Disclaimer of Beneficial Ownership. Do you wish to disclaim beneficial ownership1 of any of the shares reported in response to Item 1(a)? Answer: If the answer is “Yes”, please furnish the following information with respect to the person or persons who should be shown as the beneficial owner(s)1 of the shares in question. Name and Address of Actual Beneficial Owner Relationship of Such Person To You Number of Shares Beneficially Owned
Disclaimer of Beneficial Ownership. (a) If you wish to disclaim beneficial ownership of any securities referred to above, please set forth the number of such shares or units, the circumstances upon which the disclaimer of beneficial ownership is based, the name of the person or persons who should be shown as the beneficial owner(s) of such shares or units, and your relationship to that person or those persons.
Disclaimer of Beneficial Ownership. Please indicate below the number and description of any shares of New Common Stock with respect to which you disclaim beneficial ownership and whether such shares are included in the figure(s) reported above.
Disclaimer of Beneficial Ownership. The SEC’s definition of “beneficial ownership” for purposes of the Registration Statement includes any securities of the Company over which you have “voting power” or “investment power” as defined above. In certain circumstances, however, it may be possible to disclaim this type of beneficial ownership. As to any shares listed above, if you wish expressly to disclaim beneficial ownership for any purpose in the Registration Statement, please indicate below the shares with respect to which you wish to disclaim beneficial ownership and the basis for the disclaimer.
Disclaimer of Beneficial Ownership. Do you wish to disclaim shares beneficially owned and reported above for purposes other than for use in the Registration Statement? ANSWER: YES NO
Disclaimer of Beneficial Ownership. Do you wish to disclaim shares beneficially owned and reported above for purposes other than for use in the Registration Statement? ANSWER: YES NO Mogul Energy International, Inc. Regulation S Offering December 12, 2007 NOTE: You may wish to consult with counsel regarding this disclaimer as it may be important not only in connection with securities laws, but also because, without it, your reporting the ownership of such shares might be construed as an admission of ownership for other purposes, such as short swing trading liabilities. If “yes,” please provide the information requested in the following table with respect to the person(s) who should be shown as the beneficial owner(s) of the shares in question: Class of Stock Number of Shares Beneficially Owned Name of Actual Beneficial Owner Relationship of Such Person to You Please explain the nature of any indirect ownership (i.e., “as trustee for children,” “by wife,” “by Trust,” "through partnership," "through limited liability company," etc.):
Disclaimer of Beneficial Ownership. Please indicate below the number and description of any Unsecured PIK Notes with respect to which you disclaim beneficial ownership and whether such Unsecured PIK Notes are included in the figure(s) reported above.
Disclaimer of Beneficial Ownership. Each Shareholder represents that, except as provided in the Standstill Agreement, it/he/she does not, directly or indirectly, through any contract, arrangement, understanding, relationship or otherwise, have, or share, voting or investment power with respect to the NAC Merger Shares being issued to any other Shareholder pursuant to this Agreement.
Disclaimer of Beneficial Ownership. Any report required under this Code may contain a statement that such report is not to be construed as an admission by the person making the report that he or she has any direct and indirect beneficial ownership of the security to which the report relates.
