Common use of Duly Registered Clause in Contracts

Duly Registered. The Agent is duly registered pursuant to the provisions of the Securities Laws, and is duly registered or licensed as an investment dealer or exempt market dealer in those jurisdictions in which it is required to be so registered in order to perform the services contemplated by this Agreement, or if or where not so registered or licensed, the Agent will act only through selling group members who are so registered or licensed.

Appears in 2 contracts

Samples: Agency Agreement, Agency Agreement (Americas Silver Corp)

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Duly Registered. The Each Agent is duly registered pursuant to the provisions of the Applicable Securities Laws, and is duly registered or licensed as an investment dealer or exempt market dealer in those jurisdictions in which it is required to be so registered in order to perform the services contemplated by this Agreement, or if or where not so registered or licensed, the each such Agent will act only through members of a selling group members who are so registered or licensed.

Appears in 1 contract

Samples: Agency Agreement (Premium Nickel Resources Ltd.)

Duly Registered. The Agent is duly registered pursuant to the provisions of the Securities LawsLaws applicable to it, and is duly registered or licensed as an investment dealer or exempt market dealer in those jurisdictions in which it is required to be so registered in order to perform the services contemplated by this Agreement, or if or where not so registered or licensed, the Agent will act only through selling group members who are so registered or licensed.

Appears in 1 contract

Samples: Agency Agreement (Americas Silver Corp)

Duly Registered. The Agent is duly registered or licensed pursuant to the provisions of the Securities Laws, and is duly registered or licensed as an investment dealer or exempt market dealer Laws in those jurisdictions in which it is required to be so registered or licensed in order to perform the services contemplated by this Agreement, or if or where not so registered or licensed, the Agent will act only through selling group Selling Group members who are so registered or licensed.

Appears in 1 contract

Samples: Agency Agreement

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Duly Registered. The Agent is (or its U.S. Affiliate, as applicable) are duly registered pursuant to the provisions of the Securities Laws, and is are duly registered or licensed as an investment dealer or exempt market dealer dealers in those jurisdictions in which it is required to be so registered in order to perform the services contemplated by this Agreement, or if or where not so registered or licensed, the Agent will act only through members of a selling group members who are so registered or licensed.

Appears in 1 contract

Samples: Agency Agreement

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