCK ADVISORS, INC. SELLING STOCKHOLDERS By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: As Attorney-in-Fact acting on behalf of the Selling Stockholders named in Schedule B hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSBEAR, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX SXXXXXX & CO. INC. PNC CAPITAL MARKETSRXXXXXX JXXXX & ASSOCIATES, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A heretoBy: BEAR, SXXXXXX & CO. INC. By: Authorized Signatory By: RXXXXXX JXXXX & ASSOCIATES, INC. By: Authorized Signatory SCHEDULE A Number of Name of Underwriter Initial Securities Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated Bear, Sxxxxxx & Co. Inc. Rxxxxxx Jxxxx & Associates, Inc. Total SCHEDULE B Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS to be Sold Maximum Number of Option Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Marketsto Be Sold ALLEGIANT TRAVEL COMPANY — COMVEST ALLEGIANT HOLDINGS, LLC Advest— MXXXXXX X. XXXXXXXXX, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo SecuritiesXX. — GXXXXXXXX STOCK TRUST — GXXXXXXXX FAMILY INVESTMENTS, LLC — A. MXXXXXX XXXXX — DXXXXX X. XXXX — AXXXXXX XXXXXXXXX — M. XXXXXX HXXXXXXX — AXXXXX X. XXXX — LXXXX X. XXXXXX — MXXXXXXX XXXXX — Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST C ALLEGIANT TRAVEL COMPANY [ ] Common Shares of Beneficial Interest Common Stock (Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrumentAgreement, along with all counterparts, will become a binding agreement among between each of the UnderwritersInitial Purchasers, the Trust Company and the Advisers Guarantor in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, VIACOM INC. By: /s/ Robert G. Freedline -------------------------------- Name: Robert G. Freedline Title: BLACKROCK FINANCIAL MANAGEMENT, Xxxx Xxxxxxxxx xxd Treasurer VIACOM INTERNATIONAL INC. By: /s/ Robert G. Freedline -------------------------------- Name: Robert G. Freedline Title: Xxxx Xxxxxxxxx xxd Treasurer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX MERRILL LYNCH, PIERCE, XXXXXX FENNER & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INCSMITH INCORPORATXX XXXOMON SMIXX XXXNEX XXX. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC ByXx: XXXXXXX MERRILL LYNCH, PIERCE, XXXXXX FENNER & XXXXX INCORPORATED BySMITH INCOXXXXXXXX Xy: Authorized Signatory /x/ Xxxxx Rosx ---------------------------------------------- Name: Xxxxx Xxss Title: Vice President For themselves and as Representatives of the other Underwriters sevxxxx Xxxxxal Purchasers named in Schedule A heretoto the foregoing Agreement. SCHEDULE A Name Principal Amount of Underwriter Number Senior Notes due 2006 to be Principal Amount of Senior Initial Securities Xxxxxxx Purchaser Purchased Notes due 2011 to be Purchased ------------------------------------------- --------------------------- ------------------------------ Merrill Lynch, Pierce, Xxxxxx Fenner & Xxxxx Smith Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons$000,000,000 $400,000,000 Salomon Smith Barney Inc. 160,000,000 400,000,000 Credit Suisse First Boston Corporation 16,000,000 40,000,000 Barclays Capital Inc. 16,000,000 40,000,000 Bear, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx Stearns & Co. Inc. PNC 16,000,000 40,000,000 UBS Warburg LLC 16,000,000 40,000,000 Scotia Capital Markets(USA) Inc. 8,000,000 20,000,000 Utendahl Capital Partners, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC L.P. 8,000,000 20,000,000 --------------------------- ------------------------------ Total $400,000,000 $1,000,000,000 =========================== ============================== SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)B
Appears in 1 contract
Samples: Viacom International Inc /De/
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund, and each of the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST FIDUCIARY/CLAYMORE DYNAMIC EQUITY FUND By: ---------------------------------- Name: Title: BLACKROCK CLAYMORE ADVISORS, INC. LLC By: ---------------------------------- Name: Title: BLACKROCK FINANCIAL FIDUCIARY ASSET MANAGEMENT, INC. LLC By: ---------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. XXXXXXX XXXXX & ASSOCIATES, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC BB&T CAPITAL MARKETS, A DIVISION OF AMERICA SECURITIES LLC XXXXX & XXXXXXXXXXXX, INC. XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSCLAYMORE SECURITIES, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC KEYBANC CAPITAL MARKETS, A DIVISION OF MCDONALD INVESTMENTS, INC. XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., . INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIESSECURIIES, LLC By: XXXXXXX LYNCHXxxxxxx Xxxxx & Co. Xxxxxxx Lynch, PIERCEPierce, XXXXXX Xxxxxx & XXXXX INCORPORATED Xxxxx Incorporated By: --------------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule SCHEDULE A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)A
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Navios Entities a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Navios Entities in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST NAVIOS MARITIME PARTNERS L.P. By /s/ Xxxxxxxxxx Xxxxxxxx Xxxxxxxxxx Xxxxxxxx Chief Financial Officer NAVIOS GP L.L.C. By: Name: Title: BLACKROCK ADVISORSNavios Maritime Holdings Inc., INC. its sole member By /s/ Xxxxxx Xxxxxxxxx Xxxxxx Xxxxxxxxx Chief Financial Officer NAVIOS MARITIME OPERATING L.L.C. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTNavios Maritime Partners L.P., INC. By: Name: Title: its sole member By /s/ Xxxxxxxxxx Xxxxxxxx Xxxxxxxxxx Xxxxxxxx Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, CITIGROUP GLOBAL MARKETS INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA X.X. XXXXXX SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory /s/ Loli Wu Name: Loli Wu Title: Managing Director By: CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: Managing Director By: X.X. XXXXXX SECURITIES LLC By: /s/ X. Xxxxxx Davidson Name: X. Xxxxxx Xxxxxxxx Title: Vice President For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities FORM OF OPINION OF XXXXXXXX XXXX LLP WITH RESPECT TO CORPORATE MATTERS TO BE DELIVERED PURSUANT TO SECTION 5(b) February [ ], 2015 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Citigroup Global Markets Inc. X.X. Xxxxxx Securities LLC c/o Merrill Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxx Xxxxxx Xxxx Xxx Xxxx, XX 00000 Re: Navios Maritime Partners L.P. - Public Offering of [4,000,000] Common Units representing limited partnership interests Ladies and Gentlemen: This opinion letter is furnished to you at the request of our client, Navios Maritime Partners L.P., a Republic of Xxxxxxxx Islands limited partnership (the “Company”), pursuant to Section 5(b) of the Underwriting Agreement, dated February [6], 2015 (the “Underwriting Agreement”), by and among the Company and Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, Citigroup Global Markets Inc. and X.X. Xxxxxx Securities LLC, as representatives (the “Representatives”) of the several underwriters named in Schedule A thereto (collectively, the “Underwriters”). The Underwriting Agreement relates to the sale by the Company to the Underwriters, acting severally and not jointly, of [4,000,000] of its common units, representing limited partnership interests (the “Common Units”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Underwriting Agreement. The Company has filed with the Securities and Exchange Commission (the “Commission”) the registration statement (File No. 333-192176), including the prospectus of the Company dated January 15, 2014 as supplemented on February [6], 2015 (together, the “Prospectus”) with respect to the offering of the Common Units included therein (as amended, the “Registration Statement”), under the Securities Act of 1933, as amended (the “1933 Act”), and the rules and regulations of the Commission thereunder (the “1933 Act Regulations”). The Registration Statement was declared effective by the Commission on January 15, 2014. All references herein to the “Registration Statement” and the “Prospectus” shall also be deemed to include all documents incorporated therein by reference pursuant to the Securities Exchange Act of 1934, as amended (the “1934 Act”), prior to the date hereof. For purposes of this opinion, all references to the Registration Statement and the Prospectus shall be deemed to include any copy filed with the Commission pursuant to its Electronic Data Gather, Analysis and Retrieval (“XXXXX”) system. We have acted as counsel for the Company in connection with the public offering of the Common Units. In connection with the rendering of the opinions set forth below, we have examined and relied upon the Certificate of Limited Partnership of the Company; the Second Amended and Restated Agreement of Limited Partnership of the Company; such corporate records of the Company as we have deemed material; the Underwriting Agreement; the letter to be delivered by PricewaterhouseCoopers S.A., the Company’s auditor, to the Underwriters, dated as of the date hereof; the Registration Statement together with the exhibits thereto filed with the Commission and all versions of the Registration Statement filed with the Commission prior to its effectiveness; the Prospectus; the documents incorporated or deemed to be incorporated by reference into the Registration Statement and Prospectus (it being understood that any statement contained in a document incorporated or deemed to be incorporated by reference in the Registration Statement or Prospectus shall not be deemed to constitute a part thereof to the extent modified or superseded by a statement contained in any subsequently filed document which also is or is deemed to be incorporated by reference therein); the certificates of the officers of the Company delivered to the Underwriters pursuant to Sections 5(f) and 5(g) of the Underwriting Agreement and such other certificates, records and documents as we have deemed necessary for the purposes of this opinion. Insofar as this opinion relates to factual matters, information with respect to which is in possession of the Company, we have relied, in the absence of our actual knowledge to the contrary, with your permission, upon certificates, statements and representations and warranties of the Company contained in and made by the Company pursuant to the Underwriting Agreement, and upon statements contained in the Registration Statement and the General Disclosure Package. In our examination of the documents referred to above, we have assumed, without independently verifying such assumptions, (i) the genuineness of all signatures on all documents and instruments examined by us, (ii) the authenticity of all documents submitted to us as originals, and (iii) the conformity to originals of all documents submitted to us as certified, photostatic or conformed copies, including documents transmitted by fax, Adobe Portable Document format (PDF) or electronically, and the authenticity of the originals of such documents. We have further assumed, without independent inquiry or investigation, that the Underwriters have all requisite power and authority, have taken all necessary action (corporate or otherwise), and have received all necessary consents and approvals, to authorize, execute and deliver the Underwriting Agreement, and to effect the transactions contemplated thereby, and that the Underwriting Agreement has been duly authorized and validly executed and delivered on behalf of the Underwriters, and that the Underwriting Agreement constitutes the legal, valid and binding obligation of the Underwriters. You have not asked us to express, and we do not herein express, any opinion as to the application of any federal or state law or regulation as to the authority of the Underwriters. We have further assumed that the Underwriters have complied with all applicable federal, state and non-U.S. securities laws and the rules and regulations of the Financial Industry Regulatory Authority in effecting the transactions contemplated by the Underwriting Agreement. As used in this opinion, the expressions “to our knowledge,” “to our best knowledge,” “matters known to us,” “matters coming to our attention,” “no facts have come to our attention” or words of similar import shall, except as otherwise specifically described herein, mean the actual knowledge of the existence or absence of any facts or information by any lawyers in this firm who give or have given substantive attention to legal matters for the Navios Entities (and not including any constructive or imputed notice of any information). Other than as set forth herein, we have not undertaken for purposes of this opinion letter any independent investigation to determine the existence or absence of such facts, and no inference as to our knowledge of the existence or absence of such facts should be drawn from the fact of our representation of the Company. Moreover, we have not searched any computerized or electronic databases or the dockets of any court, regulatory body or governmental agency or other filing office in any jurisdiction. We call your attention specifically to the fact that we are not admitted to practice in the Republic of Xxxxxxxx Islands. We have made no independent investigation of Republic of Xxxxxxxx Islands law. In rendering this opinion, we have relied, as to matters involving the application of the laws of the Republic of Xxxxxxxx Islands, upon the opinion of Xxxxxx & Xxxxxxx & SonsP.C., Inc. Wachovia Capital Marketsspecial counsel to the Company, LLC Advestdated and furnished to the Representatives as of the Closing Time. We express no opinion with respect to any questions of choice of law, Inc. Banc choice of venue, choice of jurisdiction, conflict of laws or enforceability of any indemnification provisions. Our opinions are limited to the federal law of the United States of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisorsand the Business Corporation Law of the State of New York, Inc. Xxxxxxand we express no opinion with respect to the laws of any other jurisdiction. The opinions expressed herein are based upon currently existing statutes, Xxxxx Xxxxxrules, Incorporated J.J.B. Xxxxxxxxregulations and judicial decisions and, X.X. Xxxxxexcept as otherwise noted, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxxare rendered as of the date hereof. To the extent that any opinion relates to laws, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Marketsrules and regulations, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co.it is understood that we have not conducted any special investigation of laws, Inc. Xxxxxxrules or regulations and our opinion with respect thereto is limited to such United States and New York laws, Xxxxxxxx & Companyrules and regulations as in our experience are normally applicable to transactions of the type contemplated by the Underwriting Agreement. We express no opinion regarding the securities or “blue sky” laws of any state or jurisdiction. We also express no opinion with respect to the existence, Incorporated Xxxxx Fargo Securitiesdue incorporation, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares valid existence, good standing or operations of Beneficial Interest (Par Value $.001 Per Share)any of the Partnership Entities. Our opinion in paragraph 1, as to the existence of no issued, pending or threatened stop order suspending the effectiveness of the Registration Statement is based solely upon telephonic confirmation by a staff member of the Commission or electronic confirmation on the Commission’s website, in either case, on February [11], 2015. Based upon the assumptions, limitations and qualifications set forth herein, we are of the opinion that:
Appears in 1 contract
Samples: Underwriting Agreement (Navios Maritime Partners L.P.)
Effect of Headings. The Article and Section headings herein and any Table of Contents are for convenience only and shall not affect the construction hereof. [signature page follows] If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Company and the Advisers Partnership, in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSSUNSTONE HOTEL INVESTORS, INC. By: Name------------------------------------- Robexx X. Xxxer President SUNSTONE HOTEL INVESTORS, L.P. By: Title: BLACKROCK FINANCIAL MANAGEMENTSUNSTONE HOTEL INVESTORS, INC. Its: General Partner By: Name: Title: ------------------------------------- Robexx X. Xxxer President CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XMITX XXXORPORATED BEAR, STEAXXX & XO. INC. GOLDXXX, XXCHX & XO. A.G. XXXXXXX & SONSXONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, NATIONSBANC MONTXXXXXX XXXURITIES LLC By: XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX INCORPORATED By: XMITX XXXORPORATED By ------------------------------- Briax Xxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter UNDERWRITERS Number of Initial Securities Xxxxxxx LynchUnderwriter to be Purchased ------------------------------------------------------------------- --------------------- Merrxxx Xxxch, Pierce, Xxxxxx Fennxx & Xxxxx Incorporated UBS Securities LLC X.X. Xmitx Incorporated...................................... 900,000 Bear, Steaxxx & Xo. Inc.......................................... 900,000 Goldxxx, Xxchx & Xo.............................................. 900,000 A.G. Xxxxxxx & SonsXons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total Inc......................................... 900,000 NationsBanc Montxxxxxx Xxxurities LLC............................ 900,000 --------- Total............................................. 4,500,000 ========= 30 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common PRICING INFORMATION SUNSTONE HOTEL INVESTORS, INC. 4,500,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company, the Forward Purchaser and the Attorneys-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company, the Forward Purchaser and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSTHE PANTRY, INC. By /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: President and Chief Executive Officer XXXXXXX XXXXX INTERNATIONAL By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED, as agent By /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTVice President FS EQUITY PARTNERS III, INC. By: Name: Title: L.P. FS EQUITY PARTNERS IV, L.P. FS EQUITY PARTNERS INTERNATIONAL, L.P. By /s/ Xxxx X. Xxxxxxxx As Attorney-in-Fact CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX SACHS & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXXXX XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX& COMPANY L.L.C. XXXXXXXXX & COMPANY, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXX & CO. INC. PNC CAPITAL MARKETSCOMPANY, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory By /s/ Xxxxxx Xxxxxx Xxxxxx Xxxxxx For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Underwriters Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. 2,148,750 Xxxxxxx, Sachs & Co 1,289,250 Xxxxxxx Xxxxx & SonsCompany L.L.C. 668,500 Xxxxxxxxx & Company, Inc 334,250 Xxxxxx Xxxxxx & Company, Inc. Wachovia Capital Markets, LLC Advest334,250 X. X. Xxxx & Associates, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated 75,000 Xxxxxxxxxxx & Co. Inc. PNC 75,000 SunTrust Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co.75,000 Total 5,000,000 XXXXXXXX X-0 Number of Securities to be Sold Xxxxxxx Xxxxx International 1,500,000 SCHEDULE B-2 Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold FS Equity Partners III, Inc. XxxxxxL.P. 2,283,854 489,397 FS Equity Partners IV, Xxxxxxxx & CompanyL.P. 1,124,229 240,906 FS Equity Partners 91,917 19,697 International, Incorporated Xxxxx Fargo SecuritiesL.P. Total 3,500,000 750,000 SCHEDULE C THE PANTRY, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common INC. 5,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Pantry Inc)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers Investment Manager in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Xxxxx & Steers Premium Income Realty Fund, Inc. By: -------------------------------------- Name: Title: BLACKROCK ADVISORSXxxxx & Steers Capital Management, INC. Inc. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: -------------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETSCIBC WORLD MARKETS CORP. DEUTSCHE BANK SECURITIES INC. XXXX XXXXX XXXX XXXXXX, LLC ADVESTINCORPORATED XXXXXXX XXXXX & ASSOCIATES, INC. BANC OF AMERICA SECURITIES RBC XXXX XXXXXXX INC. U.S. BANCORP XXXXX XXXXXXX INC. WACHOVIA SECURITIES, INC. XXXXX FARGO SECURITIES, LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, XXXXXXXXXX & CO. INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXX XXXXXX & CO. INC. PNC CAPITAL MARKETSCOMPANY, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX QUICK & CO.XXXXXX, INC. XXXXXXTD WATERHOUSE INVESTOR SERVICES, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC INC. By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: --------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities ------------------- ------------------ Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC Incorporated.................................... [ ] X.X. Xxxxxxx & Sons, Inc. [ ] CIBC World Markets Corp. [ ] Deutsche Bank Securities Inc. [ ] Xxxx Xxxxx Xxxx Xxxxxx, Incorporated [ ] Xxxxxxx Xxxxx & Associates, Inc. [ ] RBC Xxxx Xxxxxxx Inc. [ ] U.S. Bancorp Xxxxx Xxxxxxx Inc. [ ] Wachovia Capital MarketsSecurities, Inc. [ ] Xxxxx Fargo Securities, LLC Advest, Inc. Banc of America Securities LLC [ ] Xxxxxx X. Xxxxx & Co. Incorporated [ ] H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, [ ] Xxxxxxxxxx & Co. Inc. [ ] Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx [ ] Xxxxxx Xxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Inc. [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Quick & Xxxxxx, Inc. [ ] TD Waterhouse Investor Services, Inc. [ ]
Appears in 1 contract
Samples: Purchase Agreement (Cohen & Steers Premium Income Realty Fund Inc)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, THE SHAW XXXUP INC. By: Name: /s/ Gary X. Xxxxxxx ------------------------------------- Title: BLACKROCK FINANCIAL MANAGEMENTSecretary and General Counsel ---------------------------------- STONE & WEBSXXX, INC. XXCORPORATED STONE & WEBSXXX XXXUP LIMITED STONE & WEBSXXX XXXUP CANADA LIMITED By: Name: /s/ Thomxx Xxxxxxxx ------------------------------------- Title: Attorney-in-fact ---------------------------------- CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & COXO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, FENNXX & XMITX INCORPORATED CREDIT SUISSE FIRST BOSTON CORPORATION MORGXX XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSXOMPANY, INC. WACHOVIA CAPITAL MARKETS, LLC ADVESTRAYMXXX XXXEX & XSSOCIATES, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX JEFFXXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXOMPANY, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED By: By /s/ Chrixxxxxxx Xxxx ------------------------------------------ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Number of Name of Underwriter Initial Securities Option Securities ------------------- ------------------ ----------------- Merrxxx Xxxch, Pierce, Fennxx & Xmitx Xxxorporated..... 1,388,850 Credit Suisse First Boston Corporation................. 1,388,850 Morgxx Xxxxxx & Xompany, Inc........................... 462,600 Raymxxx Xxxex & Xssociates, Inc........................ 462,600 Jeffxxxxx & Xompany, Inc............................... 77,100 Banc of America Securities LLC......................... 40,000 Deutsche Bank Securities Inc........................... 40,000 Prudential Securities Incorporated 40,000 RBC Dominion Securities Corporation 40,000 Hibernia Southcoast Capital, L.L.C. 20,000 Johnxxx Xxxe & Xompany L.L.C. 20,000 Sandxxx Xxxrxx Xxxxxx 20,000 --------- ------- Total.................................................. 4,000,000 600,000 ========= ======= XXXXXXXX X Number of Initial Maximum Number of Initial Securities Xxxxxxx Lynchto Option Securities be Sold to be Sold --------------------- ----------------- The Shaw Xxxup Inc. .................................................. 1,818,669 600,000 Stone & Websxxx, Pierce, Xxxxxx Xxcorporated ........................................ 1,656,856 -- Stone & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx Websxxx Xxxup Limited ........................................ 369,837 -- Stone & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Websxxx Xxxada Limited ....................................... 154,638 -- ------------ ------------ Total ................................................................ 4,000,000 600,000 ============ ============ SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common C THE SHAW XXXUP INC. 4,000,000 Shares of Beneficial Interest Common Stock (No Par Value $.001 Per Share)
Appears in 1 contract
Samples: Shaw Group Inc
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST BlackRock California Municipal Income Trust II By: ------------------------------------------ Name: Title: BLACKROCK ADVISORSBlackRock Advisors, INC. Inc. By: ------------------------------------------ Name: Title: BLACKROCK FINANCIAL MANAGEMENTBlackRock Financial Management, INC. Inc. By: ------------------------------------------ Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, XXXXX XXXXXX INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA PRUDENTIAL SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, UBS WARBURG LLC By: XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: ------------------------------------------ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule SCHEDULE A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities NAME OF UNDERWRITER AMPS ------------------- ----------------- Xxxxxxx LynchXxxxx, PierceXxxxxx, Xxxxxx & Xxxxx Incorporated [ ] Xxxxxxx Xxxxx Xxxxxx Inc. [ ] Prudential Securities [ ] UBS Securities Warburg LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [ ] Total [ ] === SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ MUNICIPAL INCOME TRUST II [ ] Common Auction Market Preferred Shares of Beneficial Interest (Par Value [ ] Shares AMPS, Series [ ] [ ] Shares AMPS, Series [ ] Liquidation Preference $.001 Per Share)25,000 per share
Appears in 1 contract
Samples: Purchase Agreement (Blackrock California Municipal Income Trust Ii)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: WXXXXXX PETROLEUM CORPORATION By /s/ Jxxxx X. Xxxxxx Title: BLACKROCK ADVISORSChairman, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: President and Chief Executive Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, FXXXXX & SXXXX INCORPORATED J.X. XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. LXXXXX BROTHERS INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX KEYBANC CAPITAL MARKETS INC. RXXXXXX JXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSASSOCIATES, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXXA.X. XXXXXXX & SONS, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: /s/ Authorized Signatory By: J.X. XXXXXX SECURITIES INC. By: /s/ Authorized Signatory For themselves and as Representatives of each of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Name of Underwriter Number of Initial Securities Xxxxxxx Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated 1,650,000 J.X. Xxxxxx & Xxxxx Incorporated UBS Securities Inc. 1,100,000 Lxxxxx Brothers Inc. 500,000 Wachovia Capital Markets, LLC 500,000 Banc of America Securities LLC X.X. 400,000 KeyBanc Capital Markets Inc. 300,000 Rxxxxxx Jxxxx & Associates, Inc. 300,000 A.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 250,000 Total 5,000,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common WXXXXXX PETROLEUM CORPORATION 5,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings ------------------ herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Stockholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the U.S. Underwriters, the Trust Company and the Advisers Selling Stockholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST TUESDAY MORNING CORPORATION By: Name: _________________________________ Title: BLACKROCK ADVISORS, INC. [ATTORNEY-IN-FACT NAME] By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: _________________________________ As Attorney-in-Fact acting on behalf of the Selling Stockholders named in Schedule B ---------- hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC L.L.C. By: XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: ____________________________________________ Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. ---------- SCHEDULE A Name ---------- List of Underwriter Underwriters Number of Initial U.S. Name of U.S. Underwriter Securities ------------------------ ---------- Xxxxxxx LynchXxxxx, PierceXxxxxx, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC L.L.C........................... ----------- Total =========== Sch A - 1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares ---------- Number of Beneficial Interest (Par Value $.001 Per Share)U.S. Securities to be Sold by the Company And the Selling Stockholders
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSXXXX XXXXX, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: By ----------------------------------- Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX SACHS & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By -------------------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Name of Underwriter Number of Initial Securities ------------------- ---------- Xxxx Xxxxx Xxxx Xxxxxx, Incorporated .......................... 1,333,334 Xxxxxxx, Sachs & Co............................................ 1,333,333 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx 1,333,333 Incorporated UBS ...................................... Total.......................................................... 4,000,000 =============== SCHEDULE B XXXX XXXXX, INC. 4,000,000 Shares of Common Stock (Par Value $.10 Per Share) 1 The initial public offering price per share for the Securities, determined as provided in said Section 2, shall be $70.30. 2 The purchase price per share for the Securities LLC X.X. Xxxxxxx & Sonsto be paid by the several Underwriters shall be $67.60, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc being an amount equal to the initial public offering price set forth above less $2.70 per share; provided that the purchase price per share for any Option Securities purchased upon the exercise of America the overallotment option described in Section 2(b) shall be reduced by an amount per share equal to any dividends or distributions declared by the Company and payable on the Initial Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC but not payable on the Option Securities. [SCHEDULE C] Certain Subsidiaries State (Jurisdiction) of Name of Subsidiary Incorporation or Organization -------------------------------------------------------------------------------- Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx Maryland -------------------------------------------------------------------------------- Xxxxxx Xxxx Financial Corporation Louisiana -------------------------------------------------------------------------------- Western Asset Management Company California -------------------------------------------------------------------------------- Xxxx Xxxxx Fund Adviser, Inc. Maryland -------------------------------------------------------------------------------- Xxxx Xxxxx Capital Management, Inc. Maryland -------------------------------------------------------------------------------- Xxxx Xxxxx Financial Services, Inc. Maryland -------------------------------------------------------------------------------- Xxxx Xxxxx Mortgage Capital Corporation Maryland -------------------------------------------------------------------------------- Xxxx Xxxxx Trust, fsb USA -------------------------------------------------------------------------------- Xxxx Xxxxx Funding, Corp. Delaware -------------------------------------------------------------------------------- Xxxxxx Xxxx Incorporated Maryland -------------------------------------------------------------------------------- Xxxx Xxxxx Properties, Inc. North Carolina -------------------------------------------------------------------------------- Batterymarch Financial Management, Inc. Maryland -------------------------------------------------------------------------------- Xxxxxxxx & Co. Inc. PNC Capital MarketsOhio -------------------------------------------------------------------------------- Xxxxxxxx Real Estate, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co.Ohio -------------------------------------------------------------------------------- Brandywine Asset Management, LLC Delaware -------------------------------------------------------------------------------- Berkshire Asset Management, Inc. XxxxxxMaryland -------------------------------------------------------------------------------- Xxxx Xxxxx Funds Management, Xxxxxxxx Inc. Maryland -------------------------------------------------------------------------------- Xxxx Xxxxx Real Estate Investors, Inc. Maryland -------------------------------------------------------------------------------- Xxxxxxx Associates, Inc. New York -------------------------------------------------------------------------------- Xxxx Xxxxx Limited England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx Focus Capital, Inc. Maryland -------------------------------------------------------------------------------- LM Holdings Limited England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx Holdings Limited England and Wales -------------------------------------------------------------------------------- Western Asset Management Company Limited England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx (UK) Holdings Plc England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx Investments Holdings Limited England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx Investments Limited England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx Investments (Europe) Limited England and Wales -------------------------------------------------------------------------------- Xxxx Xxxxx Investments Funds Limited England and Wales -------------------------------------------------------------------------------- 3040692 Nova Scotia Company Canada -------------------------------------------------------------------------------- Xxxx Xxxxx Canada Holdings Ltd. Canada -------------------------------------------------------------------------------- Xxxx Xxxxx Canada Inc. Canada -------------------------------------------------------------------------------- Royce & Associates, LLC Delaware -------------------------------------------------------------------------------- Royce Fund Services, Inc. New York -------------------------------------------------------------------------------- Royce Management Company, Incorporated Xxxxx Fargo SecuritiesLLC New York -------------------------------------------------------------------------------- PCN Holdings I, Inc. Delaware -------------------------------------------------------------------------------- PCM Holdings II, LLC Total Delaware -------------------------------------------------------------------------------- Xxxxxx Capital Corporation New York -------------------------------------------------------------------------------- Private Capital Management, L.P. New York -------------------------------------------------------------------------------- LMM LLC Delaware -------------------------------------------------------------------------------- Xxxx Xxxxx Asset Management (Asia) Pte Ltd. Singapore NY12528:210265.6 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares D List of Beneficial Interest (Par Value $.001 Per Share)Persons Subject to Lock-Up Directors of the Company ------------------------
Appears in 1 contract
Samples: Legg Mason Inc
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INCMBF HEALTHCARE ACQUISITION CORP. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: /s/ Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, FXXXXX & SXXXX INCORPORATED MXXXXX XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, LADENBURG TXXXXXXX & CO. INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX By: MXXXXXX LYNCH, PIERCE, FXXXXX & SXXXX INCORPORATED] By: /s/ Authorized Signatory By: MXXXXX XXXXXX & CO. INC. By: /s/ Authorized Signatory By: LADENBURG TXXXXXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Maximum Number of Securities to be Option Securities Name of Underwriter Number of Initial Securities Xxxxxxx Sold to be Sold Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated Mxxxxx Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Ladenburg Txxxxxxx & Co. Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total 18,750,000 2,812,500 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per ShareMxxx X. Xxxxxxxxx Jxxxx X. Xxxx Mxxxxx Xxxxxxx Axxxxxx X. Xxxxx Rxxxx X. Xxxxx, M.D. Cxxxxx Xxxxxxxxxx MBF Healthcare Partners, L.P. Sch B-1 Exhibit A FORM OF OPINION OF COMPANY’S COUNSEL TO BE DELIVERED PURSUANT TO SECTION 5(b)
Appears in 1 contract
Samples: MBF Healthcare Acquisition Corp.
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will shall become a binding agreement among the UnderwritersCompany, the Trust and the Advisers several Underwriters in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST MCN CORPORATION By: /s/ Sebaxxxxx Xxxxxxx ----------------------------------- Name: Sebaxxxxx Xxxxxxx Title: BLACKROCK ADVISORS, INC. Senior Vice President and Treasurer MCN FINANCING III By: Name: /s/ Sebaxxxxx Xxxxxxx ----------------------------------- Title: BLACKROCK FINANCIAL MANAGEMENT, INC. Regular Trustee By: Name: /s/ Danixx X. Xxxxxxxx ----------------------------------- Title: Regular Trustee CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & COXO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, FENNXX & XMITX INCORPORATED DONAXXXXX, XXFKIN & JENRXXXX SECURITIES CORPORATION SALOMON BROTHERS INC SMITX XXXXXX XXX. LADEXXXXX XXXLXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & COXO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED By: /s/ Anthxxx X. Xxxxxx --------------------------------------- Authorized Signatory Signatory: Anthxxx X. Xxxxxx Managing Director Investment Banking Group For themselves and as the Representatives of the other several Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx LynchShares ------------------- ---------------- Merrxxx Xxxch, Pierce, Fennxx & Xmitx Incorporated . . . . . . . . . . . . . . . . . . . . . . . . 325,000 Donaxxxxx, Xxfkin & Jenrxxxx Securities Corporation . . . . . . . . . . . . . . . . . . . . . . 325,000 Salomon Brothers Inc . . . . . . . . . . . . . . . . . . . . . . . . . . 325,000 Smitx Xxxxxx Xxx. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 325,000 Ladenburg Thalxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xo. Inc. . . . . . . . . . . . . . . . . . . . . . 325,000 Dean Xxxxxx Xxxxxxxx Xxx. . . . . . . . . . . . . . . . . . . . . . . . . 150,000 A.G. Xxxxxxx & SonsXons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx . . . . . . . . . . . . . . . . . . . . . . . . 150,000 PaineWebber Incorporated . . . . . . . . . . . . . . . . . . . . . . . . 150,000 Robexx X. Xxxxx & Co. Xo. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx . . . . . . . . . . . . . . . . . . . 75,000 First of Michigan Corporation . . . . . . . . . . . . . . . . . . . . . . 75,000 Ronex & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo SecuritiesXo., LLC . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75,000 --------- Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2,300,000 ========= EXHIBIT A MCN CORPORATION (Par Value A MICHIGAN CORPORATION) MCN FINANCING III (A DELAWARE BUSINESS TRUST) 2,300,000 FELINE PRIDES(SM) (STATED AMOUNT OF $.001 Per Share)50 PER SECURITY) EACH CONSISTING OF A PURCHASE CONTRACT OF MCN CORPORATION REQUIRING THE PURCHASE ON MAY 16, 2000 (OR EARLIER) OF A NUMBER OF SHARES OF COMMON STOCK OF MCN CORPORATION EQUAL TO THE SETTLEMENT RATE AND
Appears in 1 contract
Samples: MCN Corp
Effect of Headings. The Article Section and Section sub-section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ GOVERNMENT PROPERTIES INCOME TRUST By: By /s/ Xxxxx X. Xxxxxxxx Name: Xxxxx X. Xxxxxxxx Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Treasurer and Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX XXXXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By /s/ Xxxxxxx Xxxxxxxx Authorized Signatory By: WACHOVIA CAPITAL MARKETS, LLC By /s/ Xxxxx Xxxxxx Authorized Signatory By: XXXXXX XXXXXXX & CO. INCORPORATED By /s/ Xxxxxxx Xxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. 2,140,200 Wachovia Capital Markets, LLC Advest2,140,200 Xxxxxx Xxxxxxx & Co. Incorporated 1,672,800 RBC Capital Markets Corporation 1,131,600 Citigroup Global Markets Inc. 1,131,600 Xxxxxx Xxxxxx & Company, Inc. Banc of America 1,131,600 UBS Securities LLC 492,000 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, LLC 20,000 BNY Mellon Capital Markets, LLC 20,000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, 20,000 Barclays Capital Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated 20,000 J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. LLC 20,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated 20,000 Macquarie Capital (USA) Inc. 20,000 Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 20,000 Total 10,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold GOVERNMENT PROPERTIES INCOME TRUST [ ] 10,000,000 1,500,000 SCHEDULE C GOVERNMENT PROPERTIES INCOME TRUST 10,000,000 Common Shares of Beneficial Interest (Par Value $.001 0.01 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Government Properties Income Trust)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Trust a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the UnderwritersUnderwriters and the Trust, the Trust Guarantor, and the Advisers Capital Funding in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST U S WEST, INC. By: __________________________________________ Name: Title: BLACKROCK ADVISORSU S WEST CAPITAL FUNDING, INC. By: __________________________________________ Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. U S WEST FINANCING II By: __________________________________________ Name: Title: Trustee By__________________________________________ Name: Title: Trustee CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC XXXX XXXXXX XXXXXXXX INC. X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, PAINEWEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPORATED XXXXX XXXXXX INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: __________________________________________ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities --------------------------------------------------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC 2,240,000 Xxxx Xxxxxx Xxxxxxxx Inc. 2,240,000 X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, 2,240,000 PaineWebber Incorporated 2,240,000 Prudential Securities Incorporated 2,240,000 Xxxxx Xxxxxx Inc. Banc of America Securities LLC 2,240,000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors180,000 Bear, Xxxxxxx & Co. Inc. 180,000 Alex, Brown & Sons Incorporated 180,000 Xxxxx & Company 180,000 Xxxx Xxxxxxxx Incorporated 180,000 Xxxxxx, Xxxx & Co, Inc. Xxxxxx180,000 Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation 180,000 EVEREN Securities, Inc. 180,000 The Ohio Company 180,000 Xxxxxxxxxxx & Co., Inc. 180,000 Xxxxx XxxxxXxxxxxx Inc. 180,000 Xxxxxxx Xxxxx & Associates, Inc. 180,000 Xxxxxx Xxxxxxx Incorporated 180,000 Wheat, First Securities, Inc. 180,000 Advest, Inc. 90,000 Artemis Capital Group 90,000 X.X. Xxxxxxxx & Co. 90,000 XX Xxxxxxx Securities, Inc. 90,000 Craigle Incorporated 90,000 Xxxxxxx, Xxxxxx & Co. 90,000 Xxxxxxxxx & Co. of Virginia, Inc. 90,000 X. X. Xxxxxxxx & Co. Incorporated 90,000 Xxxxxxxxxx & Co. Inc. 90,000 Gibraltar Securities Co. 90,000 Gruntal & Co., Incorporated 90,000 J.J.B. Xxxxxxxx, X.X. X. X. Xxxxx, Inc. 90,000 Interstate/Xxxxxxx Xxxx Corporation 90,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC Inc. 90,000 Xxxxxxxxxx Xxxx & Xxxx Incorpoated 90,000 Xxxxxxx, Cabot & Co. 90,000 Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx 90,000 XxXxxxxx & Co. Inc. PNC Capital MarketsCompany Securities, Inc. RBC Capital Markets Corporation Xxxx Xxxx 90,000 XxXxxx, Xxxxx & Co., Inc. 90,000 Mesirow Financial, Inc. 90,000 Xxxxxx Xxxxxx & Company, Inc. 90,000 Xxxxx X. Xxxxx & Company 90,000 Olde Discount Corporation 90,000 Pryor, McClendon, Counts & Co., Inc. 90,000 Xxxxx XxxXxxxxx Incorporated 90,000 Xxxxxxxx Xxxxxx Refsnes, Inc. 90,000 The Xxxxxxxx-Xxxxxxxx Company, Inc. 90,000 Xxxxx & Co., LLC 90,000 Xxxxx & Xxxxxxxxxxxx, Inc. 90,000 Xxxxxx Xxxxxxx & Co., Inc. 90,000 Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities90,000 Stone & Xxxxxxxxx 90,000 Sutro & Co. Incorporated 90,000 US Clearing Corp. 90,000 Xxxxxxxx Capital Partners, LLC L.P. 90,000 Yamaichi International (America), Inc. 90,000 -------------------- Total 19,200,000 ==================== SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares U S WEST FINANCING II 19,200,000 Preferred Securities 8 % Trust Originated Preferred Securities ("TOPrS") (Liquidation Amount of Beneficial Interest (Par Value $.001 25 Per SharePreferred Security)
Appears in 1 contract
Samples: Us West Inc
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. * * * If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the ABN AMRO Parties a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers ABN AMRO Parties in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST ABN AMRO BANK N.V. By: -------------------------------------- Name: Title: BLACKROCK ADVISORS, INC. By: -------------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. ABN AMRO HOLDING N.V. By: -------------------------------------- Name: Title: By: -------------------------------------- Name: Title: ABN AMRO CAPITAL FUNDING TRUST VI By: LASALLE FUNDING LLC, as Depositor By: -------------------------------------- Name: Title: ABN AMRO CAPITAL FUNDING LLC VI By: ABN AMRO NORTH AMERICA HOLDING COMPANY, as Sole Member By: -------------------------------------- Name: Title: LASALLE FUNDING LLC By: -------------------------------------- Name: Title: By: -------------------------------------- Name: Title: ABN AMRO NORTH AMERICA HOLDING COMPANY By: -------------------------------------- Name: Title: LASALLE BANK CORPORATION By: -------------------------------------- Name: Title: By: -------------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX ABN AMRO INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSABN AMRO FINANCIAL SERVICES, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves Acting severally on behalf of itself and as Representatives of the other Underwriters named in Schedule A hereto. By: ABN AMRO INCORPORATED By: ---------------------------------- Name: --------------------------- Title: --------------------------- SCHEDULE A -------------------------------------------------------------------------------- Name of Underwriter Number of Initial Trust Preferred Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx -------------------------------------------------------------------------------- ABN AMRO Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons2,000,000 -------------------------------------------------------------------------------- ABN AMRO Financial Services, Inc. Wachovia Capital Markets, LLC Advest, Inc. 4,809,000 -------------------------------------------------------------------------------- Banc of America Securities LLC 238,200 -------------------------------------------------------------------------------- Xxxxxxx Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx238,200 -------------------------------------------------------------------------------- Xxxxxxx Xxxxx & Associates, Xxxxxxxx & Company, Incorporated Inc. 238,200 -------------------------------------------------------------------------------- U.S. Bancorp Xxxxx Xxxxxxx Inc. 238,200 -------------------------------------------------------------------------------- Xxxxx Fargo Securities, LLC Total 238,200 -------------------------------------------------------------------------------- SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Final Terms and Conditions Issuer: ABN AMRO Capital Funding Trust VI (the "Trust"), a Delaware statutory trust, is a direct wholly owned subsidiary of Beneficial Interest ABN AMRO North America Holding Company (Par Value $.001 Per Share"AANAH"), and is also an indirect wholly owned subsidiary of ABN AMRO Holding N.V. ("the Guarantor"). The sole assets of the Trust will be the LLC's Preferred Securities issued by ABN AMRO Capital Funding LLC V (the "LLC"). The LLC is organized as a limited liability company under the laws of the State of Delaware and is a direct wholly owned subsidiary of AANAH and an indirect wholly owned subsidiary of the Guarantor, and is the issuer of the LLC Preferred Securities. The sole assets of the LLC will be the Intercompany Securities to be issued by ABN AMRO Bank N.V. (the "Bank").
Appears in 1 contract
Samples: Abn Amro Bank Nv
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Investment Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSSUNAMERICA FOCUSED ALPHA LARGE-CAP FUND, INC. By: Name: Title: BLACKROCK FINANCIAL AIG SUNAMERICA ASSET MANAGEMENT CORP. By: Name: Title: MXXXXXX CAPITAL MANAGEMENT, INC. LLC By: Name: Title: MERCURY ADVISORS By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSAIG FINANCIAL ADVISORS, INC. WACHOVIA ADVANTAGE CAPITAL MARKETS, LLC CORPORATION ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX RXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXFXXXXX, XXXXX XXXXXBXXXX WXXXX, INCORPORATED FSC SECURITIES CORPORATION J.J.B. XXXXXXXXHXXXXXXX, X.X. W.X. XXXXX, INC. XXXXXX XXXXXXXXXX JXXXXX MXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX OXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO.ROYAL ALLIANCE ASSOCIATES, INC. XXXXXXSXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX WXXXX FARGO SECURITIES, LLC By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities Xxxxxxx Mxxxxxx Lynch, Pierce, Xxxxxx Fxxxxx & Xxxxx Sxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [other underwriters] Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common SunAmerica Focused Alpha Large-Cap Fund, Inc. Shares of Beneficial Interest Common Stock (Par Value $.001 Per SharePar Value)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: MSC INDUSTRIAL DIRECT CO., INC By /s/ Xxxxxxx X. Xxxxx Title: BLACKROCK ADVISORSV.P. Finance SID TOOL CO., INC. By: Name: By /s/ Xxxxxxx X. Xxxxx Title: BLACKROCK FINANCIAL V.P. Finance XXXXXXXX XXXXXXXX XXXXXXXX XXXXXXXXX TRUST UNDER TRUST AGREEMENT DATED JANUARY 31, 1994 PLATINUM INVESTMENT MANAGEMENT, INC. By: Name: Title: L.L.C. GF-MSC, L.L.C. By /s/ Xxxxxx Xxxxx As Attorney-in-Fact CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXXXXX & COMPANY LLC XXXXXXX XXXXX & COMPANY, L.L.C. BB&T CAPITAL MARKETS, A DIVISION OF XXXXX & XXXXXXXXXXXX, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By /s/ Xxxxxxx Xxxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC 2,790,000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors1,530,000 Xxxxx & Company LLC 600,000 Xxxxxxx Xxxxx & Company, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC L.L.C. 600,000 BB&T Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx a division of Xxxxx & Co.Xxxxxxxxxxxx, Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 480,000 Total 6,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Xxxxxxxx Xxxxxxxx 622,725 93,409 Xxxxxxxx Xxxxxxxxx 569,385 85,408 Trust Under Trust Agreement Dated January 31, 1994 1,800,000 270,000 Platinum Investment Management, L.L.C. 354,550 53,182 GF-MSC, L.L.C. 2,653,340 398,001 Total 6,000,000 900,000 SCHEDULE C MSC INDUSTRIAL DIRECT CO. INC. 6,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS29 SCHEDULES SCHEDULE A - LIST OF UNDERWRITERS.........................................................SCH A-1 SCHEDULE B - PRICING INFORMATION..........................................................SCH B-1 SCHEDULE C - LIST OF PERSONS SUBJECT TO LOCK-UP...........................................SCH C-1 EXHIBITS...............................................................................................A-1 EXHIBIT A - FORM OF OPINION OF COMPANY'S COUNSEL.............................................A-1 EXHIBIT B - FORM OF LOCK-UP LETTER............................................................B-1 EXHIBIT C - REORGANIZATION DOCUMENTS..........................................................C-1 SONIC AUTOMOTIVE, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTA Delaware corporation Shares of Class A Common Stock Par Value $0.01 Per Share U.S. PURCHASE AGREEMENT November [ ], INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: 1997 XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsNationsBanc Xxxxxxxxxx Securities, Inc. Wachovia Capital MarketsWheat, LLC AdvestFirst Securities, Inc. Banc as U.S. Representatives of America Securities LLC Xxxxxx X. the several U.S. Underwriters x/x Xxxxxxx Xxxxx & Co. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated H&R Block Financial AdvisorsXxxxx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Inc. XxxxxxXxx Xxxx 00000-0000 Ladies and Gentlemen: Sonic Automotive, Inc., a Delaware corporation (the "Company"), confirms its agreement with Xxxxxxx Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated ("Xxxxxxx Xxxxx") and each of the other U.S. Underwriters named in Schedule A hereto (collectively, the "U.S. Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx Xxxxx, NationsBanc Xxxxxxxxxx Securities, Inc. Xxxxxxand Wheat, Xxxxxxxx First Securities, Inc. are acting as representatives (in such capacity, the "U.S. Representatives"), with respect to the issue and sale by the Company and the purchase by the U.S Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value $0.01 per share, of the Company ("Common Stock") set forth in said Schedule A, and with respect to the grant by the Company to the U.S. Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 600,000 additional shares of Common Stock to cover over-allotments, if any. The aforesaid 4,000,000 shares of Common Stock (the "Initial U.S. Securities") to be purchased by the U.S. Underwriters and all or any part of the 600,000 shares of Common Stock subject to the option described in Section 2(b) hereof (the "U.S. Option Securities") are hereinafter called, collectively, the "U.S. Securities". It is understood that the Company is concurrently entering into an agreement dated the date hereof (the "International Purchase Agreement") providing for the offering by the Company of an aggregate of 1,000,000 shares of Common Stock (the "Initial International Securities") through arrangements with certain underwriters outside the United States and Canada (the "International Managers") for which Xxxxxxx Xxxxx International, NationsBanc Xxxxxxxxxx Securities, Inc. and Wheat, First Securities, Inc. are acting as lead managers (the "Lead Managers") and the grant by the Company to the International Managers, acting severally and not jointly, of an option to purchase all or any part of the International Managers' pro rata portion of up to 150,000 additional shares of Common Stock solely to cover overallotments, if any (the "International Option Securities" and, together with the U.S. Option Securities, the "Option Securities"). The Initial International Securities and the International Option Securities are hereinafter called the "International Securities". It is understood that the Company is not obligated to sell and the U.S. Underwriters are not obligated to purchase, any Initial U.S. Securities unless all of the Initial International Securities are contemporaneously purchased by the International Managers. The U.S. Underwriters and the International Managers are hereinafter collectively called the "Underwriters", the Initial U.S. Securities and the Initial International Securities are hereinafter collectively called the "Initial Securities", and the U.S. Securities, and the International Securities are hereinafter collectively called the "Securities". The Underwriters will concurrently enter into an Intersyndicate Agreement of even date herewith (the "Intersyndicate Agreement") providing for the coordination of certain transactions among the Underwriters under the direction of Xxxxxxx Xxxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated (in such capacity, the "Global Coordinator"). The Company understands that the U.S. Underwriters propose to make a public offering of the U.S. Securities as soon as the U.S. Representatives deem advisable after this Agreement has been executed and delivered. The Company and the U.S. Underwriters agree that up to [ ] shares of the Initial U.S. Securities to be purchased by the U.S. Underwriters (the "Reserved Securities") shall be reserved for sale by the Underwriters to certain eligible employees and persons having business relationships with the Company, Incorporated Xxxxx Fargo Securitiesas part of the distribution of the Securities by the Underwriters, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares subject to the terms of Beneficial Interest (Par Value $.001 Per Share)this Agreement, the applicable rules, regulations and interpretations of the National Association of Securities Dealers, Inc. and all other applicable laws, rules and regulations. To the extent that such Reserved Securities are not orally confirmed for purchase by such eligible employees and persons having business relationships with the Company by the end of the first business day after the date of this Agreement, such Reserved Securities may be offered to the public as part of the public offering contemplated hereby.
Appears in 1 contract
Samples: Sonic Automotive Inc
Effect of Headings. The Article and Section headings herein and ------------------ the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, hereof whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Initial Purchasers and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST XXXXXXXXXX COMMUNICATIONS COMPANY By: /s/ Xxxxx X. Xxxxxxxxx ---------------------- Name: Xxxxx X. Xxxxxxxxx Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Vice President CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INCCIBC XXXXXXXXXXX CORP. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxxxx Xxxx Xxxxxxxxx ----------------------------- Name: Xxxxxxx Xxxx Xxxxxxxxx ------------------------ Title: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto------------------------ BANCBOSTON SECURITIES INC. SCHEDULE A Name of Underwriter Number of Initial Securities By: /s/ Xxxxxx Xxx ------------------------------ Name: Xxxxxx Xxx ------------------------- Title: Vice President ------------------------- January 21, 1998 XXXXXXX XXXXX & CO. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS BancBoston Securities LLC X.X. Inc. CIBC Oppenheimer Corp. c/o Merrill Lynch, Pierce, Xxxxxx & Xxxxx Incorporated North Tower World Financial Center 000 Xxxxx Xxxxxx New York, New York 10281-1209 Ladies and Gentlemen: Reference is hereby made to that certain Purchase Agreement dated as of January 14, 1998 (the "Purchase Agreement") by and among Xxxxxxxxxx Communications Company, a Delaware corporation (the "Company"), Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated ("Xxxxxxx Xxxxx"), BancBoston Securities Inc. Xxxxxx("BancBoston") and CIBC Oppenheimer Corp. ("CIBC" and, Xxxxxxxx & together with Xxxxxxx Xxxxx and BancBoston, the "Initial Purchasers") with respect to the offer and sale of $150,000,000 in aggregate principal amount of the Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest 's 8 7/8% Senior Subordinated Notes due 2008 (Par Value $.001 Per Sharethe "Notes"). Capitalized terms used herein shall have the meanings set forth in the Purchase Agreement unless otherwise provided. This will confirm our agreement as follows:
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: XXXXXXX-XXXXXX, INC., as Company By /S/ XXXXXX XXXXXX Name: Xxxxxx Xxxxxx Title: BLACKROCK ADVISORSChief Financial Officer [Signature Page to Underwriting Agreement] XXXXXXX-XXXXXX HOLDINGS, INC., as Parent By /S/ XXXXXX XXXXXX Name: Xxxxxx Xxxxxx Title: Chief Financial Officer XXXXXXX-XXXXXX PROPERTIES, LTD. XXXXXXX-XXXXXX PROPERTY SERVICES, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTXXXXXXX-XXXXXX PROPERTY SERVICES II, INC. By: XXXXXXX XXXXXX PROPERTY SERVICES III, X.X. XXXXXXX-XXXXXX PROPERTY EQUITY, INC. XXXXXXX-XXXXXX PROPERTY EQUITY II, INC. XXXXXXX-XXXXXX PROPERTY SPECIAL EQUITY, INC. XXXXXXX-XXXXXX PROPERTY SPECIAL EQUITY II, INC. XXXXXXX XXXXXX PROPERTY SPECIAL EQUITY III, LLC K-W PROPERTIES XXXXXXX XXXXXX PROPERTY SERVICES III GP, LLC KW BASGF II MANAGER, LLC KWF INVESTORS I, LLC KWF INVESTORS II, LLC KWF INVESTORS III, LLC KWF MANAGER I, LLC KWF MANAGER II, LLC KWF MANAGER III LLC XXXXXXX XXXXXX OVERSEAS INVESTMENTS, INC. FAIRWAYS 340 CORP. KW—RICHMOND, LLC SG KW VENTURE I MANAGER LLC KW LOAN PARTNERS I LLC KW LOAN PARTNERS II LLC KW SUMMER HOUSE MANAGER, LLC KW MONTCLAIR, LLC KW BLOSSOM HILL MANAGER, LLC KW SERENADE MANAGER, LLC X-X XXXXXXXX INC. XX XXXXXXX MANAGER, LLC XXXXXXXXXX RANCH AINA LLC 68-540 XXXXXXXXXX, LLC XX XXXXXXXXXX AINA LLC XXXXXXX XXXXXX FUND MANAGEMENT GROUP, LLC XXXXXXX-XXXXXX INTERNATIONAL XXXXXXX-XXXXXX TECH, LTD. KWP FINANCIAL I XXXXXXX-XXXXXX PROPERTIES, LTD. XXXXXXX XXXXXX AUCTION GROUP INC. KWF MANAGER IV, LLC KWF MANAGER V, LLC KW IRELAND LLC XXXXXXX XXXXXX PROPERTY EQUITY IV, LLC KW BUILDER MARKETING SERVICES, INC. KW FUND IV—KOHANAIKI, LLC KW TELSTAR PARTNERS, LLC KWF INVESTORS IV, LLC KWF INVESTORS V, LLC XXXXXX RESEARCH, LLC XX XXXXXXXX, LLC [Signature Page to Underwriting Agreement] SANTA XXXXX LAND PARTNERS MANAGER, LLC KW INVESTMENT ADVISER, LLC XXXXXXX-XXXXXX CAPITAL KW CAPTOWERS PARTNERS, LLC KW FOUR POINTS LLC KW LOAN PARTNERS VII, LLC KWF INVESTORS VII, LLC KWF MANAGER VII, LLC KW RESIDENTIAL CAPITAL, LLC KW BOISE PLAZA, LLC KW LOAN PARTNERS VIII, LLC XXXXXXX XXXXXX PROPERTY SERVICES IV, X.X. XXXXXXX XXXXXX PROPERTY SERVICES IV GP, LLC KW/CV THIRD-PACIFIC MANAGER, LLC KW EU LOAN PARTNERS II, LLC KWF INVESTORS VIII LLC KWF MANAGER VIII, LLC KW 1200 MAIN, LLC XX XXXXXXXXXX LLC KW 5200 LANKERSHIM MANAGER, LLC KWF MANAGER X, LLC KWF MANAGER XI, LLC KWF MANAGER XII, LLC KW REAL ESTATE VENTURE XIII, LLC KWF MANAGER XIII, LLC KWF MANAGER XV LLC KW EU LOAN PARTNERS III, LLC KW EU INVESTORS I, LLC KW RICHFIELD PLAZA, LLC XX XXXXXXX SQUARE SHOPPING CENTER, LLC KW CREEKVIEW SHOPPING CENTER, LLC KW SECURITIES, LLC KW VICTORY LAND LOAN, LLC KW VICTORY PLAZA LOAN, LLC COUNTRY RIDGE IX, LLC KW EU INVESTORS VIII, LLC as Subsidiary Guarantors By /S/ XXXXXX XXXXXX Name: Xxxxxx Xxxxxx Title: Authorized Person [Signature Page to Underwriting Agreement] CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS DEUTSCHE BANK SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By /s/ XXXXXXX XXXXX Authorized Signatory By: DEUTSCHE BANK SECURITIES INC. By /s/ XXXXX XXXXXXX Authorized Signatory By /s/ XXXXXXX XXXXX Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A The initial public offering price of the Securities shall be 99.068% of the principal amount thereof, plus accrued interest, if any, from the date of issuance. The purchase price to be paid by the Underwriters for the Securities shall be 97.068% of the principal amount thereof. Name of Underwriter Number Principal Amount of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS $ 150,000,000 Deutsche Bank Securities LLC X.X. Xxxxxxx & SonsInc. 112,500,000 U.S. Bancorp Investments, Inc. Wachovia Capital Markets37,500,000 Total $ 300,000,000 SCHEDULE B Issuer General Use Free Writing Prospectuses Final Term Sheet Exhibit C FORM OF FINAL TERM SHEET TO BE PREPARED PURSUANT TO SECTION 3(k) C-1 Issuer Free Writing Prospectus Pricing Term Sheet Filed Pursuant to Rule 433 Dated March 19, LLC Advest2014 Registration Statement No. 333-192059 Supplementing the Preliminary Prospectus Supplement dated March 19, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors2014 (To Prospectus dated November 1, Inc. 2013) Xxxxxxx-Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Inc.
Appears in 1 contract
Samples: Underwriting Agreement (Kennedy-Wilson Holdings, Inc.)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Guarantors in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: XXXXXXX-XXXXXX, INC., as Company By Name: Xxxxxx Xxxxxx Title: BLACKROCK ADVISORSChief Financial Officer [Signature Page to Underwriting Agreement] XXXXXXX-XXXXXX HOLDINGS, INC., as Parent By Name: Xxxxxx Xxxxxx Title: Chief Financial Officer XXXXXXX-XXXXXX PROPERTIES, LTD. XXXXXXX-XXXXXX PROPERTY SERVICES, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTXXXXXXX-XXXXXX PROPERTY SERVICES II, INC. By: XXXXXXX XXXXXX PROPERTY SERVICES III, X.X. XXXXXXX-XXXXXX PROPERTY EQUITY, INC. XXXXXXX-XXXXXX PROPERTY EQUITY II, INC. XXXXXXX-XXXXXX PROPERTY SPECIAL EQUITY, INC. XXXXXXX-XXXXXX PROPERTY SPECIAL EQUITY II, INC. XXXXXXX XXXXXX PROPERTY SPECIAL EQUITY III, LLC K-W PROPERTIES XXXXXXX XXXXXX PROPERTY SERVICES III GP, LLC KW BASGF II MANAGER, LLC KWF INVESTORS I, LLC KWF INVESTORS II, LLC KWF INVESTORS III, LLC KWF MANAGER I, LLC KWF MANAGER II, LLC KWF MANAGER III, LLC XXXXXXX XXXXXX OVERSEAS INVESTMENTS, INC. FAIRWAYS 340 CORP. KW—RICHMOND, LLC SG KW VENTURE I MANAGER LLC KW LOAN PARTNERS I LLC KW LOAN PARTNERS II LLC KW SUMMER HOUSE MANAGER, LLC KW MONTCLAIR, LLC KW BLOSSOM HILL MANAGER, LLC KW SERENADE MANAGER, LLC X-X XXXXXXXX INC. XX XXXXXXX MANAGER, LLC XXXXXXXXXX RANCH AINA LLC 68-540 XXXXXXXXXX, LLC XX XXXXXXXXXX AINA LLC XXXXXXX XXXXXX FUND MANAGEMENT GROUP, LLC XXXXXXX-XXXXXX INTERNATIONAL XXXXXXX-XXXXXX TECH, LTD. KWP FINANCIAL I XXXXXXX-XXXXXX PROPERTIES, LTD. XXXXXXX XXXXXX AUCTION GROUP INC. KWF MANAGER IV, LLC KWF MANAGER V, LLC KW IRELAND, LLC XXXXXXX XXXXXX PROPERTY EQUITY IV, LLC KW BUILDER MARKETING SERVICES, INC KW TELSTAR PARTNERS, LLC KWF INVESTORS IV, LLC KWF INVESTORS V, LLC XXXXXX RESEARCH, LLC XX XXXXXXXX, LLC SANTA XXXXX LAND PARTNERS MANAGER, LLC [Signature Page to Underwriting Agreement] KW INVESTMENT ADVISER, LLC XXXXXXX-XXXXXX CAPITAL KW CAPTOWERS PARTNERS, LLC KW FOUR POINTS, LLC KW LOAN PARTNERS VII, LLC KWF INVESTORS VII, LLC KWF MANAGER VII, LLC KW RESIDENTIAL CAPITAL, LLC KW BOISE PLAZA, LLC KW LOAN PARTNERS VIII, LLC XXXXXXX XXXXXX PROPERTY SERVICES IV, X.X. XXXXXXX XXXXXX PROPERTY SERVICES IV GP, LLC KW/CV THIRD-PACIFIC MANAGER, LLC KW EU LOAN PARTNERS II, LLC KWF INVESTORS VIII, LLC KWF MANAGER VIII, LLC KW 1200 MAIN, LLC XX XXXXXXXXXX LLC KW 5200 LANKERSHIM MANAGER, LLC KWF MANAGER X, LLC KWF MANAGER XI, LLC KWF MANAGER XII, LLC KW REAL ESTATE VENTURE XIII, LLC KWF MANAGER XIII, LLC KWF MANAGER XV, LLC KW EU LOAN PARTNERS III, LLC KW EU INVESTORS I, LLC KW RICHFIELD PLAZA, LLC XX XXXXXXX SQUARE SHOPPING CENTER, LLC KW CREEKVIEW SHOPPING CENTER, LLC KW SECURITIES, LLC KW VICTORY LAND LOAN, LLC KW VICTORY PLAZA LOAN, LLC COUNTRY RIDGE IX, LLC KW EU INVESTORS VIII, LLC KW PARK SANTA FE, LLC KW CYPRESS, LLC KW TACOMA CONDOS, LLC KW DESERT RAMROD SPONSOR, LLC KW RED CLIFF SHOPPING CENTER, LLC KW HOLIDAY VILLAGE SHOPPING CENTER, LLC KW 9350 CIVIC CENTER DRIVE, LLC XX XXXXXX YARD 55, LLC [Signature Page to Underwriting Agreement] KW HILLTOP MANAGER II, LLC XX XXXXXXX INVESTORS, LLC KW ONE XXXXXX WAY GP, LLC as Subsidiary Guarantors By Name: Xxxxxx Xxxxxx Title: Authorized Person CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS DEUTSCHE BANK SECURITIES INC. X.X. XXXXXX SECURITIES LLC X.X. XXXXXXX & SONSU.S. BANCORP INVESTMENTS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By Authorized Signatory By: DEUTSCHE BANK SECURITIES INC. By Authorized Signatory By Authorized Signatory By: X.X. XXXXXX SECURITIES LLC By Authorized Signatory By: U.S. BANCORP INVESTMENTS, INC. By Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A The initial public offering price of the Securities shall be 100.00% of the principal amount thereof, plus accrued interest from, and including, April 1, 2016 to, but excluding, August 12, 2016 plus, if the Closing Time occurs after August 12, 2016, accrued interest, if any, from, and including, August 12, 2016 to, but excluding, the date of the Closing Time. The purchase price to be paid by the Underwriters for the Securities shall be 98.75% of the principal amount thereof plus accrued interest from, and including, April 1, 2016 to, but excluding, the date of the Closing Time. Name of Underwriter Number Principal Amount of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS $ 87,500,000 X.X. Xxxxxx Securities LLC X.X. Xxxxxxx & Sons62,500,000 Deutsche Bank Securities Inc. 50,000,000 U.S. Bancorp Investments, Inc. Wachovia 30,000,000 Fifth Third Securities, Inc. 6,875,000 Bank of Ireland 4,375,000 BBVA Securities Inc. 4,375,000 RBC Capital Markets, LLC Advest4,375,000 Total $ 250,000,000 SCHEDULE B Issuer General Use Free Writing Prospectuses Final Term Sheet Exhibit C FORM OF FINAL TERM SHEET TO BE PREPARED PURSUANT TO SECTION 3(k) C-1 Issuer Free Writing Prospectus Pricing Term Sheet Filed Pursuant to Rule 433 Dated August 9, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors2016 Registration Statement No. 333-192059 Supplementing the Preliminary Prospectus Supplement dated August 9, Inc. 2016 (To Prospectus dated November 1, 2013) Xxxxxxx-Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)Inc.
Appears in 1 contract
Samples: Underwriting Agreement (Kennedy-Wilson Holdings, Inc.)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers Investment Adviser in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ HEALTH SCIENCES TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC BB&T CAPITAL MARKETS, A DIVISION OF AMERICA SECURITIES LLC XXXXX & XXXXXXXXXXXX, INC. XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED FIXED INCOME SECURITIES, L.P. J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX XXXXXXX XXXXX & CO.ASSOCIATES, INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. 21 SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [TO FOLLOW] Total Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ HEALTH SCIENCES TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (BlackRock Health Sciences Trust)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the U.S. Underwriters, the Trust Company and CHS and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST COMMUNITY HEALTH SYSTEMS, INC. By: __________________________________________ Name: Title: BLACKROCK ADVISORSCHS/COMMUNITY HEALTH SYSTEMS, INC. By: :_________________________________________ Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. SELLING SHAREHOLDERS [Names To Come] By: :_________________________________________ Name: Title: As Attorney-in-Fact acting on behalf of the Selling Shareholders named in Schedule B hereto. CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. CREDIT SUISSE FIRST BOSTON CORPORATION BANC OF AMERICA SECURITIES LLC XXXXXX X. CHASE SECURITIES INC. XXXXXXX, XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC ByBY: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By --------------------------- Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. hereto SCHEDULE A Name of U.S. Underwriter Number of ------------------------ Initial U.S Securities ---------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Incorporated.......................................... o Credit Suisse First Boston Corporation......................... o Chase Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Inc........................................... o Banc of America Securities LLC Xxxxxx X. LLC................................. o Goldman, Xxxxx & Co............................................ o Morgan Xxxxxxx & Co. Incorporated H&R Block Financial AdvisorsIncorporated.............................. o Total.......................................................... o SCHEDULE B Number of Maximum Number of Initial U.S. Option Securities Securities ---------- ---------- Community Health Systems, Inc. Xxxxxxo * SELLING SHAREHOLDERS [Name] o [Name] o [Name] o o o o Total.......................................... o * No Option Securities SCHEDULE C COMMUNITY HEALTH SYSTEMS, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common INC. o Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Community Health Systems Inc/
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund, and the each of Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST ADVENT/CLAYMORE GLOBAL CONVERTIBLE SECURITIES & INCOME FUND By: Name: Title: BLACKROCK CLAYMORE ADVISORS, INC. LLC By: Name: Title: BLACKROCK FINANCIAL ADVENT CAPITAL MANAGEMENT, INC. LLC By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX CITIGROUP GLOBAL MARKETS INC. BB&T CAPITAL MARKETS, A DIVISION OF XXXXX & SONSXXXXXXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSCLAYMORE SECURITIES, INC. XXXXXXX, XXXXXX & CO. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Citigroup Global Markets Inc. Wachovia BB&T Capital Markets, LLC Advesta division of Xxxxx & Xxxxxxxxxxxx, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial AdvisorsClaymore Securities, Inc. Xxxxxxx, Xxxxxx & Co. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Advent/Claymore Global Convertible Securities & Income Fund Common Shares of Beneficial Interest (Par Value $.001 Per Shareper share)
Appears in 1 contract
Samples: Purchase Agreement (Advent/Claymore Global Convertible Securities & Income Fund)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers Investment Adviser in accordance with its terms. Very truly yours, BLACKROCK ENHANCED LAZARD WORLD DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS& INCOME FUND, INC. By: ------------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. LAZARD ASSET MANAGEMENT LLC By: ------------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRILL LYNCH & CO. XXXXXXX LYNCHMXXXXXX LXXXX, PIERCE, XXXXXX XXXXXR & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX SMITH INCXXXXXATED CITIGROUP GLOBAL MARKETS INC. A.G. EDWARDS & SONS, INCXXX. WACHOVIA XXXXXXXA CAPITAL MARKETS, LLC ADVEST, INC. BANC BB&T CAPITAL MARKETS, A DIVISION OF AMERICA SECURITIES LLC XXXXXX SCOTT & STRINGFELLOW, XXX. ROXXXX X. XXXXX XXXXD & CO. INCORPORATED H&R XXXXXXXXXXXX X&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXFERRIS, XXXXX XXXXXBAKER WATTS, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL XXXXXXORXXXX RXX XXPITAL MARKETS CORPORATION XXXX XXXX STIFEL, NICOLAUS & CO.COXXXXX, INC. XXXXXXXXXXXXXXXTED WELLS FARGO SECURITIEX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC XXC By: XXXXXXX MERRILL LYNCH, PIERCE, XXXXXX XXXXXR & XXXXX SMITH INCORPORATED By: ------------------------------------------------ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule SCHEDULE A hereto. SCHEDULE A Number of Name of Underwriter Number of Initial Securities Xxxxxxx ------------------- ---------------------- Merrill Lynch, Pierce, Xxxxxx Xxxxxr & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Smith Incxxxxxated................................. Citigroup Global Markets Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)...........................
Appears in 1 contract
Samples: Purchase Agreement (Lazard World Dividend & Income Fund, Inc.)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST BlackRock New York Municipal Income Trust II By: -------------------------------- Name: Title: BLACKROCK ADVISORSBlackRock Advisors, INC. Inc. By: -------------------------------- Name: Title: BLACKROCK FINANCIAL MANAGEMENTBlackRock Financial Management, INC. Inc. By: -------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, XXXXX XXXXXX INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA PRUDENTIAL SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC UBS WARBURG By: XXXXXXX LYNCHXXXXX, PIERCEXXXXXX, XXXXXX & XXXXX INCORPORATED By: -------------------------------- Authorized Signatory For themselves and as Representatives of the 20 other Underwriters named in Schedule SCHEDULE A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities NAME OF UNDERWRITER AMPS ------------------- --------- Xxxxxxx LynchXxxxx, PierceXxxxxx, Xxxxxx & Xxxxx Incorporated [ ] Xxxxxxx Xxxxx Xxxxxx Inc. [ ] Prudential Securities [ ] UBS Securities Warburg LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC [ ] Total [ ] === Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ MUNICIPAL INCOME TRUST II [ ] Common Auction Market Preferred Shares of Beneficial Interest (Par Value [ ] Shares __ AMPS, Series [ ] Liquidation Preference $.001 Per Share)25,000 per share
Appears in 1 contract
Samples: Purchase Agreement (Blackrock New York Municipal Income Trust Ii)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof22 STONE ENERGY CORPORATION (a Delaware corporation) 2,750,000 Shares of Common Stock (Par Value $.01 per Share) PURCHASE AGREEMENT July 28, 1999 MERRXXX XXXCX & XO. If the foregoing is in accordance with your understanding of our agreementMerrxxx Xxxch, please sign and return to us a counterpart hereofPierce, whereupon this instrumentFennxx & Xmitx Incorporated BEAR, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX STEAXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & COXO. INC. PNC CAPITAL MARKETSSALOXXX XXXXX XXXNXX XXX. DAIN XXXXXXXX XXXXXXX, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX x division of Dain Xxxxxxxx Xxxorporated HOWARD, WEIL, LABOUISSE, FRIEXXXXXX XXXORPORATED JOHNXXX XXXE & COCOMPANY L.L.C. c/o Merrill Lynch, Pierce, Fennxx & Xmitx Incorporated Nortx Xxxxx Xxxxx Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxdies and Gentlemen: Stone Energy Corporation, a Delaware corporation (the "Company"), confirms its agreement with Merrxxx Xxxcx & Xo., INCMerrxxx Xxxch, Pierce, Fennxx & Xmitx Xxxorporated ("Merrxxx Xxxcx"), Bear, Steaxxx & Xo. XXXXXXInc., XXXXXXXX Saloxxx Xxxxx Xxxnxx Xxx., Dain Xxxxxxxx Xxxxxxx, x division of Dain Xxxxxxxx Xxxorporated, Howard, Weil, Labouisse, Friexxxxxx Xxxorporated, Johnxxx Xxxe & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves Company L.L.C. and as Representatives each of the other Underwriters underwriters named in Schedule A heretohereto (collectively, the "Underwriters", which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrxxx Xxxcx, Xxar, Steaxxx & Xo. SCHEDULE A Name Inc., Saloxxx Xxxxx Xxxnxx Xxx., Dain Xxxxxxxx Xxxxxxx, x division of Underwriter Number of Initial Securities Xxxxxxx LynchDain Xxxxxxxx Xxxorporated, PierceHoward, Xxxxxx Weil, Labouisse, Friexxxxxx Xxxorporated and Johnxxx Xxxe & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsCompany L.L.C. are acting as representatives (in such capacity, Inc. Wachovia Capital Marketsthe "Representatives"), LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & with respect to (i) the sale by the Company, Incorporated Xxxxx Fargo and the purchase by the Underwriters, acting severally and not jointly, of the number of shares of Common Stock, par value $.01 per share, of the Company ("Common Stock") set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 412,500 additional shares of Common Stock to cover over-allotments, if any. The aforesaid 2,750,000 shares of Common Stock (the "Initial Securities") to be purchased by the Underwriters and all or any part of the 412,500 shares of Common Stock subject to the option described in Section 2(b) hereof (the "Option Securities") are hereinafter called, collectively, the "Securities." The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Representatives deem advisable after this Agreement has been executed and delivered. The Company has filed with the Securities and Exchange Commission (the "Commission") a registration statement on Form S-3 (No. 333-79733) for the registration of the Securities under the Securities Act of 1933, as amended (the "1933 Act"), and the offering thereof from time to time in accordance with Rule 415 of the rules and regulations of the Commission under the 1933 Act (the "1933 Act Regulations"). Such registration statement has been declared effective by the Commission, the Company has filed such post-effective amendments thereto as may be required, and each such post-effective amendment has been declared effective by the Commission. Such registration statement (as so amended, if applicable), including the information, if any, deemed to be a part thereof pursuant to Rule 430A(b) of the 1933 Act Regulations (the "Rule 430A Information") are referred to herein as the "Registration Statement"; and the final prospectus and the final prospectus supplement relating to the offering of the Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares in the forms first furnished to the Underwriters by the Company for use in connection with the offering of Beneficial Interest the Securities, are collectively referred to herein as the "Prospectus"; provided, however, that all references to the "Registration Statement" and the "Prospectus" shall also be deemed to include all documents incorporated therein by reference pursuant to the Securities Exchange Act of 1934, as amended (Par Value $.001 Per Sharethe "1934 Act"). A "preliminary prospectus" shall be deemed to refer to (i) any prospectus used before the Registration Statement became effective and (ii) any prospectus that omitted, as applicable, the Rule 430A Information or other information to be included upon pricing in a form of prospectus filed with the Commission pursuant to Rule 424(b) of the 1933 Act Regulations and was used after such effectiveness and prior to the initial delivery of the Prospectus to the Underwriters by the Company. For purposes of this Agreement, all references to the Registration Statement, Prospectus or preliminary prospectus or to any amendment or supplement to any of the foregoing shall be deemed to include any copy filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval system ("EDGAX"). All references in this Agreement to financial statements and schedules and other information which are "contained," "included" or "stated" (or other references of like import) in the Registration Statement, Prospectus or preliminary prospectus shall be deemed to mean and include all such financial statements and schedules and other information which are incorporated by reference in the Registration Statement, Prospectus or preliminary prospectus, as the case may be; and all references in this Agreement to amendments or supplements to the Registration Statement, Prospectus or preliminary prospectus shall be deemed to include the filing of any document under the 1934 Act which is incorporated by reference in the Registration Statement, prospectus or preliminary prospectus, as the case may be.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will shall become a binding agreement among the UnderwritersCompany, the Trust and the Advisers Underwriters in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST KENNAMETAL INC. By: ____________________________ Name: Title: BLACKROCK ADVISORS, INC. KENNAMETAL FINANCING I By: ____________________________ Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. Regular Trustee By: ____________________________ Name: Title: Regular Trustee CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & XO. MERRXXX XXXCH, PIERCE, FENNXX & XMITX XNCORPORATED GOLDXXX, XXCHS & CO. XXXXXXX LYNCHBy: MERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX XMITX INCORPORATED By: _____________________________ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. Signatory: 48 SCHEDULE A Name of Underwriter Number of ------------------- Initial Securities Xxxxxxx Lynch---------- Merrxxx Xxxch, Pierce, Xxxxxx Fennxx & Xxxxx Incorporated UBS Securities LLC X.X. Xmitx Incorporated............................. Goldxxx, Xxchs & Co...................................... ---------- Total.................................................... ========== SCHEDULE B KENNAMETAL INC. (A PENNSYLVANIA CORPORATION) KENNAMETAL FINANCING I (A DELAWARE BUSINESS TRUST) , FELINE PRIDES* (STATED AMOUNT OF $50 PER SECURITY) EACH CONSISTING OF A PURCHASE CONTRACT OF KENNAMETAL INC. REQUIRING THE PURCHASE ON FEBRUARY 16, 2001 OF CERTAIN SHARES OF CAPITAL STOCK OF KENNAMETAL INC. AND A % TRUST PREFERRED SECURITY OF KENNAMETAL FINANCING I PRICING AGREEMENT January , 1998 MERRXXX XXXCX & XO. Merrxxx Xxxch, Pierce, Fennxx & Xmitx Incorporated, GOLDXXX, XXCHS & CO. c/o Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Xx. Merrxxx Xxxcx Xxxld Headquarters World Financial AdvisorsCenter Nortx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxdies and Gentlemen: Reference is made to the Purchase Agreement, dated January __, 1998 (the "Purchase Agreement"), relating to the purchase by the Underwriters named therein of the -------- * "FELINE PRIDES" IS A SERVICE MARK XX MERRXXX XXXCX & XO., INC. above FELINE PRIDES (the "Securities") of Kennametal Inc. Xxxxxx(the "Company"), Xxxxx Xxxxxand Kennametal Financing I (the "Trust"). Pursuant to Section 2 of the Purchase Agreement, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares the Company and the Trust agree with each of Beneficial Interest (Par Value $.001 Per Share)the Underwriters as follows:
Appears in 1 contract
Effect of Headings. The Article 30 SECTION 15. Counterparts...............................................................31 SCHEDULE A LIST OF UNDERWRITERS SCHEDULE B LIST OF SELLING SHAREHOLDERS SCHEDULE B-1 LIST OF OVER-ALLOTMENT SELLING SHAREHOLDERS SCHEDULE C PRICING INFORMATION SCHEDULE D LIST OF PERSONS AND ENTITIES SUBJECT TO LOCK-UP SCHEDULE E LIST OF SUBSIDIARIES OF THE COMPANY EXHIBIT A-1 FORM OF OPINION OF COMPANY'S GENERAL COUNSEL EXHIBIT A-2 FORM OF OPINION OF COMPANY'S COUNSEL EXHIBIT A-3 FORM OF OPINION OF COUNSEL OF SELLING SHAREHOLDERS EXHIBIT A-4 FORM OF OPINION OF COUNSEL OF CATEGORY 2 SELLING SHAREHOLDERS EXHIBIT B FORM OF LOCK-UP LETTER EXHIBIT C-1 FORM OF COMFORT LETTER OF KPMG PEAT MARWICK LLP EXHIBIT C-2 FORM OF COMFORT LETTER OF COOPERS & XXXXXXX LLP RAYOVAC CORPORATION (a Wisconsin corporation) 1,300,000 Shares of Common Stock (Par Value $0.01 Per Share) INTERNATIONAL PURCHASE AGREEMENT -------------------------------- April __, 1997 XXXXXXX XXXXX INTERNATIONAL Bear, Xxxxxxx International Limited Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation Xxxxxxx Xxxxx Barney Inc. c/o Merrill Xxxxx International 00 Xxxxxxxxx Xxxxx Xxxxxx XX0X 0XX Xxxxxxx Ladies and Section headings herein are for convenience only Gentlemen: Rayovac Corporation, a Wisconsin corporation (the "Company") and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriterspersons listed on Schedule B hereto (collectively, the Trust "Selling Shareholders") confirm their respective agreements with Xxxxxxx Xxxxx International and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives each of the other Underwriters International Managers named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities hereto (collectively, the "International Managers," which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Xxxxxxx LynchXxxxx International, PierceBear, Xxxxxxx & Co. Inc., Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation and Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsXxxxxx Inc. are acting as representatives (in such capacity, Inc. Wachovia Capital Marketsthe "Lead Managers"), LLC Advestwith respect to (i) the sale by the Selling Shareholders and the purchase by the International Managers, Inc. Banc acting severally and not jointly, of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisorsthe number of shares of Common Stock, Inc. Xxxxxxpar value $0.01 per share, Xxxxx Xxxxxof the Company ("Common Stock") set forth in Schedule A hereto and (ii) the grant by the Selling Shareholders, Incorporated J.J.B. Xxxxxxxxto the International Managers, X.X. Xxxxxacting severally and not jointly, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxxof the option described in Section 2(b) hereof to purchase all or any part of 195,000 additional shares of Common Stock to cover over-allotments, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Marketsif any. The aforesaid 1,300,000 shares of Common Stock (the "Initial International Securities") to be purchased by the International Managers, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co.and all or any part of the 195,000 shares of Common Stock subject to the option described in Section 2(b) hereof (the "International Option Securities"), Inc. Xxxxxxare hereinafter called, Xxxxxxxx & Companycollectively, Incorporated Xxxxx Fargo the "International Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)."
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust U.S. Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST BOSTON SCIENTIFIC CORPORATION By: Name: /s/ Pxxx X. Xxxxxxx ------------------------------------- Title: BLACKROCK ADVISORSSenior Vice President, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Secretary and General Counsel CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX LYNCHMxxxxxx Lynch, PIERCEPierce, XXXXXX Fxxxxx & XXXXX Sxxxx Incorporated PAINEWEBBER INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSBEAR, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX SXXXXXX & CO. INC. PNC CAPITAL MARKETSDXXX XXXXXXXX XXXXXXX, a division of Dxxx Xxxxxxxx Xxxxxxx Incorporated DEUTSCHE BANK SECURITIES INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., U.S. BANCORP PXXXX XXXXXXX INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC as Representatives of the several U.S. Underwriters By: XXXXXXX MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED By: By /s/ Mxxxxxx Xxxxx -------------------------------------------------- Authorized Signatory For themselves and as Representatives U.S. Representative(s) of the other U.S. Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial U.S. Name of U.S. Underwriter Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)-------------------------------------------------- -------------------
Appears in 1 contract
Effect of Headings. The Article and Section headings herein ------------------ and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrumentUnderwriting Agreement, along with all counterparts, will become a binding agreement among the Underwriters, the Trust between Xxxxxxx Xxxxx and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSAUTOZONE, INC. By: /s/ Xxxxxx X. Xxxx _____________________________ Name: Xxxxxx X. Xxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. Executive Vice President By: /s/ Xxxxx X. Xxxxxxxxx _____________________________ Name: Xxxxx X. Xxxxxxxxx Title: Senior Vice President and Secretary CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxxxx Xxxxx, Vice President __________________________________ Authorized Signatory For themselves Exhibit A AUTOZONE, INC. (a Nevada corporation) Common Stock, Warrants to Purchase Common Stock, Preferred Stock, Warrants to Purchase Preferred Stock, Depositary Shares, Debt Securities and as Representatives Warrants to Purchase Debt Securities, Units TERMS AGREEMENT --------------- ___________, 1998 To: AutoZone, Inc. 000 Xxxxx Xxxxx Xxxxxx Xxxxxxx, Xxxxxxxxx 00000 Ladies and Gentlemen: We understand that AutoZone, Inc., a Nevada corporation (the "Company"), proposes to issue and sell [_______ shares of its common stock, par value $.01 per share (the other Underwriters "Common Stock")] [________ shares of its preferred stock, par value $.01 per share (the "Preferred Stock")] [in the form of _________ depositary shares (the "Depositary Shares") each representing _______ of a share of Preferred Stock] [$ _______ aggregate principal amount of its [senior] [subordinated] debt securities (the "Debt Securities")] [_______ warrants (the "Common Stock Warrants") to purchase common stock, par value $.01 per share] [_______ warrants (the "Preferred Stock Warrants") to purchase preferred stock, par value $.01 per share] [________ warrants (the "Debt Security Warrants") to purchase $_________ aggregate principal amount of [senior] [subordinated] debt securities] [________units (the "Units") consisting of ________ ([such securities also being hereinafter referred to as] the "[Initial] Underwritten Securities"). Subject to the terms and conditions set forth or incorporated by reference herein, we [the underwriters named in Schedule A heretobelow (the "Underwriters")] offer to purchase [, severally and not jointly,] the [[number] [principal] [amount] of] Underwritten Securities [opposite their names set forth below] at the purchase price set forth below [, and a proportionate share of Option Underwritten Securities set forth below, to the extent any are purchased]. SCHEDULE A Name [Number] [Principal Amount] Underwriter of Underwriter [Initial] Underwritten Securities ------------------------------------------------------------------------- ________________ Total [$] === The Underwritten Securities shall have the following terms: [Common Stock] -------------- Title: Number of shares: Number of Option Underwritten Securities: Initial Securities Xxxxxxx Lynchpublic offering price per share: $ Purchase price per share: $ Listing requirements: Black-out provisions: Lock-up provisions: Other terms and conditions: Closing date and location: [Preferred Stock] ----------------- Title: Rank: Ratings: Number of shares: Number of Option Underwritten Securities: Dividend rate (or formula) per share: $ Dividend payment dates: Stated value: $ Liquidation preference per share: $ Redemption provisions: Sinking fund requirements: Conversion provisions: Listing requirements: Black-out provisions: Lock-up provisions: Initial public offering price per share: $___ plus accumulated dividends, Pierceif any, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sonsfrom _____ Purchase price per share: $___ plus accumulated dividends, Inc. Wachovia Capital Marketsif any, LLC Advest, Inc. Banc from _____ Other terms and conditions: Closing date and location: [Depositary Shares] ----------------- [Title: Fractional amount of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Preferred Stock represented by each Depositary Share):
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for each Selling Shareholder a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the U.S. Underwriters, the Trust Company and the Advisers each Selling Shareholder in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSHAYEX XXXELS INTERNATIONAL, INC. By: Name: :_____________________________________ Title: BLACKROCK FINANCIAL MANAGEMENT, INCTHE SELLING SHAREHOLDERS By:_____________________________________ as Attorney-in-Fact acting on behalf of the Selling Shareholders named in Schedule B hereto. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MERRXXX XXXCX & COXO. XXXXXXX LYNCHMERRXXX XXXCH, PIERCE, XXXXXX FENNXX & XXXXX XMITX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX BEAR, STEAXXX & SONSXO. INC. GOLDXXX, XXCHX & XO. BY: MERRXXX XXXCH, PIERCE, FENNXX & XMITX INCORPORATED By:_____________________________________ Authorized Signatory 42 SCHEDULE A Number of Initial U.S. Name of U.S. Underwriters Securities Merrxxx Xxxch, Pierce, Fennxx & Xmitx Incorporated................................ Bear, Steaxxx & Xo., Inc. ..................... Goldxxx, Xxchx & Xo. .......................... _________ Total.......................................... _________ XXXXXXXX X Number of Initial U.S. Securities to be Sold HAYEX XXXELS INTERNATIONAL, INC. WACHOVIA CAPITAL MARKETS, LLC ADVESTInge Xxxxxx-Xxxxxx Xxxaxx Xxxxx-Xxxxxxx Xxxhxxx X. Xxxxx _________ Total..................... Sch B-1 00 XXXXXXXX X XXXXX XXXELS INTERNATIONAL, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common 3,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Purchase Agreement (Hayes Wheels International Inc)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust and the Advisers in accordance with its terms. Very truly yours, BLACKROCK ENHANCED STRATEGIC DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. X.X.X. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. QUICK & XXXXXX, INC. XXXXXXX XXXXX & ASSOCIATES, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO.SUNTRUST CAPITAL MARKETS, INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated McDonald Investments Inc., a KeyCorp Company Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. Quick & Xxxxxx, Inc. Xxxxxxx Xxxxx & Associates, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co.SunTrust Capital Markets, Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Deutsche Bank Securities Inc. Xxxxxx Xxxxxxx Corp. Xxxxx Xxxxxxx & Co. BB&T Capital Markets, a division of Beneficial Interest (Par Value $.001 Per Share)Xxxxx & Xxxxxxxxxxxx, Inc. Xxxxxxx Xxxxx & Company, L.L.C. Xxxxxxx, Xxxxxx & Co.
Appears in 1 contract
Samples: Form of Purchase Agreement (Blackrock Strategic Dividend Achievers Trust)
Effect of Headings. The Article and Section headings herein ------------------ and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the U.S. Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST SAMSONITE CORPORATION By: Name: _______________________________________ Title: BLACKROCK ADVISORS, INCCHELONIAN CORP. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT_______________________________________ Attorney-in-Fact VALISE LIMITED PARTNERSHIP By_______________________________________ Its_________________________________ By_________________________________ Attorney-in-Fact HIGH RIVER LIMITED PARTNERSHIP By_______________________________________ Its_________________________________ By_________________________________ Attorney-in-Fact GFI II, INC. L.P. By: Name: Title: _______________________________________ Its_________________________________ By_________________________________ Attorney-in-Fact GFI III, L.P. By_______________________________________ Its_________________________________ By_________________________________ Attorney-in-Fact GREEN FAMILY FOUNDATION By_______________________________________ Attorney-In-Fact CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. By_______________________________ Authorized Signatory Bear, Xxxxxxx & Co. Inc. By_______________________________ Authorized Signatory Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation By_______________________________ Authorized Signatory Xxxxxxx, Sachs & Co. By_______________________________ Authorized Signatory Xxxxxx Brothers Inc. By_______________________________ Authorized Signatory Xxxxxx Xxxxxxx & Co. Incorporated By_______________________________ Authorized Signatory PaineWebber Incorporated By_______________________________ Authorized Signatory Xxxxx Xxxxxx Inc. By_______________________________ Authorized Signatory For themselves and as U.S. Representatives of the other U.S. Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Name and address of U.S. Underwriter U.S. Securities ------------------------------------ --------------- XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A heretoXXXXX XXXXX XXXXX XXXXXXXXX XXXXXX XXX XXXX, XX 00000-0000 BEAR, XXXXXXX & CO. INC. 000 XXXX XXXXXX XXX XXXX, XX 00000 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION 0000 XXXXXX XX XXX XXXXX XXX XXXXXXX, XX 00000 XXXXXXX, SACHS & CO. 00 XXXXX XXXXXX XXX XXXX, XX 00000 XXXXXX BROTHERS INC. 3 WORLD FINANCIAL CENTER 000 XXXXXX XXXXXX NEW YORK, NY 10285 XXXXXX XXXXXXX & CO. INCORPORATED 0000 XXXXXX XX XXX XXXXX XXXXX 0000 XXX XXXXXXX, XX 00000 PAINEWEBBER 0000 XXXXXX XX XXX XXXXXXXX 00XX XXXXX XXX XXXX, XX 00000 XXXXX XXXXXX INC. 000 XXXXXXXXX XXXXXX XXX XXXX, XX 00000 TOTAL.......................................... 6,258,525 ========= Sch A-1 SCHEDULE A Name of Underwriter B Number of Initial Maximum Number of U.S. U.S. Securities Xxxxxxx Lynchto be Option Securities to Be Sold Sold --------------------- ----------------------- SAMSONITE CORPORATION 00000 Xxxx Xxxxx-Xxxxx Xxxxxx Xxxxxx, PierceXX 00000-0000 CHELONIAN CORP. (a) c/o Icahn Associates Corp. 000 Xxxx 00xx Xxxxxx, Xxxxxx & 00xx Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & SonsXxx Xxxx, Inc. Wachovia Capital MarketsXX 00000 Attention: Xxxx X. Icahn VALISE LIMITED PARTNERSHIP (b) c/o Icahn Associates Corp. 000 Xxxx 00xx Xxxxxx, LLC Advest00xx Xxxxx Xxx Xxxx, Inc. Banc of America Securities LLC XX 00000 Attention: Xxxx X. Icahn HIGH RIVER LIMITED PARTNERSHIP (c) c/o Icahn Associates Corp. 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Xxxx X. Icahn GFI II, L.P. (d) c/o Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors0000 Xxxxxx Xxxxxx Drive Xxxxxx Island, Inc. XxxxxxFL 33109 GFI III, L.P. (e) c/o Xxxxxx X. Xxxxx Xxxxx0000 Xxxxxx Xxxxxx Drive Xxxxxx Island, Incorporated J.J.B. XxxxxxxxFL 33109 GREEN FAMILY FOUNDATION (f) c/o Xxxxxx X. Xxxxx 0000 Xxxxxx Xxxxxx Drive Xxxxxx Island, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)FL 33109 Total................................. 6,258,525 =============
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Company and CHS and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSCOMMUNITY HEALTH SYSTEMS, INC. By: /s/ W. Xxxxx Xxxx Name: W. Xxxxx Xxxx Title: BLACKROCK FINANCIAL MANAGEMENTExecutive Vice President CHS/COMMUNITY HEALTH SYSTEMS, INC. By: /s/ W. Xxxxx Xxxx Name: W. Xxxxx Xxxx Title: Executive Vice President & CFO Each of the SELLING SHAREHOLDERS Named in Schedule B Hereto By: /s/ Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx As Attorney-in-Fact acting on behalf of the Selling Shareholders named in Schedule B hereto CONFIRMED AND ACCEPTED, as of the date first above writtenthis 19th day of April, 2004: XXXXXXX, XXXXX & CO. XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED BANC OF AMERICA SECURITIES LLC X.X. XXXXXX SECURITIES INC. CITIGROUP GLOBAL MARKETS INC. UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHXxxxxxx, PIERCEXxxxx & Co. /s/ Xxxxxxx, XXXXXX Sachs & XXXXX INCORPORATED Co. (Xxxxxxx, Xxxxx & Co.) By: Authorized Signatory Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated By: /s/ M. Xxxx Xxxx Name: M. Xxxx Xxxx Title: Vice President For themselves and as Representatives of the other Underwriters named in Schedule A hereto. hereto SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx, Sachs & Co. 6,720,261 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 6,720,261 Banc of America Securities LLC 2,800,108 X.X. Xxxxxx Securities Inc 2,800,108 Citigroup Global Markets Inc 1,120,044 UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. 1,120,044 Wachovia Capital Markets, LLC 1,120,044 Leerink Xxxxx & Company 100,000 Advest, Inc. Banc of America Securities 100,000 Avondale Partners LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated 100,000 Xxxxxxxxxxx & Co. Inc. PNC 100,000 Xxxxxx Xxxxxxx Corp. 100,000 Xxxxxxxxx & Company, Inc. 100,000 Xxxxxxx Xxxxx & Associates, Inc. 150,000 Scotia Capital (USA) Inc. 100,000 SunTrust Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 150,000 Total 23,400,870 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ Selling Shareholders Number of Initial Securities Maximum Number of Option Securities Forstmann Little & Co. Equity Partnership-V, L.P. 13,416,696 2,017,413] Common Forstmann Little & Co. Subordinated Debt and Equity Management Buyout Partnership-VI, L.P. 9,583,304 1,441,001 Xxxxxxx Xxxxxxxx 3,056 458 Xxxxxxx X. Xxxxxxxx Unified Credit Trust 43,492 6,524 Xxxx X. Xxxxxxxx 81,598 12,240 Xxxxxxx X. Xxxxxxxx 97,958 14,694 Xxxxxx Xxxxx 6,683 — W. Xxxxx Xxxx 64,488 9,673 Xxxxxx X. Xxxx 6,962 1,044 Xxxxxxx X. Xxxxxxxx 30,558 4,584 Xxxxxx X. Xxxxxxxxxxx 6,766 — Xxxxx X. Xxxxxxx 1,396 209 Xxxx X. Xxxxxxx 18,450 — Xxxx X. Xxxxxxxx 24,200 — T. Xxxx Xxxxxx 15,263 2,290 Total 23,400,870 3,510,130 SCHEDULE C COMMUNITY HEALTH SYSTEMS, INC. 23,400,870 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
Appears in 1 contract
Samples: Underwriting Agreement (Community Health Systems Inc)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENTXXXXXXXXX GROUP, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX XXXXXXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSCOMPANY, INC. WACHOVIA CITIGROUP GLOBAL MARKETS INC. X.X. XXXXXX SECURITIES LLC NATIXIS SECURITIES NORTH AMERICA INC. BMO CAPITAL MARKETS CORP. BNY MELLON CAPITAL MARKETS, LLC ADVESTDEUTSCHE BANK SECURITIES INC. RABO SECURITIES USA, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSSUNTRUST XXXXXXXX XXXXXXXX, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXXXXX & XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX BNP PARIBAS SECURITIES CORP. HSBC SECURITIES (USA) INC. JMP SECURITIES LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETSU.S. BANCORP INVESTMENTS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX ROCHDALE SECURITIES LLC SANDLER X’XXXXX & CO.PARTNERS, INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC L.P. By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED ByName: Title: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. 24 SCHEDULE A Principal Amount of Name of Underwriter Number of Initial Securities Xxxxxxx LynchNotes Xxxxxxxxx & Company, Pierce, Inc. $ 260,000,000 Citigroup Global Markets Inc. 80,000,000 X.X. Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, 80,000,000 Natixis Securities North America Inc. Wachovia 80,000,000 BMO Capital Markets Corp. 40,000,000 BNY Mellon Capital Markets, LLC Advest40,000,000 Deutsche Bank Securities Inc. 40,000,000 Rabo Securities USA, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors40,000,000 SunTrust Xxxxxxxx Xxxxxxxx, Inc. Xxxxxx, Xxxxx 40,000,000 Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxxxxx & Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx 16,000,000 BNP Paribas Securities Corp. 12,000,000 HSBC Securities (USA) Inc. 12,000,000 JMP Securities LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated 12,000,000 Xxxxxxxxxxx & Co. Inc. PNC Capital Markets12,000,000 U.S. Bancorp Investments, Inc. RBC Capital Markets Corporation Xxxx Xxxx 12,000,000 Rochdale Securities LLC 12,000,000 Sandler X’Xxxxx & Co.Partners, Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC L.P. 12,000,000 Total $ 800,000,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)XXXXXXXXX GROUP, INC.
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company, WPS Investors and the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company, WPS Investors and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST WESTPOINT XXXXXXX INC. By ------------------------------------------ Title: WPS INVESTORS, L.P. By: HTG CORP. By ------------------------------------------ Name: Title: BLACKROCK ADVISORS, INC. By: GENERAL ELECTRIC CAPITAL CORPORATION By ------------------------------------------ Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. ByGEORGIA-PACIFIC MASTER TRUST FOR EMPLOYEE BENEFIT PLAN By ------------------------------------------ Name: Title: XXXXXXX NATIONAL LIFE INSURANCE COMPANY By ------------------------------------------ Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX XXXXXXX, SACHS & SONSCO. THE XXXXXXXX-XXXXXXXX COMPANY, INC. WACHOVIA CAPITAL MARKETSWHEAT, LLC ADVESTFIRST SECURITIES, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By ------------------------------ Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities ---------- Name of Underwriter ------------------- Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx Incorporated........................................ Xxxxxxx, Sachs & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Co......................................... The Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, -Xxxxxxxx & Company, Incorporated Xxxxx Fargo Inc.......................... Wheat, First Securities, LLC Total Inc................................ ------------- Total....................................................... 1,750,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST Number of Initial Maximum Number of Option Securities to be Sold Securities to Be Sold --------------------- ------------------------ General Electric Capital Corporation........... [ ] Common [ ] Georgia-Pacific Master Trust for Employee Benefit Plan.......... [ ] [ ] Xxxxxxx National Life Insurance Company..... [ ] [ ] Total................... 1,750,000 250,000 Sch B-1 SCHEDULE C WESTPOINT XXXXXXX INC. 1,750,000 Shares of Beneficial Interest Common Stock (Par Value $.001 0.01 Per Share)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Companies a counterpart hereof, whereupon this instrumentUnderwriting Agreement, along with all counterparts, will become a binding agreement among the UnderwritersXxxxxxx, Xxxxxxx Xxxxx Xxxxxx, the Trust Companies and the Advisers Operating Partnership in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSSIMON PROPERTY GROUP, INC. By: /s/ Xxxxxxx X. Xxxxxxxx ----------------------------------------- Name: Xxxxxxx X. Xxxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTExecutive Vice President and CFO SPG REALTY CONSULTANTS, INC. By: /s/ Xxxxxxx X. Xxxxxxxx ----------------------------------------- Name: Xxxxxxx X. Xxxxxxxx Title: Executive Vice President and CFO SIMON PROPERTY GROUP, L.P. By: Simon Property Group, Inc., General Partner By: /s/ Xxxxxxx X. Xxxxxxxx ----------------------------------------- Name: Xxxxxxx X. Xxxxxxxx Title: Executive Vice President and CFO CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXXXX, XXXXX & CO. By: /s/ Xxxxxxx, Sachs & Co. ----------------------------------------- (Xxxxxxx, Xxxxx & Co.) XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSBARNEY INC. By: /s/ Xxxxxx Xxxxxxxxxxx ----------------------------------------- Name: Xxxxxx Xxxxxxxxxxx Title: Authorized Signatory. EXHIBIT A SIMON PROPERTY GROUP, INC. WACHOVIA CAPITAL MARKETS(a Delaware corporation) Common Stock, LLC ADVESTWarrants to Purchase Common Stock, Preferred Stock, Warrants to Purchase Preferred Stock and Depositary Shares TERMS AGREEMENT __________ __, 20__ To: Simon Property Group, Inc. National City Center 000 Xxxx Xxxxxxxxxx Xxxxxx Xxxxx 00 Xxxx Xxxxxxxxxxxx, Xxxxxxx 00000 Ladies and Gentlemen: We understand that Simon Property Group, Inc., a Delaware corporation, proposes to issue and sell [[_____] shares of its common stock, par value $0.0001 per share (the "Common Stock")] [[_____] shares of its preferred stock, par value $0.0001 per share (the "Preferred Stock")] [in the form of (state number) depositary shares (the "Depositary Shares") each representing [____] of a share of Preferred Stock] [[_____] warrants (the "Common Stock Warrants") to purchase common stock, par value $0.0001 per share] [[_____] warrants (the "Preferred Stock Warrants") to purchase preferred stock, par value $0.0001 per share], such securities, to the extent that they represent Common Stock or securities convertible into Common Stock, shall also be paired with beneficial interests in the Common Stock of SPG Realty Consultants, Inc. ([securities also being hereinafter referred to as] the "Initial Underwritten Securities"). Subject to the terms and conditions set forth or incorporated by reference herein, the underwriters named below (the "Underwriters") offer to purchase, severally and not jointly, the respective number of Initial Underwritten Securities set forth below opposite their names at the purchase price set forth below, and a proportionate share of Option Underwritten Securities (as defined in the Underwriting Agreement referred to below) set forth below, to the extent any are purchased. UNDERWRITER [Number] of [Initial] UNDERWRITTEN SECURITIES Total [$] The Underwritten Securities shall have the following terms: [Common Stock] Title: Number of shares: Number of Option Underwritten Securities: Initial public offering price per share: $ Purchase price per share: $ Listing requirements: Black-out provisions: Lock-up provisions: Other terms and conditions: Closing date and location: [Preferred Stock] Title: Rank: Ratings: Number of shares: Number of Option Underwritten Securities: Dividend rate (or formula) per share: $ Dividend payment dates: Stated value: $ Liquidation preference per share: $ Redemption provisions: Sinking fund requirements: Conversion provisions: Voting Provisions: Listing requirements: Black-out provisions: Initial public offering price per share: $ plus accumulated dividends, if any, from Purchase price per share: $ Other terms and conditions: Closing date and location: [Depositary Shares] Title: Fractional amount of Preferred Stock represented by each Depositary Share: Ratings: Rank: Number of shares: Number of Option Underwritten Securities: Dividend rate (or formula) per share: Dividend payment dates: Liquidation preference per share: Redemption provisions: Sinking fund requirements: Conversion provisions: Listing requirements: Black-out provisions: Initial public offering price per share: $ plus accumulated dividends, if any, from Purchase price per share: $ plus accumulated dividends, if any, from Other terms and conditions: Closing date and location: [Common Stock] [Preferred Stock] [Warrants] Title: Type: Number: Warrant Agent: Issuable jointly with [Common Stock] [Preferred Stock]: [Yes] [No] Number of [Common Stock] [Preferred Stock] Warrants issued with each [share of Common Stock] [share of Preferred Stock]: Date(s) from which or period(s) during which [Common Stock] [Preferred Stock] [Warrants] are exercisable: Date(s) on which [Common Stock] [Preferred Stock] [Warrants] expire: Exercise price(s): $ Initial public offering price: $ Purchase price: $ Title of Underlying Securities: [Number of shares] purchasable upon exercise of one [Common Stock] [Preferred Stock] [Warrant]: Terms of Underlying Securities: Other terms and conditions: Closing date and location: All of the provisions contained in the document attached as Annex I hereto entitled "SIMON PROPERTY GROUP, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. - Common Stock, Warrants to Purchase Common Stock, Preferred Stock, Warrants to Purchase Preferred Stock and Depositary Shares - Underwriting Agreement" are hereby incorporated by reference in their entirety herein and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. Please accept this offer no later than _____ o'clock P.M. (New York City time) on _______________ by signing a copy of this Terms Agreement in the space set forth below and returning the signed copy to us. Very truly yours, XXXXXXX, XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSBy: ----------------------------------------- (Xxxxxxx, Sachs & Co.) XXXXXXX XXXXX XXXXXX INC. By: ----------------------------------------- Name: Title: Authorized Signatory Acting on behalf of itself and the other named Underwriters. Accepted: SIMON PROPERTY GROUP, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXXBy: ----------------------------------------- Name: Title: Authorized Signatory SPG REALTY CONSULTANTS, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By----------------------------------------- Name: Title: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A heretoSignatory. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per ShareXXXXXXX X-0 FORM OF OPINION OF GENERAL COUNSEL OF COMPANIES AND OPERATING PARTNERSHIP TO BE DELIVERED PURSUANT TO SECTION 5(b)
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Samples: Underwriting Agreement (SPG Realty Consultants Inc)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: WXXXXXX PETROLEUM CORPORATION By /s/ Jxxxx X. Xxxxxx Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Chairman and Chief Executive Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX MXXXXXX LXXXX & CO. XXXXXXX MXXXXXX LYNCH, PIERCE, FXXXXX & SXXXX INCORPORATED J.X. XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & COLXXXXX BROTHERS INC. INCORPORATED H&R BLOCK FINANCIAL ADVISORSKEYBANC CAPITAL MARKETS, A DIVISION OF MCDONALD INVESTMENTS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXXRXXXXXX JXXXX & ASSOCIATES, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX PXXXXX PXXXXXX & CO. INC. PNC CAPITAL MARKETS., INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX SXXXXXX & CO.COMPANY INTERNATIONAL By: MXXXXXX LYNCH, PIERCE, FXXXXX & SXXXX INCORPORATED By: /s/ Jxxxxx X. Xxxxx, Xx. Authorized Signatory By: J.X. XXXXXX SECURITIES INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIESBy: /s/ Yxx Xxxxxxx-Xxxxx Vice President By: WACHOVIA CAPITAL MARKETS, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Mxxx Xxxxxx Authorized Signatory For themselves and as Representatives of each of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Name of Underwriter Number of Initial Securities Xxxxxxx Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated 1,725,000 J.X. Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. 1,293,750 Wachovia Capital Markets, LLC Advest, Inc. 632,500 Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, 575,000 Lxxxxx Brothers Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC 575,000 KeyBanc Capital Markets, a Division of McDonald Investments Inc. 402,500 Rxxxxxx Jxxxx & Associates, Inc. 316,250 Pxxxxx Pxxxxxx & Co., Inc. 115,000 RBC Capital Markets Corporation Xxxx Xxxx 57,500 Sxxxxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Company International 57,500 Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)5,750,000
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Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company, the Forward Purchasers and the Attorneys-in-Fact for the Selling Stockholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company, the Forward Purchasers and the Advisers Selling Stockholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST U.S.I. HOLDINGS CORPORATION By: /s/ XXXXX X. XXXXXX Name: Xxxxx X. Xxxxxx Title: BLACKROCK ADVISORSChairman, INC. President and Chief Executive Officer XXXXXXX XXXXX INTERNATIONAL By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED, its agent By: /s/ XXXXX XXXXXX Name: Xxxxx Xxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTVice President X.X. XXXXXX SECURITIES INC., INC. as agent for JPMorgan Chase Bank By: /s/ XXXXXXXXX X. XXXXX Name: Xxxxxxxxx X. Xxxxx Title: Managing Director By: /s/ XXXXX X. XXXXXX As Attorney-in-Fact acting on behalf of the Selling Stockholders named in Schedule B-2 hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS By: /s/ XXXXX XXXXXX Authorized Signatory X.X. XXXXXX SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX By: /s/ XXXXXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Number of Option Securities to be Purchased if Maximum Option Exercised Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS 3,368,874 505,331 X.X. Xxxxxx Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. 3,368,874 505,331 Banc of America Securities LLC 769,470 115,421 Xxx-Xxxx, Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx 527,790 79,169 Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxxxxx & Xxxxx, Inc.. 527,790 79,169 Xxxxxxxx Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC 527,790 79,168 SunTrust Capital Markets, Inc. RBC Capital Markets . 527,790 79,168 Sandler, X’Xxxxx & Partners, L.P. 146,472 21,971 Total 9,764,850 1,464,728 SCHEDULE B-1 Number of Initial Securities to Be Sold Maximum Number of Option Securities to Be Sold Xxxxxxx Xxxxx International 875,000 131,250 X.X. Xxxxxx Securities Inc. 2,625,000 393,750 Total 3,500,000 525,000 SCHEDULE B-2 Number of Initial Securities to Be Sold* Maximum Number of Option Securities to Be Sold Zurich International (Bermuda) Ltd. 369,074 55,361 Fidelity and Deposit Company of Maryland 289,415 43,412 Xxxxxx Corporation Xxxx Xxxx & Co.1,237,319 185,598 Maryland Casualty Company 1,316,978 197,547 Universal Underwriters Insurance 513,782 77,067 UnumProvident 1,299,643 194,947 Fidelity Life Association, A Mutual Legal Reserve Company 369,074 55,361 AXA Financial, Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 869,565 130,435 Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share)6,264,850 939,728
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Effect of Headings. The Article Article, Section and Sub-Section headings herein are for convenience only and shall not affect the construction hereof. * * * * * If the foregoing is in accordance with your understanding of our agreement, agreement please sign and return to us the Company and the Operating Partnership a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Company and the Operating Partnership in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ EQUITY OFFICE PROPERTIES TRUST By: /s/ Dxxxx X. Xxxxxxx Name: Dxxxx X. Xxxxxxx Title: BLACKROCK ADVISORS, INC. Executive Vice President EOP OPERATING LIMITED PARTNERSHIP By: Equity Office Properties Trust, its General Partner By: /s/ Dxxxx X. Xxxxxxx Name: Dxxxx X. Xxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: CONFIRMED AND ACCEPTEDExecutive Vice President Confirmed and Accepted, as of the date first above written: XXXXXXX SXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, BXXXXX INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX MXXXXXX LXXXX & CO. INC. PNC CAPITAL MARKETSMXXXXXX XXXXX XXXXXX FXXXXX & SXXXX INCORPORATED MXXXXX SXXXXXX & CO. INCORPORATED UBS WARBURG LLC WACHOVIA SECURITIES, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX PRUDENTIAL SECURITIES INCORPORATED By: Authorized Signatory Sxxxxxx Xxxxx Barney Inc. By: /s/ Dxxxxx Xxxxxxxxxxx Name: Dxxxxx Xxxxxxxxxxx Title: Director For themselves and as Representatives of the other Underwriters named in on Schedule A hereto. hereto SCHEDULE A Name of Underwriter Number of Initial Shares Sxxxxxx Xxxxx Bxxxxx Inc. 1,330,000 Mxxxxxx Xxxxx Xxxxxx Fxxxxx & Sxxxx Incorporated 1,320,000 Mxxxxx Sxxxxxx & Co. Incorporated 1,320,000 UBS Warburg LLC 1,320,000 Wachovia Securities, Inc. 1,320,000 Prudential Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. 200,000 A.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets50,000 Bank One, LLC AdvestN.A. 50,000 Bear, Sxxxxxx & Co Inc. 50,000 Cxxxxxx Sxxxxx & Co., Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx 50,000 CIBC World Markets Corp. 50,000 Credit Suisse First Boston Corporation 50,000 RBC Dxxx Xxxxxxxx Inc. 50,000 Deutsche Bank Securities, Inc. 50,000 Gxxxxxx, Sxxxx & Co. Incorporated 50,000 H&R Block BLOCK Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx50,000 HSBC Securities (USA) Inc. 50,000 Lxxxxx Brothers Inc. 50,000 McDonald Investments Inc. 50,000 Quick & Rxxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx 50,000 TD Waterhouse Group, Inc. 50,000 U.S. Bancorp Pxxxx Xxxxxxx Inc. 50,000 Wxxxx Fargo Securities, LLC Xxxx Xxxxx Xxxx Xxxxxx50,000 Advest, Incorporated Xxxxxxxxxxx & Co. Inc. PNC 20,000 BB&T Capital Markets, Inc. RBC Capital Markets Corporation Xxxx 20,000 Bxxxxxxx & Partners, L.P. 20,000 C.X. Xxxx & Co.Associates, Inc. Xxxxxx20,000 D.X. Xxxxxxxx & Co. 20,000 Dxxxxxxxx & Company LLC 20,000 Fahenstock & Co. Inc. 20,000 J.J.B. Hxxxxxxx, W.X. Xxxxx, Inc. 20,000 Jxxxxx Mxxxxxxxxx Xxxxx LLC 20,000 Lxxx Mxxxx Xxxx Wxxxxx, Incorporated 20,000 Mxxxxx Xxxxxx & Company, Inc. 20,000 NatCity Investments, Inc. 20,000 Rxxx, Bxxx & Co. LLC 20,000 Southwest Securities, Inc. 20,000 Sxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo 20,000 Wedbush Mxxxxx Securities, LLC Inc. 20,000 Wxxxxxx Xxxxx & Company, L.L.C. 20,000 Total 8,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Significant Subsidiaries EOP Operating Limited Partnership EXHIBIT A Opinion of Beneficial Interest (Par Value $.001 Per Share)Hxxxx & Hxxxxxx L.L.P.
Appears in 1 contract
Samples: Underwriting Agreement (Equity Office Properties Trust)
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among between the Underwriters, the Trust Initial Purchasers and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST CROSS TIMBERS OIL COMPANY By: /s/ XXXX X. O'REAR ------------------------------------ Name: Xxxx X. O'Rear Title: BLACKROCK ADVISORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: Vice President & Treasurer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, BROTHERS INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX XXXXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSX.X. XXXXXX SECURITIES INC. NATIONSBANC XXXXXXXXXX SECURITIES, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, By: XXXXXX BROTHERS INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ XXXX XXXXXXXXX ---------------------------- Authorized Signatory For themselves and as Representatives of the other Underwriters Initial Purchasers named in Schedule A hereto. SCHEDULE A Name of Underwriter Number Initial Purchaser Principal Amount ------------------------- of Initial Securities Xxxxxxx Lynch, Pierce, ---------------- Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Brothers Inc.......................... $ 87,500,000 Xxxxxx Xxxxxxx & SonsCo. Incorporated............ 43,750,000 X.X. Xxxxxx Securities Inc................... 21,875,000 NationsBanc Xxxxxxxxxx Securities, Inc....... 21,875,000 Total........................................ $175,000,000 ============ SCHEDULE B SUBSIDIARIES OF CROSS TIMBERS OIL COMPANY JURISDICTION OF INCORPORATION ----------------------------- Cross Timbers Operating Company Texas Cross Timbers Energy Services, Inc. Wachovia Capital Markets, LLC AdvestTexas Cross Timbers Trading Company Texas Ringwood Gathering Company Delaware Timberland Gathering & Processing Company, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial AdvisorsTexas WTW Properties, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE Texas Exhibit A Exhibit B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per ShareFORM OF OPINION OF COMPANY'S COUNSEL TO BE DELIVERED PURSUANT TO SECTION 5(B)
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Underwriters and the Advisers Company in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSEQUITY ONE, INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: EVP and Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS DEUTSCHE BANK SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, X. X. XXXXXX SECURITIES INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Xxxxxx Xxx Name: Xxxxxx Xxx Title: Managing Director By: /s/ Xxxxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Managing Director X. X. XXXXXX SECURITIES INC. By: /s/ Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Executive Director For itself themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Number of Initial Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS 726,000 Deutsche Bank Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, 495,000 X. X. Xxxxxx Securities Inc. 495,000 Banc of America Securities LLC 220,000 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated 154,000 BB&T Capital Markets, a division of Xxxxx Fargo Securities& Xxxxxxxxxxxx, LLC Inc. 110,000 Total 2,200,000 Sch A-1 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares Maximum Number of Beneficial Interest (Par Value $.001 Per Share)Number of Initial Option Securities to be Sold Securities to Be Sold Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 726,000 108,900 Deutsche Bank Securities Inc. 495,000 74,250 X. X. Xxxxxx Securities Inc. 495,000 74,250 Banc of America Securities LLC 220,000 33,000 Xxxxxx Xxxxxxxx & Company, Incorporated 154,000 23,100 BB&T Capital Markets, a division of Xxxxx & Xxxxxxxxxxxx, Inc. 110,000 16,500 Total 2,200,000 330,000 Sch B-1 SCHEDULE C
Appears in 1 contract
Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Fund and the Advisers Investment Adviser in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST ALPINE GLOBAL PREMIER PROPERTIES FUND By: Name: Title: BLACKROCK ADVISORSALPINE XXXXX CAPITAL INVESTORS, INC. By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. LLC By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC CITIGROUP GLOBAL MARKETS INC. X.X. XXXXXXX & SONS, INC. WACHOVIA BB&T CAPITAL MARKETS, LLC ADVESTA DIVISION OF XXXXX & XXXXXXXXXXXX, INC. BANC OF AMERICA SECURITIES LLC H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSBANC OF AMERICA SECURITIES LLC XXXXXXX, INCXXXXXX & CO. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXXXXX XXXXXXXX & CO. INC. PNC CAPITAL MARKETSXXXXXX XXXXXX & COMPANY, INC. XXXXXXXXXXX & CO. INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. SOUTHWEST SECURITIES, INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED WEDBUSH XXXXXX SECURITIES INC. XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. Banc of America Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share).
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Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorney-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST RBC BEARINGS INCORPORATED By: /s/ XXXXXX X. XXXXXXXX Name: Title: BLACKROCK ADVISORS, INC. SELLING SHAREHOLDERS By: Name: Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: /s/ XXXXXX X. XXXXXXXX As Attorney-in-Fact acting on behalf of the Selling Shareholders named in Schedule B hereto CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONS, INC. WACHOVIA KEYBANC CAPITAL MARKETS, LLC ADVEST, A DIVISION OF MCDONALD INVESTMENTS INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ XXXXX X. XXXX Authorized Signatory For themselves and as Representatives Representative of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Underwriters Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia 4,827,550 KeyBanc Capital Markets, LLC Advesta division of McDonald Investments, Inc. Banc of America Securities LLC 1,856,750 Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors742,700 Barrington Research Associates, Inc. Xxxxxx, Xxxxx Xxxxx, 390,000 Total 7,817,000 SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Optional Securities to be Sold RBC Bearings Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. 1,821,471 1,172,550 Xx. Xxxxxxx X. Hartnett 355,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo SecuritiesX. Xxxxxxx 3,117 Whitney RBHC Investor, LLC 5,637,412 Total 7,817,000 1,172,550 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common C RBC BEARINGS INCORPORATED 7,817,000 Shares of Beneficial Interest Common Stock ($0.01 Par Value $.001 Per Share)
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Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Operating Partnership in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSSUNSTONE HOTEL INVESTORS, INC. By /s/ Kxxxxxx X. Xxxxx Title: President and Chief Financial Officer SUNSTONE HOTEL PARTNERSHIP, LLC By: Name: SUNSTONE HOTEL INVESTORS, INC., its Managing Member By /s/ Kxxxxxx X. Xxxxx Title: BLACKROCK FINANCIAL MANAGEMENT, INC. By: Name: Title: President and Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX J.X. XXXXXX SECURITIES LLC By: J.X. XXXXXX SECURITIES LLC By /s/ Rxxxxx Xxxxxxxxx Authorized Signatory MXXXXXX LYNCH, PIERCE, XXXXXX FXXXXX & XXXXX SXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX By: MXXXXXX LYNCH, PIERCE, FXXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX & CO. SXXXX INCORPORATED H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXX, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX & CO. INC. PNC CAPITAL MARKETS, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX By /s/ Sxxxx Xxxxxx Authorized Signatory WXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCHWXXXX FARGO SECURITIES, PIERCE, XXXXXX & XXXXX INCORPORATED By: LLC By /s/ Cxxxxxx Xxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Number of Initial Securities Xxxxxxx LynchJ.X. XXXXXX SECURITIES LLC 774,000 MXXXXXX LYNCH, PiercePIERCE, Xxxxxx FXXXXX & Xxxxx Incorporated UBS Securities LLC X.X. Xxxxxxx & Sons, Inc. Wachovia Capital MarketsSXXXX INCORPORATED 773,000 WXXXX FARGO SECURITIES, LLC Advest773,000 BARCLAYS CAPITAL INC. 320,000 CITIGROUP GLOBAL MARKETS INC. 320,000 DEUTSCHE BANK SECURITIES INC. 320,000 MXXXXX SXXXXXX & CO. INCORPORATED 320,000 FBR CAPITAL MARKETS & CO. 100,000 KEYBANC CAPITAL MARKETS INC. RXXXXX X. XXXXX & CO. INCORPORATED 100,000 100,000 SXXXXX, Inc. Banc XXXXXXXX & COMPANY, INCORPORATED 100,000 Total Number of America Initial Securities LLC Xxxxxx X. Xxxxx & Co. Incorporated H&R Block Financial Advisors, Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxxxxxx & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC Total 4,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common SUNSTONE HOTEL INVESTORS, INC. 4,000,000 Shares of Beneficial Interest 8.0% Series D Cumulative Redeemable Preferred Stock (Par Value $.001 0.01 Per Share)
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Samples: Underwriting Agreement (Sunstone Hotel Investors, Inc.)
Effect of Headings. The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the Company and the Attorneys-in-Fact for the Selling Shareholders a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters, the Trust Company and the Advisers Selling Shareholders in accordance with its terms. Very truly yours, BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST By: Name: Title: BLACKROCK ADVISORSTHE PANTRY, INC. By: Name: By /s/ Xxxxx X. Xxxxxx Title: BLACKROCK FINANCIAL MANAGEMENTPresident and Chief Executive Officer FS EQUITY PARTNERS III, INC. By: Name: Title: L.P. FS EQUITY PARTNERS IV, L.P. FS EQUITY PARTNERS INTERNATIONAL, L.P. By /s/ Xxxx X. Xxxxxxxx As Attorney-in-Fact XXXXX X. XXXXXX XXXXXX X. XXXXXXXX XXXXXX X. XXXX By /s/ Xxxxx X. Xxxxxx As Attorney-in-Fact CONFIRMED AND ACCEPTED, as of the date first above written: XXXXXXX XXXXX & CO. XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED UBS SECURITIES LLC X.X. XXXXXXX & SONSXXXXXXX, INC. WACHOVIA CAPITAL MARKETS, LLC ADVEST, INC. BANC OF AMERICA SECURITIES LLC XXXXXX X. XXXXX SACHS & CO. INCORPORATED H&R BLOCK FINANCIAL ADVISORSXXXXXXX XXXXX & COMPANY, INC. XXXXXX, XXXXX XXXXX, INCORPORATED J.J.B. XXXXXXXX, X.X. XXXXXL.L.C. XXXXXXXXX & COMPANY, INC. XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXXXXXX XXXXXX & CO. INC. PNC CAPITAL MARKETSCOMPANY, INC. RBC CAPITAL MARKETS CORPORATION XXXX XXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY, INCORPORATED XXXXX FARGO SECURITIES, LLC By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: By /s/ Xxxx Xxxxxx Authorized Signatory For themselves and as Representatives of the other Underwriters named in Schedule A hereto. SCHEDULE A Name of Underwriter Underwriters Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated UBS Securities LLC X.X. 2,275,000 Xxxxxxx, Sachs & Co. 1,365,000 Xxxxxxx Xxxxx & SonsCompany, L.L.C. 455,000 Xxxxxxxxx & Company, Inc. Wachovia 227,500 Xxxxxx Xxxxxx & Company, Inc. 227,500 BB&T Capital Markets, LLC Advesta division of Xxxxx & Xxxxxxxxxxxx, Inc. Banc of America Securities 75,000 Xxxxxxxxx & Company LLC Xxxxxx 75,000 X. Xxxxx X. Xxxx & Co. Incorporated H&R Block Financial AdvisorsAssociates, Inc. Xxxxxx75,000 McDonald Investments Inc., Xxxxx Xxxxx, Incorporated J.J.B. Xxxxxxxx, X.X. Xxxxx, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Xxxx Xxxxx Xxxx Xxxxxx, Incorporated a KeyCorp Company 75,000 Xxxxxxxxxxx & Co. Inc. PNC 75,000 SunTrust Capital Markets, Inc. RBC Capital Markets Corporation Xxxx Xxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company, Incorporated Xxxxx Fargo Securities, LLC 75,000 Total 5,000,000 SCHEDULE B BLACKROCK ENHANCED DIVIDEND ACHIEVERS™ TRUST [ ] Common Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold FS Equity Partners III, L.P. 3,241,784 470,474 FS Equity Partners IV, L.P. 1,595,770 231,591 FS Equity Partners International, L.P. 130,470 18,935 Xxxxx X. Xxxxxx 25,199 20,000 Xxxxxx X. Xxxxxxxx 3,493 5,000 Xxxxxx X. Xxxx 3,284 4,000 Total 5,000,000 750,000 SCHEDULE C THE PANTRY, INC. 5,000,000 Shares of Beneficial Interest Common Stock (Par Value $.001 .01 Per Share)
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Samples: Purchase Agreement (Pantry Inc)
