Common use of Disclosure Controls Clause in Contracts

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 45 contracts

Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), 2027 Purchase Agreement (Ares Capital Corp)

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Disclosure Controls. The Company has established will use commercially reasonable efforts to establish and employs effective employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 26 contracts

Samples: Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (TCG Bdc, Inc.)

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 22 contracts

Samples: Equity Distribution Agreement (Ares Capital Corp), Capital Corporation (Ares Capital Corp), Equity Distribution Agreement (Ares Capital Corp)

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 8 contracts

Samples: Underwriting Agreement (NGP Capital Resources Co), Purchase Agreement (Ares Capital Corp), Underwriting Agreement (NGP Capital Resources Co)

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s 's rules and forms, and is accumulated and communicated to the Company’s 's management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 8 contracts

Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)

Disclosure Controls. The Company has established and employs effective its subsidiaries employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 8 contracts

Samples: Purchase Agreement (Nasdaq Stock Market Inc), Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)

Disclosure Controls. The Company has established and employs effective maintains disclosure controls and procedures that (as such term is defined in Rules 13a-15 and 15d-15 under the 1934 Act), which are designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act Company, including its consolidated subsidiaries, is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers Chief Executive Officer and principal financial officer or officers, as appropriate Chief Financial Officer by others within those entities and such disclosure controls and procedures are effective to allow timely decisions regarding disclosureperform the functions for which they were established.

Appears in 7 contracts

Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp)

Disclosure Controls. The Company has established and employs effective its consolidated subsidiaries employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 6 contracts

Samples: Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc)

Disclosure Controls. The Company has established will use commercially reasonable efforts to establish and employs effective employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Kayne Anderson BDC, Inc.), Underwriting Agreement (Morgan Stanley Direct Lending Fund), Underwriting Agreement (Blackstone Secured Lending Fund)

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the 1934 Act Regulations) that are designed to ensure that material information required to be disclosed by the Company and its subsidiaries in the reports that it the Company files or submits under the 1934 Act o is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officersofficer, as appropriate appropriate, to allow timely decisions regarding disclosure.

Appears in 4 contracts

Samples: Equity Offeringsm Sales Agreement (Essential Properties Realty Trust, Inc.), Equity Offeringsm Sales Agreement (Essential Properties Realty Trust, Inc.), Equity Offeringsm Sales Agreement (Essential Properties Realty Trust, Inc.)

Disclosure Controls. The Company has established and employs effective its consolidated subsidiaries employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc), Purchase Agreement (Speedway TBA, Inc.), Purchase Agreement (Speedway Motorsports Inc)

Disclosure Controls. The Company has established and employs its subsidiaries maintain an effective system of disclosure controls and procedures that are is designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in reported to the Commission’s rules , including controls and forms, and procedures designed to ensure that such information is accumulated and communicated communication to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, management as appropriate to allow timely decisions regarding required disclosure.

Appears in 3 contracts

Samples: Letter Agreement (Kansas City Southern), Kansas City Southern (Kansas City Southern), Kansas City Southern

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Waste Connections, Inc., Warrant Agreement (Builder Acquisition Corp)

Disclosure Controls. The Company has established will use commercially reasonable efforts to establish and employs effective employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.. 00000000.0.XXXXXXXX

Appears in 2 contracts

Samples: Equity Distribution Agreement (PennantPark Floating Rate Capital Ltd.), Equity Distribution Agreement (PennantPark Floating Rate Capital Ltd.)

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Disclosure Controls. The Company has established and employs effective each of its subsidiaries employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s 's rules and forms, and is accumulated and communicated to the Company’s 's management, including its principal executive officer or officers and principal financial officer or officers, as appropriate appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Red Lion Hotels CORP), Underwriting Agreement (Red Lion Hotels CORP)

Disclosure Controls. The Company has and its subsidiaries have established and employs an effective system of disclosure controls and procedures that are is designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act applicable laws is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules such laws, including controls and forms, and procedures designed to ensure that such information is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Cementos Pacasmayo Saa)

Disclosure Controls. The Company has established and employs effective disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Placement Agency Agreement (Genaera Corp)

Disclosure Controls. The Company has established and employs effective its consolidated subsidiaries employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s 's rules and forms, and is accumulated and communicated to the Company’s 's management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Purchase Agreement (MSC Industrial Direct Co Inc)

Disclosure Controls. The Company has established and employs effective its subsidiaries shall maintain systems of disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Mercadolibre Inc

Disclosure Controls. The Company has established will use commercially reasonable efforts to maintain and employs effective employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Nuveen Churchill Direct Lending Corp.)

Disclosure Controls. The Company has established and employs effective each of its subsidiaries employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate appropriate, to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (JMP Group Inc.)

Disclosure Controls. The Company has established will use its commercially reasonable efforts to establish and employs effective employ disclosure controls and procedures that are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s 's rules and forms, and is accumulated and communicated to the Company’s 's management, including its principal executive officer or officers and principal financial officer or officers, as appropriate to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Stock Purchase Agreement (Ares Capital Corp)

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