Distribution Responsibility for the Variable Contracts. Sec. 1.1 Equitable and Equitable Variable authorize Equico to act, and Equico agrees to serve, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. Equico shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD Rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.
Appears in 2 contracts
Sources: Distribution Agreement (Separate Account Fp of Equitable Variable Life Insurance Co), Distribution Agreement (Separate Account a of Equitable Life Assu Soc of the Us)
Distribution Responsibility for the Variable Contracts. Sec.
1.1 Equitable and Equitable Variable authorize Equico to act, and Equico agrees to serveserve Equitable, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. Equico shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD Rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.this
Appears in 2 contracts
Sources: Distribution Agreement (Separate Account No 301 of the Equit Life Ass Soc of the U S), Distribution Agreement (Separate Account a of Equitable Life Assu Soc of the Us)
Distribution Responsibility for the Variable Contracts. Sec.
1.1 Equitable and Equitable Variable authorize Equico EOC authorizes to act, and Equico EQFC agrees to serve, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. Equico EQFC shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD Rules rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.
Appears in 2 contracts
Sources: Distribution Agreement (Separate Account Va of the Equitable of Colorado Inc), Distribution Agreement (Separate Account Vli of the Equitable of Colorado Inc)
Distribution Responsibility for the Variable Contracts. Sec.
1.1 ss.1.1 Equitable and Equitable Variable authorize Equico to act, and Equico agrees to serve, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. Equico shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD Rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.
Appears in 1 contract
Sources: Distribution Agreement (Equitable Life Assurance Society of the United States /Ny/)