DTC Eligibility. The Company, through its Transfer Agent, currently participates in the DTC Fast Automated Securities Transfer (“FAST”) Program and utilizes DTC’s Deposit/Withdrawal at Custodian (“DWAC”) service, and the shares of Common Stock may be issued and transferred electronically to third parties via DTC’s DWAC service. The Company has not, in the 12 months preceding the date of this Agreement, received any notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the shares of Common Stock, or electronic trading or settlement services with respect to the shares of Common Stock are being imposed or are contemplated by DTC.
Appears in 9 contracts
Sources: Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (TurnOnGreen, Inc.)
DTC Eligibility. The Company, through its Transfer Agent, currently participates in the DTC Fast Automated Securities Transfer (“FAST”) Program and utilizes DTC’s Deposit/Withdrawal at Custodian (“DWAC”) service, and the shares of Common Stock may be issued and transferred electronically to third parties via DTC’s DWAC service. The Company has not, in the 12 months preceding the date of this AgreementClosing Date, received any notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the shares of Common Stock, or electronic trading or settlement services with respect to the shares of Common Stock are being imposed or are contemplated by DTC.
Appears in 2 contracts
Sources: Securities Purchase Agreement (HeartCore Enterprises, Inc.), Securities Purchase Agreement (HeartCore Enterprises, Inc.)
DTC Eligibility. The Company, through its Transfer Agent, currently participates in the DTC The Depository Trust Company (“DTC”) Fast Automated Securities Transfer (“FAST”) Program and utilizes DTC’s Deposit/Withdrawal at Custodian (“DWAC”) service, and the shares of Common Stock may be issued and transferred electronically to third parties via DTC’s DWAC service. The Company has not, in the 12 months preceding the date of this Agreement, received any notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the shares of Common Stock, or electronic trading or settlement services with respect to the shares of Common Stock are being imposed or are contemplated by DTC.
Appears in 2 contracts
Sources: Convertible Note Purchase Agreement (Celularity Inc), Senior Securities Purchase Agreement (Celularity Inc)
DTC Eligibility. The Company, through its Transfer Agent, currently participates in the DTC Fast Automated Securities Transfer (“FAST”) Program and utilizes DTC’s Deposit/Withdrawal at Custodian (“DWAC”) serviceProgram, and the shares of Common Stock may can be issued and transferred electronically to third parties via DTC’s DWAC serviceDTC through its Deposit/Withdrawal at Custodian (DWAC) delivery system. The Company has not, in the 12 months preceding the date of this Agreement, not received any written notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the shares of Common Stock, electronic trading, or electronic trading or settlement book-entry services by DTC with respect to the shares of Common Stock are is being imposed or are contemplated by DTCis contemplated.
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