Common use of DEFINITIONS AND OTHER PROVISIONS Clause in Contracts

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 101 Definitions 1 Section 102 Compliance Certificates and Opinions 9 Section 103 Form of Documents Delivered to Trustee 10 Section 104 Acts of Holders; Record Dates 11 Section 105 Notices, Etc., to Trustee, Company and Guarantors 13 Section 106 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 Effect of Headings and Table of Contents 15 Section 109 Successors and Assigns 15 Section 110 Separability Clause 15 Section 111 Benefits of Indenture 15 Section 112 Governing Law 15 Section 113 Legal Holidays 16 Section 114 No Adverse Interpretation of Other Agreements 16 Section 115 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 Waiver of Jury Trial 17 ARTICLE II SECURITY FORMS 17 Section 201 Forms Generally 17 Section 202 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of Legend for Global Securities 25 Section 205 Form of Trustee's Certificate of Authentication 25 ARTICLE III THE SECURITIES 26 Section 301 Amount Unlimited; Issuable in Series 26 Section 302 Denominations 30 Section 303 Execution, Authentication, Delivery and Dating 31 Section 304 Temporary Securities 33 Section 305 Registration, Registration of Transfer and Exchange 33 Section 306 Mutilated, Destroyed, Lost and Wrongfully Taken Securities 36 Section 307 Payment of Interest; Interest Rights Preserved 37 Section 308 Persons Deemed Owners 38 Section 309 Cancellation 38 Section 310 Computation of Interest 39 ii Section 311 CUSIP Numbers 39 ARTICLE IV SATISFACTION AND DISCHARGE 39 Section 401 Satisfaction and Discharge of Indenture 39 Section 402 Application of Trust Money 40 ARTICLE V REMEDIES 41 Section 501 Events of Default 41 Section 502 Acceleration of Maturity; Rescission and Annulment 43 Section 503 Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 504 Trustee May File Proofs of Claim 44 Section 505 Trustee May Enforce Claims Without Possession of Securities 45 Section 506 Application of Money Collected 45 Section 507 Limitation on Suits 46 Section 508 Unconditional Right of Holders to Receive Principal, Premium and Interest and to Convert 46 Section 509 Restoration of Rights and Remedies 47 Section 510 Rights and Remedies Cumulative 47 Section 511 Delay or Omission Not Waiver 47 Section 512 Control by Holders 47 Section 513 Waiver of Past Defaults 47 Section 514 Undertaking for Costs 48 Section 515 Waiver of Usury, Stay or Extension Laws 48 ARTICLE VI THE TRUSTEE 49 Section 601 Certain Duties and Responsibilities 49 Section 602 Notice of Defaults 50 Section 603 Certain Rights of Trustee 50 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required; Eligibility 54 Section 610 Resignation and Removal; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Agent 58

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 101 1.01 - Definitions 1 Section 102 Compliance Certificates and Opinions 9 1.02 - References to Interest 13 Section 103 Form of Documents Delivered to Trustee 10 Section 104 1.03 - Acts of Holders; Record Dates 11 Section 105 Notices, Etc., to Trustee, Company and Guarantors Holders 13 Section 106 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters ARTICLE 2. THE NOTES 15 Section 108 Effect of Headings 2.01 - Title and Table of Contents Terms; Payments 15 Section 109 Successors and Assigns 15 Section 110 Separability Clause 15 Section 111 Benefits of Indenture 15 Section 112 Governing Law 15 Section 113 Legal Holidays 2.02 - Ranking 16 Section 114 No Adverse Interpretation of Other Agreements 2.03 - Denominations 16 Section 115 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 Waiver of Jury Trial 17 ARTICLE II SECURITY FORMS 17 Section 201 Forms Generally 17 Section 202 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of Legend for Global Securities 25 Section 205 Form of Trustee's Certificate of Authentication 25 ARTICLE III THE SECURITIES 26 Section 301 Amount Unlimited; Issuable in Series 26 Section 302 Denominations 30 Section 303 2.04 - Execution, Authentication, Delivery and Dating 31 16 Section 304 2.05 - Temporary Securities 33 Notes 17 Section 305 2.06 - Registration, ; Registration of Transfer and Exchange 33 17 Section 306 2.07 - Transfer Restrictions 19 Section 2.08 - Expiration of Restrictions 21 Section 2.09 - Mutilated, Destroyed, Lost and Wrongfully Taken Securities 36 Stolen Notes 22 Section 307 Payment of Interest; Interest Rights Preserved 37 Section 308 2.10 - Persons Deemed Owners 38 23 Section 309 2.11 - Transfer and Exchange 23 Section 2.12 - Purchase of Notes; Cancellation 38 26 Section 310 2.13 - CUSIP Numbers 27 Section 2.14 - Payment and Computation of Interest 39 ii 27 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 28 Section 311 CUSIP Numbers 39 3.01 - Purchase at Option of Holders upon a Fundamental Change 28 Section 3.02 - Fundamental Change Company Notice 28 Section 3.03 - Repurchase Procedures 30 Section 3.04 - Effect of Fundamental Change Purchase Notice 30 Section 3.05 - Withdrawal of Fundamental Change Purchase Notice 31 Section 3.06 - Deposit of Fundamental Change Purchase Price 31 Section 3.07 - Notes Purchased in Whole or in Part 31 Section 3.08 - Covenant To Comply with Applicable Laws upon Purchase of Notes 32 Section 3.09 - Repayment to the Company 32 ARTICLE IV SATISFACTION AND DISCHARGE 39 4. CONVERSION 32 Section 401 Satisfaction 4.01 - Right To Convert 32 Section 4.02 - Conversion Procedures 35 i NY\6371365.3 Section 4.03 - Settlement Upon Conversion 37 Section 4.04 - Adjustment of Conversion Rate 42 Section 4.05 - Discretionary and Discharge Voluntary Adjustments 52 Section 4.06 - Adjustment to Conversion Rate Upon Conversion in Connection with a Make-Whole Fundamental Change 53 Section 4.07 - Effect of Indenture 39 Recapitalization, Reclassification, Consolidation, Merger or Sale 55 Section 402 Application 4.08 - Certain Covenants 56 Section 4.09 - Responsibility of Trust Money 40 Trustee 57 Section 4.10 - Notice of Adjustment to the Trustee 57 Section 4.11 - Notice to Holders 57 ARTICLE V 5. COVENANTS 59 Section 5.01 - Payment of Principal and Interest and the Fundamental Change Purchase Price. 59 Section 5.02 - Maintenance of Office or Agency 59 Section 5.03 - Provisions as to Paying Agent 59 Section 5.04 - Reports 61 Section 5.05 - Statements as to Defaults 62 Section 5.06 - Additional Interest Notice 62 Section 5.07 - Compliance Certificate and Opinions of Counsel 62 Section 5.08 - Additional Interest 63 Section 5.09 - Corporate Existence 64 Section 5.10 - Restriction on Resales 64 Section 5.11 - Further Instruments and Acts 64 Section 5.12 - Par Value Limitation 64 Section 5.13 - Company to Furnish Trustee Names and Addresses of Holders 64 ARTICLE 6. REMEDIES 41 65 Section 501 6.01 - Events of Default 41 65 Section 502 Acceleration of Maturity6.02 - Acceleration; Rescission and Annulment 43 66 Section 503 6.03 - Additional Interest 67 Section 6.04 - Waiver of Past Defaults 68 Section 6.05 - Control by Majority 68 Section 6.06 - Limitation on Suits 69 Section 6.07 - Rights of Holders to Receive Payment and to Convert 69 Section 6.08 - Collection of Indebtedness and Suits Indebtedness; Suit for Enforcement by Trustee 44 69 Section 504 Trustee May File Proofs of Claim 44 Section 505 6.09 - Trustee May Enforce Claims Without Possession of Securities 45 Notes 69 Section 506 Application 6.10 - Trustee May File Proofs of Money Collected 45 Claim 70 NY\6371365.3 Section 507 Limitation on Suits 46 Section 508 Unconditional Right of Holders to Receive Principal, Premium and Interest and to Convert 46 Section 509 6.11 - Restoration of Rights and Remedies 47 70 Section 510 6.12 - Rights and Remedies Cumulative 47 70 Section 511 6.13 - Delay or Omission Not a Waiver 47 70 Section 512 Control by Holders 47 6.14 - Priorities 71 Section 513 Waiver of Past Defaults 47 Section 514 6.15 - Undertaking for Costs 48 71 Section 515 6.16 - Waiver of UsuryStay, Stay or Extension and Usury Laws 48 ARTICLE VI THE TRUSTEE 49 71 Section 601 Certain Duties and Responsibilities 49 Section 602 Notice of Defaults 50 Section 603 Certain Rights of 6.17 - Notices from the Trustee 50 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required; Eligibility 54 Section 610 Resignation and Removal; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Agent 5872

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 101 Definitions 1.1 Rules of Construction 1 Section 102 1.2 Definitions 2 Section 1.3 Compliance Certificates and Opinions 9 6 Section 103 1.4 Form of Documents Delivered to Trustee 10 7 Section 104 1.5 Acts of Holders; Record Dates 11 7 Section 105 1.6 Notices, Etc., . to Trustee, Trustee and Company and Guarantors 13 9 Section 106 1.7 Notice to Holders; Waiver 14 9 Section 107 1.8 Conflict with Trust Indenture Act Matters 15 10 Section 108 1.9 Effect of Headings and Table of Contents 15 10 Section 109 1.10 Successors and Assigns 15 10 Section 110 1.11 Separability Clause 15 10 Section 111 1.12 Benefits of Indenture 15 10 Section 112 1.13 Governing Law 15 Section 113 Legal Holidays 16 Section 114 No Adverse Interpretation of Other Agreements 16 Section 115 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 Law; Waiver of Jury Trial 17 Trial; Consent to Jurisdiction 11 Section 1.14 Legal Holidays 11 ARTICLE II SECURITY FORMS 17 Security Forms 12 Section 201 2.1 Forms Generally 17 12 Section 202 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 2.2 Form of Legend for Global Securities 25 12 Section 205 2.3 Form of Trustee's ’s Certificate of Authentication 25 12 ARTICLE III THE SECURITIES 26 The Securities 13 Section 301 3.1 Amount Unlimited; Issuable in Series 26 13 Section 302 3.2 Denominations 30 15 Section 303 3.3 Execution, Authentication, Delivery and Dating 31 15 Section 304 3.4 Temporary Securities 33 17 Section 305 3.5 Registration, Registration of Transfer and Exchange 33 18 Section 306 3.6 Mutilated, Destroyed, Lost Lost, and Wrongfully Taken Stolen Securities 36 19 Section 307 3.7 Payment of Interest; Interest Rights Preserved 37 20 Section 308 3.8 Persons Deemed Owners 38 21 Section 309 3.9 Cancellation 38 22 Section 310 3.10 Computation of Interest 39 ii 22 Section 311 3.11 CUSIP Numbers 39 22 ARTICLE IV SATISFACTION AND DISCHARGE 39 Satisfaction and Discharge 23 Section 401 4.1 Satisfaction and Discharge of Indenture 39 23 Section 402 4.2 Application of Trust Money 40 24 ARTICLE V REMEDIES 41 Remedies 24 Section 501 5.1 Events of Default 41 24 Section 502 5.2 Acceleration of Maturity; Rescission and Annulment 43 25 Section 503 5.3 Collection of Indebtedness and Suits for Enforcement by Trustee 44 26 Section 504 5.4 Trustee May File Proofs of Claim 44 27 Section 505 5.5 Trustee May Enforce Claims Without Possession of Securities 45 27 Section 506 5.6 Application of Money Collected 45 27 Section 507 5.7 Limitation on Suits 46 28 Section 508 5.8 Unconditional Right of Holders to Receive Principal, Premium Premium, and Interest and to Convert 46 28 Section 509 5.9 Restoration of Rights and Remedies 47 29 Section 510 5.10 Rights and Remedies Cumulative 47 29 Section 511 5.11 Delay or Omission Not Waiver 47 29 Section 512 5.12 Control by Holders 47 29 Section 513 5.13 Waiver of Past Defaults 47 30 Section 514 5.14 Undertaking for Costs 48 Section 515 Waiver of Usury, Stay or Extension Laws 48 30 ARTICLE VI THE TRUSTEE 49 The Trustee 30 Section 601 6.1 Certain Duties and Responsibilities 49 30 Section 602 6.2 Notice of Defaults 50 31 Section 603 6.3 Certain Rights of Trustee 50 32 Section 604 6.4 Not Responsible for Recitals or Issuance of Securities 52 34 Section 605 6.5 May Hold Securities 52 34 Section 606 6.6 Money Held in Trust 52 34 Section 607 6.7 Compensation and Reimbursement 53 34 Section 608 6.8 Disqualification; Conflicting Interests 54 36 Section 609 6.9 Corporate Trustee Required; Eligibility 54 36 Section 610 6.10 Resignation and Removal; Appointment of Successor 54 36 Section 611 6.11 Acceptance of Appointment by Successor 56 38 Section 612 6.12 Merger, Conversion, Consolidation Consolidation, or Succession to Business 57 39 Section 613 6.13 Preferential Collection of Claims Against Company 58 39 Section 614 6.14 Appointment of Authenticating Agent 5839 ARTICLE VII Holder Lists and Reports by Trustee and Company 41 Section 7.1 Company to Furnish Trustee Names and Addresses of Holders 41 Section 7.2 Preservation of Information; Communications to Holders 41 Section 7.3 Reports by Trustee 42 Section 7.4 Reports by Company 42 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 43 Section 8.1 Company May Consolidate, Etc., Only on Certain Terms 43 Section 8.2 Successor Substituted 43 ARTICLE IX Supplemental Indentures 44 Section 9.1 Supplemental Indentures Without Consent of Holders 44 Section 9.2 Supplemental Indentures With Consent of Holders 45 Section 9.3 Execution of Supplemental Indentures 46 Section 9.4 Effect of Supplemental Indentures 46 Section 9.5 Conformity With Trust Indenture Act 46 Section 9.6 Reference in Securities to Supplemental Indentures 46 Section 9.7 Notice of Supplemental Indentures 46 ARTICLE X Covenants 47 Section 10.1 Payment of Principal, Premium, and Interest 47 Section 10.2 Maintenance of Office or Agency 47 Section 10.3 Money for Securities Payments to Be Held in Trust 47 Section 10.4 Statement by Officers as to Default 48 Section 10.5 Existence 49 Section 10.6 Maintenance of Properties 49 Section 10.7 Payment of Taxes and Other Claims 49 Section 10.8 Waiver of Certain Covenants 49 Section 10.9 Calculation of Original Issue Discount 49 Section 10.10 Tax Payment and Tax Withholding Obligations 50 ARTICLE XI Redemption of Securities 50 Section 11.1 Applicability of Article 50 Section 11.2 Election to Redeem; Notice to Trustee 50 Section 11.3 Selection by Trustee of Securities to Be Redeemed 50 Section 11.4 Notice of Redemption 51 Section 11.5 Deposit of Redemption Price 52 Section 11.6 Securities Payable on Redemption Date 52 Section 11.7 Securities Redeemed in Part 53 ARTICLE XII Sinking Funds 53 Section 12.1 Applicability of Article 53 Section 12.2 Satisfaction of Sinking Fund Payments with Securities 53 Section 12.3 Redemption of Securities for Sinking Fund 54 ARTICLE XIII Defeasance and Covenant Defeasance 54

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION SECTION 1.01 Rules of Construction 1 Section 101 SECTION 1.02 Definitions 1 Section 102 2 SECTION 1.03 Compliance Certificates and Opinions 9 Section 103 36 SECTION 1.04 Form of Documents Delivered to Trustee 10 Section 104 36 SECTION 1.05 Acts of Holders; Record Dates 11 Section 105 Holders 37 SECTION 1.06 Notices, Etc., to Trustee, Company Issuer, any Guarantor and Guarantors 13 Section 106 Agent 38 SECTION 1.07 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 38 SECTION 1.08 Effect of Headings and Table of Contents 15 Section 109 39 SECTION 1.09 Successors and Assigns 15 Section 110 Separability 39 SECTION 1.10 Severability Clause 15 Section 111 39 SECTION 1.11 Benefits of Indenture 15 Section 112 39 SECTION 1.12 Governing Law 15 Section 113 39 SECTION 1.13 Legal Holidays 16 Section 114 No Adverse Interpretation of Other Agreements 16 Section 115 39 SECTION 1.14 No Personal Liability of Directors, Managers, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 40 SECTION 1.15 Limited Condition Acquisitions 40 SECTION 1.16 Counterparts 41 SECTION 1.17 USA PATRIOT Act 41 SECTION 1.18 Waiver of Jury Trial 17 41 SECTION 1.19 Force Majeure 41 ARTICLE II SECURITY TWO NOTE FORMS 17 Section 201 Forms Generally 17 Section 202 SECTION 2.01 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of Legend for Global Securities 25 Section 205 Form of Trustee's Certificate of Authentication 25 ARTICLE III THE SECURITIES 26 Section 301 Amount Unlimited; Issuable in Series 26 Section 302 Denominations 30 Section 303 and Dating 41 SECTION 2.02 Execution, Authentication, Delivery and Dating 31 Section 304 41 ARTICLE THREE THE NOTES SECTION 3.01 Title and Terms 43 SECTION 3.02 Note Registrar, Transfer Agent and Paying Agent 43 SECTION 3.03 Denominations 44 SECTION 3.04 Temporary Securities 33 Section 305 Registration, Notes 44 SECTION 3.05 Registration of Transfer and Exchange 33 Section 306 44 SECTION 3.06 Mutilated, Destroyed, Lost and Wrongfully Taken Securities 36 Section 307 Stolen Notes 45 SECTION 3.07 Payment of Interest; Interest Rights Preserved 37 Section 308 46 SECTION 3.08 Persons Deemed Owners 38 Section 309 47 SECTION 3.09 Cancellation 38 Section 310 47 SECTION 3.10 Computation of Interest 39 ii Section 311 CUSIP 47 SECTION 3.11 Transfer and Exchange 47 SECTION 3.12 CUSIP, ISIN and Common Code Numbers 39 ARTICLE IV SATISFACTION AND DISCHARGE 39 Section 401 Satisfaction and Discharge of Indenture 39 Section 402 Application of Trust Money 40 ARTICLE V REMEDIES 41 Section 501 Events of Default 41 Section 502 Acceleration of Maturity; Rescission and Annulment 43 Section 503 Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 504 Trustee May File Proofs of Claim 44 Section 505 Trustee May Enforce Claims Without Possession of Securities 45 Section 506 Application of Money Collected 45 Section 507 Limitation on Suits 46 Section 508 Unconditional Right of Holders to Receive Principal, Premium and Interest and to Convert 46 Section 509 Restoration of Rights and Remedies 47 Section 510 Rights and Remedies Cumulative 47 Section 511 Delay or Omission Not Waiver 47 Section 512 Control by Holders 47 Section 513 Waiver of Past Defaults 47 Section 514 Undertaking for Costs 48 Section 515 Waiver of Usury, Stay or Extension Laws 48 ARTICLE VI THE TRUSTEE 49 Section 601 Certain Duties and Responsibilities 49 Section 602 Notice of Defaults 50 Section 603 Certain Rights of Trustee 50 Section 604 Not Responsible for Recitals or SECTION 3.13 Issuance of Securities 52 Section 605 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required; Eligibility 54 Section 610 Resignation and Removal; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Agent 58Additional Notes 48

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION of General Application 1 Section 101 1.1 Definitions 1 Section 102 1.2 Compliance Certificates Certificate and Opinions 9 11 Section 103 Form 1.3 Forms of Documents Delivered to Trustee 10 11 Section 104 1.4 Acts of Holders; Record Dates 11 Holders 12 Section 105 1.5 Notices, Etc., . to Trustee, Trustee and Company and Guarantors 13 14 Section 106 1.6 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 1.7 Effect of Headings and Table of Contents 15 Section 109 1.8 Successors and Assigns 15 Section 110 Separability 1.9 Severability Clause 15 Section 111 1.10 Benefits of Indenture 15 Section 112 1.11 Governing Law 15 Section 113 Legal Holidays 1.12 Submission to Jurisdiction 15 Section 1.13 Non-Business Days 16 Section 114 No Adverse Interpretation of Other Agreements 1.14 Counterparts 16 ARTICLE II Security Forms 16 Section 115 No Personal Liability 2.1 Form of Directors, Officers, Employees and Stockholders Security 16 Section 116 Language of Notices, Etc 16 2.2 Restricted Legend 22 Section 117 Force Majeure 16 Section 118 Waiver of Jury Trial 17 ARTICLE II SECURITY FORMS 17 Section 201 Forms Generally 17 Section 202 2.3 Form of Face Trustee’s Certificate of Security 18 Authentication 24 Section 203 Form of Reverse of Security 20 2.4 Temporary Securities 24 Section 204 Form of Legend for Global 2.5 Definitive Securities 25 ARTICLE III The Securities 25 Section 205 Form 3.1 Payment of Trustee's Certificate of Authentication Principal and Interest 25 ARTICLE III THE SECURITIES 26 Section 301 Amount Unlimited; Issuable in Series 26 3.2 Denominations 27 Section 302 Denominations 30 Section 303 3.3 Execution, Authentication, Delivery and Dating 31 27 Section 304 Temporary 3.4 Global Securities 33 28 Section 305 3.5 Registration, Registration of Transfer and Exchange 33 Generally 30 Section 306 3.6 Mutilated, Destroyed, Lost and Wrongfully Taken Stolen Securities 36 31 Section 307 Payment of Interest; Interest Rights Preserved 37 Section 308 3.7 Persons Deemed Owners 38 32 Section 309 3.8 Cancellation 38 32 Section 310 Computation of Interest 39 ii 3.9 Agreed Tax Treatment 33 Section 311 3.10 CUSIP Numbers 39 33 ARTICLE IV SATISFACTION AND DISCHARGE 39 Satisfaction and Discharge 33 Section 401 4.1 Satisfaction and Discharge of Indenture 39 33 Section 402 4.2 Application of Trust Money 40 34 ARTICLE V REMEDIES 41 Remedies 35 Section 501 5.1 Events of Default 41 35 Section 502 5.2 Acceleration of Maturity; Rescission and Annulment 43 36 Section 503 5.3 Collection of Indebtedness and Suits for Enforcement by Trustee 44 36 Section 504 5.4 Trustee May File Proofs of Claim 44 37 Section 505 5.5 Trustee May Enforce Claims Claim Without Possession of Securities 45 37 Section 506 5.6 Limitation on Suits 38 Section 5.7 Application of Money Collected 45 38 Section 507 Limitation on Suits 46 Section 508 5.8 Unconditional Right of Holders to Receive Principal, Premium Premium, if any, and Interest and to Convert 46 39 Section 509 5.9 Restoration of Rights and Remedies 47 39 Section 510 5.10 Rights and Remedies Cumulative 47 39 Section 511 5.11 Delay or Omission Not Waiver 47 39 Section 512 5.12 Control by Holders 47 39 Section 513 5.13 Waiver of Past Defaults 47 40 Section 514 5.14 Undertaking for Costs 48 40 Section 515 5.15 Waiver of Usury, Stay or Extension Laws 48 41 Section 5.16 Repurchase at the Option of Holders upon Change of Control 41 ARTICLE VI THE TRUSTEE 49 The Trustee 43 Section 601 6.1 Corporate Trustee Required 43 Section 6.2 Certain Duties and Responsibilities 49 44 Section 602 6.3 Notice of Defaults 50 45 Section 603 6.4 Certain Rights of Trustee 50 45 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 6.5 May Hold Securities 52 47 Section 606 Money Held in Trust 52 6.6 Compensation; Reimbursement; Indemnity 47 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required; Eligibility 54 Section 610 6.7 Resignation and Removal; Appointment of Successor 54 48 Section 611 6.8 Acceptance of Appointment by Successor 56 49 Section 612 6.9 Merger, Conversion, Consolidation or Succession to Business 57 49 Section 613 Preferential Collection 6.10 Not Responsible for Recitals or Issuance of Claims Against Company 58 Securities 50 Section 614 6.11 Appointment of Authenticating Agent 5850 ARTICLE VII Holder’s Lists and Reports By Trustee and Company 51 Section 7.1 Company to Furnish Trustee Names and Addresses of Holders 51 Section 7.2 Preservation of Information; Communications to Holders 52 Section 7.3 Reports by the Company 52 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 53 Section 8.1 Company May Consolidate, Etc., Only on Certain Terms 53 Section 8.2 Successor Company Substituted 53 ARTICLE IX Supplemental Indentures 53 Section 9.1 Supplemental Indentures without Consent of Holders 54 Section 9.2 Supplemental Indentures with Consent of Holders 55 Section 9.3 Execution of Supplemental Indentures 55 Section 9.4 Effect of Supplemental Indentures 56 Section 9.5 Reference in Securities to Supplemental Indentures 56 ARTICLE X Covenants 56 Section 10.1 Payment of Principal, Premium, if any, and Interest 56 Section 10.2 Money for Security Payments to be Held in Trust 56 Section 10.3 Statement as to Compliance 57 Section 10.4 Calculation Agent 58 Section 10.5 [Reserved] 58 Section 10.6 Additional Covenants 58 Section 10.7 Waiver of Covenants 60 Section 10.8 Treatment of Securities 60 ARTICLE XI REDEMPTION OF SECURITIES 61 Section 11.1 Optional Redemption 61 Section 11.2 Special Event Redemption 61 Section 11.3 Election to Redeem; Notice to Trustee 61 Section 11.4 Selection of Securities to be Redeemed 61 Section 11.5 Notice of Redemption 62 Section 11.6 Deposit of Redemption Price 63 Section 11.7 Payment of Securities Called for Redemption 63 SCHEDULES AND EXHIBITS Schedule A – Determination of LIBOR Exhibit A – Form of Officer’s Financial Certificate pursuant to Section 7.3(b) Exhibit B – Form of Officer’s Certificate pursuant to Section 10.3 Exhibit C – Senior Secured Debt This INDENTURE, dated as of October 30, 2009, between Anthracite Capital, Inc., a Maryland corporation (the “Company”), and Wilmington Trust Company, a Delaware banking corporation, as Trustee (in such capacity, the “Trustee”). RECITALS OF THE COMPANY Whereas, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of its unsecured senior notes (the “Securities”) and to provide the terms and conditions upon which the Securities are to be authenticated, issued and delivered; and

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 101 SECTION 1.01 Definitions 1 Section 102 SECTION 1.02 Rules of Construction 10 SECTION 1.03 Compliance Certificates and Opinions 9 Section 103 10 SECTION 1.04 Form of Documents Delivered to Trustee 10 Section 104 Trustees 11 SECTION 1.05 Acts of Holders; Record Dates 11 Section 105 Holders 12 SECTION 1.06 Notices, Etc., . to Trustee, Trustees and Company and Guarantors 13 Section 106 SECTION 1.07 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 13 SECTION 1.08 Effect of Headings and Table of Contents 15 Section 109 14 SECTION 1.09 Successors and Assigns 15 Section 110 Separability 14 SECTION 1.10 Severability Clause 15 Section 111 14 SECTION 1.11 Benefits of Indenture 15 Section 112 14 SECTION 1.12 Governing Law 15 Section 113 SECTION 1.13 Legal Holidays 15 SECTION 1.14 Agent for Service; Submission to Jurisdiction; Waiver of Immunities 15 SECTION 1.15 Conversion of Judgment Currency 16 Section 114 No Adverse Interpretation SECTION 1.16 Currency Equivalent 17 SECTION 1.17 Conflict with Trust Indenture Legislation 17 SECTION 1.18 Incorporators, Shareholders, Officers and Directors of Other Agreements 16 Section 115 No Personal the Company Exempt from Individual Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 17 SECTION 1.19 Waiver of Jury Trial 17 SECTION 1.20 Counterparts 17 SECTION 1.21 Force Majeure 18 ARTICLE II SECURITY TWO SECURITIES FORMS 17 Section 201 18 SECTION 2.01 Forms Generally 17 Section 202 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of Legend for Global Securities 25 Section 205 SECTION 2.02 Form of Trustee's ’s Certificate of Authentication 25 18 SECTION 2.03 Securities Issuable in Global Form 19 ARTICLE III THREE THE SECURITIES 26 Section 301 Amount Unlimited; 20 SECTION 3.01 Issuable in Series 26 Section 302 20 SECTION 3.02 Denominations 30 Section 303 23 SECTION 3.03 Execution, Authentication, Delivery and Dating 31 Section 304 23 SECTION 3.04 Temporary Securities 33 Section 305 25 SECTION 3.05 Registration, Registration of Transfer and Exchange 33 Section 306 27 SECTION 3.06 Mutilated, Destroyed, Lost and Wrongfully Taken Stolen Securities 36 Section 307 30 SECTION 3.07 Payment of Principal, Premium and Interest; Interest Rights Preserved 37 Section 308 Preserved; Optional Interest Reset 31 SECTION 3.08 Optional Extension of Stated Maturity 34 SECTION 3.09 Persons Deemed Owners 38 Section 309 34 SECTION 3.10 Cancellation 38 Section 310 35 SECTION 3.11 Computation of Interest 39 ii Section 311 CUSIP Numbers 39 ARTICLE IV SATISFACTION AND DISCHARGE 39 Section 401 Satisfaction and Discharge of Indenture 39 Section 402 Application of Trust Money 40 ARTICLE V REMEDIES 41 Section 501 Events of Default 41 Section 502 Acceleration of Maturity; Rescission and Annulment 43 Section 503 Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 504 Trustee May File Proofs of Claim 44 Section 505 Trustee May Enforce Claims Without Possession of Securities 45 Section 506 Application of Money Collected 45 Section 507 Limitation on Suits 46 Section 508 Unconditional Right of Holders to Receive Principal, Premium and Interest and to Convert 46 Section 509 Restoration of Rights and Remedies 47 Section 510 Rights and Remedies Cumulative 47 Section 511 Delay or Omission Not Waiver 47 Section 512 Control by Holders 47 Section 513 Waiver of Past Defaults 47 Section 514 Undertaking for Costs 48 Section 515 Waiver of Usury, Stay or Extension Laws 48 ARTICLE VI THE TRUSTEE 49 Section 601 Certain Duties and Responsibilities 49 Section 602 Notice of Defaults 50 Section 603 Certain Rights of Trustee 50 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required; Eligibility 54 Section 610 Resignation and Removal; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Agent 5835

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 101 SECTION 1.1 Definitions 1 Section 102 SECTION 1.2 Compliance Certificates Certificate and Opinions 9 Section 103 Form 10 SECTION 1.3 Forms of Documents Delivered to Trustee 10 Section 104 SECTION 1.4 Acts of Holders; Record Dates Holders 11 Section 105 SECTION 1.5 Notices, Etc., . to Trustee, Trustee and Company and Guarantors 13 Section 106 SECTION 1.6 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 13 SECTION 1.7 Effect of Headings and Table of Contents 15 Section 109 14 SECTION 1.8 Successors and Assigns 15 Section 110 14 SECTION 1.9 Separability Clause 15 Section 111 14 SECTION 1.10 Benefits of Indenture 15 Section 112 14 SECTION 1.11 Governing Law 14 SECTION 1.12 Submission to Jurisdiction 14 SECTION 1.13 Non-Business Days 15 Section 113 Legal Holidays SECTION 1.14 Agent for Service of Process 15 SECTION 1.15 Currency Indemnity 15 SECTION 1.16 No Recourse Against Others 16 Section 114 No Adverse Interpretation of Other Agreements 16 Section 115 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 Waiver of Jury Trial 17 ARTICLE II II. SECURITY FORMS 17 Section 201 Forms Generally 17 Section 202 16 SECTION 2.1 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of 16 SECTION 2.2 Restricted Legend for Global Securities 25 Section 205 22 SECTION 2.3 Form of Trustee's ’s Certificate of Authentication 25 28 SECTION 2.4 Temporary Securities 28 SECTION 2.5 Definitive Securities 29 ARTICLE III III. THE SECURITIES 26 Section 301 Amount Unlimited; Issuable in Series 26 Section 302 29 SECTION 3.1 Payment of Principal and Interest 29 SECTION 3.2 Denominations 30 Section 303 31 SECTION 3.3 Execution, Authentication, Delivery and Dating 31 Section 304 Temporary SECTION 3.4 Global Securities 33 Section 305 32 SECTION 3.5 Registration, Registration of Transfer and Exchange 33 Section 306 Generally 40 SECTION 3.6 Mutilated, Destroyed, Lost and Wrongfully Taken Stolen Securities 36 Section 307 Payment of Interest; Interest Rights Preserved 37 Section 308 41 SECTION 3.7 Persons Deemed Owners 38 Section 309 42 SECTION 3.8 Cancellation 38 Section 310 Computation 42 SECTION 3.9 Deferrals of Interest 39 ii Section 311 Payment Dates 43 SECTION 3.10 [Reserved] 44 SECTION 3.11 Agreed Tax Treatment 44 SECTION 3.12 CUSIP Numbers 39 44 ARTICLE IV IV. SATISFACTION AND DISCHARGE 39 Section 401 44 SECTION 4.1 Satisfaction and Discharge of Indenture 39 Section 402 44 SECTION 4.2 Application of Trust Money 40 45 ARTICLE V V. REMEDIES 41 Section 501 46 SECTION 5.1 Events of Default 41 Section 502 46 SECTION 5.2 Acceleration of Maturity; Rescission Rescission, Annulment, Audit Rights and Annulment 43 Section 503 Additional Reports 47 SECTION 5.3 Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 504 48 SECTION 5.4 Trustee May File Proofs of Claim 44 Section 505 48 SECTION 5.5 Trustee May Enforce Claims Claim Without Possession of Securities 45 Section 506 49 SECTION 5.6 Application of Money Collected 45 Section 507 49 SECTION 5.7 Limitation on Suits 46 Section 508 49 SECTION 5.8 Unconditional Right of Holders to Receive Principal, Premium Premium, if any, and Interest and to Convert 46 Section 509 50 SECTION 5.9 Restoration of Rights and Remedies 47 Section 510 50 SECTION 5.10 Rights and Remedies Cumulative 47 Section 511 51 SECTION 5.11 Delay or Omission Not Waiver 47 Section 512 51 SECTION 5.12 Control by Holders 47 Section 513 51 SECTION 5.13 Waiver of Past Defaults 47 Section 514 51 SECTION 5.14 Undertaking for Costs 48 Section 515 52 SECTION 5.15 Waiver of Usury, Stay or Extension Laws 48 52 ARTICLE VI VI. THE TRUSTEE 49 Section 601 52 SECTION 6.1 Corporate Trustee Required 52 SECTION 6.2 Certain Duties and Responsibilities 49 Section 602 53 SECTION 6.3 Notice of Defaults 50 Section 603 54 SECTION 6.4 Certain Rights of Trustee 50 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 54 SECTION 6.5 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required56 SECTION 6.6 Compensation; Eligibility 54 Section 610 Resignation and RemovalReimbursement; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Agent 58Indemnity 56

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 101 SECTION 1.01 Definitions 1 Section 102 SECTION 1.02 Rules of Construction 9 SECTION 1.03 Compliance Certificates and Opinions 9 Section 103 10 SECTION 1.04 Form of Documents Delivered to Trustee Trustees 10 Section 104 SECTION 1.05 Acts of Holders; Record Dates Holders 11 Section 105 SECTION 1.06 Notices, Etc., . to Trustee, Trustees and Company and Guarantors 13 Section 106 12 SECTION 1.07 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 12 SECTION 1.08 Effect of Headings and Table of Contents 15 Section 109 13 SECTION 1.09 Successors and Assigns 15 Section 110 Separability 13 SECTION 1.10 Severability Clause 15 Section 111 13 SECTION 1.11 Benefits of Indenture 15 Section 112 13 SECTION 1.12 Governing Law 15 Section 113 13 SECTION 1.13 Legal Holidays 14 SECTION 1.14 Agent for Service; Submission to Jurisdiction; Waiver of Immunities 14 SECTION 1.15 Conversion of Judgment Currency 15 SECTION 1.16 Currency Equivalent 16 Section 114 No Adverse Interpretation SECTION 1.17 Conflict with Trust Indenture Legislation 16 SECTION 1.18 Incorporators, Shareholders, Officers and Directors of Other Agreements the Company Exempt from Individual Liability 16 Section 115 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 SECTION 1.19 Waiver of Jury Trial 17 16 SECTION 1.20 Counterparts 16 SECTION 1.21 Force Majeure 16 ARTICLE II SECURITY TWO SECURITIES FORMS 17 Section 201 SECTION 2.01 Forms Generally 17 Section 202 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of Legend for Global Securities 25 Section 205 SECTION 2.02 Form of Trustee's ’s Certificate of Authentication 25 17 SECTION 2.03 Securities Issuable in Global Form 18 ARTICLE III THREE THE SECURITIES 26 Section 301 Amount Unlimited; 18 SECTION 3.01 Issuable in Series 26 Section 302 18 SECTION 3.02 Denominations 30 Section 303 22 SECTION 3.03 Execution, Authentication, Delivery and Dating 31 Section 304 22 SECTION 3.04 Temporary Securities 33 Section 305 23 SECTION 3.05 Registration, Registration of Transfer and Exchange 33 Section 306 25 SECTION 3.06 Mutilated, Destroyed, Lost and Wrongfully Taken Stolen Securities 36 Section 307 27 SECTION 3.07 Payment of Principal, Premium and Interest; Interest Rights Preserved 37 Section 308 Preserved; Optional Interest Reset 28 SECTION 3.08 Optional Extension of Stated Maturity 30 SECTION 3.09 Persons Deemed Owners 38 Section 309 31 SECTION 3.10 Cancellation 38 Section 310 32 SECTION 3.11 Computation of Interest 39 ii Section 311 CUSIP Numbers 39 ARTICLE IV SATISFACTION AND DISCHARGE 39 Section 401 Satisfaction 32 SECTION 3.12 Currency and Discharge Manner of Indenture 39 Section 402 Application of Trust Money 40 ARTICLE V REMEDIES 41 Section 501 Events of Default 41 Section 502 Acceleration of Maturity; Rescission and Annulment 43 Section 503 Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 504 Trustee May File Proofs of Claim 44 Section 505 Trustee May Enforce Claims Without Possession Payments in Respect of Securities 45 Section 506 Application of Money Collected 45 Section 507 Limitation on Suits 46 Section 508 Unconditional Right of Holders to Receive Principal, Premium 32 SECTION 3.13 Appointment and Interest and to Convert 46 Section 509 Restoration of Rights and Remedies 47 Section 510 Rights and Remedies Cumulative 47 Section 511 Delay or Omission Not Waiver 47 Section 512 Control by Holders 47 Section 513 Waiver of Past Defaults 47 Section 514 Undertaking for Costs 48 Section 515 Waiver of Usury, Stay or Extension Laws 48 ARTICLE VI THE TRUSTEE 49 Section 601 Certain Duties and Responsibilities 49 Section 602 Notice of Defaults 50 Section 603 Certain Rights of Trustee 50 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required; Eligibility 54 Section 610 Resignation and Removal; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Exchange Rate Agent 5835

DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 101 SECTION 1.1 Definitions 1 Section 102 SECTION 1.2 Compliance Certificates Certificate and Opinions 9 Section 103 Form 10 SECTION 1.3 Forms of Documents Delivered to Trustee 10 Section 104 SECTION 1.4 Acts of Holders; Record Dates Holders 11 Section 105 SECTION 1.5 Notices, Etc., . to Trustee, Company and Guarantors Guarantor 13 Section 106 SECTION 1.6 Notice to Holders; Waiver 14 Section 107 Trust Indenture Act Matters 15 Section 108 13 SECTION 1.7 Effect of Headings and Table of Contents 15 Section 109 14 SECTION 1.8 Successors and Assigns 15 Section 110 14 SECTION 1.9 Separability Clause 15 Section 111 14 SECTION 1.10 Benefits of Indenture 15 Section 112 14 SECTION 1.11 Governing Law 14 SECTION 1.12 Submission to Jurisdiction 14 SECTION 1.13 Non-Business Days 15 Section 113 Legal Holidays SECTION 1.14 Agent for Service of Process 15 SECTION 1.15 Currency Indemnity 15 SECTION 1.16 No Recourse Against Others 16 Section 114 No Adverse Interpretation of Other Agreements 16 Section 115 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 116 Language of Notices, Etc 16 Section 117 Force Majeure 16 Section 118 Waiver of Jury Trial 17 ARTICLE II II. SECURITY FORMS 17 Section 201 Forms Generally 17 Section 202 SECTION 2.1 Form of Face of Security 18 Section 203 Form of Reverse of Security 20 Section 204 Form of 17 SECTION 2.2 Restricted Legend for Global Securities 25 Section 205 23 SECTION 2.3 Form of Trustee's ’s Certificate of Authentication 25 28 SECTION 2.4 Temporary Securities 28 SECTION 2.5 Definitive Securities 29 ARTICLE III III. THE SECURITIES 26 Section 301 Amount Unlimited; Issuable in Series 26 Section 302 29 SECTION 3.1 Payment of Principal and Interest 29 SECTION 3.2 Denominations 30 Section 303 31 SECTION 3.3 Execution, Authentication, Delivery and Dating 31 Section 304 Temporary SECTION 3.4 Global Securities 33 Section 305 32 SECTION 3.5 Registration, Registration of Transfer and Exchange 33 Section 306 Generally 41 SECTION 3.6 Mutilated, Destroyed, Lost and Wrongfully Taken Stolen Securities 36 Section 307 Payment of Interest; Interest Rights Preserved 37 Section 308 42 SECTION 3.7 Persons Deemed Owners 38 Section 309 42 SECTION 3.8 Cancellation 38 Section 310 Computation 43 SECTION 3.9 Deferrals of Interest 39 ii Section 311 Payment Dates 43 SECTION 3.10 [Reserved] 44 SECTION 3.11 Agreed Tax Treatment 44 SECTION 3.12 CUSIP Numbers 39 44 ARTICLE IV IV. SATISFACTION AND DISCHARGE 39 Section 401 44 SECTION 4.1 Satisfaction and Discharge of Indenture 39 Section 402 44 SECTION 4.2 Application of Trust Money 40 45 ARTICLE V V. REMEDIES 41 Section 501 46 SECTION 5.1 Events of Default 41 Section 502 46 SECTION 5.2 Acceleration of Maturity; Rescission Rescission, Annulment, Audit Rights and Annulment 43 Section 503 Additional Reports 47 SECTION 5.3 Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 504 48 SECTION 5.4 Trustee May File Proofs of Claim 44 Section 505 49 SECTION 5.5 Trustee May Enforce Claims Claim Without Possession of Securities 45 Section 506 49 SECTION 5.6 Application of Money Collected 45 Section 507 49 SECTION 5.7 Limitation on Suits 46 Section 508 50 SECTION 5.8 Unconditional Right of Holders to Receive Principal, Premium Premium, if any, and Interest and to Convert 46 Section 509 51 SECTION 5.9 Restoration of Rights and Remedies 47 Section 510 51 SECTION 5.10 Rights and Remedies Cumulative 47 Section 511 51 SECTION 5.11 Delay or Omission Not Waiver 47 Section 512 51 SECTION 5.12 Control by Holders 47 Section 513 51 SECTION 5.13 Waiver of Past Defaults 47 Section 514 52 SECTION 5.14 Undertaking for Costs 48 Section 515 52 SECTION 5.15 Waiver of Usury, Stay or Extension Laws 48 53 ARTICLE VI VI. THE TRUSTEE 49 Section 601 53 SECTION 6.1 Corporate Trustee Required 53 SECTION 6.2 Certain Duties and Responsibilities 49 Section 602 53 SECTION 6.3 Notice of Defaults 50 Section 603 54 SECTION 6.4 Certain Rights of Trustee 50 Section 604 Not Responsible for Recitals or Issuance of Securities 52 Section 605 55 SECTION 6.5 May Hold Securities 52 Section 606 Money Held in Trust 52 Section 607 Compensation and Reimbursement 53 Section 608 Conflicting Interests 54 Section 609 Corporate Trustee Required56 SECTION 6.6 Compensation; Eligibility 54 Section 610 Resignation and RemovalReimbursement; Appointment of Successor 54 Section 611 Acceptance of Appointment by Successor 56 Section 612 Merger, Conversion, Consolidation or Succession to Business 57 Section 613 Preferential Collection of Claims Against Company 58 Section 614 Appointment of Authenticating Agent 58Indemnity 57