DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 Section 3.4. Temporary Securities 18 Section 3.5. Registration, Transfer and Exchange 18 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities 21 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)
Appears in 4 contracts
Samples: Indenture (Teekay LNG Finance Corp.), Indenture (Teekay Offshore Finance Corp.), Indenture (Teekay LNG Finance Corp.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 11 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 16 Section 3.4. Temporary Securities 18 Section 3.5. Registration, Transfer and Exchange 18 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities 21 20 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)
Appears in 4 contracts
Samples: Indenture (Teekay LNG Finance Corp.), Indenture (Teekay Offshore Finance Corp.), Indenture (Teekay Offshore Finance Corp.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Holders; Record Dates 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers Company 10 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 11 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.91.8. Effect of Headings and Table of Contents 11 12 Section 1.101.9. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 12 Section 1.121.11. Benefits of Indenture 11 12 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 12 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 13 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS Forms 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Trustee’s Certificate Legend of Authentication 13 Global Securities 14 Section 2.3. Form of Trustee's Certification Authentication 14 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 17 Section 3.3. Execution, Authentication, Delivery and Dating 17 18 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, Registration of Transfer and Exchange 18 20 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 22 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 23 Section 3.8. Persons Deemed Owners 22 24 Section 3.9. Cancellation 23 25 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)26 Section 3.11. CUSIP Numbers 26 ARTICLE IV Satisfaction and Discharge 26 Section 4.1. Satisfaction and Discharge of Indenture 26 Section 4.2. Application of Trust Money 28 ARTICLE V Remedies 28 Section 5.1. Events of Default 28 Section 5.2. Acceleration of Maturity; Rescission and Annulment 29 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 30 Section 5.4. Trustee May File Proofs of Claim 31 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 32 Section 5.6. Application of Money Collected 32 Section 5.7. Limitation on Suits 32 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 33 Section 5.9. Restoration of Rights and Remedies 33 Section 5.10. Rights and Remedies Cumulative 34 Section 5.11. Delay or Omission Not Waiver 34 Section 5.12. Control by Holders 34 Section 5.13. Waiver of Past Defaults 34 Section 5.14. Undertaking for Costs 35 ARTICLE V The Trustee 35 Section 6.1. Certain Duties and Responsibilities 35 Section 6.2. Notice of Defaults 36 Section 6.3. Certain Rights of Trustee 37 Section 6.4. Not Responsible for Recitals or Issuance of Securities 39 Section 6.5. May Hold Securities 39 Section 6.6. Money Hold in Trust 39 Section 6.7. Compensation and Reimbursement 40 Section 6.8. Disqualification; Conflicting Interests 41 Section 6.9. Corporate Trustee Required; Eligibility 41 Section 6.10. Resignation and Removal; Appointment of Successor 41 Section 6.11. Acceptance of Appointment by Successor 43 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 44 Section 6.13. Preferential Collection of Claims Against Company 45 Section 6.14. Appointment of Authenticating Agent 45 ARTICLE VII Holder's Lists and Reports by Trustee and Company 47 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 47 Section 7.2. Preservation of Information; Communications to Holders 47 Section 7.3. Reports by Trustee 48 Section 7.4. Reports by Company 48 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 49 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 49 Section 8.2. Successor Substituted 49 ARTICLE IX Supplemental Indentures 50 Section 9.1. Supplemental Indentures Without Consent of Holders 50 Section 9.2. Supplemental Indentures With Consent of Holders 51 Section 9.3. Execution of Supplemental Indentures 52 Section 9.4. Effect of Supplemental Indentures 52 Section 9.5. Conformity With Trust Indenture Act 53 Section 9.6. Reference in Securities to Supplemental Indentures 53 Section 9.7. Notice of Supplemental Indentures 53 ARTICLE X Covenants 53 Section 10.1. Payment of Principal, Premium, and Interest 53 Section 10.2. Maintenance of Office or Agency 53 Section 10.3. Money for Securities Payments to Be Held in Trust 54 Section 10.4. Statement by Officers as to Default 55 Section 10.5. Existence 55 Section 10.6. Maintenance of Properties 55 Section 10.7. Payment of Taxes and Other Claims 56 Section 10.8. Waiver of Certain Covenants 56 Section 10.9. Calculation of Original Issue Discount 56 Section 10.10. Tax Payment and Tax Withholding Obligations 57 ARTICLE XI Redemption of Securities 57 Section 11.1. Applicability of Article 57 Section 11.2. Election to Redeem; Notice to Trustee 57 Section 11.3. Selection by Trustee of Securities to Be Redeemed 58 Section 11.4. Notice of Redemption 58 Section 11.5. Deposit of Redemption Price 59 Section 11.6. Securities Payable on Redemption Date 60 Section 11.7. Securities Redeemed in Part 60 ARTICLE XII Sinking Funds 60 Section 12.1. Applicability of Article 60 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 61 Section 12.3. Redemption of Securities for Sinking Fund 61 ARTICLE XIII Defeasance and Covenant Defeasance 62 Section 13.1. Applicability of Article; Company's Option to Effect Defeasance or Covenant Defeasance 62 Section 13.2. Defeasance and Discharge 62 Section 13.3. Covenant Defeasance 63 Section 13.4. Conditions to Defeasance or Covenant Defeasance 63 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 65
Appears in 3 contracts
Samples: Indenture (Independent Bank Corp), Indenture (Independent Bank Corp), Indenture (Independent Bank Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 Holders; Record Dates 10 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 13 Section 1.91.8. Effect of Headings and Table of Contents 11 13 Section 1.101.9. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law; Waiver of Jury Trial; Consent of Jurisdiction 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 14 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 15 Section 2.3. Form of Trustee’s 's Certificate of Authentication 13 Section 2.3. 15 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 16 Section 3.1. Amount Unlimited; Issuable in Series 14 16 Section 3.2. Currency; Denominations 16 19 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 21 Section 3.5. Registration, Registration of Transfer and Exchange 18 22 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 24 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 24 Section 3.8. Persons Deemed Owners 22 26 Section 3.9. Cancellation 23 27 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)27 Section 3.11. CUSIP Numbers 27 ARTICLE IV Satisfaction and Discharge 27 Section 4.1. Satisfaction and Discharge of Indenture 27 Section 4.2. Application of Trust Money 29 ARTICLE V Remedies 29 Section 5.1. Events of Default 29 Section 5.2. Acceleration of Maturity; Rescission and Annulment 30 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 31 Section 5.4. Trustee May File Proofs of Claim 32 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 33 Section 5.6. Application of Money Collected 33 Section 5.7. Limitation on Suits 33 Section 5.8. Unconditional right of Holders to Receive Principal, Premium, and Interest 34 Section 5.9. Restoration of Rights and Remedies 34 Section 5.10. Rights and Remedies Cumulative 34 Section 5.11. Delay or Omission Not Waiver 35 Section 5.12. Control by Holders 35 Section 5.13. Waiver of Past Defaults 35 Section 5.14. Undertaking for Costs 36 ARTICLE VI The Trustee 36 Section 6.1. Certain Duties and Responsibilities 36 Section 6.2. Notice of Defaults 37 Section 6.3. Certain Rights of Trustee 38 Section 6.4. Not Responsible for Recitals or Issuance of Securities 40 Section 6.5. May Hold Securities 40 Section 6.6. Money Held in Trust 40 Section 6.7. Compensation and Reimbursement 40 Section 6.8. Disqualification; Conflicting Interests 42 Section 6.9. Corporate Trustee Required; Eligibility 42 Section 6.10. Resignation and Removal; Appointment of Successor 42 Section 6.11. Acceptance of Appointment by Successor 44 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 45 Section 6.13. Preferential Collection of Claims Against Company 46 Section 6.14. Appointment of Authenticating Agent 46 ARTICLE VII Holder's Lists and Reports by Trustee and Company 48 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 48 Section 7.2. Preservation of Information; Communications to Holders 48 Section 7.3. Reports by Trustee 49 Section 7.4. Reports by Company 49 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 50 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 50 Section 8.2. Successor Substituted 50 ARTICLE IX Supplemental Indentures 51 Section 9.1. Supplemental Indentures Without consent of Holders 51 Section 9.2. Supplemental Indentures With Consent of Holders 52 Section 9.3. Execution of Supplemental Indentures 53 Section 9.4. Effect of Supplemental Indentures 53 Section 9.5. Conformity With Trust Indenture Act 54 Section 9.6. Reference in Securities to Supplemental Indentures 54 Section 9.7. Notice of Supplemental Indentures 54 ARTICLE X Covenants 54 Section 10.1. Payment of Principal, Premium, and Interest 54 Section 10.2. Maintenance of Office or Agency 54 Section 10.3. Money for Securities Payments to Be Held in Trust 55 Section 10.4. Statement by Officers as to Default 56 Section 10.5. Existence 56 Section 10.6. Maintenance of Properties 56 Section 10.7. Payment of Taxes and Other Claims 57 Section 10.8. Waiver of Certain Covenants 57 Section 10.9. Calculation of Original Issue Discount 57 Section 10.10. Tax Payment and Tax Withholding Obligations 58 ARTICLE XI Redemption of Securities 58 Section 11.1. Applicability of Article 58 Section 11.2. Election to Redeem; Notice to Trustee 58 Section 11.3. Selection of trustee of Securities to Be Redeemed 59 Section 11.4. Notice of Redemption 59 Section 11.5. Deposit of Redemption Price 60 Section 11.6. Securities Payable on Redemption Date 61 Section 11.7. Securities Redeemed in Part 61 ARTICLE XII Sinking Funds 61 Section 12.1. Applicability of Article 61 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 62 Section 12.3. Redemption of Securities for Sinking Fund 62 ARTICLE XIII Defeasance and Covenant Defeasance 63 Section 13.1. Applicability of Article; Company's Option to Effect Defeasance or Covenant Defeasance 63 Section 13.2. Defeasance and Discharge 63 Section 13.3. Covenant Defeasance 64 Section 13.4. Conditions to Defeasance or Covenant Defeasance 64 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 66 Section 13.6. Reinstatement 67 ARTICLE XIV Subordination of Securities 67 Section 14.1. Securities Subordinate to Senior Debt 67 Section 14.2. No Payment When Senior Debt in Default 70 Section 14.3. Trustee and Holders of Securities May Rely on Certificate of Liquidating Agent; Trustee May Require Further Evidence as to Ownership of Senior Debt; Trustee Not Fiduciary to Holders of Senior Debt 71 Section 14.4. Payment Permitted If No Default 72 Section 14.5. Trustee Not Charged with Knowledge of Prohibition 72 Section 14.6. Trustee of Effectuate Subordination 73 Section 14.7. Rights of Trustee as Holder of Senior Debt 73 Section 14.8. Article Applicable to Paying Agents 73 Section 14.9. Subordination Rights Not impaired by Acts or Omissions of the Company or Holders of Senior Debt 73 Section 14.10. Trustee's Rights to Compensation, Reimbursement of Expenses and Indemnification 74 Section 14.11. Modification of Subordination Provisions 74 NOTE: This table of contents shall not, for any purpose, be deemed to be part of the Indenture.
Appears in 3 contracts
Samples: Indenture (Independent Bank Corp), Indenture (Independent Bank Corp), Indenture (Independent Bank Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. 1.01 Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 1.02 References to Interest 10 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. 1.03 Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS THE NOTES 12 Section 2.01 Title and Terms; Payments 12 Section 2.02 Ranking 13 Section 2.1. Forms Generally 2.03 Denominations 13 Section 2.2. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. 2.04 Execution, Authentication, Delivery and Dating 17 13 Section 3.4. 2.05 Temporary Securities 18 Notes 13 Section 3.5. 2.06 Registration, ; Registration of Transfer and Exchange 18 13 Section 3.6. 2.07 Reserved 14 Section 2.08 Reserved 15 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 21 Notes 15 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. 2.10 Persons Deemed Owners 22 15 Section 3.9. 2.11 Transfer and Exchange 15 Section 2.12 Purchase of Notes; Cancellation 23 17 Section 3.10. 2.13 CUSIP Numbers 18 Section 2.14 Payment and Computation of Interest 23 TABLE 18 ARTICLE 3. REPURCHASE AT THE OPTION OF CONTENTS (continued)THE HOLDERS 18 Section 3.01 Purchase at Option of Holders upon a Fundamental Change 18 Section 3.02 Fundamental Change Company Notice 19 Section 3.03 Repurchase Procedures 20 Section 3.04 Effect of Fundamental Change Purchase Notice 20 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 21 Section 3.06 Deposit of Fundamental Change Purchase Price 21 Section 3.07 Notes Purchased in Whole or in Part 21 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 21 Section 3.09 Repayment to the Company 22 ARTICLE 4. CONVERSION 22 Section 4.01 Right To Convert 22 Section 4.02 Conversion Procedures 24 Section 4.03 Settlement Upon Conversion 26 Section 4.04 Adjustment of Conversion Rate 28 Section 4.05 Discretionary and Voluntary Adjustments 36 Section 4.06 Adjustment to Conversion Rate Upon Conversion in Connection with a Make-Whole Fundamental Change 36 Section 4.07 Effect of Recapitalization, Reclassification, Consolidation, Merger or Sale 38 Section 4.08 Certain Covenants 39 Section 4.09 Responsibility of Trustee 39 Section 4.10 Notice of Adjustment to the Trustee 40 Section 4.11 Notice to Holders 40 ARTICLE 5. COVENANTS 41 Section 5.01 Payment of Principal and Interest and the Fundamental Change Purchase Price 41 Section 5.02 Maintenance of Office or Agency 41 Section 5.03 Provisions as to Paying Agent 42 Section 5.04 Reports 43 Section 5.05 Statements as to Defaults 43 Section 5.06 Additional Interest Notice 43 Section 5.07 Compliance Certificate and Opinions of Counsel 43 Section 5.08 Reserved 44 Section 5.09 Corporate Existence 44 Section 5.10 Restriction on Resales 44 Section 5.11 Further Instruments and Acts 44 Section 5.12 Par Value Limitation 44 Section 5.13 Company to Furnish Trustee Names and Addresses of Holders 44 ARTICLE 6. REMEDIES 45 Section 6.01 Events of Default 45 Section 6.02 Acceleration; Rescission and Annulment 46 Section 6.03 Additional Interest 46 Section 6.04 Waiver of Past Defaults 47 Section 6.05 Control by Majority 47 Section 6.06 Limitation on Suits 47 Section 6.07 Rights of Holders to Receive Payment and to Convert 48 Section 6.08 Collection of Indebtedness; Suit for Enforcement by Trustee 48 Section 6.09 Trustee May Enforce Claims Without Possession of Notes 48 Section 6.10 Trustee May File Proofs of Claim 48 Section 6.11 Restoration of Rights and Remedies 48 Section 6.12 Rights and Remedies Cumulative 49 Section 6.13 Delay or Omission Not a Waiver 49 Section 6.14 Priorities 49 Section 6.15 Undertaking for Costs 49 Section 6.16 Waiver of Stay, Extension and Usury Laws 50 Section 6.17 Notices from the Trustee 50 ARTICLE 7. SATISFACTION AND DISCHARGE 50 Section 7.01 Discharge of Liability on Notes 50 Section 7.02 Deposited Monies to Be Held in Trust by Trustee 50 Section 7.03 Paying Agent to Repay Monies Held 51 Section 7.04 Return of Unclaimed Monies 51 Section 7.05 Reinstatement 51 ARTICLE 8. SUPPLEMENTAL INDENTURES 51 Section 8.01 Supplemental Indentures Without Consent of Holders 51 Section 8.02 Supplemental Indentures With Consent of Holders 51 Section 8.03 Notice of Amendment or Supplement 52 Section 8.04 Trustee to Sign Amendments, Etc. 52 Section 8.05 Conformity With Trust Indenture Act 52 ARTICLE 9. SUCCESSOR COMPANY 53 Section 9.01 Company May Consolidate, Etc. on Certain Terms 53 Section 9.02 Successor Corporation to Be Substituted 53 Section 9.03 Officer’s Certificate and Opinion of Counsel to Be Given to Trustee 54 ARTICLE 10. NO REDEMPTION 54 Section 10.01 No Redemption 54
Appears in 2 contracts
Samples: The Agreement and Plan of Merger (Sunedison, Inc.), The Agreement and Plan of Merger (Vivint Solar, Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. 1.01 Definitions and References 1 Section 1.2. Compliance Certificates and Opinions 8 1.02 References to Interest 19 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. 1.03 Acts of Holders 9 19 ARTICLE 2 THE NOTES 21 Section 1.5. Notices, Etc. to the Trustee 2.01 Title and the Issuers 10 Terms; Payments 21 Section 1.6. Notice to Holders of Securities; Waiver 10 2.02 Ranking 22 Section 1.7. Language of Notices 11 2.03 Denominations 22 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. 2.04 Execution, Authentication, Delivery and Dating 17 22 Section 3.4. 2.05 Temporary Securities 18 Notes 22 Section 3.5. 2.06 Registration, ; Registration of Transfer and Exchange 18 23 Section 3.6. 2.07 Transfer Restrictions 24 Section 2.08 Expiration of Restrictions 25 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 21 Notes 27 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. 2.10 Persons Deemed Owners 22 27 Section 3.9. 2.11 Transfer and Exchange 27 Section 2.12 Purchase of Notes; Cancellation 23 30 Section 3.10. 2.13 CUSIP Numbers 31 Section 2.14 Payment and Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 2.15 Cash or PIK Interest 32 ARTICLE 3 [RESERVED.] 33 ARTICLE 4 CONVERSION 33 Section 4.01 Right to Convert 33 Section 4.02 Conversion Procedures 35 Section 4.03 Settlement Upon Conversion 37 Section 4.04 Adjustment of Conversion Rate 38 Section 4.05 Discretionary and Voluntary Adjustments 46 Section 4.06 Subsequent Financing Adjustments 46 Section 4.07 Effect of Recapitalization, Reclassification, Consolidation, Merger or Sale 47 Section 4.08 Certain Covenants 48 Section 4.09 Responsibility of Trustee 49 Section 4.10 Notice of Adjustment 49 Section 4.11 Notice to Holders 50
Appears in 2 contracts
Samples: Indenture (ProSomnus, Inc.), Indenture (ProSomnus, Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. SECTION 1.01 Definitions 1 Section 1.2. SECTION 1.02 Rules of Construction 10 SECTION 1.03 Compliance Certificates and Opinions 8 Section 1.3. 10 SECTION 1.04 Form of Documents Delivered to Trustee 8 Section 1.4. Trustees 11 SECTION 1.05 Acts of Holders 9 Section 1.5. 11 SECTION 1.06 Notices, Etc. to the Trustee Trustees and the Issuers 10 Section 1.6. Company 13 SECTION 1.07 Notice to Holders of SecuritiesHolders; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. 13 SECTION 1.08 Effect of Headings and Table of Contents 11 Section 1.10. 14 SECTION 1.09 Successors and Assigns 11 Section 1.11. Separability 14 SECTION 1.10 Severability Clause 11 Section 1.12. 14 SECTION 1.11 Benefits of Indenture 11 Section 1.13. 14 SECTION 1.12 Governing Law 11 Section 1.14. 15 SECTION 1.13 Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. 15 SECTION 1.14 Agent for Service; Submission to Jurisdiction; Waiver of Immunities 15 SECTION 1.15 Conversion of Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on 16 SECTION 1.16 Currency Equivalent 17 SECTION 1.17 Conflict with Trust Indenture Legislation 17 SECTION 1.18 Incorporators, Shareholders, Officers and Directors of the Company Exempt from Individual Liability 12 17 SECTION 1.19 Waiver of Jury Trial 17 SECTION 1.20 Counterparts 17 SECTION 1.21 Force Majeure 18 ARTICLE 2. TWO SECURITIES FORMS 13 Section 2.1. 18 SECTION 2.01 Forms Generally 13 Section 2.2. 18 SECTION 2.02 Form of Trustee’s Certificate of Authentication 13 Section 2.3. 18 SECTION 2.03 Securities Issuable in Global Form 13 19 ARTICLE 3. THREE THE SECURITIES 14 Section 3.1. Amount Unlimited; 20 SECTION 3.01 Issuable in Series 14 Section 3.2. Currency; 20 SECTION 3.02 Denominations 16 Section 3.3. 23 SECTION 3.03 Execution, Authentication, Delivery and Dating 17 Section 3.4. 23 SECTION 3.04 Temporary Securities 18 Section 3.5. 25 SECTION 3.05 Registration, Registration of Transfer and Exchange 18 Section 3.6. 27 SECTION 3.06 Mutilated, Destroyed, Lost and Stolen Securities 21 Section 3.7. 30 SECTION 3.07 Payment of Principal, Premium and Interest; Interest and Certain Additional AmountsRights Preserved; Rights to Optional Interest and Certain Additional Amounts Preserved 21 Section 3.8. Reset 31 SECTION 3.08 Optional Extension of Stated Maturity 34 SECTION 3.09 Persons Deemed Owners 22 Section 3.9. 34 SECTION 3.10 Cancellation 23 Section 3.10. 35 SECTION 3.11 Computation of Interest 23 TABLE OF CONTENTS (continued)35
Appears in 2 contracts
Samples: Indenture (Acreage Holdings, Inc.), Indenture (Acreage Holdings, Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1.1 Certain Terms Defined 1 Section 1.2. 1.2 Compliance Certificates and Opinions 8 9 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 10 Section 1.4. 1.4 Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers Holders; Record Dates 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. 1.5 Conflict with Trust Indenture Act 11 12 Section 1.9. 1.6 Effect of Headings and Table of Contents 11 12 Section 1.10. Successors and Assigns 11 Section 1.11. 1.7 Separability Clause 11 12 Section 1.12. 1.8 Benefits of Indenture 11 12 Section 1.13. Governing Law 11 Section 1.14. 1.9 Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. 1.10 Judgment Currency 12 Section 1.171.11 No Adverse Interpretation of Other Agreements 13 ARTICLE II. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 Section 2.1. 2.1 Forms Generally 13 Section 2.2. 2.2 Form of Face of Security 14 Section 2.3 Form of Reverse of Security 16 Section 2.4 Form of Trustee’s Certificate of Authentication 13 21 Section 2.3. 2.5 Securities Issuable in the Form of a Global Form 13 Security 21 ARTICLE 3III. THE SECURITIES 14 22 Section 3.1. 3.1 Amount Unlimited; Unlimited; Issuable in Series 14 22 Section 3.2. Currency; 3.2 Denominations 16 25 Section 3.3. 3.3 Execution, Authentication, Delivery and Dating 17 26 Section 3.4. 3.4 Temporary Securities 18 27 Section 3.5. Registration, 3.5 Registration; Registration of Transfer and Exchange 18 27 Section 3.6. 3.6 Mutilated, Destroyed, Lost and or Stolen Securities 21 29 Section 3.7. 3.7 Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 29 Section 3.8. Persons 3.8 Holders Deemed Owners 22 31 Section 3.9. 3.9 Cancellation 23 31 Section 3.10. 3.10 Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11 CUSIP, ISIN and Common Codes 32
Appears in 2 contracts
Samples: Indenture (Carnival PLC), Carnival PLC
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 Holders; Record Dates 10 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 13 Section 1.91.8. Effect of Headings and Table of Contents 11 13 Section 1.101.9. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 14 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 15 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. 15 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 16 Section 3.1. Amount Unlimited; Issuable in Series 14 16 Section 3.2. Currency; Denominations 16 19 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 21 Section 3.5. Registration, Registration of Transfer and Exchange 18 22 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 24 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 24 Section 3.8. Persons Deemed Owners 22 26 Section 3.9. Cancellation 23 27 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)27 Section 3.11. CUSIP Numbers 27 ARTICLE IV Satisfaction and Discharge 28 Section 4.1. Satisfaction and Discharge of Indenture 28 Section 4.2 Application of Trust Money 29 ARTICLE V Remedies 29 Section 5.1. Events of Default 29 Section 5.2. Acceleration of Maturity; Rescission and Annulment 30 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 31 Section 5.4. Trustee May File Proofs of Claim 32 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 33 Section 5.6. Application of Money Collected 33 Section 5.7. Limitation on Suits 33 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 34 Section 5.9. Restoration of Rights and Remedies 34 Section 5.10. Rights and Remedies Cumulative 34 Section 5.11. Delay or Omission Not Waiver 35 Section 5.12. Control by Holders 35 Section 5.13. Waiver of Past Defaults 35 Section 5.14. Undertaking for Costs 36 ARTICLE VI The Trustee 36 Section 6.1. Certain Duties and Responsibilities 36 Section 6.2. Notice of Defaults 37 Section 6.3. Certain Rights of Trustee 38 Section 6.4. Not Responsible for Recitals or Issuance of Securities 40 Section 6.5. May Hold Securities 40 Section 6.6. Money Held in Trust 40 Section 6.7. Compensation and Reimbursement 40 Section 6.8. Disqualification; Conflicting Interests 42 Section 6.9. Corporate Trustee Required; Eligibility 42 Section 6.10. Resignation and Removal; Appointment of Successor 42 Section 6.11. Acceptance of Appointment by Successor 44 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 45 Section 6.13. Preferential Collection of Claims Against Company 46 Section 6.14. Appointment of Authenticating Agent 46 ARTICLE VII Holder’s Lists and Reports by Trustee and Company 48 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 48 Section 7.2. Preservation of Information; Communications to Holders 48 Section 7.3. Reports by Trustee 49 Section 7.4. Reports by Company 49 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 50 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 50 Section 8.2. Successor Substituted 50 ARTICLE IX Supplemental Indentures 51 Section 9.1. Supplemental Indentures Without Consent of Holders 51 Section 9.2. Supplemental Indentures With Consent of Holders 52 Section 9.3. Execution of Supplemental Indentures 53 Section 9.4. Effect of Supplemental Indentures 53 Section 9.5. Conformity With Trust Indenture Act 54 Section 9.6. Reference in Securities to Supplemental Indentures 54 Section 9.7. Notice of Supplemental Indentures 54 ARTICLE X Covenants 54 Section 10.1. Payment of Principal, Premium, and Interest 54 Section 10.2. Maintenance of Office or Agency 54 Section 10.3. Money for Securities Payments to Be Held in Trust 55 Section 10.4. Statement by Officers as to Default 56 Section 10.5. Existence 56 Section 10.6. Maintenance of Properties 56 Section 10.7. Payment of Taxes and Other Claims 57 Section 10.8. Waiver of Certain Covenants 57 Section 10.9. Calculation of Original Issue Discount 57 Section 10.10. Tax Payment and Tax Withholding Obligations 58 ARTICLE XI Redemption of Securities 58 Section 11.1. Applicability of Article 58 Section 11.2. Election to Redeem; Notice to Trustee 58 Section 11.3. Selection by Trustee of Securities to Be Redeemed 59 Section 11.4. Notice of Redemption 59 Section 11.5. Deposit of Redemption Price 60 Section 11.6. Securities Payable on Redemption Date 61 Section 11.7. Securities Redeemed in Part 61 ARTICLE XII Sinking Funds 61 Section 12.1. Applicability of Article 61 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 62 Section 12.3. Redemption of Securities for Sinking Fund 62 ARTICLE XIII Defeasance and Covenant Defeasance 63 Section 13.1. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance 63 Section 13.2. Defeasance and Discharge 63 Section 13.3. Covenant Defeasance 64 Section 13.4. Conditions to Defeasance or Covenant Defeasance 64 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 66 Section 13.6. Reinstatement 67 ARTICLE XIV Subordination Of Securities 67 Section 14.1. Securities Subordinate to Senior Debt 67 Section 14.2. No Payment When Senior Debt in Default 70 Section 14.3. Trustee and Holders of Securities May Rely on Certificate of Liquidating Agent; Trustee May Require Further Evidence as to Ownership of Senior Debt; Trustee Not Fiduciary to Holders of Senior Debt 71 Section 14.4. Payment Permitted If No Default 72 Section 14.5. Trustee Not Charged with Knowledge of Prohibition 72 Section 14.6. Trustee to Effectuate Subordination 73 Section 14.7. Rights of Trustee as Holder of Senior Debt 73 Section 14.8. Article Applicable to Paying Agents 73 Section 14.9. Subordination Rights Not Impaired by Acts or Omissions of the Company or Holders of Senior Debt 73 Section 14.10. Trustee’s Rights to Compensation, Reimbursement of Expenses and Indemnification 74 Section 14.11. Modification of Subordination Provisions 74 NOTE: This table of contents shall not, for any purpose, be deemed to be part of the Indenture.
Appears in 2 contracts
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions Certain Terms Defined 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. Form of Documents Delivered to Trustee 8 7 Section 1.4. Acts of Holders 9 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 of 1939 8 Section 1.91.6. Effect of Headings and Table of Contents 11 9 Section 1.10. Successors and Assigns 11 Section 1.111.7. Separability Clause 11 9 Section 1.121.8. Benefits of Indenture 11 9 Section 1.13. Governing Law 11 Section 1.141.9. Legal Holidays 12 9 Section 1.15. Counterparts 12 Section 1.161.10. Judgment Currency 12 Section 1.179 ARTICLE II. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 9 Section 2.1. Forms Generally 9 Section 2.2. Form of Face of Security 10 Section 2.3. Form of Reverse of Security 13 Section 2.22.4. Form of Trustee’s Certificate of Authentication 13 16 Section 2.32.5. Securities Issuable in the Form of a Global Form 13 Security 17 ARTICLE 3III. THE SECURITIES 14 17 Section 3.1. Amount Unlimited; Issuable in Series 14 17 Section 3.2. Currency; Denominations 16 19 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, ; Registration of Transfer and Exchange 18 20 Section 3.6. Mutilated, Destroyed, Lost and or Stolen Securities 21 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 22 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)ARTICLE IV. SATISFACTION AND DISCHARGE 23 Section 4.1. Satisfaction and Discharge of Indenture 23 Section 4.2. Application of Trust Money 24 Section 4.3. Defeasance Upon Deposit of Funds or Government Obligations 24 Section 4.4. Reinstatement 25 Section 4.5. Repayment of Moneys Held by Trustee 26 ARTICLE V. REMEDIES 26 Section 5.1. Events of Default 26 Section 5.2. Acceleration of Maturity; Rescission and Annulment 27 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 28 Section 5.4. Trustee May File Proofs of Claim 28 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 29 Section 5.6. Application of Money Collected 29 Section 5.7. Limitation on Suits 29 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium and Interest 30 Section 5.9. Restoration of Rights and Remedies 30 Section 5.10. Rights and Remedies Cumulative 30 Section 5.11. Delay or Omission Not Waiver 30 Section 5.12. Control by Holders 30 Section 5.13. Waiver of Past Defaults 30 Section 5.14. Undertaking for Costs 31 Section 5.15. Waiver of Stay or Extension Laws 31 ARTICLE VI. THE TRUSTEE 31 Section 6.1. Certain Duties and Responsibilities. 31 Section 6.2. Notice of Defaults 32 Section 6.3. Certain Rights of Trustee 32 Section 6.4. Trustee Not Responsible for Recitals in Indenture or in Securities 33 Section 6.5. May Hold Securities 33 Section 6.6. Money Held in Trust 33 Section 6.7. Compensation and Reimbursement 33 Section 6.8. Disqualification; Conflicting Interest 34 Section 6.9. Corporate Trustee Required; Eligibility 38 Section 6.10. Resignation and Removal; Appointment of Successor 38 Section 6.11. Acceptance of Appointment by Successor 39 Section 6.12. Merger, Conversion, Consolidation or Succession to Business 40 Section 6.13. Preferential Collection of Claims Against Company 40 ARTICLE VII. HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY 43 Section 7.1. Company to Furnish Trustee Information as to Names and Addresses of Holders 43 Section 7.2. Preservation of Information; Communications to Holders 43 Section 7.3. Reports by Trustee 44 Section 7.4. Reports by Company 45 ARTICLE VIII. CONSOLIDATION, MERGER, SALE OR CONVEYANCE 45 Section 8.1. Consolidations and Mergers of Company and Guarantor Permitted Subject to Certain Conditions 45 Section 8.2. Rights and Duties of Successor Person 46
Appears in 2 contracts
Samples: Indenture (Carnival PLC), Carnival PLC
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. 1.01 Definitions 1 Section 1.2. 1.02 Compliance Certificates and Opinions 8 12 Section 1.3. 1.03 Form of Documents Delivered to Trustee 8 13 Section 1.4. 1.04 Acts of Holders 9 13 Section 1.5. 1.05 Notices, Etcetc. to the Trustee and the Issuers 10 Company 15 Section 1.6. 1.06 Notice to Holders of SecuritiesHolders; Waiver 10 16 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. 1.07 Effect of Headings and Table of Contents 11 17 Section 1.10. 1.08 Successors and Assigns 11 17 Section 1.11. Separability 1.09 Severability Clause 11 17 Section 1.12. 1.10 Benefits of Indenture 11 17 Section 1.13. 1.11 Governing Law 11 17 Section 1.14. 1.12 Legal Holidays 12 17 Section 1.15. Counterparts 12 1.13 Agent for Service; Submission to Jurisdiction; Waiver of Immunities 18 Section 1.16. Judgment 1.14 Conversion of Currency 12 18 Section 1.17. No Security Interest Created 12 1.15 Currency Equivalent 20 Section 1.18. Limitation on 1.16 Conflict with Trust Indenture Legislation 20 Section 1.17 Incorporators, Shareholders, Officers and Directors of the Company Exempt from Individual Liability 12 20 ARTICLE 2. TWO SECURITIES FORMS 13 20 Section 2.1. 2.01 Forms Generally 13 20 Section 2.2. 2.02 Form of Trustee’s 's Certificate of Authentication 13 21 Section 2.3. 2.03 Securities Issuable in Global Form 13 21 ARTICLE 3. THREE THE SECURITIES 14 22 Section 3.1. 3.01 Amount Unlimited; Issuable in Series 14 22 Section 3.2. Currency; 3.02 Denominations 16 26 Section 3.3. 3.03 Execution, Authentication, Delivery and Dating 17 26 Section 3.4. 3.04 Temporary Securities 18 29 Section 3.5. 3.05 Registration, Registration of Transfer and Exchange 18 31 Section 3.6. 3.06 Mutilated, Destroyed, Lost and Stolen Securities 21 35 Section 3.7. 3.07 Payment of Principal; Premium; Interest; Interest and Certain Additional AmountsRights Preserved; Rights to Optional Interest and Certain Additional Amounts Preserved 21 Reset 36 Section 3.8. 3.08 Optional Extension of Stated Maturity 39 Section 3.09 Persons Deemed Owners 22 40 Section 3.9. 3.10 Cancellation 23 41 Section 3.10. 3.11 Computation of Interest 23 TABLE OF CONTENTS (continued)41 Section 3.12 Currency of Payments in Respect of Securities 41 ARTICLE FOUR SATISFACTION AND DISCHARGE 42 Section 4.01 Satisfaction and Discharge of Indenture 42 Section 4.02 Application of Trust Money 43
Appears in 2 contracts
Samples: Uranium Energy Corp, Uranium Energy Corp
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders Holders; Record Dates 9 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 12 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 13 Section 1.91.08. Effect of Headings and Table of Contents 11 13 Section 1.101.09. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Legal Holidays 13 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 13 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 14 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 14 Section 1.17. No Security Interest Created 12 Force Majeure 14 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 14 Section 1.19. U.S.A. Patriot Act 14 ARTICLE 2. SECURITIES II SECURITY FORMS 13 14 Section 2.12.01. Forms Generally 13 15 Section 2.22.02. Form of Face of Security 15 Section 2.03. Form of Reverse of Security 17 Section 2.04. Form of Legend for Global Securities 20 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. III THE SECURITIES 14 20 Section 3.13.01. Amount Unlimited; Issuable in Series 14 20 Section 3.23.02. Currency; Denominations 16 24 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 24 Section 3.43.04. Temporary Securities 18 26 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 27 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 29 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 30 Section 3.83.08. Persons Deemed Owners 22 31 Section 3.93.09. Cancellation 23 31 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11. CUSIP Numbers 32
Appears in 1 contract
Samples: Indenture (Horsehead Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 10 Section 1.31.03. Form of Documents Delivered to Trustee 8 11 Section 1.41.04. Acts of Holders 9 Holders; Record Dates 11 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 13 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 14 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 14 Section 1.91.08. Effect of Headings and Table of Contents 11 14 Section 1.101.09. Successors and Assigns 11 14 Section 1.111.10. Separability Clause 11 14 Section 1.121.11. Benefits of Indenture 11 15 Section 1.12. Governing Law 15 Section 1.13. Governing Law 11 Legal Holidays 15 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 15 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 15 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 15 Section 1.17. No Security Interest Created 12 Force Majeure 15 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 16 ARTICLE 2. SECURITIES II SECURITY FORMS 13 16 Section 2.12.01. Forms Generally 13 16 Section 2.22.02. Form of Face of Security 16 Section 2.03. Form of Reverse of Security 18 Section 2.04. Form of Legend for Global Securities 22 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 22 ARTICLE 3. III THE SECURITIES 14 22 Section 3.13.01. Amount Unlimited; Issuable in Series 14 22 Section 3.23.02. Currency; Denominations 16 26 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 26 Section 3.43.04. Temporary Securities 18 28 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 28 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 30 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 31 Section 3.83.08. Persons Deemed Owners 22 32 Section 3.93.09. Cancellation 23 32 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)33 Section 3.11. CUSIP Numbers 33
Appears in 1 contract
Samples: Navistar, Inc.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders Holders; Record Dates 9 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 12 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 13 Section 1.91.08. Effect of Headings and Table of Contents 11 13 Section 1.101.09. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Legal Holidays 13 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 13 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 13 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 14 Section 1.17. No Security Interest Created 12 Force Majeure 14 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 14 Section 1.19. U.S.A. Patriot Act 14 ARTICLE 2. SECURITIES II SECURITY FORMS 13 14 Section 2.12.01. Forms Generally 13 14 Section 2.22.02. Form of Face of Security 15 Section 2.03. Form of Reverse of Security 17 Section 2.04. Form of Legend for Global Securities 20 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. III THE SECURITIES 14 21 Section 3.13.01. Amount Unlimited; Issuable in Series 14 21 Section 3.23.02. Currency; Denominations 16 24 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 24 Section 3.43.04. Temporary Securities 18 26 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 27 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 29 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 30 Section 3.83.08. Persons Deemed Owners 22 31 Section 3.93.09. Cancellation 23 31 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11. CUSIP Numbers 31
Appears in 1 contract
Samples: Ruth's Chris Steak House Texas, L.P.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1SECTION 1.01. Definitions 1 Section 1.2SECTION 1.02. Compliance Officer’s Certificates and Opinions 8 Section 1.37 SECTION 1.03. Form of Documents Delivered to Trustee 8 Section 1.47 SECTION 1.04. Acts of Holders 9 Section 1.58 SECTION 1.05. Notices, Etc. etc., to the Trustee and the Issuers 10 Section 1.6Company 9 SECTION 1.06. Notice to Holders of SecuritiesTo Holders; Waiver 10 Section 1.7. Language of Notices 11 Section 1.89 SECTION 1.07. Conflict with Trust Indenture Act 11 Section 1.910 SECTION 1.08. Effect of Headings and Table of Contents 11 Section 1.1010 SECTION 1.09. Successors and Assigns 11 Section 1.1110 SECTION 1.10. Separability Clause 11 Section 1.1210 SECTION 1.11. Benefits of Of Indenture 11 Section 1.1310 SECTION 1.12. Governing Law 11 Section 10 SECTION 1.13. Counterparts 10 SECTION 1.14. Reserved] 10 SECTION 1.15. Legal Holidays 12 Section 1.15. Counterparts 12 Section 10 SECTION 1.16. Judgment Currency 12 Section Waiver of Jury Trial 11 SECTION 1.17. No Security Interest Created 12 Section Force Majeure 11 SECTION 1.18. Limitation on Individual Liability 12 Facsimile Instructions 11 ARTICLE 22 THE SECURITIES 11 SECTION 2.01. SECURITIES FORMS 13 Section 2.1Form Generally 11 SECTION 2.02. Forms Generally 13 Section 2.2of Securities 11 SECTION 2.03. Securities in Global Form 12 SECTION 2.04. Form of Trustee’s Certificate of Authentication 13 Section 2.312 SECTION 2.05. Securities in Global Form 13 ARTICLE 3Title and Terms 12 SECTION 2.06. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.315 SECTION 2.07. Execution, Authentication, Delivery and Dating 17 Section 3.416 SECTION 2.08. Temporary Global Securities 18 Section 3.516 SECTION 2.09. Registration, Registration of Transfer and Exchange 18 Section 3.617 SECTION 2.10. Mutilated, Destroyed, Lost and or Stolen Securities 21 Section 3.719 SECTION 2.11. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.819 SECTION 2.12. Persons Deemed Owners 22 Section 3.920 SECTION 2.13. Cancellation 23 Section 3.1021 SECTION 2.14. Computation of Interest 23 TABLE OF CONTENTS (continued)21 SECTION 2.15. CUSIP Numbers 21
Appears in 1 contract
Samples: Avatar Holdings Inc
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions Definitions. 1 Section 1.21.02. Compliance Certificates and Opinions 8 Opinions. 5 Section 1.31.03. Form of Documents Delivered to Trustee 8 Trustee. 6 Section 1.41.04. Acts of Holders 9 Holders; Record Dates. 6 Section 1.51.05. Notices, Etc. ., to the Trustee and the Issuers 10 Company. 8 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 Waiver. 8 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 Act. 8 Section 1.91.08. Effect of Headings and Table of Contents 11 Contents. 9 Section 1.09. Successors and Assigns. 9 Section 1.10. Successors and Assigns 11 Separability Clause. 9 Section 1.11. Separability Clause 11 Benefits of Indenture. 9 Section 1.12. Benefits of Indenture 11 Governing Law. 9 Section 1.13. Governing Law 11 Legal Holidays. 9 Section 1.14. Legal Holidays 12 Incorporators, Equityholders, Directors, Members, Managers, Officers and Employees of the Company Exempt from Individual Liability. 9 ARTICLE II. SECURITY FORM 9 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.12.01. Forms Generally 13 Generally. 9 Section 2.22.02. Form of Face of Security. 10 Section 2.03. Form of Reverse of Security. 11 Section 2.04. Form of Legend for Global Securities. 15 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3Authentication. Securities in Global Form 13 15 ARTICLE 3III. THE SECURITIES 14 16 Section 3.13.01. Amount Unlimited; Issuable in Series 14 Section 3.2Series. Currency; Denominations 16 Section 3.33.02. Denominations. 18 Section 3.03. Execution, Authentication, Delivery and Dating 17 Dating. 18 Section 3.43.04. Temporary Securities 18 Securities. 20 Section 3.53.05. Registration, ; Registration of Transfer and Exchange 18 Exchange. 20 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Securities Securities. 21 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Preserved. 22 Section 3.83.08. Persons Deemed Owners 22 Owners. 23 Section 3.93.09. Cancellation Cancellation. 23 Section 3.10. Computation of Interest Interest. 23 TABLE OF CONTENTS (continued)Section 3.11. CUSIP Numbers 23
Appears in 1 contract
Samples: Indenture (Speed Commerce, Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders Holders; Record Dates 9 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 11 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 12 Section 1.91.08. Effect of Headings and Table of Contents 11 12 Section 1.101.09. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Legal Holidays 13 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 13 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 13 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 13 Section 1.17. No Security Interest Created 12 Force Majeure 13 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 14 ARTICLE 2. SECURITIES II SECURITY FORMS 13 14 Section 2.12.01. Forms Generally 13 14 Section 2.22.02. Form of Face of Security 14 Section 2.03. Form of Reverse of Security 16 Section 2.04. Form of Legend for Global Securities 19 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. III THE SECURITIES 14 20 Section 3.13.01. Amount Unlimited; Issuable in Series 14 20 Section 3.23.02. Currency; Denominations 16 23 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 24 Section 3.43.04. Temporary Securities 18 25 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 26 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 28 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 29 Section 3.83.08. Persons Deemed Owners 22 30 Section 3.93.09. Cancellation 23 30 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11. CUSIP Numbers 31
Appears in 1 contract
Samples: Navistar, Inc.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1101. Definitions Definitions. 1 Section 1.2102. Compliance Certificates and Opinions Opinions. 8 Section 1.3103. Form of Documents Delivered to Trustee Trustee. 8 Section 1.4104. Acts of Holders Holders; Record Dates. 9 Section 1.5105. Notices, Etcetc. to the Trustee and the Issuers Company. 10 Section 1.6106. Notice to Holders of Securities; Waiver Waiver. 10 Section 1.7107. Language of Notices Notices. 11 Section 1.8108. Conflict with Trust Indenture Act Act. 11 Section 1.9109. Effect of Headings and Table of Contents Contents. 11 Section 1.10110. Successors and Assigns Assigns. 11 Section 1.11111. Separability Clause Clause. 11 Section 1.12112. Benefits of Indenture Indenture. 11 Section 1.13113. Governing Law Law. 11 Section 1.14114. Legal Holidays Non-Business Day. 12 Section 1.15115. Counterparts Counterparts. 12 Section 1.16116. Judgment Currency Currency. 12 Section 1.17117. No Security Interest Created U.S.A. Patriot Act. 12 Section 1.18118. Limitation on Individual Liability 12 Force Majeure. 13 Section 119. Waiver of Jury Trial. 13 ARTICLE 2. II SECURITIES FORMS 13 Section 2.1201. Forms Generally Generally. 13 Section 2.2202. Form of Face of Security. 13 Section 203. Form of Reverse of Security. 15 Section 204. Securities in Global Form. 17 Section 205. Form of Legend for Global Securities. 18 Section 206. Form of Trustee’s Certificate of Authentication 13 Authentication. 18 Section 2.3207. Securities in Global Form 13 Repayable at the Option of Holders. 18 ARTICLE 3. III THE SECURITIES 14 19 Section 3.1301. Amount Unlimited; Issuable in Series 14 Series. 19 Section 3.2302. Currency; Denominations 16 Denominations. 22 Section 3.3303. Execution, Authentication, Delivery and Dating 17 Dating. 22 Section 3.4304. Temporary Securities 18 Securities. 23 Section 3.5305. Registration, Transfer and Exchange 18 Exchange. 24 Section 3.6306. Mutilated, Destroyed, Lost and Stolen Securities 21 Securities. 26 Section 3.7307. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Preserved. 26 Section 3.8308. Persons Deemed Owners 22 Owners. 27 Section 3.9309. Cancellation 23 Cancellation. 28 Section 3.10310. Computation of Interest 23 TABLE Interest. 28 Section 311. CUSIP or ISIN Numbers. 28 ARTICLE IV SATISFACTION AND DISCHARGE OF CONTENTS (continued)INDENTURE 28 Section 401. Satisfaction and Discharge. 28 Section 402. Defeasance and Covenant Defeasance. 29 Section 403. Application of Trust Money. 32 Section 404. Qualifying Trustee. 32 Section 405. Reinstatement. 32 ARTICLE V REMEDIES 33 Section 501. Events of Default. 33 Section 502. Acceleration of Maturity; Rescission and Annulment. 34 Section 503. Collection of Indebtedness and Suits for Enforcement by Trustee. 34 Section 504. Trustee May File Proofs of Claim. 35 Section 505. Trustee may Enforce Claims Without Possession of Securities. 36 Section 506. Application of Money Collected. 36 Section 507. Limitation on Suits. 36
Appears in 1 contract
Samples: Midamerican Energy Co
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 10 Section 1.5. Notices, Etc. etc., to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 11 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 12 Section 1.101.8. Successors and Assigns 11 12 Section 1.111.9. Separability Clause 11 12 Section 1.121.10. Benefits of Indenture 11 12 Section 1.131.11. Governing Law 11 12 Section 1.141.12. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES 2 SECURITY FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 14 Section 2.4. Form of Legend for Securities in Global Form 14 ARTICLE 3. 3 THE SECURITIES 14 15 Section 3.1. Amount Unlimited; Issuable in Series 14 15 Section 3.2. Currency; Denominations 16 18 Section 3.3. Execution, Authentication, Delivery and Dating 17 18 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, Transfer and Exchange 18 21 Section 3.6. Mutilated, Destroyed, Lost and Stolen Replacement Securities 21 24 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 25 Section 3.8. Persons Deemed Owners 22 26 Section 3.9. Cancellation 23 27 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)27 Page Section 3.11. CUSIP Numbers 27 Section 3.12. Currency of Payment in Respect of Securities 28 ARTICLE 4 SATISFACTION, DISCHARGE AND DEFEASANCE 28 Section 4.1. Termination of Company’s Obligations Under the Indenture 28 Section 4.2. Application of Trust Funds 29 Section 4.3. Applicability of Defeasance Provisions; Company’s Option to Effect Defeasance or Covenant Defeasance 29 Section 4.4. Defeasance 29 Section 4.5. Covenant Defeasance 30 Section 4.6. Conditions to Defeasance or Covenant Defeasance 30 Section 4.7. Deposited Money and Government Obligations to Be Held in Trust 32 Section 4.8. Repayment to Company 33 Section 4.9. Indemnity for Government Obligations 33 Section 4.10. Reinstatement 33 ARTICLE 5 DEFAULTS AND REMEDIES 33 Section 5.1. Events of Default 33 Section 5.2. Acceleration; Rescission and Annulment 35 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 35 Section 5.4. Trustee May File Proofs of Claim 36 Section 5.5. Trustee May Enforce Claims Without Possession of Securities or Coupons 37 Section 5.6. Delay or Omission Not Waiver 37 Section 5.7. Waiver of Past Defaults 37 Section 5.8. Control by Majority 38 Section 5.9. Limitation on Suits by Holders 38 Section 5.10. Rights of Holders to Receive Payment 38 Section 5.11. Application of Money Collected 39 Section 5.12. Restoration of Rights and Remedies 39 Section 5.13. Rights and Remedies Cumulative 39 Section 5.14. Waiver of Stay or Extension Laws 39 Section 5.15. Undertaking for Costs 40 ARTICLE 6 THE TRUSTEE 40 Section 6.1. Certain Duties and Responsibilities of the Trustee 40 Page Section 6.2. Rights of Trustee 40 Section 6.3. Trustee May Hold Securities 42 Section 6.4. Money Held in Trust 42 Section 6.5. Trustee’s Disclaimer 42 Section 6.6. Notice of Defaults 42 Section 6.7. Reports by Trustee to Holders 42 Section 6.8. Securityholder Lists 42 Section 6.9. Compensation and Indemnity 43 Section 6.10. Replacement of Trustee 44 Section 6.11. Acceptance of Appointment by Successor 45 Section 6.12. Eligibility; Disqualification 46 Section 6.13. Merger, Conversion, Consolidation or Succession to Business 47 Section 6.14. Appointment of Authenticating Agent 47 ARTICLE 7 CONSOLIDATION, MERGER OR SALE BY THE COMPANY 48 Section 7.1. Consolidation, Merger or Sale of Assets Permitted 48 Section 7.2. Successor Person Substituted for Company 49 ARTICLE 8 SUPPLEMENTAL INDENTURES 49 Section 8.1. Supplemental Indentures Without Consent of Holders 49 Section 8.2. Supplemental Indentures With Consent of Holders 50 Section 8.3. Compliance with Trust Indenture Act 52 Section 8.4. Execution of Supplemental Indentures 52 Section 8.5. Effect of Supplemental Indentures 52 Section 8.6. Reference in Securities to Supplemental Indentures 52
Appears in 1 contract
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01 Scope of Supplemental Indenture. Definitions 1 Section 1.21.02 Definitions. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 2 ARTICLE 2. SECURITIES FORMS 13 THE NOTES 20 Section 2.12.01 Title and Terms; Payments. Forms Generally 13 20 Section 2.22.02 Repurchase and Cancellation. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 22 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 Section 3.4. Temporary Securities 18 Section 3.5. Registration, Transfer and Exchange 18 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities 21 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners REDEMPTION AND PREPAYMENT 22 Section 3.93.01 Notice of Redemption. Cancellation 22 Section 3.02 Effect of Notice of Redemption. 22 Section 3.03 Optional Redemption. 23 Section 3.103.04 Mandatory Redemption. Computation 25 ARTICLE 4. COVENANTS 25 Section 4.01 Reports. 25 Section 4.02 [RESERVED]. 26 Section 4.03 Liens. 26 Section 4.04 Offer to Repurchase Upon Change of Interest 23 TABLE OF CONTENTS (continued)Control Triggering Event. 27 Section 4.05 Exempted Transactions. 28 Section 4.06 Additional Note Guarantees. 28 Section 4.07 Sale and Leaseback Transactions. 29 ARTICLE 5. SUCCESSORS 29 Section 5.01 Merger, Consolidation or Sale of Assets. 29 Section 5.02 Successor Corporation Substituted. 30 Section 5.03 Opinion of Counsel to Be Given to Trustee. 31 ARTICLE 6. DEFAULT AND REMEDIES 31 Section 6.01 Events of Default. 31 Section 6.02 Acceleration. 33 Section 6.03 Other Remedies. 33 Section 6.04 Waiver of Past Defaults. 33 Section 6.05 Control by Majority. 34 Section 6.06 Limitation on Suits. 34 Section 6.07 Collection Suit by Trustee. 34 ARTICLE 7. LEGAL DEFEASANCE AND COVENANT DEFEASANCE 35 Section 7.01 Option to Effect Legal Defeasance or Covenant Defeasance. 35
Appears in 1 contract
Samples: Supplemental Indenture (Charles River Laboratories International, Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 11 Section 1.3. Form of Documents Delivered to Trustee 8 12 Section 1.4. Acts of Holders 9 13 Section 1.5. Notices, Etcetc. to the Trustee and the Issuers 10 Company 15 Section 1.6. Notice to Holders of Securities; Waiver 10 15 Section 1.7. Language of Notices 11 16 Section 1.8. Conflict with Trust Indenture Act 11 16 Section 1.9. Effect of Headings and Table of Contents 11 16 Section 1.10. Successors and Assigns 11 16 Section 1.11. Separability Clause 11 16 Section 1.12. Benefits of Indenture 11 17 Section 1.13. Governing Law 11 17 Section 1.14. Legal Holidays 12 17 Section 1.15. Counterparts 12 17 Section 1.16. Judgment Currency 12 17 Section 1.17. No Security Interest Created 12 18 Section 1.18. Limitation on Individual Liability 12 18 Section 1.19. USA PATRIOT Act 18 Section 1.20. Force Majeure 19 ARTICLE 2. 2 SECURITIES FORMS 13 19 Section 2.1. Forms Generally 13 19 Section 2.2. Form of Trustee’s Certificate of Authentication 13 20 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. 3 THE SECURITIES 14 21 Section 3.1. Amount Unlimited; Issuable in Series 14 21 Section 3.2. Currency; Denominations 16 25 Section 3.3. Execution, Authentication, Delivery and Dating 17 25 Section 3.4. Temporary Securities 18 27 Section 3.5. Registration, Transfer and Exchange 18 28 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities 21 31 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 32 Section 3.8. Persons Deemed Owners 22 34 Section 3.9. Cancellation 23 34 Section 3.10. Computation of Interest 23 TABLE 35 ARTICLE 4 SATISFACTION AND DISCHARGE OF CONTENTS (continued)INDENTURE 35 Section 4.1. Satisfaction and Discharge 35 Section 4.2. Defeasance and Covenant Defeasance 36 Section 4.3. Application of Trust Money 40 ARTICLE 5 REMEDIES 41 Section 5.1. Events of Default 41 Section 5.2. Acceleration of Maturity; Rescission and Annulment 42 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 44 Section 5.4. Trustee May File Proofs of Claim 44 Section 5.5. Trustee May Enforce Claims without Possession of Securities or Coupons 45 Section 5.6. Application of Money Collected 45 Section 5.7. Limitations on Suits 46 Section 5.8. Unconditional Right of Holders to Receive Principal and any Premium, Interest and Additional Amounts 47 Section 5.9. Restoration of Rights and Remedies 47 Section 5.10. Rights and Remedies Cumulative 47 Section 5.11. Delay or Omission Not Waiver 47 Section 5.12. Control by Holders of Securities 48 Section 5.13. Waiver of Past Defaults 48 Section 5.14. Waiver of Stay or Extension Laws 48 Section 5.15. Undertaking for Costs 49 ARTICLE 6 THE TRUSTEE 49 Section 6.1. Certain Rights of Trustee 49 Section 6.2. Notice of Defaults 52 Section 6.3. Not Responsible for Recitals or Issuance of Securities 52 Section 6.4. May Hold Securities 52 Section 6.5. Money Held in Trust 52 Section 6.6. Compensation and Reimbursement 53 Section 6.7. Corporate Trustee Required; Eligibility 53 Section 6.8. Resignation and Removal; Appointment of Successor 54 Section 6.9. Acceptance of Appointment by Successor 55 Section 6.10. Merger, Conversion, Consolidation or Succession to Business 57 Section 6.11. Appointment of Authenticating Agent 57 ARTICLE 7 HOLDERS LISTS AND REPORTS BY TRUSTEE AND COMPANY 59 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 59 Section 7.2. Preservation of Information; Communications to Holders 59 Section 7.3. Reports by Trustee 59 Section 7.4. Reports by Company 60 ARTICLE 8 CONSOLIDATION, AMALGAMATION, MERGER AND SALES 61 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 61 Section 8.2. Successor Person Substituted for Company 62
Appears in 1 contract
Samples: Walgreens Boots Alliance, Inc.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1SECTION 101 Definitions. Definitions 1 Section 1.2. SECTION 102 Compliance Certificates and Opinions 8 Section 1.3Opinions. 6 SECTION 103 Form of Documents Delivered to Trustee 8 Section 1.4Trustee. 7 SECTION 104 Acts of Holders 9 Section 1.5Holders; Record Dates. 7 SECTION 105 Notices, Etc. ., to the Trustee and the Issuers 10 Section 1.6Company. 9 SECTION 106 Notice to Holders of SecuritiesHolders; Waiver Waiver. 10 Section 1.7. Language of Notices 11 Section 1.8. SECTION 107 Conflict with Trust Indenture Act 11 Section 1.9Act. 10 SECTION 108 Effect of Headings and Table of Contents 11 Section 1.10Contents. 10 SECTION 109 Successors and Assigns 11 Section 1.11Assigns. 10 SECTION 110 Separability Clause 11 Section 1.12Clause. 10 SECTION 111 Benefits of Indenture. 10 SECTION 112 Governing Law. 11 SECTION 113 Legal Holidays. 11 SECTION 114 No Recourse Against Others 11 SECTION 115 Indenture May Be Executed in Counterparts 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 Section 2.111 SECTION 201 Forms Generally. Forms Generally 13 Section 2.211 SECTION 202 Form of Face of Security. 12 SECTION 203 Form of Reverse of Security. 14 SECTION 204 Form of Notation of Subsidiary Guarantee. 17 SECTION 205 Form of Legend for Global Securities. 18 SECTION 206 Form of Trustee’s Certificate of Authentication 13 Section 2.3Authentication. Securities in Global 18 SECTION 207 Form 13 of Conversion Notice. 19 ARTICLE 3. THE SECURITIES 14 Section 3.1. 21 SECTION 301 Amount Unlimited; Issuable in Series 14 Section 3.2Series. Currency; Denominations 16 Section 3.321 SECTION 302 Denominations. 23 SECTION 303 Execution, Authentication, Delivery and Dating 17 Section 3.4Dating. 23 SECTION 304 Temporary Securities 18 Section 3.5Securities. 25 SECTION 305 Registration, Registration of Transfer and Exchange 18 Section 3.6Exchange. 25 SECTION 306 Mutilated, Destroyed, Lost and Stolen Securities 21 Section 3.7Securities. 27 SECTION 307 Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8Preserved. 27 SECTION 308 Persons Deemed Owners 22 Section 3.9Owners. Cancellation 23 Section 3.1028 SECTION 309 Cancellation. 28 SECTION 310 Computation of Interest 23 TABLE OF CONTENTS (continued)Interest. 29 ARTICLE 4. SATISFACTION AND DISCHARGE 29 SECTION 401 Satisfaction and Discharge of Indenture. 29 SECTION 402 Application of Trust Money. 30 ARTICLE 5. REMEDIES 30 SECTION 501 Events of Default. 30 SECTION 502 Acceleration of Maturity; Rescission and Annulment. 31 SECTION 503 Collection of Indebtedness and Suits for Enforcement by Trustee. 32 SECTION 504 Trustee May File Proofs of Claim. 33 SECTION 505 Trustee May Enforce Claims Without Possession of Securities. 33 SECTION 506 Application of Money Collected. 33 SECTION 507 Limitation on Suits. 34 SECTION 508 Unconditional Right of Holders to Receive Principal, Premium and Interest. 34 SECTION 509 Restoration of Rights and Remedies. 34 SECTION 510 Rights and Remedies Cumulative. 35 SECTION 511 Delay or Omission Not Waiver. 35 SECTION 512 Control by Holders. 35 SECTION 513 Waiver of Past Defaults. 35 SECTION 514 Undertaking for Costs. 36 SECTION 515 Waiver of Usury, Stay or Extension Laws. 36 ARTICLE 6. THE TRUSTEE 36 SECTION 601 Certain Duties and Responsibilities. 36 SECTION 602 Notice of Defaults. 36 SECTION 603 Certain Rights of Trustee. 37 SECTION 604 Not Responsible for Recitals or Issuance of Securities. 37 SECTION 605 May Hold Securities. 38 SECTION 606 Money Held in Trust. 38 SECTION 607 Compensation and Reimbursement. 38 SECTION 608 Conflicting Interests. 38 SECTION 609 Corporate Trustee Required; Eligibility. 38 SECTION 610 Resignation and Removal; Appointment of Successor. 39 SECTION 611 Acceptance of Appointment by Successor. 40 SECTION 612 Merger, Conversion, Consolidation or Succession to Business. 41 SECTION 613 Preferential Collection of Claims Against Company. 41 SECTION 614 Appointment of Authenticating Agent. 41
Appears in 1 contract
Samples: EXCO Holding MLP, Inc.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders Holders; Record Dates 9 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 12 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 12 Section 1.91.08. Effect of Headings and Table of Contents 11 13 Section 1.101.09. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Legal Holidays 13 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 13 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 13 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 14 Section 1.17. No Security Interest Created 12 Force Majeure 14 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 14 ARTICLE 2. SECURITIES II SECURITY FORMS 13 14 Section 2.12.01. Forms Generally 13 14 Section 2.22.02. Form of Face of Security 15 Section 2.03. Form of Reverse of Security 16 Section 2.04. Form of Legend for Global Securities 20 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. III THE SECURITIES 14 20 Section 3.13.01. Amount Unlimited; Issuable in Series 14 20 Section 3.23.02. Currency; Denominations 16 24 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 24 Section 3.43.04. Temporary Securities 18 26 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 26 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 28 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 29 Section 3.83.08. Persons Deemed Owners 22 30 Section 3.93.09. Cancellation 23 31 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11. CUSIP Numbers 31
Appears in 1 contract
Samples: Indenture (Usf Glen Moore Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 Holders; Record Dates 10 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 11 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 12 Section 1.91.8. Effect of Headings and Table of Contents 11 12 Section 1.101.9. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 12 Section 1.121.11. Benefits of Indenture 11 12 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 12 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 13 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 14 Section 2.3. Form of Trustee’s 's Certificate of Authentication 13 Section 2.3. 15 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 15 Section 3.1. Amount Unlimited; Issuable in Series 14 15 Section 3.2. Currency; Denominations 16 18 Section 3.3. Execution, Authentication, Delivery and Dating 17 18 Section 3.4. Temporary Securities 18 21 Section 3.5. Registration, Registration of Transfer and Exchange 18 21 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 23 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 24 Section 3.8. Persons Deemed Owners 22 25 Section 3.9. Cancellation 23 26 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)26 Section 3.11. CUSIP Numbers 26 ARTICLE IV Satisfaction and Discharge 27 Section 4.1. Satisfaction and Discharge of Indenture 27 Section 4.2. Application of Trust Money 28 ARTICLE V Remedies 29 Section 5.1. Events of Default 29
Appears in 1 contract
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 6 Section 1.3. Form of Documents Delivered to Trustee 8 6 Section 1.4. Acts of Holders 9 Holders; Record Dates 7 Section 1.5. Notices, Etc. ., to Trustee, the Trustee and the Issuers 10 Company 8 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 9 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 9 Section 1.91.8. Effect of Headings and Table of Contents 11 9 Section 1.101.9. Successors and Assigns 11 9 Section 1.111.10. Separability Clause 11 10 Section 1.121.11. Benefits of Indenture 11 10 Section 1.12. Governing Law 10 Section 1.13. Governing Law 11 Legal Holidays 10 Section 1.14. Legal Holidays 12 No Recourse Against Others 10 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES WAIVER OF JURY TRIAL 11 Article II SECURITY FORMS 13 11 Section 2.1. Forms Generally 13 11 Section 2.2. Form of Legend for Global Securities 11 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. 12 Article III THE SECURITIES 14 12 Section 3.1. Amount Unlimited; Issuable in Series 14 12 Section 3.2. Currency; Denominations 16 15 Section 3.3. Execution, Authentication, Delivery and Dating 17 15 Section 3.4. Temporary Securities 18 16 Section 3.5. Registration, Registration of Transfer and Exchange 18 16 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities 21 18 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 18 Section 3.8. Persons Deemed Owners 22 19 Section 3.9. Cancellation 23 20 Section 3.10. Computation of Interest 20 Section 3.11. CUSIP Numbers 20 Article IV SATISFACTION AND DISCHARGE 20 Section 4.1. Satisfaction and Discharge of Indenture 20 Section 4.2. Application of Trust Money 21 Article V REMEDIES 21 Section 5.1. Events of Default 21 Section 5.2. Acceleration of Maturity; Rescission and Annulment 22 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 23 TABLE OF CONTENTS (continued)Section 5.4. Trustee May File Proofs of Claim 23 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 24 Section 5.6. Application of Money Collected 24 Section 5.7. Limitation on Suits 24 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium and Interest 25 Section 5.9. Rights and Remedies Cumulative 25 Section 5.10. Delay or Omission Not Waiver 25 Section 5.11. Control by Holders 25 Section 5.12. Waiver of Past Defaults 25 Section 5.13. Undertaking for Costs 26 Section 5.14. Waiver of Usury, Stay or Extension Laws 26 Section 5.15. Restoration of Rights and Remedies 26 Article VI THE TRUSTEE 26 Section 6.1. Certain Duties and Responsibilities of Trustee 26 Section 6.2. Notice of Defaults 27 Section 6.3. Certain Rights of Trustee 27 Section 6.4. Not Responsible for Recitals or Issuance of Securities 29 Section 6.5. May Hold Securities 29 Section 6.6. Money Held in Trust 29 Section 6.7. Compensation and Reimbursement 29 Section 6.8. Conflicting Interests 30 Section 6.9. Corporate Trustee Required; Eligibility 30 Section 6.10. Resignation and Removal; Appointment of Successor 30 Section 6.11. Acceptance of Appointment by Successor 31 Section 6.12. Merger, Conversion, Consolidation or Succession to Business 32 Section 6.13. Preferential Collection of Claims Against Company 32 Section 6.14. USA Patriot Act 33 Section 6.15. Force Majeure 33 Section 6.16. Appointment of Authenticating Agent 33
Appears in 1 contract
Samples: Indenture (Chevron Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions Certain Terms Defined 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers Conflict With Trust Indenture Act of 1939 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 10 Section 1.10. Successors and Assigns 11 Section 1.111.7. Separability Clause 11 10 Section 1.121.8. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.141.9. Legal Holidays 12 Section 1.1511 ARTICLE II. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 11 Section 2.1. Forms Generally 13 11 Section 2.2. Form Of Face Of Security 12 Section 2.3. Form of Reverse Of Security 14 Section 2.4. Form of Trustee’s Certificate of Authentication 13 20 Section 2.32.5. Securities Issuable in the Form of a Global Form 13 Security 20 ARTICLE 3III. THE SECURITIES 14 21 Section 3.1. Amount Unlimited; Issuable in In Series 14 21 Section 3.2. Currency; Denominations 16 23 Section 3.3. Execution, Authentication, Delivery and Dating 17 23 Section 3.4. Temporary Securities 18 25 Section 3.5. Registration, ; Registration of Transfer and Exchange 18 25 Section 3.6. Mutilated, Destroyed, Lost and or Stolen Securities 21 26 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 27 Section 3.8. Persons Deemed Owners 22 28 Section 3.9. Cancellation 23 28 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)28 ARTICLE IV. SATISFACTION AND DISCHARGE 29 Section 4.1. Satisfaction and Discharge of Indenture 29 Section 4.2. Application of Trust Money 30 Section 4.3. Repayment of Moneys Held by Paying Agent 30 Section 4.4. Repayment of Moneys Held By Trustee 30 ARTICLE V. REMEDIES 31 Section 5.1. Events of Default 31 Section 5.2. Acceleration of Maturity; Rescission and Annulment 32 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 33 Section 5.4. Trustee May File Proofs of Claim 34 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 35 Section 5.6. Application of Money Collected 35 Section 5.7. Limitation on Suits 35 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium and Interest 36 Section 5.9. Restoration of Rights and Remedies 36 Section 5.10. Rights and Remedies Cumulative 36 Section 5.11. Delay or Omission Not Waiver 37 Section 5.12. Control by Holders 37 Section 5.13. Waiver of Past Defaults 37 Section 5.14. Undertaking for Costs 38 Section 5.15. Waiver of Stay or Extension Laws 38 ARTICLE VI. THE TRUSTEE 38 Section 6.1. Certain Duties and Responsibilities 38 Section 6.2. Notice of Defaults 39 Section 6.3. Certain Rights of Trustee 40 Section 6.4. Trustee Not Responsible for Recitals in Indenture or in Securities 41 Section 6.5. May Hold Securities 41 Section 6.6. Money Held in Trust 41 Section 6.7. Compensation and Reimbursement 41 Section 6.8. Disqualification; Conflicting Interest 42 Section 6.9. Corporate Trustee Required; Eligibility 48 Section 6.10. Resignation and Removal; Appointment of Successor 48 Section 6.11. Acceptance of Appointment by Successor 50 Section 6.12. Merger, Conversion, Consolidation or Succession to Business 51 Section 6.13. Preferential Collection of Claims Against Company 51 ARTICLE VII. HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY 55 Section 7.1. Company to Furnish Trustee Information as to Names and Addresses of Holders 55 Section 7.2. Preservation of Information; Communications to Holders 55 Section 7.3. Reports by Trustee 57 Section 7.4. Reports by Company 58 ARTICLE VIII. CONSOLIDATION, MERGER, SALE OR CONVEYANCE 59 Section 8.1. Consolidations and Mergers of Company and Guarantor Permitted Subject to Certain Conditions 59 Section 8.2. Rights and Duties of Successor Corporation 60
Appears in 1 contract
Samples: Indenture (Carnival Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Holders; Record Dates 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers Company 10 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 11 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.91.8. Effect of Headings and Table of Contents 11 12 Section 1.101.9. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 12 Section 1.121.11. Benefits of Indenture 11 12 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 12 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 13 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS Forms 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Legend for Global Securities 14 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. 14 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 17 Section 3.3. Execution, Authentication, Delivery and Dating 17 18 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, Registration of Transfer and Exchange 18 20 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 22 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 23 Section 3.8. Persons Deemed Owners 22 24 Section 3.9. Cancellation 23 25 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)26 Section 3.11. CUSIP Numbers 26 ARTICLE IV Satisfaction and Discharge 26 Section 4.1. Satisfaction and Discharge of Indenture 26 Section 4.2 Application of Trust Money 28 ARTICLE V Remedies 28 Section 5.1. Events of Default 28 Section 5.2. Acceleration of Maturity; Rescission and Annulment 29 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 30 Section 5.4. Trustee May File Proofs of Claim 31 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 32 Section 5.6. Application of Money Collected 32 Section 5.7. Limitation on Suits 33 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 33 Section 5.9. Restoration of Rights and Remedies 34 Section 5.10. Rights and Remedies Cumulative 34 Section 5.11. Delay or Omission Not Waiver 34 Section 5.12. Control by Holders 34 Section 5.13. Waiver of Past Defaults 35 Section 5.14. Undertaking for Costs 35 ARTICLE VI The Trustee 36 Section 6.1. Certain Duties and Responsibilities 36 Section 6.2. Notice of Defaults 37 Section 6.3. Certain Rights of Trustee 37 Section 6.4. Not Responsible for Recitals or Issuance of Securities 39 Section 6.5. May Hold Securities 40 Section 6.6. Money Held in Trust 40 Section 6.7. Compensation and Reimbursement 40 Section 6.8. Disqualification; Conflicting Interests 41 Section 6.9. Corporate Trustee Required; Eligibility 41 Section 6.10. Resignation and Removal; Appointment of Successor 42 Section 6.11. Acceptance of Appointment by Successor 43 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 45 Section 6.13. Preferential Collection of Claims Against Company 45 Section 6.14. Appointment of Authenticating Agent 46 ARTICLE VII Holder’s Lists and Reports by Trustee and Company 47 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 47 Section 7.2. Preservation of Information; Communications to Holders 48 Section 7.3. Reports by Trustee 48 Section 7.4. Reports by Company 48 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 49 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 49 Section 8.2. Successor Substituted 50 ARTICLE IX Supplemental Indentures 50 Section 9.1. Supplemental Indentures Without Consent of Holders 50 Section 9.2. Supplemental Indentures With Consent of Holders 51 Section 9.3. Execution of Supplemental Indentures 52 Section 9.4. Effect of Supplemental Indentures 53 Section 9.5. Conformity With Trust Indenture Act 53 Section 9.6. Reference in Securities to Supplemental Indentures 53 Section 9.7. Notice of Supplemental Indentures 53 ARTICLE X Covenants 53 Section 10.1. Payment of Principal, Premium, and Interest 53 Section 10.2. Maintenance of Office or Agency 54 Section 10.3. Money for Securities Payments to Be Held in Trust 54 Section 10.4. Statement by Officers as to Default 55 Section 10.5. Existence 56 Section 10.6. Maintenance of Properties 56 Section 10.7. Payment of Taxes and Other Claims 56 Section 10.8. Waiver of Certain Covenants 56 Section 10.9. Calculation of Original Issue Discount 57 Section 10.10. Tax Payment and Tax Withholding Obligations 57 ARTICLE XI Redemption of Securities 58 Section 11.1. Applicability of Article 58 Section 11.2. Election to Redeem; Notice to Trustee 58 Section 11.3. Selection by Trustee of Securities to Be Redeemed 58 Section 11.4. Notice of Redemption 59 Section 11.5. Deposit of Redemption Price 60 Section 11.6. Securities Payable on Redemption Date 60 Section 11.7. Securities Redeemed in Part 60 ARTICLE XII Sinking Funds 61 Section 12.1. Applicability of Article 61 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 61 Section 12.3. Redemption of Securities for Sinking Fund 61 ARTICLE XIII Defeasance and Covenant Defeasance 62 Section 13.1. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance 62 Section 13.2. Defeasance and Discharge 62 Section 13.3. Covenant Defeasance 63 Section 13.4. Conditions to Defeasance or Covenant Defeasance 63 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 66
Appears in 1 contract
Samples: Valley National Bancorp
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Holders; Record Dates 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers Company 10 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 11 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.91.8. Effect of Headings and Table of Contents 11 Section 1.101.9. Successors and Assigns 11 Section 1.111.10. Separability Clause 11 Section 1.121.11. Benefits of Indenture 11 12 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 12 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS Forms 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Legend for Global Securities 13 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 16 Section 3.4. Temporary Securities 18 Section 3.5. Registration, Registration of Transfer and Exchange 18 19 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)Section 3.11. CUSIP Numbers 24 ARTICLE IV
Appears in 1 contract
Samples: Valley National Bancorp
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 Section 1.41.04. Acts of Holders 9 Section 1.51.05. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.61.06. Notice to Holders of Debt Securities; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 12 Section 1.91.08. Effect of Headings and Table of Contents 11 12 Section 1.101.09. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 12 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 13 ARTICLE 2. SECURITIES II DEBT SECURITY FORMS 13 Section 2.12.01. Forms Generally 13 Section 2.22.02. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.12.03. Debt Securities Issuable in the Form of a Global Security 14 ARTICLE III THE DEBT SECURITIES 16 Section 3.01. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.33.02. Denominations 20 Section 3.03. Execution, Authentication, Delivery and Dating 17 20 Section 3.43.04. Temporary Debt Securities 18 22 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 23 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Debt Securities 21 24 Section 3.73.07. Payment of Interest and Certain Additional AmountsInterest; Interest Rights to Interest and Certain Additional Amounts Preserved 21 25 Section 3.83.08. Persons Deemed Owners 22 26 Section 3.93.09. Cancellation 23 by Debt Security Registrar 26 Section 3.10. Computation of Interest 23 TABLE 27 Section 3.11. Payment to be in Proper Currency 27 Section 3.12. Extension of Interest Payment 27 ARTICLE IV REDEMPTION OF CONTENTS (continued)DEBT SECURITIES 27 Section 4.01. Applicability of Article 27 Section 4.02. Election to Redeem; Notice to Trustee 28 Section 4.03. Selection of Debt Securities to be Redeemed 28 Section 4.04. Notice of Redemption 28 Section 4.05. Debt Securities Payable on Redemption Date 30 Section 4.06. Debt Securities Redeemed in Part 30 ARTICLE V SINKING FUNDS 30 Section 5.01. Applicability of Article 30 Section 5.02. Satisfaction of Sinking Fund Payments with Debt Securities 31 Section 5.03. Redemption of Debt Securities for Sinking Fund 31 † This table of contents shall not, for any purpose, be deemed to be a part of the Indenture.
Appears in 1 contract
Samples: Pebblebrook Hotel Trust
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. 1.01 Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 1.02 References to Interest 14 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. 1.03 Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 14 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations NOTES 16 Section 3.3. 2.01 Title and Terms; Payments 16 Section 2.02 Ranking 17 Section 2.03 Denominations 17 Section 2.04 Execution, Authentication, Delivery and Dating 17 Section 3.4. 2.05 Temporary Securities 18 Notes 17 Section 3.5. 2.06 Registration, ; Registration of Transfer and Exchange 18 Section 3.6. 2.07 Transfer Restrictions 19 Section 2.08 Expiration of Restrictions 21 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 21 Notes 22 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. 2.10 Persons Deemed Owners 22 Section 3.9. Cancellation 23 Section 3.10. 2.11 Transfer and Exchange 23 Section 2.12 Cancellation 27 Section 2.13 CUSIP Numbers 28 Section 2.14 Payment and Computation of Interest 23 TABLE 28 Section 2.15 Business Day 28 ARTICLE 3. REPURCHASE AT THE OPTION OF CONTENTS (continued)THE HOLDERS 28 Section 3.01 Repurchase at Option of Holders upon a Fundamental Change 28 Section 3.02 Fundamental Change Company Notice 29 Section 3.03 Repurchase Procedures 30 Section 3.04 Effect of Fundamental Change Repurchase Notice 31 Section 3.05 Withdrawal of Fundamental Change Repurchase Notice 32 Section 3.06 Deposit of Fundamental Change Repurchase Price 32 Section 3.07 Notes Repurchased in Whole or in Part 33 Section 3.08 Covenant To Comply with Applicable Laws upon Repurchase of Notes 33 Section 3.09 Repayment to the Company 33 Section 3.10 Satisfaction of the Company’s Fundamental Change Repurchase Obligations 33 ARTICLE 4. CONVERSION 34 Section 4.01 Right to Convert 34 Section 4.02 Conversion Procedures 37 Section 4.03 Settlement Upon Conversion 39 Section 4.04 Adjustment of Conversion Rate 43 Section 4.05 Discretionary and Voluntary Adjustments 52
Appears in 1 contract
Samples: Lumentum Holdings Inc.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions Certain Terms Defined 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 of 1939 9 Section 1.91.6. Effect of Headings and Table of Contents 11 9 Section 1.10. Successors and Assigns 11 Section 1.111.7. Separability Clause 11 9 Section 1.121.8. Benefits of Indenture 11 9 Section 1.13. Governing Law 11 Section 1.141.9. Legal Holidays 12 9 Section 1.15. Counterparts 12 Section 1.161.10. Judgment Currency 12 Section 1.179 ARTICLE II. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 10 Section 2.1. Forms Generally 13 10 Section 2.2. Form of Face of Security 10 Section 2.3. Form of Reverse of Security 12 Section 2.4. Form of Trustee’s Certificate of Authentication 13 16 Section 2.32.5. Securities Issuable in the Form of a Global Form 13 Security 16 ARTICLE 3III. THE SECURITIES 14 17 Section 3.1. Amount Unlimited; Issuable in Series 14 17 Section 3.2. Currency; Denominations 16 19 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, ; Registration of Transfer and Exchange 18 21 Section 3.6. Mutilated, Destroyed, Lost and or Stolen Securities 21 22 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 22 Section 3.8. Persons Holders Deemed Owners 22 23 Section 3.9. Cancellation 23 24 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)24 ARTICLE IV. SATISFACTION AND DISCHARGE 24 Section 4.1. Satisfaction and Discharge of Indenture 24 Section 4.2. Application of Trust Money 25 Section 4.3. Defeasance Upon Deposit of Funds or Government Obligations 25 Section 4.4. Reinstatement 27 Section 4.5. Repayment of Moneys Held by Trustee 27 ARTICLE V. REMEDIES 27 Section 5.1. Events of Default 27 Section 5.2. Acceleration of Maturity; Rescission and Annulment 29 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 29
Appears in 1 contract
Samples: Indenture (Carnival PLC)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 10 Section 1.31.03. Form of Documents Delivered to Trustee 8 11 Section 1.41.04. Acts of Holders 9 Holders; Record Dates 11 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company, Guarantors and the Issuers 10 Holders 14 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.81.06. Conflict with Trust Indenture Act 11 14 Section 1.91.07. Effect of Headings and Table of Contents 11 15 Section 1.101.08. Successors and Assigns 11 15 Section 1.111.09. Separability Clause 11 15 Section 1.121.10. Benefits of Indenture 11 15 Section 1.11. Governing Law 15 Section 1.12. Legal Holidays 15 Section 1.13. Governing Law 11 No Adverse Interpretation of Other Agreements 15 Section 1.14. Legal Holidays 12 No Personal Liability of Directors, Officers, Employees and Stockholders 15 Section 1.15. Counterparts 12 Language of Notices, Etc 16 Section 1.16. Judgment Currency 12 Force Majeure 16 Section 1.17. No Security Interest Created 12 Waiver of Jury Trial 16 Section 1.18. Limitation on Individual Liability 12 U.S.A. Patriot Act 16 ARTICLE 2. SECURITIES FORMS 13 II SECURITY FORM 16 Section 2.12.01. Forms Generally 13 16 Section 2.22.02. Form of Face of Security 17 Section 2.03. Form of Reverse of Security 19 Section 2.04. Form of Legend for Global Securities 22 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 23 ARTICLE 3. III THE SECURITIES 14 23 Section 3.13.01. Amount Unlimited; Issuable in Series 14 23 Section 3.23.02. Currency; Denominations 16 27 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 27 Section 3.43.04. Temporary Securities 18 29 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 29 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 32 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Preserved. 32 Section 3.83.08. Persons Deemed Owners 22 34 Section 3.93.09. Cancellation 23 34 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)34 Section 3.11. CUSIP Numbers 34 ARTICLE IV SATISFACTION AND DISCHARGE 35 Page
Appears in 1 contract
Samples: Indenture (Horsehead Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01 Scope of Supplemental Indenture. Definitions 1 Section 1.21.02 Definitions. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. Separability Clause 11 Section 1.12. Benefits of Indenture 11 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 2 ARTICLE 2. SECURITIES FORMS 13 THE NOTES 20 Section 2.12.01 Title and Terms; Payments. Forms Generally 13 20 Section 2.22.02 Repurchase and Cancellation. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 21 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 Section 3.4. Temporary Securities 18 Section 3.5. Registration, Transfer and Exchange 18 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities REDEMPTION AND PREPAYMENT 21 Section 3.73.01 Notice of Redemption. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.83.02 Effect of Notice of Redemption. Persons Deemed Owners 22 Section 3.93.03 Optional Redemption. Cancellation 22 Section 3.04 Special Mandatory Redemption. 23 Section 3.103.05 Mandatory Redemption. Computation 24 ARTICLE 4. COVENANTS 24 Section 4.01 Reports. 24 Section 4.02 Use of Interest 23 TABLE OF CONTENTS (continued)Proceeds Prior to the Consummation of the Acquisition. 25 Section 4.03 Liens. 25 Section 4.04 Offer to Repurchase Upon Change of Control Triggering Event. 26 Section 4.05 Exempted Transactions. 27 Section 4.06 Additional Note Guarantees. 28 Section 4.07 Sale and Leaseback Transactions. 28 ARTICLE 5. SUCCESSORS 29 Section 5.01 Merger, Consolidation or Sale of Assets. 29 Section 5.02 Successor Corporation Substituted. 29 Section 5.03 Opinion of Counsel to Be Given to Trustee. 30 ARTICLE 6. DEFAULT AND REMEDIES 30 Section 6.01 Events of Default. 30 Section 6.02 Acceleration. 32 Section 6.03 Other Remedies. 32 Section 6.04 Waiver of Past Defaults. 32 Section 6.05 Control by Majority. 33 Section 6.06 Limitation on Suits. 33 Section 6.07 Collection Suit by Trustee. 34 ARTICLE 7. LEGAL DEFEASANCE AND COVENANT DEFEASANCE 34 Section 7.01 Option to Effect Legal Defeasance or Covenant Defeasance. 34
Appears in 1 contract
Samples: Supplemental Indenture (Charles River Laboratories International Inc)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 6 Section 1.3. Form of Documents Delivered to Trustee 8 6 Section 1.4. Acts of Holders 9 Holders; Record Dates 7 Section 1.5. Notices, Etc. ., to Trustee, the Trustee and the Issuers 10 Company 8 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 9 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 9 Section 1.91.8. Effect of Headings and Table of Contents 11 9 Section 1.101.9. Successors and Assigns 11 9 Section 1.111.10. Separability Clause 11 10 Section 1.121.11. Benefits of Indenture 11 10 Section 1.12. Governing Law 10 Section 1.13. Governing Law 11 Legal Holidays 10 Section 1.14. Legal Holidays 12 No Recourse Against Others 10 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES WAIVER OF JURY TRIAL 11 Article II SECURITY FORMS 13 11 Section 2.1. Forms Generally 13 11 Section 2.2. Form of Legend for Global Securities 11 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 ARTICLE 3. 12 Article III THE SECURITIES 14 12 Section 3.1. Amount Unlimited; Issuable in Series 14 12 Section 3.2. Currency; Denominations 16 15 Section 3.3. Execution, Authentication, Delivery and Dating 17 15 Section 3.4. Temporary Securities 18 16 Section 3.5. Registration, Registration of Transfer and Exchange 18 16 Section 3.6. Mutilated, Destroyed, Lost and Stolen Securities 21 18 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 18 Section 3.8. Persons Deemed Owners 22 19 Section 3.9. Cancellation 23 20 Section 3.10. Computation of Interest 20 Section 3.11. CUSIP Numbers 20 Article IV SATISFACTION AND DISCHARGE 20 Section 4.1. Satisfaction and Discharge of Indenture 20 Section 4.2. Application of Trust Money 21 Article V REMEDIES 21 Section 5.1. Events of Default 21 Section 5.2. Acceleration of Maturity; Rescission and Annulment 22 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 23 TABLE OF CONTENTS (continued)Section 5.4. Trustee May File Proofs of Claim 23 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 24 Section 5.6. Application of Money Collected 24 Section 5.7. Limitation on Suits 24 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium and Interest 25 Section 5.9. Rights and Remedies Cumulative 25 Section 5.10. Delay or Omission Not Waiver 25 Section 5.11. Control by Holders 25 Section 5.12. Waiver of Past Defaults 25 Section 5.13. Undertaking for Costs 26 Section 5.14. Waiver of Usury, Stay or Extension Laws 26 Section 5.15. Restoration of Rights and Remedies 26 Article VI THE TRUSTEE 26 Section 6.1. Certain Duties and Responsibilities of Trustee 26 Section 6.2. Notice of Defaults 27 Section 6.3. Certain Rights of Trustee 27 Section 6.4. Not Responsible for Recitals or Issuance of Securities 29 Section 6.5. May Hold Securities 29 Section 6.6. Money Held in Trust 29 Section 6.7. Compensation and Reimbursement 29 Section 6.8. Conflicting Interests 30 Section 6.9. Corporate Trustee Required; Eligibility 30 Section 6.10. Resignation and Removal; Appointment of Successor 30 Section 6.11. Acceptance of Appointment by Successor 31 Section 6.12. Merger, Conversion, Consolidation or Succession to Business 32 Section 6.13. Preferential Collection of Claims Against Company 32 Section 6.14. USA Patriot Act 32 Section 6.15. Force Majeure 33 Section 6.16. Appointment of Authenticating Agent 33
Appears in 1 contract
Samples: Indenture (Chevron Usa Inc)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. Acts of Holders Holders; Record Dates 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 12 Section 1.91.8. Effect of Headings and Table of Contents 11 12 Section 1.101.9. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 12 Section 1.121.11. Benefits of Indenture 11 12 Section 1.12. Governing Law; Waiver of Jury Trial; Consent of Jurisdiction 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 13 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 14 Section 2.3. Form of Trustee’s 's Certificate of Authentication 13 Section 2.3. 14 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 15 Section 3.1. Amount Unlimited; Issuable in Series 14 15 Section 3.2. Currency; Denominations 16 17 Section 3.3. Execution, Authentication, Delivery and Dating 17 18 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, Registration of Transfer and Exchange 18 20 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 22 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 22 Section 3.8. Persons Deemed Owners 22 24 Section 3.9. Cancellation 23 24 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)25 Section 3.11. CUSIP Numbers 25 ARTICLE IV Satisfaction and Discharge 25 Section 4.1. Satisfaction and Discharge of Indenture 25 Section 4.2. Application of Trust Money 27 ARTICLE V Remedies 27 Section 5.1. Events of Default 27 Section 5.2. Acceleration of Maturity; Rescission and Annulment 27 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 28
Appears in 1 contract
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 Holders; Record Dates 10 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 13 Section 1.91.8. Effect of Headings and Table of Contents 11 13 Section 1.101.9. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 14 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 15 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. 15 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 16 Section 3.1. Amount Unlimited; Issuable in Series 14 16 Section 3.2. Currency; Denominations 16 19 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 21 Section 3.5. Registration, Registration of Transfer and Exchange 18 22 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 24 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 24 Section 3.8. Persons Deemed Owners 22 26 Section 3.9. Cancellation 23 27 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)27 Section 3.11. CUSIP Numbers 27 ARTICLE IV Satisfaction and Discharge 27 Section 4.1. Satisfaction and Discharge of Indenture 27 Section 4.2 Application of Trust Money 29 ARTICLE V Remedies 29 Section 5.1. Events of Default 29 Section 5.2. Acceleration of Maturity; Rescission and Annulment 30 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 31 Section 5.4. Trustee May File Proofs of Claim 32 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 33 Section 5.6. Application of Money Collected 33 Section 5.7. Limitation on Suits 33 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 34 Section 5.9. Restoration of Rights and Remedies 34 Section 5.10. Rights and Remedies Cumulative 34 Section 5.11. Delay or Omission Not Waiver 35 Section 5.12. Control by Holders 35 Section 5.13. Waiver of Past Defaults 35 Section 5.14. Undertaking for Costs 36 ARTICLE VI The Trustee 36 Section 6.1. Certain Duties and Responsibilities 36 Section 6.2. Notice of Defaults 37 Section 6.3. Certain Rights of Trustee 38 Section 6.4. Not Responsible for Recitals or Issuance of Securities 40 Section 6.5. May Hold Securities 40 Section 6.6. Money Held in Trust 40 Section 6.7. Compensation and Reimbursement 40 Section 6.8. Disqualification; Conflicting Interests 42 Section 6.9. Corporate Trustee Required; Eligibility 42 Section 6.10. Resignation and Removal; Appointment of Successor 42 Section 6.11. Acceptance of Appointment by Successor 44 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 45 Section 6.13. Preferential Collection of Claims Against Company 46 Section 6.14. Appointment of Authenticating Agent 46 ARTICLE VII Holder’s Lists and Reports by Trustee and Company 48 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 48 Section 7.2. Preservation of Information; Communications to Holders 48 Section 7.3. Reports by Trustee 49 Section 7.4. Reports by Company 49 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 50 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 50 Section 8.2. Successor Substituted 50 ARTICLE IX Supplemental Indentures 51 Section 9.1. Supplemental Indentures Without Consent of Holders 51 Section 9.2. Supplemental Indentures With Consent of Holders 52 Section 9.3. Execution of Supplemental Indentures 53 Section 9.4. Effect of Supplemental Indentures 53 Section 9.5. Conformity With Trust Indenture Act 54 Section 9.6. Reference in Securities to Supplemental Indentures 54 Section 9.7. Notice of Supplemental Indentures 54 ARTICLE X Covenants 54 Section 10.1. Payment of Principal, Premium, and Interest 54 Section 10.2. Maintenance of Office or Agency 54 Section 10.3. Money for Securities Payments to Be Held in Trust 55 Section 10.4. Statement by Officers as to Default 56 Section 10.5. Existence 56 Section 10.6. Maintenance of Properties 57 Section 10.7. Payment of Taxes and Other Claims 57 Section 10.8. Waiver of Certain Covenants 57 Section 10.9. Calculation of Original Issue Discount 57 Section 10.10. Tax Payment and Tax Withholding Obligations 58 ARTICLE XI Redemption of Securities 58 Section 11.1. Applicability of Article 58 Section 11.2. Election to Redeem; Notice to Trustee 58 Section 11.3. Selection by Trustee of Securities to Be Redeemed 59 Section 11.4. Notice of Redemption 59 Section 11.5. Deposit of Redemption Price 60 Section 11.6. Securities Payable on Redemption Date 61 Section 11.7. Securities Redeemed in Part 61 ARTICLE XII Sinking Funds 61 Section 12.1. Applicability of Article 61 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 62 Section 12.3. Redemption of Securities for Sinking Fund 62 ARTICLE XIII Defeasance and Covenant Defeasance 63 Section 13.1. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance 63 Section 13.2. Defeasance and Discharge 63 Section 13.3. Covenant Defeasance 64 Section 13.4. Conditions to Defeasance or Covenant Defeasance 64 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 66 Section 13.6. Reinstatement 67 ARTICLE XIV Subordination Of Securities 67 Section 14.1. Securities Subordinate to Senior Debt 67 Section 14.2. No Payment When Senior Debt in Default 70 Section 14.3. Trustee and Holders of Securities May Rely on Certificate of Liquidating Agent; Trustee May Require Further Evidence as to Ownership of Senior Debt; Trustee Not Fiduciary to Holders of Senior Debt 71 Section 14.4. Payment Permitted If No Default 72 Section 14.5. Trustee Not Charged with Knowledge of Prohibition 72 Section 14.6. Trustee to Effectuate Subordination 73 Section 14.7. Rights of Trustee as Holder of Senior Debt 73 Section 14.8. Article Applicable to Paying Agents 73 Section 14.9. Subordination Rights Not Impaired by Acts or Omissions of the Company or Holders of Senior Debt 73 Section 14.10. Trustee’s Rights to Compensation, Reimbursement of Expenses and Indemnification 74 Section 14.11. Modification of Subordination Provisions 74 NOTE: This table of contents shall not, for any purpose, be deemed to be part of the Indenture.
Appears in 1 contract
Samples: Indenture (Valley National Bancorp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions Certain Terms Defined 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. Form of Documents Delivered to Trustee 8 7 Section 1.4. Acts of Holders 9 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 of 1939 9 Section 1.91.6. Effect of Headings and Table of Contents 11 9 Section 1.10. Successors and Assigns 11 Section 1.111.7. Separability Clause 11 9 Section 1.121.8. Benefits of Indenture 11 9 Section 1.13. Governing Law 11 Section 1.141.9. Legal Holidays 12 9 Section 1.15. Counterparts 12 Section 1.161.10. Judgment Currency 12 Section 1.179 ARTICLE II. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 9 Section 2.1. Forms Generally 9 Section 2.2. Form of Face of Security 10 Section 2.3. Form of Reverse of Security 13 Section 2.22.4. Form of Trustee’s Certificate of Authentication 13 16 Section 2.32.5. Securities Issuable in the Form of a Global Form 13 Security 17 ARTICLE 3III. THE SECURITIES 14 17 Section 3.1. Amount Unlimited; Issuable in Series 14 17 Section 3.2. Currency; Denominations 16 19 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 20 Section 3.5. Registration, ; Registration of Transfer and Exchange 18 20 Section 3.6. Mutilated, Destroyed, Lost and or Stolen Securities 21 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 22 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)ARTICLE IV. SATISFACTION AND DISCHARGE 23 Section 4.1. Satisfaction and Discharge of Indenture 23 Section 4.2. Application of Trust Money 24 Section 4.3. Defeasance Upon Deposit of Funds or Government Obligations 24 Section 4.4. Reinstatement 25 Section 4.5. Repayment of Moneys Held by Trustee 26 ARTICLE V. REMEDIES 26 Section 5.1. Events of Default 26 Section 5.2. Acceleration of Maturity; Rescission and Annulment 27 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 28 Section 5.4. Trustee May File Proofs of Claim 28 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 29 Section 5.6. Application of Money Collected 29 Section 5.7. Limitation on Suits 29 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium and Interest 30 Section 5.9. Restoration of Rights and Remedies 30 Section 5.10. Rights and Remedies Cumulative 30 Section 5.11. Delay or Omission Not Waiver 30 Section 5.12. Control by Holders 30 Section 5.13. Waiver of Past Defaults 30 Section 5.14. Undertaking for Costs 31 Section 5.15. Waiver of Stay or Extension Laws 31 ARTICLE VI. THE TRUSTEE 31 Section 6.1. Certain Duties and Responsibilities 31 Section 6.2. Notice of Defaults 32 Section 6.3. Certain Rights of Trustee 32 Section 6.4. Trustee Not Responsible for Recitals in Indenture or in Securities 33 Section 6.5. May Hold Securities 33 Section 6.6. Money Held in Trust 33 Section 6.7. Compensation and Reimbursement 33 Section 6.8. Disqualification; Conflicting Interest 34 Section 6.9. Corporate Trustee Required; Eligibility 38 Section 6.10. Resignation and Removal; Appointment of Successor 38 Section 6.11. Acceptance of Appointment by Successor 39 Section 6.12. Merger, Conversion, Consolidation or Succession to Business 40 Section 6.13. Preferential Collection of Claims Against Company 40 ARTICLE VII. HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY 43 Section 7.1. Company to Furnish Trustee Information as to Names and Addresses of Holders 43 Section 7.2. Preservation of Information; Communications to Holders 43 Section 7.3. Reports by Trustee 44 Section 7.4. Reports by Company 45 ARTICLE VIII. CONSOLIDATION, MERGER, SALE OR CONVEYANCE 45 Section 8.1. Consolidations and Mergers of Company and Guarantor Permitted Subject to Certain Conditions 45 Section 8.2. Rights and Duties of Successor Person 46
Appears in 1 contract
Samples: Carnival PLC
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders Holders; Record Dates 9 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 12 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 12 Section 1.91.08. Effect of Headings and Table of Contents 11 13 Section 1.101.09. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Legal Holidays 13 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 13 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 13 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 14 Section 1.17. No Security Interest Created 12 Force Majeure 14 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 14 ARTICLE 2. SECURITIES II SECURITY FORMS 13 14 Section 2.12.01. Forms Generally 13 14 Section 2.22.02. Form of Face of Security 15 Section 2.03. Form of Reverse of Security 16 Section 2.04. Form of Legend for Global Securities 20 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. III THE SECURITIES 14 20 Section 3.13.01. Amount Unlimited; Issuable in Series 14 20 Section 3.23.02. Currency; Denominations 16 24 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 24 Section 3.43.04. Temporary Securities 18 26 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 26 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 28 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 29 Section 3.83.08. Persons Deemed Owners 22 30 Section 3.93.09. Cancellation 23 30 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11. CUSIP Numbers 31 Page
Appears in 1 contract
Samples: CVG Oregon, LLC
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 5 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 5 Section 1.4. Acts of Holders 9 Holders; Record Dates 5 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 6 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 6 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 7 Section 1.91.8. Effect of Headings and Table of Contents 11 7 Section 1.101.9. Successors and Assigns 11 7 Section 1.111.10. Separability Clause 11 7 Section 1.121.11. Benefits of Indenture 11 7 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 7 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 8 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 8 Section 2.1. Forms Generally 13 8 Section 2.2. Form of Legend for Global Securities 8 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. 8 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 9 Section 3.1. Amount Unlimited; Issuable in Series 14 9 Section 3.2. Currency; Denominations 16 10 Section 3.3. Execution, Authentication, Delivery and Dating 17 10 Section 3.4. Temporary Securities 18 11 Section 3.5. Registration, Registration of Transfer and Exchange 18 12 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 13 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 13 Section 3.8. Persons Deemed Owners 22 14 Section 3.9. Cancellation 23 14 Section 3.10. Computation of Interest 14 Section 3.11. CUSIP Numbers 14 ARTICLE IV Satisfaction and Discharge 15 Section 4.1. Satisfaction and Discharge of Indenture 15 Section 4.2 Application of Trust Money 15 ARTICLE V Remedies 16 Section 5.1. Events of Default 16 Section 5.2. Acceleration of Maturity; Rescission and Annulment 16 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 17 Section 5.4. Trustee May File Proofs of Claim 17 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 18 Section 5.6. Application of Money Collected 18 Section 5.7. Limitation on Suits 18 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 18 Section 5.9. Restoration of Rights and Remedies 18 Section 5.10. Rights and Remedies Cumulative 19 Section 5.11. Delay or Omission Not Waiver 19 Section 5.12. Control by Holders 19 Section 5.13. Waiver of Past Defaults 19 Section 5.14. Undertaking for Costs 19 ARTICLE VI The Trustee 20 Section 6.1. Certain Duties and Responsibilities 20 Section 6.2. Notice of Defaults 20 Section 6.3. Certain Rights of Trustee 20 Section 6.4. Not Responsible for Recitals or Issuance of Securities 21 Section 6.5. May Hold Securities 22 Section 6.6. Money Held in Trust 22 Section 6.7. Compensation and Reimbursement 22 Section 6.8. Disqualification; Conflicting Interests 22 Section 6.9. Corporate Trustee Required; Eligibility 22 Section 6.10. Resignation and Removal; Appointment of Successor 23 TABLE OF CONTENTS (continued)Section 6.11. Acceptance of Appointment by Successor 23 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 24 Section 6.13. Preferential Collection of Claims Against Company 24 Section 6.14. Appointment of Authenticating Agent 25 ARTICLE VII Holder’s Lists and Reports by Trustee and Company 26 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 26 Section 7.2. Preservation of Information; Communications to Holders 26 Section 7.3. Reports by Trustee 26 Section 7.4. Reports by Company 26 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 27 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 27 Section 8.2. Successor Substituted 27 ARTICLE IX Supplemental Indentures 27 Section 9.1. Supplemental Indentures Without Consent of Holders 27 Section 9.2. Supplemental Indentures With Consent of Holders 28 Section 9.3. Execution of Supplemental Indentures 28 Section 9.4. Effect of Supplemental Indentures 29 Section 9.5. Conformity With Trust Indenture Act 29 Section 9.6. Reference in Securities to Supplemental Indentures 29 Section 9.7. Notice of Supplemental Indentures 29 ARTICLE X Covenants 29 Section 10.1. Payment of Principal, Premium, and Interest 29 Section 10.2. Maintenance of Office or Agency 29 Section 10.3. Money for Securities Payments to Be Held in Trust 29 Section 10.4. Statement by Officers as to Default 30 Section 10.5. Existence 30 Section 10.6. Maintenance of Properties 30 Section 10.7. Payment of Taxes and Other Claims 30 Section 10.8. Waiver of Certain Covenants 31 Section 10.9. Calculation of Original Issue Discount 31 Section 10.10. Tax Payment and Tax Withholding Obligations 31 ARTICLE XI Redemption of Securities 31 Section 11.1. Applicability of Article 31 Section 11.2. Election to Redeem; Notice to Trustee 31 Section 11.3. Selection by Trustee of Securities to Be Redeemed 31 Section 11.4. Notice of Redemption 32 Section 11.5. Deposit of Redemption Price 32 Section 11.6. Securities Payable on Redemption Date 32 Section 11.7. Securities Redeemed in Part 32 ARTICLE XII Sinking Funds 33 Section 12.1. Applicability of Article 33 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 33 Section 12.3. Redemption of Securities for Sinking Fund 33 ARTICLE XIII Defeasance and Covenant Defeasance 33 Section 13.1. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance 33 Section 13.2. Defeasance and Discharge 34 Section 13.3. Covenant Defeasance 34 Section 13.4. Conditions to Defeasance or Covenant Defeasance 34 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 35
Appears in 1 contract
Samples: Valley National Bancorp
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 6 Section 1.3. Form of Documents Delivered to Trustee 8 7 Section 1.4. Acts of Holders 9 Holders; Record Dates 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 9 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 10 Section 1.91.8. Effect of Headings and Table of Contents 11 Section 1.101.9. Successors and Assigns 11 Section 1.111.10. Separability Clause 11 Section 1.121.11. Benefits of Indenture 11 Section 1.131.12. Governing Law Law; Waiver of Jury Trial; Consent to Jurisdiction 11 Section 1.141.13. Legal Holidays 12 Section 1.15. Counterparts ARTICLE II Security Forms 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 12 Section 2.2. Form of Trustee’s Certificate Legend of Authentication 13 Global Securities 12 Section 2.3. Securities in Global Form of Trustee's Certification Authentication 13 ARTICLE 3. THE SECURITIES 14 III The Securities 13 Section 3.1. Amount Unlimited; Issuable in Series 14 13 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 16 Section 3.4. Temporary Securities 18 19 Section 3.5. Registration, Registration of Transfer and Exchange 18 19 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 23 Section 3.9. Cancellation 23 24 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)24 Section 3.11. CUSIP Numbers 24 ARTICLE IV Satisfaction and Discharge 24 Section 4.1. Satisfaction and Discharge of Indenture 24 Section 4.2. Application of Trust Money 26 ARTICLE V Remedies 26 Section 5.1. Events of Default 26 Section 5.2. Acceleration of Maturity; Rescission and Annulment 27 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 28
Appears in 1 contract
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1.1 Certain Terms Defined 1 Section 1.2. 1.2 Compliance Certificates and Opinions 8 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 9 Section 1.4. 1.4 Acts of Holders 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. 1.5 Conflict with Trust Indenture Act 11 of 1939 10 Section 1.9. 1.6 Effect of Headings and Table of Contents 11 Section 1.10. Successors and Assigns 11 Section 1.11. 1.7 Separability Clause 11 Section 1.12. 1.8 Benefits of Indenture 11 Section 1.13. Governing Law 1.9 Legal Holidays 11 ARTICLE 2 SECURITY FORMS 11 Section 1.14. Legal Holidays 2.1 Forms Generally 11 Section 2.2 Form of Face of Security 12 Section 1.15. Counterparts 12 2.3 Form of Reverse of Security 15 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. 2.4 Form of Trustee’s Certificate of Authentication 13 20 Section 2.3. 2.5 Securities Issuable in the Form of a Global Form 13 Security 20 ARTICLE 3. 3 THE SECURITIES 14 21 Section 3.1. 3.1 Amount Unlimited; Issuable in Series 14 21 Section 3.2. Currency; 3.2 Denominations 16 23 Section 3.3. 3.3 Execution, Authentication, Delivery and Dating 17 23 Section 3.4. 3.4 Temporary Securities 18 25 Section 3.5. 3.5 Registration, ; Registration of Transfer and Exchange 18 25 Section 3.6. 3.6 Mutilated, Destroyed, Destroyed Lost and or Stolen Securities 21 26 Section 3.7. 3.7 Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 27 Section 3.8. 3.8 Persons Deemed Owners 22 28 Section 3.9. 3.9 Cancellation 23 28 Section 3.10. 3.10 Computation of Interest 23 TABLE OF CONTENTS (continued)29 ARTICLE 4 SATISFACTION AND DISCHARGE 29 Section 4.1 Satisfaction and Discharge of Indenture 29 Section 4.2 Application of Trust Money 30 Section 4.3 Repayment of Moneys Held by Paying Agent 30 Section 4.4 Repayment of Moneys Held by Trustee 30 ARTICLE 5 REMEDIES 31 Section 5.1 Events of Default 31 Section 5.2 Acceleration of Maturity; Rescission and Annulment 33 1 The table of contents, comprising pages i to iv, is not part of this Indenture.
Appears in 1 contract
Samples: Indenture (Carnival Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 7 Section 1.3. Form of Documents Delivered to Trustee 8 7 Section 1.4. Acts of Holders 9 Holders; Record Dates 8 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 9 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.91.8. Effect of Headings and Table of Contents 11 Section 1.101.9. Successors and Assigns 11 Section 1.111.10. Separability Clause 11 Section 1.121.11. Benefits of Indenture 11 Section 1.131.12. Governing Law Law; Waiver of Jury Trial; Consent to Jurisdiction 11 Section 1.141.13. Legal Holidays 12 Section 1.15. Counterparts ARTICLE II Security Forms 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 12 Section 2.2. Form of Legend for Global Securities 13 Section 2.3. Form of Trustee’s 's Certificate of Authentication 13 Section 2.3. ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 Section 3.1. Amount Unlimited; Issuable in Series 14 13 Section 3.2. Currency; Denominations 16 Section 3.3. Execution, Authentication, Delivery and Dating 17 16 Section 3.4. Temporary Securities 18 19 Section 3.5. Registration, Registration of Transfer and Exchange 18 19 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 22 Section 3.8. Persons Deemed Owners 22 23 Section 3.9. Cancellation 23 24 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)24 Section 3.11. CUSIP Numbers 24 ARTICLE IV Satisfaction and Discharge 25 Section 4.1. Satisfaction and Discharge of Indenture 25 Section 4.2. Application of Trust Money 26 ARTICLE V Remedies 26 Section 5.1. Events of Default 26 Section 5.2. Acceleration of Maturity; Rescission and Annulment 27 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 28
Appears in 1 contract
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions Certain Terms Defined 1 Section 1.2. Compliance Certificates and Opinions 8 6 Section 1.3. Form of Documents Delivered to Trustee 8 6 Section 1.4. Acts of Holders 9 7 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 of 1939 7 Section 1.91.6. Effect of Headings and Table of Contents 11 8 Section 1.10. Successors and Assigns 11 Section 1.111.7. Separability Clause 11 8 Section 1.121.8. Benefits of Indenture 11 8 Section 1.13. Governing Law 11 Section 1.141.9. Legal Holidays 12 Section 1.158 ARTICLE II. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES SECURITY FORMS 13 8 Section 2.1. Forms Generally 13 8 Section 2.2. Form of Face of Security 8 Section 2.3. Form of Reverse of Security 11 Section 2.4. Form of Trustee’s Certificate of Authentication 13 14 Section 2.32.5. Securities Issuable in the Form of a Global Form 13 Security 15 ARTICLE 3III. THE SECURITIES 14 15 Section 3.1. Amount Unlimited; Issuable in Series 14 15 Section 3.2. Currency; Denominations 16 17 Section 3.3. Execution, Authentication, Delivery and Dating 17 Section 3.4. Temporary Securities 18 Section 3.5. Registration, ; Registration of Transfer and Exchange 18 Section 3.6. Mutilated, Destroyed, Lost and or Stolen Securities 21 19 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 19 Section 3.8. Persons Deemed Owners 22 20 Section 3.9. Cancellation 23 20 Section 3.10. Computation of Interest 20 ARTICLE IV. SATISFACTION AND DISCHARGE 21 Section 4.1. Satisfaction and Discharge of Indenture 21 Section 4.2. Application of Trust Money 22 Section 4.3. Repayment of Moneys Held by Paying Agent 22 Section 4.4. Repayment of Moneys Held by Trustee 22 ARTICLE V. REMEDIES 22 Section 5.1. Events of Default 22 Section 5.2. Acceleration of Maturity; Rescission and Annulment 23 TABLE Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 24 Section 5.4. Trustee May File Proofs of Claim 24 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 25 Section 5.6. Application of Money Collected 25 Section 5.7. Limitation on Suits 25 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium and Interest 26 Section 5.9. Restoration of Rights and Remedies 26 Section 5.10. Rights and Remedies Cumulative 26 Section 5.11. Delay or Omission Not Waiver 26 Section 5.12. Control by Holders 26 Section 5.13. Waiver of Past Defaults 27 Section 5.14. Undertaking for Costs 27 Section 5.15. Waiver of Stay or Extension Laws 27 ARTICLE VI. THE TRUSTEE 27 Section 6.1. Certain Duties and Responsibilities 27 Section 6.2. Notice of Defaults 28 Section 6.3. Certain Rights of Trustee 28 Section 6.4. Trustee Not Responsible for Recitals in Indenture or in Securities 29 Section 6.5. May Hold Securities 29 Section 6.6. Money Held in Trust 30 Section 6.7. Compensation and Reimbursement 30 Section 6.8. Disqualification; Conflicting Interest 30 Section 6.9. Corporate Trustee Required; Eligibility 34 Section 6.10. Resignation and Removal; Appointment of Successor 34 Section 6.11. Acceptance of Appointment by Successor 35 Section 6.12. Merger, Conversion, Consolidation or Succession to Business 36 Section 6.13. Preferential Collection of Claims Against Company 36 ARTICLE VII. HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY 39 Section 7.1. Company to Furnish Trustee Information as to Names and Addresses of Holders 39 Section 7.2. Preservation of Information; Communications to Holders 39 Section 7.3. Reports by Trustee 40 Section 7.4. Reports by Company 41 ARTICLE VIII. CONSOLIDATION, MERGER, SALE OR CONVEYANCE 42 Section 8.1. Consolidations and Mergers of Company and Guarantor Permitted Subject to Certain Conditions 42 Section 8.2. Rights and Duties of Successor Corporation 42 ARTICLE IX. SUPPLEMENTAL INDENTURES 42 Section 9.1. Supplemental Indentures Without Consent of Holders 42 Section 9.2. Supplemental Indentures with Consent of Holders 44 Section 9.3. Execution of Supplemental Indentures 44 Section 9.4. Effect of Supplemental Indentures 44 Section 9.5. Reference in Securities to Supplemental Indentures 45 ARTICLE X. PARTICULAR COVENANTS OF CONTENTS THE COMPANY 45 Section 10.1. Payment of Principal, Premium and Interest 45 Section 10.2. Maintenance of Office or Agency 45 Section 10.3. Money for Securities Payments to be Held in Trust 45 Section 10.4. Statement by Officers as to Default 46 Section 10.5. Additional Amounts 46 ARTICLE XI. REDEMPTION OF SECURITIES 48 Section 11.1. Applicability of Article 48 Section 11.2. Election to Redeem; Notice to Trustee 48 Section 11.3. Selection by Trustee of Securities to be Redeemed 48 Section 11.4. Notice of Redemption 49 Section 11.5. Deposit of Redemption Price 49 Section 11.6. Securities Payable on Redemption Date 49 Section 11.7. Securities Redeemed in Part 49 Section 11.8. Optional Redemption or Assumption of Securities Under Certain Circumstances 50 ARTICLE XII. REPAYMENT AT OPTION OF HOLDERS 50 Section 12.1. Applicability of Article 50 Section 12.2. Repayment of Securities 50 Section 12.3. Exercise of Option 51 Section 12.4. When Securities Presented for Repayment Become Due and Payable 51 Section 12.5. Securities Repaid in Part 51 ARTICLE XIII. SINKING FUNDS 51 Section 13.1. Applicability of Article 51 Section 13.2. Satisfaction of Sinking Fund Payments with Securities 51 Section 13.3. Redemption of Securities for Sinking Fund 52 ARTICLE XIV. IMMUNITY OF INCORPORATORS, SHAREHOLDERS, OFFICERS, DIRECTORS AND EMPLOYEES 52 Section 14.1. Exemption From Individual Liability 52 ARTICLE XV. GUARANTEES 52 Section 15.1. Guarantees 52 Section 15.2. Guarantor Gross-up 53 ARTICLE XVI. MISCELLANEOUS PROVISIONS 55 Section 16.1. Successors and Assigns of Company or Guarantor Bound by Indenture 55 Section 16.2. Acts of Board, Committee or Officer of Successor Corporation Valid 55 Section 16.3. Required Notices or Demands 55 Section 16.4. Indenture and Securities to be Construed in Accordance with the Laws of the State of New York 56 Section 16.5. Indenture may be Executed in Counterparts 56 INDENTURE, dated as of December 6, 2012, between CARNIVAL CORPORATION, a corporation duly organized and existing under the laws of the Republic of Panama (continuedhereinafter sometimes called the “Company”), party of the first part, CARNIVAL PLC, a company incorporated and registered under the laws of England and Wales (hereinafter sometimes called the “Guarantor”), party of the second part, and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (hereinafter sometimes called the “Trustee”), party of the third part.
Appears in 1 contract
Samples: Indenture (Carnival PLC)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 10 Section 1.31.03. Form of Documents Delivered to Trustee 8 11 Section 1.41.04. Acts of Holders 9 Holders; Record Dates 11 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 14 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 14 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 14 Section 1.91.08. Effect of Headings and Table of Contents 11 15 Section 1.101.09. Successors and Assigns 11 15 Section 1.111.10. Separability Clause 11 15 Section 1.121.11. Benefits of Indenture 11 15 Section 1.12. Governing Law 15 Section 1.13. Governing Law 11 Legal Holidays 15 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 15 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 15 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 16 Section 1.17. No Security Interest Created 12 Force Majeure 16 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 16 ARTICLE 2. SECURITIES II SECURITY FORMS 13 16 Section 2.12.01. Forms Generally 13 16 Section 2.22.02. Form of Face of Security 17 Section 2.03. Form of Reverse of Security 19 Section 2.04. Form of Legend for Global Securities 22 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 22 ARTICLE 3. III THE SECURITIES 14 23 Section 3.13.01. Amount Unlimited; Issuable in Series 14 23 Section 3.23.02. Currency; Denominations 16 26 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 26 Section 3.43.04. Temporary Securities 18 28 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 28 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 31 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 31 Section 3.83.08. Persons Deemed Owners 22 33 Section 3.93.09. Cancellation 23 33 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)33 Section 3.11. CUSIP Numbers 33 Page
Appears in 1 contract
Samples: Indenture (CVG Oregon, LLC)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 10 Section 1.31.03. Form of Documents Delivered to Trustee 8 11 Section 1.41.04. Acts of Holders 9 Holders; Record Dates 11 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 14 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 14 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 14 Section 1.91.08. Effect of Headings and Table of Contents 11 15 Section 1.101.09. Successors and Assigns 11 15 Section 1.111.10. Separability Clause 11 15 Section 1.121.11. Benefits of Indenture 11 15 Section 1.12. Governing Law 15 Section 1.13. Governing Law 11 Legal Holidays 15 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 15 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 15 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 16 Section 1.17. No Security Interest Created 12 Force Majeure 16 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 16 ARTICLE 2. SECURITIES II SECURITY FORMS 13 16 Section 2.12.01. Forms Generally 13 16 Section 2.22.02. Form of Face of Security 17 Section 2.03. Form of Reverse of Security 18 Section 2.04. Form of Legend for Global Securities 22 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 22 ARTICLE 3. III THE SECURITIES 14 22 Section 3.13.01. Amount Unlimited; Issuable in Series 14 22 Section 3.23.02. Currency; Denominations 16 26 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 26 Section 3.43.04. Temporary Securities 18 28 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 28 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 31 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 31 Section 3.83.08. Persons Deemed Owners 22 33 Section 3.93.09. Cancellation 23 33 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)33 Section 3.11. CUSIP Numbers 33
Appears in 1 contract
Samples: Indenture (Enflex Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 10 Section 1.31.03. Form of Documents Delivered to Trustee 8 11 Section 1.41.04. Acts of Holders 9 Holders; Record Dates 11 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 14 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 14 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 14 Section 1.91.08. Effect of Headings and Table of Contents 11 15 Section 1.101.09. Successors and Assigns 11 15 Section 1.111.10. Separability Clause 11 15 Section 1.121.11. Benefits of Indenture 11 15 Section 1.12. Governing Law 15 Section 1.13. Governing Law 11 Legal Holidays 15 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 15 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 15 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 16 Section 1.17. No Security Interest Created 12 Force Majeure 16 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 16 ARTICLE 2. SECURITIES II SECURITY FORMS 13 16 Section 2.12.01. Forms Generally 13 16 Section 2.22.02. Form of Face of Security 17 Section 2.03. Form of Reverse of Security 19 Section 2.04. Form of Legend for Global Securities 22 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 22 ARTICLE 3. III THE SECURITIES 14 23 Section 3.13.01. Amount Unlimited; Issuable in Series 14 23 Section 3.23.02. Currency; Denominations 16 26 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 26 Section 3.43.04. Temporary Securities 18 28 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 28 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 31 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 31 Section 3.83.08. Persons Deemed Owners 22 33 Section 3.93.09. Cancellation 23 33 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)33 Section 3.11. CUSIP Numbers 33
Appears in 1 contract
Samples: Indenture (Usf Glen Moore Inc.)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders Holders; Record Dates 9 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 12 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 13 Section 1.91.08. Effect of Headings and Table of Contents 11 13 Section 1.101.09. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law 13 Section 1.13. Governing Law 11 Legal Holidays 13 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 13 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 13 Section 1.16. Judgment Currency 12 Language of Notices, Etc. 14 Section 1.17. No Security Interest Created 12 Force Majeure 14 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 14 Section 1.19. U.S.A. Patriot Act 14 ARTICLE 2. SECURITIES II SECURITY FORMS 13 14 Section 2.12.01. Forms Generally 13 14 Section 2.22.02. Form of Face of Security 15 Section 2.03. Form of Reverse of Security 17 Section 2.04. Form of Legend for Global Securities 20 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 20 ARTICLE 3. III THE SECURITIES 14 21 Section 3.13.01. Amount Unlimited; Issuable in Series 14 21 Section 3.23.02. Currency; Denominations 16 24 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 24 Section 3.43.04. Temporary Securities 18 26 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 27 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 29 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 30 Section 3.83.08. Persons Deemed Owners 22 31 Section 3.93.09. Cancellation 23 31 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)31 Section 3.11. CUSIP Numbers 31 Page
Appears in 1 contract
Samples: Indenture (Horsehead Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1.1 Definitions; Rules of Construction 1 Section 1.2. 1.2 Compliance Certificates and Opinions 8 11 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 11 Section 1.4. 1.4 Acts of Holders 9 12 Section 1.5. 1.5 Notices, Etc. etc., to the Trustee and the Issuers 10 Company 14 Section 1.6. 1.6 Notice to Holders of Securities; Waiver 10 14 Section 1.7. 1.7 Language of Notices 11 15 Section 1.8. Conflict with 1.8 Incorporation by Reference of Trust Indenture Act; Trust Indenture Act 11 Controls 15 Section 1.9. 1.9 Effect of Headings and Table of Contents 11 15 Section 1.10. 1.10 Successors and Assigns 11 15 Section 1.11. 1.11 Separability Clause 11 15 Section 1.12. 1.12 Benefits of Indenture 11 16 Section 1.13. 1.13 Governing Law 11 Law; Waiver of Trial by Jury 16 Section 1.14. 1.14 Legal Holidays 12 16 Section 1.15. 1.15 Counterparts 12 16 Section 1.16. 1.16 Judgment Currency 12 17 Section 1.17. No Security Interest Created 12 Section 1.18. 1.17 Limitation on Individual Liability 12 17 ARTICLE 2. 2 SECURITIES FORMS 13 17 Section 2.1. 2.1 Forms Generally 13 17 Section 2.2. 2.2 Form of Trustee’s Certificate of Authentication 13 18 Section 2.3. 2.3 Securities in Global Form 13 18 ARTICLE 3. 3 THE SECURITIES 14 19 Section 3.1. 3.1 Amount Unlimited; Issuable in Series 14 19 Section 3.2. 3.2 Currency; Denominations 16 23 Section 3.3. 3.3 Execution, Authentication, Delivery and Dating 17 23 Section 3.4. 3.4 Temporary Securities 18 24 Section 3.5. 3.5 Registration, Transfer and Exchange 18 24 Section 3.6. 3.6 Mutilated, Destroyed, Lost and Stolen Securities 21 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 Section 3.10. Computation of Interest 23 28 TABLE OF CONTENTS (continued)) Page
Appears in 1 contract
Samples: Indenture (JMP Group LLC)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 11 Section 1.31.03. Form of Documents Delivered to Trustee 8 11 Section 1.41.04. Acts of Holders 9 Holders; Record Dates 12 Section 1.51.05. Notices, Etc. ., to the Trustee Trustee, Company and the Issuers 10 Guarantors 14 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 14 Section 1.7. Language of Notices 11 Section 1.81.07. Conflict with Trust Indenture Act 11 15 Section 1.91.08. Effect of Headings and Table of Contents 11 15 Section 1.101.09. Successors and Assigns 11 15 Section 1.111.10. Separability Clause 11 15 Section 1.121.11. Benefits of Indenture 11 15 Section 1.12. Governing Law 15 Section 1.13. Governing Law 11 Legal Holidays 15 Section 1.14. Legal Holidays 12 No Adverse Interpretation of Other Agreements 15 Section 1.15. Counterparts 12 No Personal Liability of Directors, Officers, Employees and Stockholders 16 Section 1.16. Judgment Currency 12 Language of Notices, Etc 16 Section 1.17. No Security Interest Created 12 Force Majeure 16 Section 1.18. Limitation on Individual Liability 12 Waiver of Jury Trial 16 Section 1.19. U.S.A. Patriot Act 16 ARTICLE 2. SECURITIES II SECURITY FORMS 13 16 Section 2.12.01. Forms Generally 13 16 Section 2.22.02. Form of Face of Security 17 Section 2.03. Form of Reverse of Security 19 Section 2.04. Form of Legend for Global Securities 22 Section 2.05. Form of Trustee’s Certificate of Authentication 13 Section 2.3. Securities in Global Form 13 23 ARTICLE 3. III THE SECURITIES 14 23 Section 3.13.01. Amount Unlimited; Issuable in Series 14 23 Section 3.23.02. Currency; Denominations 16 27 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 27 Section 3.43.04. Temporary Securities 18 29 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 29 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Wrongfully Taken Securities 21 32 Section 3.73.07. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 32 Section 3.83.08. Persons Deemed Owners 22 34 Section 3.93.09. Cancellation 23 34 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)34 Section 3.11. CUSIP Numbers 34
Appears in 1 contract
Samples: Indenture (Horsehead Corp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders 9 Holders; Record Dates 10 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 13 Section 1.91.8. Effect of Headings and Table of Contents 11 13 Section 1.101.9. Successors and Assigns 11 13 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law; Waiver of Jury Trial; Consent of Jurisdiction 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 14 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 15 Section 2.3. Form of Trustee’s 's Certificate of Authentication 13 Section 2.3. 15 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 15 Section 3.1. Amount Unlimited; Issuable in Series 14 15 Section 3.2. Currency; Denominations 16 18 Section 3.3. Execution, Authentication, Delivery and Dating 17 19 Section 3.4. Temporary Securities 18 21 Section 3.5. Registration, Registration of Transfer and Exchange 18 21 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 23 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 24 Section 3.8. Persons Deemed Owners 22 25 Section 3.9. Cancellation 23 26 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)26 Section 3.11. CUSIP Numbers 26 ARTICLE IV Satisfaction and Discharge 27 Section 4.1. Satisfaction and Discharge of Indenture 27 Section 4.2. Application of Trust Money 28 ARTICLE V Remedies 28 Section 5.1. Events of Default 28 Section 5.2. Acceleration of Maturity; Rescission and Annulment 29 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 30
Appears in 1 contract
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. 1.01 Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. Form of Documents Delivered to Trustee 8 Section 1.4. 1.02 Acts of Holders Holder; Record Dates 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. 1.03 Effect of Headings and Table of Contents 11 9 Section 1.10. 1.04 Successors and Assigns 11 9 Section 1.11. Separability 1.05 Severability Clause 11 9 Section 1.12. 1.06 Benefits of Indenture 11 Agreement 10 ARTICLE 2 PURCHASE AND ISSUANCE OF SECURITIES 10 Section 1.13. Governing Law 11 2.01 Purchase and Sale 10 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. 2.02 Form of Trustee’s Certificate of Authentication 13 Securities 10 ARTICLE 3 THE NOTES 10 Section 2.3. Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 3.01 Title and Terms; Payments 10 Section 3.1. Amount Unlimited; Issuable in Series 14 3.02 Ranking 10 Section 3.2. Currency; 3.03 Denominations 16 10 Section 3.3. 3.04 Execution, Authentication, Delivery and Dating 17 10 Section 3.4. Temporary Securities 18 Section 3.5. 3.05 Registration, ; Registration of Transfer and Exchange 18 11 Section 3.63.06 Transfer Restrictions. 11 Section 3.07 Mutilated, Destroyed, Lost and Stolen Securities 21 Notes 12 Section 3.7. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. 3.08 Persons Deemed Owners 22 12 Section 3.93.09 Transfer and Exchange. 12 Section 3.10 Cancellation 23 13 Section 3.103.11 Outstanding Notes. Computation 13 Section 3.12 Withholding Tax 14 ARTICLE 4 PARTICULAR COVENANTS OF THE COMPANY WITH RESPECT TO THE NOTES 14 Section 4.01 Payment of Principal and Interest 23 TABLE 14 Section 4.02 Maintenance of Office or Agency 14 Section 4.03 Reports 14 Section 4.04 Offer to Repurchase upon Fundamental Change. 15 Section 4.05 Repurchase at Option of the Holders 16 Section 4.06 Existence 16 ARTICLE 5 [RESERVED] 16 ARTICLE 6 CONDITIONS 16 Section 6.01 Closing Date Conditions with Respect to the Company 16 Section 6.02 Closing Date Conditions with Respect to the Investors 16 ARTICLE 7 CONVERSION OF CONTENTS (continued)NOTES 17 Section 7.01 Right to Convert 17 Section 7.02 Conversion Procedure. 18
Appears in 1 contract
Samples: Securities Purchase Agreement (Graf Acquisition Corp. IV)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 10 Section 1.3. Form of Documents Delivered to Trustee 8 11 Section 1.4. Acts of Holders 9 Section 1.5. Notices, Etc. ., to the Trustee and the Issuers 10 Company 11 Section 1.5. Notice to Holders; Waiver 12 Section 1.6. Notice to Holders of Securities; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with With Trust Indenture Act 11 12 Section 1.91.7. Effect of Headings and Table of Contents 11 12 Section 1.101.8. Successors and Assigns 11 13 Section 1.111.9. Separability Clause 11 13 Section 1.121.10. Benefits of Indenture 11 13 Section 1.11. Governing Law 13 Section 1.12. Legal Holidays 13 Section 1.13. Governing Law 11 Liability Solely Corporate 14 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No Security Interest Created 12 14 Section 1.181.15. Limitation on Individual Liability 12 Waiver of Jury Trial 14 Section 1.16. U.S.A. Patriot Act 14 Section 1.17. Force Majeure 14 ARTICLE 2II. SECURITIES DEBT SECURITY FORMS 13 15 Section 2.1. Forms Generally 13 15 Section 2.2. Form of Trustee’s Certificate of Authentication 13 15 Section 2.3. Securities in Global Form 13 16 ARTICLE 3III. THE DEBT SECURITIES 14 16 Section 3.1. Amount Unlimited; Issuable in Series 14 16 Section 3.2. Currency; Denominations 16 20 Section 3.3. Execution, Authentication, Delivery and Dating 17 20 Section 3.4. Temporary Debt Securities; Global Notes Representing Debt Securities 18 22 Section 3.5. Registration, Transfer and Exchange 18 25 Section 3.6. Mutilated, Destroyed, Lost and Stolen Debt Securities 21 26 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 27 Section 3.8. Persons Deemed Owners 22 Cancellation 28 Section 3.9. Cancellation 23 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)29 Section 3.10. Currency of Payments in Respect of Debt Securities 29 Section 3.11. CUSIP Numbers 29 ARTICLE IV. SATISFACTION AND DISCHARGE 29 Section 4.1. Satisfaction and Discharge of Indenture 29 Section 4.2. Application of Trust Money, Etc. 30
Appears in 1 contract
Samples: Sigma Aldrich Corp
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.1SECTION 1.1 Definitions. Definitions 1 Section 1.2. SECTION 1.2 Compliance Certificates and Opinions 8 Section 1.3Opinions. 12 SECTION 1.3 Form of Documents Delivered to Trustee 8 Section 1.4the Trustee. 12 SECTION 1.4 Acts of Holders 9 Section 1.5of Securities. 13 SECTION 1.5 Notices, Etc. to the Trustee and the Issuers 10 Section 1.6Company. 15 SECTION 1.6 Notice to Holders of Securities; Waiver 10 Section 1.7Waiver. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.9. 15 SECTION 1.7 Effect of Headings and Table of Contents 11 Section 1.10Contents. 16 SECTION 1.8 Successors and Assigns 11 Section 1.11Assigns. Separability Clause 11 Section 1.1216 SECTION 1.9 Severability Clause. 16 SECTION 1.10 Benefits of Indenture. 16 SECTION 1.11 Governing Law. 16 SECTION 1.12 Legal Holidays. 16 SECTION 1.13 Conflict With Trust Indenture 11 Section 1.13Act. Governing Law 11 Section 1.1417 SECTION 1.14 Execution In Counterparts. Legal Holidays 12 Section 1.1517 SECTION 1.15 Construction and Interpretation. Counterparts 12 Section 1.1617 ARTICLE II SECURITY FORMS 18 SECTION 2.1 Form Generally. Judgment Currency 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.2. 18 SECTION 2.2 Form of Trustee’s Security. 19 SECTION 2.3 Form of Certificate of Authentication 13 Section 2.3Authentication. Securities in Global 35 SECTION 2.4 Form 13 of Conversion Notice. 35 SECTION 2.5 Form of Assignment. 37 ARTICLE 3. III THE SECURITIES 14 Section 3.138 SECTION 3.1 Title and Terms. Amount Unlimited; Issuable in Series 14 Section 3.238 SECTION 3.2 Denominations. Currency; Denominations 16 Section 3.3. 38 SECTION 3.3 Execution, Authentication, Delivery and Dating 17 Section 3.4Dating. Temporary Securities 18 Section 3.538 SECTION 3.4 Global Securities; Non-Global Securities; Book-Entry Provisions. 39 SECTION 3.5 Registration, ; Registration of Transfer and Exchange 18 Section 3.6Exchange; Restrictions on Transfer. 40 SECTION 3.6 Mutilated, Destroyed, Lost and or Stolen Securities 21 Section 3.7Securities. Payment of Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 Section 3.8. Persons Deemed Owners 22 Section 3.9. Cancellation 23 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)44
Appears in 1 contract
Samples: Indenture (Epix Medical Inc)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION 1 Section 1.11.01. Definitions 1 Section 1.21.02. Compliance Certificates and Opinions 8 9 Section 1.31.03. Form of Documents Delivered to Trustee 8 9 Section 1.41.04. Acts of Holders 9 10 Section 1.51.05. Notices, Etc. ., to the Trustee and the Issuers Company 10 Section 1.61.06. Notice to Holders of SecuritiesHolders; Waiver 10 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 Section 1.91.07. Effect of Headings and Table of Contents 11 Section 1.101.08. Successors and Assigns 11 12 Section 1.111.09. Separability Clause 11 12 Section 1.121.10. Benefits of Indenture 11 12 Section 1.131.11. Governing Law 11 12 Section 1.141.12. Legal Holidays 12 Section 1.151.13. Counterparts Submission to Jurisdiction 12 ARTICLE TWO SECURITIES FORMS 12 Section 1.162.01. Judgment Currency Forms of Securities 12 Section 1.17. No Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Section 2.1. Forms Generally 13 Section 2.22.02. Form of Trustee’s Certificate of Authentication 13 Section 2.32.03. Securities Issuable in Global Form 13 ARTICLE 3. THREE THE SECURITIES 14 Section 3.13.01. Amount Unlimited; Issuable in Series 14 Section 3.23.02. Currency; Denominations 16 Section 3.33.03. Execution, Authentication, Delivery and Dating 17 Section 3.43.04. Temporary Securities 18 Section 3.53.05. Registration, Registration of Transfer and Exchange 18 Section 3.63.06. Mutilated, Destroyed, Lost and Stolen Securities 21 20 Section 3.73.07. Payment of Interest; Interest and Certain Additional AmountsRights Preserved; Rights to Optional Interest and Certain Additional Amounts Preserved 21 Reset 20 Section 3.83.08. Optional Extension of Maturity 22 Section 3.09. Persons Deemed Owners 22 Section 3.93.10. Cancellation 23 22 Section 3.103.11. Computation of Interest 23 22 Section 3.12. Currency and Manner of Payments in Respect of Securities 22 Section 3.13. Appointment and Resignation of Successor Exchange Rate Agent 26 Section 3.14. CUSIP Numbers 26 ARTICLE FOUR SATISFACTION AND DISCHARGE 26 Section 4.01. Satisfaction and Discharge of Indenture 26 Section 4.02. Application of Trust Funds 27 ARTICLE FIVE REMEDIES 28 Section 5.01. Events of Default 28 Section 5.02. Acceleration of Maturity; Rescission and Annulment 29 Section 5.03. Collection of Indebtedness and Suits for Enforcement by Trustee 34 Section 5.04. Trustee May File Proofs of Claim 30 Section 5.05. Trustee May Enforce Claims Without Possession of Securities 30 Section 5.06. Application of Money Collected 31 Section 5.07. Limitation on Suits 32 Section 5.08. Unconditional Right of Holders to Receive Principal, Premium and Interest 32 Section 5.09. Restoration of Rights and Remedies 32 Section 5.10. Rights and Remedies Cumulative 33 Section 5.11. Delay or Omission Not Waiver 33 TABLE OF CONTENTS (continued)) Page Section 5.12. Control by Holders of Securities 33 Section 5.13. Waiver of Past Defaults 33 Section 5.14. Waiver of Stay or Extension Laws 33 ARTICLE SIX THE TRUSTEE 34 Section 6.01. Notice of Defaults 34 Section 6.02. Certain Rights of Trustee 34 Section 6.03. Not Responsible for Recitals or Issuance of Securities 36 Section 6.04. May Hold Securities 36 Section 6.05. Money Held in Trust 36 Section 6.06. Compensation and Reimbursement and Indemnification of Trustee 36 Section 6.07. Corporate Trustee Required; Eligibility 37 Section 6.08. Disqualification; Conflicting Interests 37 Section 6.09. Resignation and Removal; Appointment of Successor 37 Section 6.10. Acceptance of Appointment by Successor 39 Section 6.11. Merger, Conversion, Consolidation or Succession to Business 40 Section 6.12. Appointment of Authenticating Agent 40 ARTICLE SEVEN HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY 41 Section 7.01. Disclosure of Names and Addresses of Holders 41 Section 7.02. Preservation of Information; Communications to Holders 41 Section 7.03. Reports by Trustee 42 Section 7.04. Reports by Company 42 Section 7.05. Calculation of Original Issue Discount 42 ARTICLE EIGHT CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 42 Section 8.01. Company May Consolidate, Etc., Only on Certain Terms 42 Section 8.02. Successor Person Substituted 43 ARTICLE NINE SUPPLEMENTAL INDENTURES 43 Section 9.01. Supplemental Indentures Without Consent of Holders 43 Section 9.02. Supplemental Indentures with Consent of Holders 44 Section 9.03. Execution of Supplemental Indentures 45 Section 9.04. Effect of Supplemental Indentures 45 Section 9.05. Conformity with Trust Indenture Act 45 Section 9.06. Reference in Securities to Supplemental Indentures 45 ARTICLE TEN COVENANTS 43 Section 10.01. Payment of Principal, Premium, if any, and Interest 46 Section 10.02. Maintenance of Office or Agency 46 Section 10.03. Money for Securities Payments to Be Held in Trust 46 Section 10.04. Additional Amounts 47 Section 10.05. Statement as to Compliance 48 Section 10.06. Payment of Taxes and Other Claims 48 Section 10.07. Waiver of Certain Covenants 48 ARTICLE ELEVEN REDEMPTION OF SECURITIES 48 Section 11.01. Applicability of Article 48 Section 11.02. Election to Redeem; Notice to Trustee 48 Section 11.03. Selection by Trustee of Securities to Be Redeemed 49 Section 11.04. Notice of Redemption 49 Section 11.05. Deposit of Redemption Price 50 TABLE OF CONTENTS (continued) Page Section 11.06. Securities Payable on Redemption Date 50 Section 11.07. Securities Redeemed in Part 50 ARTICLE TWELVE SINKING FUNDS 51 Section 12.01. Applicability of Article 51 Section 12.02. Satisfaction of Sinking Fund Payments with Securities 51 Section 12.03. Redemption of Securities for Sinking Fund 51 ARTICLE THIRTEEN REPAYMENT AT THE OPTION OF HOLDERS 52 Section 13.01. Applicability of Article 52 Section 13.02. Repayment of Securities 52 Section 13.03. Exercise of Option 52 Section 13.04. When Securities Presented for Repayment Become Due and Payable 52 Section 13.05. Securities Repaid in Part 53 ARTICLE FOURTEEN DEFEASANCE AND COVENANT DEFEASANCE 53 Section 14.01. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance 53 Section 14.02. Defeasance and Discharge 53 Section 14.03. Covenant Defeasance 54 Section 14.04. Conditions to Defeasance or Covenant Defeasance 54 Section 14.05. Deposited Money and Government Obligations to Be Held in Trust; Other Miscellaneous Provisions 55 ARTICLE FIFTEEN MEETINGS OF HOLDERS OF SECURITIES 56
Appears in 1 contract
Samples: Garrison Capital Inc.
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 5 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 5 Section 1.4. Acts of Holders 9 Holders; Record Dates 6 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 6 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 7 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 7 Section 1.91.8. Effect of Headings and Table of Contents 11 7 Section 1.101.9. Successors and Assigns 11 7 Section 1.111.10. Separability Clause 11 7 Section 1.121.11. Benefits of Indenture 11 8 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 8 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 8 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 8 Section 2.1. Forms Generally 13 8 Section 2.2. Form of Legend for Global Securities 9 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. 9 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 10 Section 3.1. Amount Unlimited; Issuable in Series 14 10 Section 3.2. Currency; Denominations 16 11 Section 3.3. Execution, Authentication, Delivery and Dating 17 11 Section 3.4. Temporary Securities 18 12 Section 3.5. Registration, Registration of Transfer and Exchange 18 13 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 14 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 14 Section 3.8. Persons Deemed Owners 22 15 Section 3.9. Cancellation 23 15 Section 3.10. Computation of Interest 15 Section 3.11. CUSIP Numbers 15 ARTICLE IV Satisfaction and Discharge 16 Section 4.1. Satisfaction and Discharge of Indenture 16 Section 4.2. Application of Trust Money 16 ARTICLE V Remedies 17 Section 5.1. Events of Default 17 Section 5.2. Acceleration of Maturity; Rescission and Annulment 17 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 18 Section 5.4. Trustee May File Proofs of Claim 18 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 18 Section 5.6. Application of Money Collected 19 Section 5.7. Limitation on Suits 19 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 19 Section 5.9. Restoration of Rights and Remedies 19 Section 5.10. Rights and Remedies Cumulative 20 Section 5.11. Delay or Omission Not Waiver 20 Section 5.12. Control by Holders 20 Section 5.13. Waiver of Past Defaults 20 Section 5.14. Undertaking for Costs 20 ARTICLE VI The Trustee 21 Section 6.1. Certain Duties and Responsibilities 21 Section 6.2. Notice of Defaults 21 Section 6.3. Certain Rights of Trustee 21 Section 6.4. Not Responsible for Recitals or Issuance of Securities 22 Section 6.5. May Hold Securities 23 TABLE OF CONTENTS (continued)Section 6.6. Money Held in Trust 23 Section 6.7. Compensation and Reimbursement 23 Section 6.8. Disqualification; Conflicting Interests 23 Section 6.9. Corporate Trustee Required; Eligibility 24 Section 6.10. Resignation and Removal; Appointment of Successor 24 Section 6.11. Acceptance of Appointment by Successor 25 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 25 Section 6.13. Preferential Collection of Claims Against Company 26 Section 6.14. Appointment of Authenticating Agent 26 ARTICLE VII Holder’s Lists and Reports by Trustee and Company 27 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 27 Section 7.2. Preservation of Information; Communications to Holders 27 Section 7.3. Reports by Trustee 27 Section 7.4. Reports by Company 28 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 28 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 28 Section 8.2. Successor Substituted 28 ARTICLE IX Supplemental Indentures 28 Section 9.1. Supplemental Indentures Without Consent of Holders 28 Section 9.2. Supplemental Indentures With Consent of Holders 29 Section 9.3. Execution of Supplemental Indentures 30 Section 9.4. Effect of Supplemental Indentures 30 Section 9.5. Conformity With Trust Indenture Act 30 Section 9.6. Reference in Securities to Supplemental Indentures 30 Section 9.7. Notice of Supplemental Indentures 30 ARTICLE X Covenants 30 Section 10.1. Payment of Principal, Premium, and Interest 30 Section 10.2. Maintenance of Office or Agency 30 Section 10.3. Money for Securities Payments to Be Held in Trust 31 Section 10.4. Statement by Officers as to Default 31 Section 10.5. Existence 31 Section 10.6. Maintenance of Properties 32 Section 10.7. Payment of Taxes and Other Claims 32 Section 10.8. Waiver of Certain Covenants 32 Section 10.9. Calculation of Original Issue Discount 32 Section 10.10. Tax Payment and Tax Withholding Obligations 32 ARTICLE XI Redemption of Securities 32 Section 11.1. Applicability of Article 32 Section 11.2. Election to Redeem; Notice to Trustee 33 Section 11.3. Selection by Trustee of Securities to Be Redeemed 33 Section 11.4. Notice of Redemption 33 Section 11.5. Deposit of Redemption Price 34 Section 11.6. Securities Payable on Redemption Date 34 Section 11.7. Securities Redeemed in Part 34 ARTICLE XII Sinking Funds 34 Section 12.1. Applicability of Article 34 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 34 Section 12.3. Redemption of Securities for Sinking Fund 35
Appears in 1 contract
Samples: Indenture (Valley National Bancorp)
DEFINITIONS AND OTHER PROVISIONS. OF GENERAL APPLICATION Of General Application 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 8 Section 1.3. 1.3 Form of Documents Delivered to Trustee 8 9 Section 1.4. Acts of Holders Holders; Record Dates 9 Section 1.5. Notices, Etc. to the Trustee and the Issuers 10 Company 11 Section 1.6. Notice to Holders of SecuritiesHolders; Waiver 10 12 Section 1.7. Language of Notices 11 Section 1.8. Conflict with Trust Indenture Act 11 12 Section 1.91.8. Effect of Headings and Table of Contents 11 12 Section 1.101.9. Successors and Assigns 11 12 Section 1.111.10. Separability Clause 11 13 Section 1.121.11. Benefits of Indenture 11 13 Section 1.12. Governing Law; Waiver of Jury Trial; Consent to Jurisdiction 13 Section 1.13. Governing Law 11 Section 1.14. Legal Holidays 12 Section 1.15. Counterparts 12 Section 1.16. Judgment Currency 12 Section 1.17. No 14 ARTICLE II Security Interest Created 12 Section 1.18. Limitation on Individual Liability 12 ARTICLE 2. SECURITIES FORMS 13 Forms 14 Section 2.1. Forms Generally 13 14 Section 2.2. Form of Legend for Global Securities 14 Section 2.3. Form of Trustee’s Certificate of Authentication 13 Section 2.3. 15 ARTICLE III The Securities in Global Form 13 ARTICLE 3. THE SECURITIES 14 15 Section 3.1. Amount Unlimited; Issuable in Series 14 15 Section 3.2. Currency; Denominations 16 18 Section 3.3. Execution, Authentication, Delivery and Dating 17 18 Section 3.4. Temporary Securities 18 21 Section 3.5. Registration, Registration of Transfer and Exchange 18 21 Section 3.6. Mutilated, Destroyed, Lost Lost, and Stolen Securities 21 23 Section 3.7. Payment of Interest; Interest and Certain Additional Amounts; Rights to Interest and Certain Additional Amounts Preserved 21 24 Section 3.8. Persons Deemed Owners 22 26 Section 3.9. Cancellation 23 26 Section 3.10. Computation of Interest 23 TABLE OF CONTENTS (continued)27 Section 3.11. CUSIP Numbers 27 ARTICLE IV Satisfaction and Discharge 27 Section 4.1. Satisfaction and Discharge of Indenture 27 Section 4.2 Application of Trust Money 28 ARTICLE V Remedies 29 Section 5.1. Events of Default 29 Section 5.2. Acceleration of Maturity; Rescission and Annulment 29 Section 5.3. Collection of Indebtedness and Suits for Enforcement by Trustee 31 Section 5.4. Trustee May File Proofs of Claim 32 Section 5.5. Trustee May Enforce Claims Without Possession of Securities 32 Section 5.6. Application of Money Collected 32 Section 5.7. Limitation on Suits 33 Section 5.8. Unconditional Right of Holders to Receive Principal, Premium, and Interest 34 Section 5.9. Restoration of Rights and Remedies 34 Section 5.10. Rights and Remedies Cumulative 34 Section 5.11. Delay or Omission Not Waiver 34 Section 5.12. Control by Holders 35 Section 5.13. Waiver of Past Defaults 35 Section 5.14. Undertaking for Costs 35 ARTICLE VI The Trustee 36 Section 6.1. Certain Duties and Responsibilities 36 Section 6.2. Notice of Defaults 37 Section 6.3. Certain Rights of Trustee 37 Section 6.4. Not Responsible for Recitals or Issuance of Securities 39 Section 6.5. May Hold Securities 40 Section 6.6. Money Held in Trust 40 Section 6.7. Compensation and Reimbursement 40 Section 6.8. Disqualification; Conflicting Interests 41 Section 6.9. Corporate Trustee Required; Eligibility 42 Section 6.10. Resignation and Removal; Appointment of Successor 42 Section 6.11. Acceptance of Appointment by Successor 44 Section 6.12. Merger, Conversion, Consolidation, or Succession to Business 45 Section 6.13. Preferential Collection of Claims Against Company 45 Section 6.14. Appointment of Authenticating Agent 46 ARTICLE VII Holder’s Lists and Reports by Trustee and Company 48 Section 7.1. Company to Furnish Trustee Names and Addresses of Holders 48 Section 7.2. Preservation of Information; Communications to Holders 48 Section 7.3. Reports by Trustee 49 Section 7.4. Reports by Company 49 ARTICLE VIII Consolidation, Merger, Conveyance, Transfer or Lease 50 Section 8.1. Company May Consolidate, Etc., Only on Certain Terms 50 Section 8.2. Successor Substituted 50 ARTICLE IX Supplemental Indentures 51 Section 9.1. Supplemental Indentures Without Consent of Holders 51 Section 9.2. Supplemental Indentures With Consent of Holders 52 Section 9.3. Execution of Supplemental Indentures 53 Section 9.4. Effect of Supplemental Indentures 53 Section 9.5. Conformity With Trust Indenture Act 54 Section 9.6. Reference in Securities to Supplemental Indentures 54 Section 9.7. Notice of Supplemental Indentures 54 ARTICLE X Covenants 54 Section 10.1. Payment of Principal, Premium, and Interest 54 Section 10.2. Maintenance of Office or Agency 54 Section 10.3. Money for Securities Payments to Be Held in Trust 55 Section 10.4. Statement by Officers as to Default 56 Section 10.5. Existence 56 Section 10.6. Maintenance of Properties 56 Section 10.7. Payment of Taxes and Other Claims 57 . Section 10.8. Waiver of Certain Covenants 57 Section 10.9. Calculation of Original Issue Discount 57 Section 10.10. Tax Payment and Tax Withholding Obligations 58 ARTICLE XI Redemption of Securities 58 Section 11.1. Applicability of Article 58 Section 11.2. Election to Redeem; Notice to Trustee 58 Section 11.3. Selection by Trustee of Securities to Be Redeemed 59 Section 11.4. Notice of Redemption 59 Section 11.5. Deposit of Redemption Price 60 Section 11.6. Securities Payable on Redemption Date 61 Section 11.7. Securities Redeemed in Part 61 ARTICLE XII Sinking Funds 61 Section 12.1. Applicability of Article 61 Section 12.2. Satisfaction of Sinking Fund Payments with Securities 62 Section 12.3. Redemption of Securities for Sinking Fund 62 ARTICLE XIII Defeasance and Covenant Defeasance 63 Section 13.1. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance 63 Section 13.2. Defeasance and Discharge 63 Section 13.3. Covenant Defeasance 64 Section 13.4. Conditions to Defeasance or Covenant Defeasance 64 Section 13.5. Deposited Money and U.S. Government Obligations to be Held in Trust; Other Miscellaneous Provisions 66 Section 13.6. Reinstatement 67 ARTICLE XIV Subordination Of Securities 67 Section 14.1. Securities Subordinate to Senior Debt 67 Section 14.2. No Payment When Senior Debt in Default 70 Section 14.3. Trustee and Holders of Securities May Rely on Certificate of Liquidating Agent; Trustee May Require Further Evidence as to Ownership of Senior Debt; Trustee Not Fiduciary to Holders of Senior Debt 71 Section 14.4. Payment Permitted If No Default 72 Section 14.5. Trustee Not Charged with Knowledge of Prohibition 72 Section 14.6. Trustee to Effectuate Subordination 73 Section 14.7. Rights of Trustee as Holder of Senior Debt 73 Section 14.8. Article Applicable to Paying Agents 73 Section 14.9. Subordination Rights Not Impaired by Acts or Omissions of the Company or Holders of Senior Debt 73 Section 14.10. Trustee’s Rights to Compensation, Reimbursement of Expenses and Indemnification 74 Section 14.11. Modification of Subordination Provisions 74 NOTE: This table of contents shall not, for any purpose, be deemed to be part of the Indenture. .
Appears in 1 contract
