{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "to-provide", "type": "clause", "offset": [21, 31]}, {"key": "services-for", "type": "clause", "offset": [40, 52]}, {"key": "your-account", "type": "clause", "offset": [53, 65]}, {"key": "you-need", "type": "clause", "offset": [67, 75]}, {"key": "to-ensure", "type": "clause", "offset": [76, 85]}, {"key": "sufficient-cash", "type": "clause", "offset": [139, 154]}, {"key": "documents-of-title", "type": "definition", "offset": [215, 233]}, {"key": "transfer-forms", "type": "definition", "offset": [237, 251]}, {"key": "execution-of-the-transaction", "type": "clause", "offset": [321, 349]}, {"key": "will-provide", "type": "clause", "offset": [366, 378]}, {"key": "execution-services", "type": "clause", "offset": [390, 408]}, {"key": "execution-by", "type": "definition", "offset": [437, 449]}, {"key": "subject-to-the", "type": "definition", "offset": [462, 476]}, {"key": "fca-rules", "type": "definition", "offset": [477, 486]}, {"key": "rules-of", "type": "definition", "offset": [495, 503]}, {"key": "investment-exchange", "type": "definition", "offset": [508, 527]}, {"key": "trading-facility", "type": "definition", "offset": [537, 553]}, {"key": "order-execution-policy", "type": "definition", "offset": [761, 783]}, {"key": "set-out", "type": "definition", "offset": [846, 853]}, {"key": "in-\u2587", "type": "clause", "offset": [854, 858]}, {"key": "acceptance-of-these-terms", "type": "clause", "offset": [960, 985]}, {"key": "you-confirm", "type": "clause", "offset": [987, 998]}, {"key": "consent-to", "type": "clause", "offset": [1004, 1014]}, {"key": "from-time-to-time", "type": "clause", "offset": [1075, 1092]}, {"key": "regulated-exchange", "type": "definition", "offset": [1169, 1187]}, {"key": "multilateral-trading", "type": "definition", "offset": [1191, 1211]}, {"key": "european-economic-area", "type": "clause", "offset": [1228, 1250]}, {"key": "please-note", "type": "definition", "offset": [1252, 1263]}, {"key": "the-provisions-of", "type": "clause", "offset": [1272, 1289]}, {"key": "annex-4", "type": "definition", "offset": [1290, 1297]}, {"key": "in-relation-to", "type": "clause", "offset": [1298, 1312]}, {"key": "overseas-investments", "type": "clause", "offset": [1317, 1337]}, {"key": "other-clients", "type": "definition", "offset": [1391, 1404]}, {"key": "aggregating-orders", "type": "clause", "offset": [1586, 1604]}, {"key": "by-giving-you", "type": "clause", "offset": [1692, 1705]}, {"key": "lower-price", "type": "definition", "offset": [1718, 1729]}, {"key": "the-case", "type": "definition", "offset": [1751, 1759]}, {"key": "your-order", "type": "clause", "offset": [1763, 1773]}, {"key": "note-to", "type": "clause", "offset": [1935, 1942]}, {"key": "very-important", "type": "clause", "offset": [1954, 1968]}, {"key": "contract-notes", "type": "clause", "offset": [2002, 2016]}, {"key": "notify-us", "type": "clause", "offset": [2034, 2043]}, {"key": "the-contract", "type": "definition", "offset": [2149, 2161]}, {"key": "record-of", "type": "clause", "offset": [2209, 2218]}, {"key": "contained-in", "type": "definition", "offset": [2230, 2242]}, {"key": "working-day", "type": "definition", "offset": [2289, 2300]}, {"key": "after-receipt-by", "type": "clause", "offset": [2301, 2317]}, {"key": "the-settlement-date", "type": "clause", "offset": [2353, 2372]}], "samples": [{"hash": "7T3qxXuZjkQ", "uri": "/contracts/7T3qxXuZjkQ#dealing", "label": "Client Agreement", "score": 30.398399353, "published": true}, {"hash": "6wcqThriaTU", "uri": "/contracts/6wcqThriaTU#dealing", "label": "Terms of Business", "score": 29.7715415955, "published": true}, {"hash": "bIFXkcXyWY9", "uri": "/contracts/bIFXkcXyWY9#dealing", "label": "Client Agreement", "score": 24.7002048492, "published": true}], "size": 14, "snippet": "6.1 In order for PSL to provide dealing services for your account, you need to ensure that:\n(a) where you are buying investments, there is sufficient cash in your account; and\n(b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL.\n6.2 PSL will provide dealing or execution services on the following basis:\n(a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed;\n(b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL\u2019s order execution policy and will remain binding on you;\n(c) PSL\u2019s execution policy is set out in \u2587\u2587\u2587.\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587.\u2587\u2587 under the \u2018disclosures\u2019 section and therein under \u2018compliance disclosures\u2019. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments;\n(d) PSL may combine your orders with orders for its other clients or PSL\u2019s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and\n(e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.", "hash": "584d8b0f0ade4c8de760209a089638a3", "id": 1}, {"snippet_links": [{"key": "dealing-instructions", "type": "clause", "offset": [25, 45]}, {"key": "in-accordance-with", "type": "clause", "offset": [54, 72]}, {"key": "rules-of", "type": "definition", "offset": [77, 85]}, {"key": "clearing-house", "type": "definition", "offset": [125, 139]}, {"key": "for-example", "type": "definition", "offset": [268, 279]}, {"key": "transactions-in-foreign-currencies", "type": "clause", "offset": [294, 328]}, {"key": "other-non", "type": "clause", "offset": [336, 345]}, {"key": "closing-a-position", "type": "clause", "offset": [413, 431]}, {"key": "to-your-account", "type": "clause", "offset": [476, 491]}, {"key": "debit-balance", "type": "clause", "offset": [542, 555]}, {"key": "all-transactions", "type": "clause", "offset": [723, 739]}, {"key": "relevant-market", "type": "definition", "offset": [811, 826]}, {"key": "all-applicable-laws", "type": "clause", "offset": [865, 884]}, {"key": "market-practice", "type": "definition", "offset": [1025, 1040]}, {"key": "reasonable-action", "type": "clause", "offset": [1086, 1103]}, {"key": "compliance-with-the", "type": "clause", "offset": [1139, 1158]}, {"key": "binding-upon", "type": "clause", "offset": [1202, 1214]}, {"key": "you-agree", "type": "clause", "offset": [1225, 1234]}, {"key": "subject-to-the", "type": "definition", "offset": [1283, 1297]}, {"key": "customs-and-practices", "type": "clause", "offset": [1318, 1339]}, {"key": "as-principal", "type": "clause", "offset": [1505, 1517]}, {"key": "bearing-in-mind", "type": "clause", "offset": [1525, 1540]}, {"key": "obligations-of-the", "type": "clause", "offset": [1560, 1578]}, {"key": "client-classification", "type": "clause", "offset": [1620, 1641]}, {"key": "our-discretion", "type": "clause", "offset": [1659, 1673]}, {"key": "other-clients", "type": "definition", "offset": [1729, 1742]}, {"key": "the-participating", "type": "clause", "offset": [1821, 1838]}, {"key": "we-believe", "type": "definition", "offset": [1866, 1876]}, {"key": "fair-and-equitable", "type": "definition", "offset": [1883, 1901]}, {"key": "combined-order", "type": "definition", "offset": [1910, 1924]}, {"key": "executed-at", "type": "definition", "offset": [1932, 1943]}, {"key": "debit-or-credit", "type": "clause", "offset": [2007, 2022]}, {"key": "net-price", "type": "definition", "offset": [2053, 2062]}, {"key": "details-of", "type": "clause", "offset": [2064, 2074]}, {"key": "average-price", "type": "definition", "offset": [2075, 2088]}, {"key": "on-request", "type": "clause", "offset": [2107, 2117]}, {"key": "business-days-of", "type": "clause", "offset": [2163, 2179]}, {"key": "foreign-exchange", "type": "definition", "offset": [2341, 2357]}, {"key": "dealing-costs", "type": "definition", "offset": [2367, 2380]}, {"key": "on-occasion", "type": "definition", "offset": [2429, 2440]}, {"key": "aggregation-and-allocation", "type": "clause", "offset": [2442, 2468]}, {"key": "your-order", "type": "clause", "offset": [2602, 2612]}, {"key": "single-transaction", "type": "clause", "offset": [2629, 2647]}, {"key": "market-orders", "type": "clause", "offset": [2668, 2681]}, {"key": "report-to", "type": "clause", "offset": [2753, 2762]}, {"key": "actual-price", "type": "definition", "offset": [2840, 2852]}, {"key": "program-trade", "type": "definition", "offset": [2898, 2911]}, {"key": "right-to-refuse", "type": "clause", "offset": [3061, 3076]}, {"key": "prevailing-market-price", "type": "definition", "offset": [3142, 3165]}, {"key": "human-error", "type": "clause", "offset": [3250, 3261]}, {"key": "the-price", "type": "clause", "offset": [3369, 3378]}, {"key": "absolute-discretion", "type": "definition", "offset": [3404, 3423]}, {"key": "the-financial-conduct-authority", "type": "clause", "offset": [3562, 3593]}, {"key": "company-in", "type": "clause", "offset": [3656, 3666]}, {"key": "england-and-wales", "type": "clause", "offset": [3667, 3684]}, {"key": "with-company", "type": "clause", "offset": [3685, 3697]}, {"key": "our-clients", "type": "clause", "offset": [3905, 3916]}, {"key": "prices-quoted", "type": "clause", "offset": [3962, 3975]}, {"key": "other-companies", "type": "definition", "offset": [3990, 4005]}, {"key": "in-respect-of", "type": "definition", "offset": [4142, 4155]}, {"key": "your-account-with-us", "type": "clause", "offset": [4156, 4176]}, {"key": "right-to-decline", "type": "clause", "offset": [4201, 4217]}, {"key": "services-generally", "type": "clause", "offset": [4345, 4363]}, {"key": "provide-a", "type": "definition", "offset": [4400, 4409]}, {"key": "at-all-times", "type": "definition", "offset": [4440, 4452]}], "samples": [{"hash": "7JFHTEKPSeh", "uri": "/contracts/7JFHTEKPSeh#dealing", "label": "Client Agreement", "score": 32.3826283946, "published": true}, {"hash": "j2OuiwP6Eyx", "uri": "/contracts/j2OuiwP6Eyx#dealing", "label": "Client Agreement", "score": 31.8266277313, "published": true}], "size": 14, "snippet": "7.1. We may execute your dealing instructions upon or in accordance with the rules of any market or exchange and through any clearing house selected by us. We may enter into transactions for or with you which are not on or in accordance with the rules of any exchange for example, off-exchange transactions in foreign currencies, or in other non-readily realisable investments.\n7.2. Assets and profits arising on closing a position, settlement or liquidation will be credited to your Account and losses will be debited from your Account. Any debit balance arising as a result of any close-out, settlement or liquidation will be payable by you forthwith whether or not demanded by us.\n7.3. We shall be entitled to carry out all transactions in accordance with the rules, regulations, customs or practices of the relevant market, exchange and / or clearing house and all applicable laws whether imposed on you or us. We may take all such steps as may be required or permitted by such laws, rules, regulations, customs and / or market practice. We will be entitled to take or not take any reasonable action we consider fit in order to ensure compliance with the same and all such actions so taken will be binding upon you.\n7.4. You agree that any transactions we effect for you will be subject to the rules, regulations, customs and practices of each relevant market, exchange, or clearing house on, through or with which we deal.\n7.5. In executing transactions for or with you, we will always deal with you as principal whilst bearing in mind the best execution obligations of the FCA and how they apply to each different client classification.\n7.6. We may, at our discretion, aggregate your orders with our own orders or those of other clients of ours or our Associates. We will allocate the proceeds of such orders among the participating accounts in a manner which we believe to be fair and equitable. If the combined order is not executed at the same price, we may average the prices paid or received and debit or credit your Account with the average net price. Details of average price will be furnished on request. Such allocation must take place within five business days of execution. In aggregating your orders in this way, we must reasonably believe this will be to your advantage, for instance to obtain better execution or reduced foreign exchange or other dealing costs by being part of a larger transaction. However, on occasion, aggregation and allocation may result in you obtaining a less favourable price.\n7.7. Where we are unable or consider it undesirable or inappropriate to execute your order at once or in a single transaction (split fills and/or market orders) we may execute it over such period as we deem appropriate, and we may report to you an average price for a series of transactions so executed instead of the actual price of each transaction.\n7.8. We may undertake a program trade or trades comprising a single transaction or series of transactions on your behalf. In doing so we will always act as principal.\n7.9. We reserve the right to refuse any trades placed by you that we judge to be clearly outside the prevailing market price such that they may be deemed non-market price transactions, whether due to manifest human error or stale, incorrect or broken price feeds. Where we have opened or closed a trade before becoming aware of the price disparity, we may at our absolute discretion either treat that trade as void or accept that trade at the prevailing market price. Alchemy Prime Limited is authorised and regulated by the Financial Conduct Authority (FRN 612233) Alchemy Prime Limited is registered as a Limited Company in England and Wales with Company No. 08698974 \u00b7 \u2587\u2587\u2587.\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587 \u00b7 \u2587\u2587\u2587\u2587@\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587\n7.10. We are an STP only broker and quote the prices provided to us by our counterparties and these prices are at which we are prepared to deal with our clients and such prices may or may not replicate the prices quoted and traded by other companies and / or their customers. As a client of ours you hereby accept that the prices quoted by other companies may not be relied upon by you in respect of your account with us and that we reserve the right to decline any quote or refuse to be bound to any contract, including those arising from any manipulation of the quoting mechanism or our services generally, notwithstanding our undertaking to provide a clear and fair service to you at all times.", "hash": "b31cf7bbdd8e7049836e21beed145f72", "id": 2}, {"snippet_links": [{"key": "effecting-transactions", "type": "clause", "offset": [8, 30]}, {"key": "foresight-inheritance-tax-fund", "type": "definition", "offset": [39, 69]}, {"key": "in-accordance-with", "type": "clause", "offset": [83, 101]}, {"key": "fca-rules", "type": "definition", "offset": [106, 115]}, {"key": "act-in-good-faith", "type": "clause", "offset": [130, 147]}, {"key": "due-diligence", "type": "definition", "offset": [157, 170]}, {"key": "all-transactions", "type": "clause", "offset": [212, 228]}, {"key": "rules-and-regulations", "type": "definition", "offset": [269, 290]}, {"key": "relevant-market", "type": "definition", "offset": [298, 313]}, {"key": "trading-facility", "type": "definition", "offset": [327, 343]}, {"key": "if-relevant", "type": "clause", "offset": [345, 356]}, {"key": "market-practice", "type": "definition", "offset": [474, 489]}, {"key": "transactions-with", "type": "clause", "offset": [513, 530]}, {"key": "employees-of", "type": "clause", "offset": [560, 572]}, {"key": "our-affiliates", "type": "definition", "offset": [580, 594]}, {"key": "applicable-rules", "type": "definition", "offset": [618, 634]}, {"key": "effect-of", "type": "definition", "offset": [660, 669]}, {"key": "will-work", "type": "clause", "offset": [689, 698]}, {"key": "the-case", "type": "definition", "offset": [756, 764]}, {"key": "aggregated-transactions", "type": "clause", "offset": [783, 806]}, {"key": "fair-basis", "type": "definition", "offset": [821, 831]}, {"key": "requirements-of-the", "type": "clause", "offset": [855, 874]}, {"key": "if-applicable", "type": "definition", "offset": [893, 906]}, {"key": "the-provisions-of-this", "type": "clause", "offset": [954, 976]}, {"key": "customer-agreement", "type": "definition", "offset": [977, 995]}, {"key": "compliance-with", "type": "definition", "offset": [1133, 1148]}, {"key": "your-portfolio", "type": "clause", "offset": [1229, 1243]}, {"key": "unlisted-securities", "type": "definition", "offset": [1275, 1294]}, {"key": "shares-of", "type": "clause", "offset": [1460, 1469]}, {"key": "commercial-terms", "type": "clause", "offset": [1515, 1531]}, {"key": "save-as", "type": "clause", "offset": [1559, 1566]}, {"key": "in-clause", "type": "clause", "offset": [1576, 1585]}, {"key": "reasonable-steps", "type": "definition", "offset": [1632, 1648]}, {"key": "executing-orders", "type": "clause", "offset": [1689, 1705]}, {"key": "duty-of", "type": "clause", "offset": [1712, 1719]}, {"key": "best-execution", "type": "clause", "offset": [1720, 1734]}, {"key": "details-of", "type": "clause", "offset": [1796, 1806]}, {"key": "set-out", "type": "definition", "offset": [1817, 1824]}, {"key": "order-execution-policy", "type": "definition", "offset": [1832, 1854]}, {"key": "schedule-to", "type": "definition", "offset": [1872, 1883]}], "samples": [{"hash": "hNqSczvmQb", "uri": "/contracts/hNqSczvmQb#dealing", "label": "Customer Agreement", "score": 22.4524307251, "published": true}, {"hash": "fViTaril66Q", "uri": "/contracts/fViTaril66Q#dealing", "label": "Customer Agreement", "score": 22.4524307251, "published": true}, {"hash": "e7NpEbcG4X2", "uri": "/contracts/e7NpEbcG4X2#dealing", "label": "Customer Agreement", "score": 22.4524307251, "published": true}], "size": 13, "snippet": "12.1 In effecting transactions for the Foresight Inheritance Tax Fund, We will act in accordance with the FCA Rules.\n12.2 We will act in good faith and with due diligence in Our choice and use of counterparties. All transactions will be effected in accordance with the rules and regulations of the relevant market, exchange or trading facility (if relevant), and We may take all such steps as may be required or permitted by such rules and regulations and/or by appropriate market practice.\n12.3 We may aggregate transactions with those of other customers and employees of Us and Our Affiliates in accordance with the Applicable Rules. It is unlikely that the effect of such an allocation will work to Your disadvantage, however, occasionally, this may be the case. We will allocate aggregated transactions promptly on a fair basis in accordance with the requirements of the Applicable Rules (if applicable) so that:\n(a) if there is any conflict between the provisions of this Customer Agreement and any such rules, customs or Applicable Rules, the latter shall prevail; and\n(b) action may be taken as thought fit in order to ensure compliance with any such rules, customs or Applicable Rules. You should, however, be aware that Your Portfolio will be invested in a range of unlisted securities and there is generally no relevant market or exchange and consequent rules and customs and there will be varying practices for different securities. Transactions in shares of such securities will be effected on the best commercial terms which can be secured.\n12.4 Save as detailed in clause 2.3 of this Customer Agreement, We shall take reasonable steps to obtain the best possible result when executing orders. This duty of best execution is owed by Us to the Foresight Inheritance Tax Fund, further details of which are set out in the Order Execution Policy, provided in the Schedule to this Customer Agreement.", "hash": "54dc4b023b622f7d43142db2ea5428ef", "id": 3}, {"snippet_links": [{"key": "we-accept", "type": "definition", "offset": [9, 18]}, {"key": "the-rules", "type": "clause", "offset": [180, 189]}, {"key": "your-account", "type": "clause", "offset": [286, 298]}, {"key": "for-any-reason", "type": "clause", "offset": [307, 321]}, {"key": "in-relation-to", "type": "clause", "offset": [362, 376]}, {"key": "our-services", "type": "clause", "offset": [377, 389]}, {"key": "formal-complaint", "type": "definition", "offset": [492, 508]}, {"key": "in-writing", "type": "definition", "offset": [529, 539]}, {"key": "principal-in", "type": "definition", "offset": [623, 635]}, {"key": "packaged-product", "type": "definition", "offset": [692, 708]}, {"key": "the-transaction", "type": "clause", "offset": [759, 774]}, {"key": "reference-to", "type": "clause", "offset": [798, 810]}, {"key": "the-market-price", "type": "clause", "offset": [811, 827]}, {"key": "for-the-investment", "type": "definition", "offset": [828, 846]}, {"key": "best-efforts-basis", "type": "clause", "offset": [963, 981]}, {"key": "your-order", "type": "clause", "offset": [1090, 1100]}, {"key": "own-account", "type": "clause", "offset": [1109, 1120]}, {"key": "order-of", "type": "clause", "offset": [1133, 1141]}, {"key": "effect-of-this", "type": "clause", "offset": [1170, 1184]}, {"key": "applicable-to", "type": "definition", "offset": [1252, 1265]}, {"key": "principal-broker", "type": "definition", "offset": [1334, 1350]}], "samples": [{"hash": "4a3y1cTWPbj", "uri": "/contracts/4a3y1cTWPbj#dealing", "label": "General Dealing Terms of Business", "score": 29.8536624908, "published": true}, {"hash": "6Y3wXm5HFPw", "uri": "/contracts/6Y3wXm5HFPw#dealing", "label": "General Dealing Terms of Business", "score": 28.6765937805, "published": true}, {"hash": "bz2hWZAIwC0", "uri": "/contracts/bz2hWZAIwC0#dealing", "label": "General Dealing Terms of Business", "score": 26.9630031586, "published": true}], "size": 12, "snippet": "2.1 When we accept a dealing instruction from you we will seek to action it as soon as reasonably practicable in the circumstances.\n2.2 All dealings with or for you are subject to the rules, provisions and usages of the markets, exchanges and associations being used for the trading of your account.\n2.3 If for any reason a conflict or dispute arises between us in relation to our services we will endeavour to resolve these informally. If however this is not possible and you wish to make a formal complaint this should be made in writing. Your formal complaint will then be investigated internally.\n2.4 Where we act as a principal in executing a transaction in an Investment which is not a packaged product or readily realisable security, the unit price of the transaction shall be arrived at by reference to the market price for the Investment then available on the market on which such investments are generally traded or, if no such price is available, on a best efforts basis, and any reference in a confirmation to a market price shall be construed accordingly.\n2.5 We may aggregate your order with an own account order or an order of another client of ours. The effect of this aggregation may work to your disadvantage on some occasions. TERMS APPLICABLE TO TRANSACTIONS INVOLVING SECURITIES WHERE TRADITION ACTS AS A MATCHED PRINCIPAL BROKER", "hash": "c2614019034885a66a01c6fd8150b61c", "id": 4}, {"snippet_links": [{"key": "not-bound-to-act", "type": "clause", "offset": [39, 55]}, {"key": "by-the-client", "type": "clause", "offset": [80, 93]}, {"key": "the-authorized-person", "type": "definition", "offset": [97, 118]}, {"key": "at-any-time", "type": "clause", "offset": [227, 238]}, {"key": "from-time-to-time", "type": "clause", "offset": [243, 260]}, {"key": "limits-on", "type": "clause", "offset": [298, 307]}, {"key": "the-client-agrees", "type": "clause", "offset": [324, 341]}, {"key": "not-to-exceed", "type": "clause", "offset": [342, 355]}, {"key": "open-position", "type": "clause", "offset": [495, 508]}, {"key": "the-transactions", "type": "clause", "offset": [512, 528]}, {"key": "absolute-discretion", "type": "definition", "offset": [562, 581]}, {"key": "in-particular", "type": "clause", "offset": [675, 688]}, {"key": "sell-order", "type": "clause", "offset": [693, 703]}, {"key": "evidence-of", "type": "clause", "offset": [712, 723]}, {"key": "buy-order", "type": "definition", "offset": [750, 759]}, {"key": "sufficient-funds", "type": "definition", "offset": [780, 796]}, {"key": "compliance-with-the", "type": "clause", "offset": [800, 819]}, {"key": "margin-requirements", "type": "clause", "offset": [820, 839]}, {"key": "applicable-to", "type": "definition", "offset": [841, 854]}, {"key": "margin-account", "type": "definition", "offset": [855, 869]}, {"key": "loss-of-profit", "type": "definition", "offset": [940, 954]}, {"key": "in-connection-with", "type": "clause", "offset": [1052, 1070]}, {"key": "refusal-to-act", "type": "clause", "offset": [1084, 1098]}, {"key": "notify-the", "type": "clause", "offset": [1134, 1144]}, {"key": "agent-of-the-client", "type": "clause", "offset": [1200, 1219]}, {"key": "in-relation-to", "type": "clause", "offset": [1243, 1257]}, {"key": "this-agreement", "type": "clause", "offset": [1306, 1320]}, {"key": "contract-note", "type": "definition", "offset": [1366, 1379]}, {"key": "relevant-transaction", "type": "definition", "offset": [1388, 1408]}, {"key": "to-the-client", "type": "clause", "offset": [1423, 1436]}, {"key": "the-client-shall", "type": "clause", "offset": [1458, 1474]}, {"key": "in-respect-of", "type": "definition", "offset": [1511, 1524]}, {"key": "short-selling", "type": "definition", "offset": [1585, 1598]}, {"key": "where-required", "type": "clause", "offset": [1605, 1619]}, {"key": "provide-the", "type": "clause", "offset": [1627, 1638]}, {"key": "the-assurance", "type": "definition", "offset": [1651, 1664]}, {"key": "in-accordance-with", "type": "clause", "offset": [1665, 1683]}, {"key": "physical-restraints", "type": "definition", "offset": [1708, 1727]}, {"key": "changes-in", "type": "clause", "offset": [1762, 1772]}, {"key": "specific-time", "type": "clause", "offset": [1974, 1987]}, {"key": "at-best", "type": "definition", "offset": [1992, 1999]}, {"key": "terms-of", "type": "clause", "offset": [2141, 2149]}, {"key": "limit-order", "type": "definition", "offset": [2154, 2165]}, {"key": "on-behalf-of", "type": "definition", "offset": [2177, 2189]}, {"key": "in-this-clause", "type": "clause", "offset": [2241, 2255]}, {"key": "for-any-reason", "type": "clause", "offset": [2277, 2291]}, {"key": "in-its-discretion", "type": "clause", "offset": [2356, 2373]}, {"key": "partial-performance", "type": "clause", "offset": [2381, 2400]}, {"key": "the-client-acknowledges", "type": "clause", "offset": [2520, 2543]}, {"key": "to-exercise", "type": "clause", "offset": [2638, 2649]}, {"key": "responsibility-for", "type": "clause", "offset": [2704, 2722]}, {"key": "fully-executed", "type": "definition", "offset": [2753, 2767]}, {"key": "the-processing", "type": "clause", "offset": [2777, 2791]}, {"key": "cancellation-or-amendment", "type": "clause", "offset": [2808, 2833]}, {"key": "time-trade", "type": "clause", "offset": [2977, 2987]}, {"key": "subject-to-clause", "type": "clause", "offset": [3326, 3343]}, {"key": "transactions-with", "type": "clause", "offset": [3356, 3373]}, {"key": "client-as-principal", "type": "clause", "offset": [3378, 3397]}, {"key": "related-parties", "type": "clause", "offset": [3432, 3447]}, {"key": "not-limited", "type": "clause", "offset": [3462, 3473]}, {"key": "broker-group-company", "type": "definition", "offset": [3481, 3501]}, {"key": "order-of", "type": "clause", "offset": [3568, 3576]}, {"key": "for-its-own-account", "type": "clause", "offset": [3595, 3614]}, {"key": "other-clients", "type": "definition", "offset": [3670, 3683]}, {"key": "to-account", "type": "definition", "offset": [3894, 3904]}, {"key": "third-party", "type": "clause", "offset": [3926, 3937]}, {"key": "benefits-received", "type": "clause", "offset": [3957, 3974]}, {"key": "having-due-regard", "type": "definition", "offset": [4223, 4240]}, {"key": "market-practice", "type": "definition", "offset": [4244, 4259]}, {"key": "in-person", "type": "clause", "offset": [4543, 4552]}, {"key": "by-telephone", "type": "clause", "offset": [4556, 4568]}, {"key": "in-writing", "type": "definition", "offset": [4573, 4583]}, {"key": "by-post", "type": "clause", "offset": [4595, 4602]}, {"key": "by-hand", "type": "definition", "offset": [4604, 4611]}, {"key": "electronic-media", "type": "clause", "offset": [4651, 4667]}, {"key": "account-with", "type": "definition", "offset": [4683, 4695]}, {"key": "to-verify", "type": "definition", "offset": [4853, 4862]}, {"key": "responsible-for", "type": "clause", "offset": [4938, 4953]}, {"key": "the-non", "type": "clause", "offset": [4954, 4961]}, {"key": "without-limitation", "type": "clause", "offset": [5066, 5084]}, {"key": "errors-or-omissions", "type": "clause", "offset": [5119, 5138]}, {"key": "strikes-and", "type": "clause", "offset": [5140, 5151]}, {"key": "industrial-action", "type": "clause", "offset": [5160, 5177]}, {"key": "clearing-house", "type": "definition", "offset": [5220, 5234]}, {"key": "responsible-to", "type": "clause", "offset": [5326, 5340]}, {"key": "other-obligations", "type": "definition", "offset": [5394, 5411]}, {"key": "entered-into", "type": "clause", "offset": [5420, 5432]}, {"key": "in-addition", "type": "clause", "offset": [5551, 5562]}, {"key": "in-the-event-of", "type": "clause", "offset": [5564, 5579]}, {"key": "receipt-of", "type": "clause", "offset": [5580, 5590]}, {"key": "conflicting-instructions", "type": "clause", "offset": [5591, 5615]}, {"key": "client-understands", "type": "clause", "offset": [5736, 5754]}, {"key": "other-media", "type": "definition", "offset": [5891, 5902]}, {"key": "electronic-means", "type": "definition", "offset": [5927, 5943]}, {"key": "relating-to", "type": "definition", "offset": [6007, 6018]}, {"key": "sale-of-securities", "type": "clause", "offset": [6031, 6049]}, {"key": "executed-on", "type": "clause", "offset": [6092, 6103]}, {"key": "other-dealers", "type": "definition", "offset": [6258, 6271]}, {"key": "notification-to", "type": "clause", "offset": [6305, 6320]}, {"key": "good-for-the-day", "type": "definition", "offset": [6386, 6402]}, {"key": "close-of-business", "type": "definition", "offset": [6446, 6463]}, {"key": "relevant-exchange", "type": "definition", "offset": [6471, 6488]}, {"key": "to-the-extent", "type": "clause", "offset": [6489, 6502]}, {"key": "execution-of-the-orders", "type": "clause", "offset": [6598, 6621]}, {"key": "securities-and-cash", "type": "clause", "offset": [6760, 6779]}, {"key": "the-account", "type": "clause", "offset": [6793, 6804]}, {"key": "terms-for-electronic-trading-services", "type": "clause", "offset": [6841, 6878]}, {"key": "trade-confirmations-and-statements", "type": "clause", "offset": [6885, 6919]}, {"key": "conclusive-and-binding", "type": "clause", "offset": [6929, 6951]}, {"key": "mail-to", "type": "clause", "offset": [7015, 7022]}, {"key": "days-after", "type": "definition", "offset": [7065, 7075]}, {"key": "the-information", "type": "clause", "offset": [7092, 7107]}, {"key": "contained-in", "type": "definition", "offset": [7108, 7120]}, {"key": "monthly-statements", "type": "definition", "offset": [7213, 7231]}, {"key": "in-case", "type": "clause", "offset": [7259, 7266]}, {"key": "relevant-period", "type": "clause", "offset": [7278, 7293]}, {"key": "outstanding-balance", "type": "definition", "offset": [7352, 7371]}, {"key": "securities-position", "type": "clause", "offset": [7383, 7402]}, {"key": "applicable-laws-and-regulations", "type": "clause", "offset": [7439, 7470]}, {"key": "determine-the", "type": "clause", "offset": [7514, 7527]}, {"key": "client-shall-not", "type": "clause", "offset": [7673, 7689]}, {"key": "claim-of-priority", "type": "clause", "offset": [7699, 7716]}, {"key": "the-execution", "type": "clause", "offset": [7750, 7763]}, {"key": "received-by", "type": "definition", "offset": [7778, 7789]}, {"key": "services-provided-by-the-broker", "type": "clause", "offset": [7814, 7845]}, {"key": "derivative-products", "type": "definition", "offset": [7875, 7894]}, {"key": "upon-request", "type": "clause", "offset": [7954, 7966]}, {"key": "product-specifications", "type": "clause", "offset": [7967, 7989]}, {"key": "copies-of-prospectus", "type": "clause", "offset": [7994, 8014]}, {"key": "other-offering-document", "type": "definition", "offset": [8023, 8046]}, {"key": "independent-judgment", "type": "clause", "offset": [8118, 8138]}, {"key": "with-respect-to", "type": "clause", "offset": [8152, 8167]}, {"key": "no-liability", "type": "definition", "offset": [8226, 8238]}, {"key": "such-information", "type": "definition", "offset": [8400, 8416]}], "samples": [{"hash": "5oAct6TEK6M", "uri": "/contracts/5oAct6TEK6M#dealing", "label": "Client Agreement   Securities Trading", "score": 35.5180778503, "published": true}, {"hash": "hNuvRsZ7dvw", "uri": "/contracts/hNuvRsZ7dvw#dealing", "label": "Client Agreement   Securities Trading", "score": 31.7961769104, "published": true}, {"hash": "3z7IO0Qp1zq", "uri": "/contracts/3z7IO0Qp1zq#dealing", "label": "Client Agreement   Securities Trading", "score": 30.9996032715, "published": true}], "size": 12, "snippet": "2.1 The Broker shall be authorized but not bound to act on an instruction given by the Client or the Authorized Person (if any) to carry out a Transaction (whether directly or through other dealer or otherwise). The Broker may at any time and from time to time impose any limits including position limits on any Account and the Client agrees not to exceed such limits. If any of the said limits are or will be exceeded, the Broker may decline such an instruction and/or is entitled to close the open position of the Transactions concerned. The Broker may in its absolute discretion refuse to act on any of the instructions received from the Client without giving any reason, in particular for sell order without evidence of sufficient securities, or buy order without evidence of sufficient funds or compliance with the margin requirements (applicable to Margin Account). The Broker is not in any circumstances be liable in any way for any loss of profit or gain, damage, liability or cost or expense suffered or incurred by the Client arising from or in connection with the Broker's refusal to act on such instruction or omitting to notify the Client of such refusal.\n2.2 The Broker shall act as an agent of the Client and not as a principal in relation to any Transactions undertaken by the Broker under this Agreement except where the Broker gives notice (in the contract note for the relevant Transaction or otherwise) to the Client to the contrary.\n2.3 The Client shall inform the Broker when a sell order in respect of securities which the Client does not own (that is, involves short selling) and, where required, shall provide the Broker with the assurance in accordance with the SFO.\n2.4 Because of physical restraints on any Exchange or the very rapid changes in the prices of securities that frequently take place, there may, on occasions, be a delay in making prices or in dealing. The Broker may not always be able to trade at the prices or rates quoted at any specific time or \"at best\" or \"at market\". The Broker shall not be liable for any loss howsoever arising by reason of its failing, or being unable, to comply with the terms of any limit order undertaken on behalf of the Client or under the circumstances contemplated in this Clause. Where the Broker is for any reason whatsoever unable to perform the Client's order in full, it may in its discretion effect partial performance only. The Client shall in any event accept and be bound by the outcome when any request to execute orders is made.\n2.5 The Client acknowledges that it may not be possible to cancel or amend its instructions once given. The Client agrees to exercise caution before giving any instruction and accept full responsibility for the Transactions partially or fully executed prior to the processing of the Client's cancellation or amendment.\n2.6 The Client hereby acknowledges that the Broker and its Associates and their directors, employees and/or their associates may from time to time trade on their own accounts. Furthermore, the Client acknowledges the existence of the Broker's interest, relationship or arrangement that is material in relation to any instruction received or Transaction effected for the Client. In particular, the Broker may, without informing the client:\n(A) effect Transactions through its Associate;\n(B) (subject to Clause 2.2) effect Transactions with the Client as principal for account of the Broker and its related parties including but not limited to any Broker Group Company or its employees, or directors;\n(C) take position opposite to the order of the Client either for its own account or others;\n(D) match the Client's orders with those of other clients of the Broker; and/or\n(E) combine the Client's order with orders of the Broker or of its Associates or other clients of the Broker for execution, and neither the Broker nor its related parties shall be obliged to account to the Client or any third party for any profits or benefits received in connection therewith. In event of insufficient securities to satisfy orders so combined as mentioned in the above paragraph (E), the Broker may in its absolute discretion allocate the transactions between clients, the Broker and its Associates, having due regard to market practice and fairness to the concerned clients. The Client acknowledges and accepts that such combination and/or allocation may on some occasions operate to the Client's advantages and on other occasions to the Client's disadvantages.\n2.7 All orders shall be made by the Client orally either in person or by telephone, or in writing, delivered by post, by hand or transmitted by facsimile or through Electronic Media (applicable to Account with Electronic Trading Service) at the Client's risk. The Broker may act on such instructions which the Broker believes to come from the Client without any duty to verify the capacity of the person giving the instruction. The Broker shall not be responsible for the non-performance of its obligations hereunder by reason of any cause beyond the Broker's control, including, without limitation, transmission or computer delays, errors or omissions, strikes and similar industrial action or the failure of any dealer, Exchange or Clearing House to perform its obligations. The Client hereby confirms and agrees that the Client shall be responsible to the Broker for all engagements, indebtedness and any other obligations made or entered into in the Client's name whether in writing or orally and howsoever communicated and purporting to be given as aforesaid. In addition, in the event of receipt of conflicting instructions, the Broker may refuse to act on any of such instructions until the Broker receives unequivocal instruction(s).\n2.8 The Client understands and confirms its agreement that the Broker shall record conversations with the Client whether conducted on the telephone or through any other media or otherwise by tape or electronic means for security, control or record purposes.\n2.9 All instructions relating to purchase or sale of securities or otherwise given hereunder which may be executed on more than one Exchange may be executed on any Exchange the Broker selects. The Broker may also in its discretion direct the instructions of the Client to other dealers for execution without giving any notification to the Client.\n2.10 All the trading orders placed by the Client are good for the day and will be automatically cancelled at the close of business of the relevant Exchange to the extent not yet executed unless the Client has indicated to the Broker to the contrary.\n2.11 Following execution of the orders of the Client, the Broker will send trade confirmations of the Transactions effected and relevant statements summarizing Transactions and securities and cash positions in the Account subject to Clause 2.7 of Additional Terms for Electronic Trading Services. Such trade confirmations and statements shall be conclusive and binding on the Client if not objected to in writing sent by registered mail to the Broker's office within three business days after transmission of the information contained in such confirmations and statements to the Client. The Broker may not provide the Client with monthly statements in relation to the Account in case during the relevant period there is no transaction or revenue or expense item and no outstanding balance or holding securities position in the Account.\n2.12 Subject to the applicable laws and regulations, the Broker may in its absolute discretion determine the priority in the executions of the orders received from its clients, having due regard to the sequence in which such orders were received and the Client shall not have any claim of priority to another client in relation to the execution of any orders received by the Broker.\n2.13 If the services provided by the Broker to the Client in relation to derivative products, including options, the Broker shall provide to the Client upon request product specifications and copies of prospectus and any other offering document relating to such products.\n2.14 The Client shall make the Client's own independent judgment and decision with respect to each instruction given to the Broker. The Broker is under no liability whatsoever in respect of any information or suggestion given by the Broker or any of its directors, officers, employees or agents irrespective of whether or not such information or suggestion is given at the Client's request.", "hash": "c01925215335f3d456c2564d4ba4d2ad", "id": 5}, {"snippet_links": [{"key": "agrees-to", "type": "clause", "offset": [64, 73]}, {"key": "the-manager", "type": "definition", "offset": [74, 85]}, {"key": "best-execution-policy", "type": "clause", "offset": [88, 109]}, {"key": "in-particular", "type": "clause", "offset": [111, 124]}, {"key": "the-client-agrees", "type": "clause", "offset": [126, 143]}, {"key": "manager-may", "type": "definition", "offset": [153, 164]}, {"key": "transactions-for-the-account", "type": "clause", "offset": [212, 240]}, {"key": "at-all-times", "type": "definition", "offset": [259, 271]}, {"key": "the-obligations", "type": "clause", "offset": [284, 299]}, {"key": "best-interests", "type": "definition", "offset": [352, 366]}, {"key": "all-transactions", "type": "clause", "offset": [382, 398]}, {"key": "in-accordance-with", "type": "clause", "offset": [416, 434]}, {"key": "terms-and-conditions-for", "type": "clause", "offset": [439, 463]}, {"key": "dealing-in-shares", "type": "clause", "offset": [464, 481]}, {"key": "the-\u2587", "type": "clause", "offset": [494, 499]}, {"key": "specific-instructions", "type": "definition", "offset": [614, 635]}, {"key": "in-relation-to", "type": "clause", "offset": [652, 666]}, {"key": "execution-of-orders", "type": "clause", "offset": [671, 690]}, {"key": "in-respect-of", "type": "definition", "offset": [783, 796]}, {"key": "covered-by", "type": "definition", "offset": [823, 833]}, {"key": "where-the-client", "type": "clause", "offset": [855, 871]}, {"key": "assets-of-the-account", "type": "clause", "offset": [888, 909]}, {"key": "having-been", "type": "clause", "offset": [987, 998]}, {"key": "date-of", "type": "clause", "offset": [1024, 1031]}, {"key": "by-the-client", "type": "clause", "offset": [1045, 1058]}, {"key": "pursuant-to-clause", "type": "clause", "offset": [1059, 1077]}], "samples": [{"hash": "lfdWSE3pGh7", "uri": "/contracts/lfdWSE3pGh7#dealing", "label": "Investment Management Agreement (Accelerant Holdings)", "score": 36.4934959412, "published": true}, {"hash": "cQ0cQGLOo4X", "uri": "/contracts/cQ0cQGLOo4X#dealing", "label": "Investment Management Agreement (Accelerant Holdings)", "score": 36.4934959412, "published": true}, {"hash": "5ZE5d2tFzio", "uri": "/contracts/5ZE5d2tFzio#dealing", "label": "Investment Management Agreement (Accelerant Holdings)", "score": 36.4934959412, "published": true}], "size": 7, "snippet": "8.1 The Client hereby confirms that it has read, understood and agrees to the Manager\u2019s best execution policy. In particular, the Client agrees that the Manager may trade outside of a Trading Venue. In effecting transactions for the Account, the Manager will at all times comply with the obligations regarding best execution under \u2587\u2587\u2587\u2587\u2587 and act in the best interests of the Client. All transactions will be effected in accordance with the terms and conditions for dealing in shares or units of the \u2587\u2587\u2587\u2587\u2587\u2587 Funds, and the Manager may take all such steps as may be required or permitted by such terms and conditions. Specific instructions from the Client in relation to the execution of orders may prevent the Manager from following its best execution policy in relation to such orders in respect of the elements of execution covered by the instruction.\n8.2 Where the Client supplements the assets of the Account, the Manager shall only effect transactions in respect of those assets after having been notified of the delivery date of those assets by the Client pursuant to clause 6.3 above.", "hash": "ecd100eb1a98296c0640188df74c2ebc", "id": 6}, {"snippet_links": [{"key": "this-clause", "type": "clause", "offset": [6, 17]}, {"key": "fca-rules", "type": "definition", "offset": [226, 235]}, {"key": "applicable-law-or-regulation", "type": "definition", "offset": [250, 278]}, {"key": "exposed-to", "type": "definition", "offset": [296, 306]}, {"key": "law-enforcement-agency", "type": "definition", "offset": [367, 389]}, {"key": "right-to-deal", "type": "clause", "offset": [449, 462]}, {"key": "the-investments", "type": "clause", "offset": [466, 481]}, {"key": "reasonable-grounds-to-believe", "type": "definition", "offset": [701, 730]}, {"key": "information-which", "type": "clause", "offset": [916, 933]}, {"key": "necessary-for", "type": "definition", "offset": [969, 982]}, {"key": "in-accordance-with", "type": "clause", "offset": [1180, 1198]}, {"key": "market-requirements", "type": "definition", "offset": [1218, 1237]}, {"key": "our-obligation", "type": "clause", "offset": [1376, 1390]}, {"key": "our-clients", "type": "clause", "offset": [1446, 1457]}, {"key": "more-information", "type": "clause", "offset": [1459, 1475]}, {"key": "contained-in", "type": "definition", "offset": [1500, 1512]}, {"key": "best-execution-policy", "type": "clause", "offset": [1517, 1538]}, {"key": "to-receive", "type": "definition", "offset": [1558, 1568]}, {"key": "specific-instructions", "type": "definition", "offset": [1616, 1637]}, {"key": "to-act", "type": "definition", "offset": [1685, 1691]}, {"key": "your-instructions", "type": "clause", "offset": [1711, 1728]}, {"key": "terms-of-the-transaction", "type": "clause", "offset": [1849, 1873]}, {"key": "adversely-affected", "type": "definition", "offset": [1881, 1899]}, {"key": "you-authorise-us-to", "type": "clause", "offset": [1907, 1926]}, {"key": "we-believe", "type": "definition", "offset": [1997, 2007]}, {"key": "best-interests", "type": "definition", "offset": [2022, 2036]}, {"key": "your-order", "type": "clause", "offset": [2109, 2119]}, {"key": "order-aggregation", "type": "definition", "offset": [2158, 2175]}, {"key": "in-relation-to", "type": "clause", "offset": [2374, 2388]}, {"key": "single-order", "type": "clause", "offset": [2391, 2403]}], "samples": [{"hash": "CsFwOTNDZX", "uri": "/contracts/CsFwOTNDZX#dealing", "label": "Client Agreement", "score": 31.672996521, "published": true}, {"hash": "dvR5HcLJfZj", "uri": "/contracts/dvR5HcLJfZj#dealing", "label": "Client Agreement", "score": 31.4186534882, "published": true}, {"hash": "liAEdBj4gIi", "uri": "/contracts/liAEdBj4gIi#dealing", "label": "Client Agreement", "score": 26.3374404907, "published": true}], "size": 7, "snippet": "18.1. This clause will apply wherever we arrange or execute transactions for you.\n18.2. We may refuse to carry out a transaction for you if:\n\u2587\u2587.\u2587.\u2587. \u2587\u2587 carrying out the transaction we reasonably believe that we may breach the FCA Rules, or any other applicable law or regulation, or otherwise be exposed to action or ensure from any governmental, regulatory or other law enforcement agency;\n18.2.2. we are not reasonably satisfied that you have the right to deal in the investments which the transaction involves. In this case, we will not execute the transaction until you have given us proof which is reasonable satisfactory to us;\n18.2.3. the instructions you have given us are unclear, or we have reasonable grounds to believe that the instructions are unclear, were given in error or were not given by you or someone you have authorised to give instructions on your behalf; and\n18.2.4. we have not received any information which we reasonably require and which is necessary for us to carry out the transaction.\n18.3. If we receive an instruction from you to carry out a transaction, we will do so as soon as is reasonably practicable.\n18.4. We will carry out the transaction in accordance with all regulatory and market requirements, including the FCA Rules.\n18.5. When we act on your behalf, we will execute transactions in line with \"best execution\". Best execution is our obligation under FCA Rules to obtain the best possible result for our clients. More information about best execution is contained in our Best Execution Policy. If you would like to receive a copy, please do ask us.\n18.6. If you give us specific instructions about how to deal on your behalf, we may agree to act in accordance with your instructions rather than our Best Execution Policy. This may mean we are unable to achieve the best possible result for you, and the terms of the transaction may be adversely affected.\n18.7. You authorise us to carry out transactions, on your behalf, outside of a Trading Venue if we believe it is in your best interests to do so.\n18.8. When we carry out a transaction for you, we may combine your order and our own orders. This is known as \"order aggregation\". We will only do this if we reasonably believe that the order aggregation is unlikely to work to your overall disadvantage. However, the result of the order aggregation may be to your disadvantage in relation to a single order.", "hash": "b6c74a603db8dd301ec6e6185a2e3e04", "id": 7}, {"snippet_links": [{"key": "dealing-instructions", "type": "clause", "offset": [24, 44]}, {"key": "in-accordance-with", "type": "clause", "offset": [53, 71]}, {"key": "rules-of", "type": "definition", "offset": [76, 84]}, {"key": "clearing-house", "type": "definition", "offset": [124, 138]}, {"key": "for-example", "type": "definition", "offset": [267, 278]}, {"key": "transactions-in-foreign-currencies", "type": "clause", "offset": [293, 327]}, {"key": "other-non", "type": "clause", "offset": [335, 344]}, {"key": "closing-a-position", "type": "clause", "offset": [411, 429]}, {"key": "to-your-account", "type": "clause", "offset": [474, 489]}, {"key": "debit-balance", "type": "clause", "offset": [540, 553]}, {"key": "all-transactions", "type": "clause", "offset": [720, 736]}, {"key": "relevant-market", "type": "definition", "offset": [808, 823]}, {"key": "all-applicable-laws", "type": "clause", "offset": [862, 881]}, {"key": "market-practice", "type": "definition", "offset": [1022, 1037]}, {"key": "reasonable-action", "type": "clause", "offset": [1083, 1100]}, {"key": "compliance-with-the", "type": "clause", "offset": [1136, 1155]}, {"key": "binding-upon", "type": "clause", "offset": [1199, 1211]}, {"key": "you-agree", "type": "clause", "offset": [1221, 1230]}, {"key": "subject-to-the", "type": "definition", "offset": [1279, 1293]}, {"key": "customs-and-practices", "type": "clause", "offset": [1314, 1335]}, {"key": "as-principal", "type": "clause", "offset": [1500, 1512]}, {"key": "bearing-in-mind", "type": "clause", "offset": [1520, 1535]}, {"key": "obligations-of-the", "type": "clause", "offset": [1555, 1573]}, {"key": "client-classification", "type": "clause", "offset": [1616, 1637]}, {"key": "our-discretion", "type": "clause", "offset": [1654, 1668]}, {"key": "other-clients", "type": "definition", "offset": [1724, 1737]}, {"key": "the-participating", "type": "clause", "offset": [1816, 1833]}, {"key": "we-believe", "type": "definition", "offset": [1861, 1871]}, {"key": "fair-and-equitable", "type": "definition", "offset": [1878, 1896]}, {"key": "combined-order", "type": "definition", "offset": [1905, 1919]}, {"key": "executed-at", "type": "definition", "offset": [1927, 1938]}, {"key": "debit-or-credit", "type": "clause", "offset": [2002, 2017]}, {"key": "account-with", "type": "definition", "offset": [2023, 2035]}, {"key": "net-price", "type": "definition", "offset": [2048, 2057]}, {"key": "details-of", "type": "clause", "offset": [2059, 2069]}, {"key": "average-price", "type": "definition", "offset": [2070, 2083]}, {"key": "on-request", "type": "clause", "offset": [2102, 2112]}, {"key": "business-days-of", "type": "clause", "offset": [2158, 2174]}, {"key": "foreign-exchange", "type": "definition", "offset": [2336, 2352]}, {"key": "dealing-costs", "type": "definition", "offset": [2362, 2375]}, {"key": "on-occasion", "type": "definition", "offset": [2424, 2435]}, {"key": "aggregation-and-allocation", "type": "clause", "offset": [2437, 2463]}, {"key": "your-order", "type": "clause", "offset": [2596, 2606]}, {"key": "single-transaction", "type": "clause", "offset": [2623, 2641]}, {"key": "market-orders", "type": "clause", "offset": [2662, 2675]}, {"key": "report-to", "type": "clause", "offset": [2747, 2756]}, {"key": "actual-price", "type": "definition", "offset": [2834, 2846]}, {"key": "program-trade", "type": "definition", "offset": [2891, 2904]}, {"key": "right-to-refuse", "type": "clause", "offset": [3053, 3068]}, {"key": "prevailing-market-price", "type": "definition", "offset": [3134, 3157]}, {"key": "human-error", "type": "clause", "offset": [3242, 3253]}, {"key": "the-price", "type": "clause", "offset": [3361, 3370]}, {"key": "absolute-discretion", "type": "definition", "offset": [3396, 3415]}], "samples": [{"hash": "iALgv6H3znP", "uri": "/contracts/iALgv6H3znP#dealing", "label": "Client Agreement", "score": 30.987947464, "published": true}], "size": 7, "snippet": "8.1 We may execute your dealing instructions upon or in accordance with the rules of any market or exchange and through any clearing house selected by us. We may enter into transactions for or with you which are not on or in accordance with the rules of any exchange for example, off-exchange transactions in foreign currencies, or in other non-readily realisable investments.\n8.2 Assets and profits arising on closing a position, settlement or liquidation will be credited to your Account and losses will be debited from your Account. Any debit balance arising as a result of any close-out, settlement or liquidation will be payable by you forthwith whether or not demanded by us.\n8.3 We shall be entitled to carry out all transactions in accordance with the rules, regulations, customs or practices of the relevant market, exchange and / or clearing house and all applicable laws whether imposed on you or us. We may take all such steps as may be required or permitted by such laws, rules, regulations, customs and / or market practice. We will be entitled to take or not take any reasonable action we consider fit in order to ensure compliance with the same and all such actions so taken will be binding upon you.\n8.4 You agree that any transactions we effect for you will be subject to the rules, regulations, customs and practices of each relevant market, exchange, or clearing house on, through or with which we deal.\n8.5 In executing transactions for or with you, we will always deal with you as principal whilst bearing in mind the best execution obligations of the MFSA and how they apply to each different client classification.\n8.6 We may, at our discretion, aggregate your orders with our own orders or those of other clients of ours or our associates. We will allocate the proceeds of such orders among the participating accounts in a manner which we believe to be fair and equitable. If the combined order is not executed at the same price, we may average the prices paid or received and debit or credit your Account with the average net price. Details of average price will be furnished on request. Such allocation must take place within five business days of execution. In aggregating your orders in this way, we must reasonably believe this will be to your advantage, for instance to obtain better execution or reduced foreign exchange or other dealing costs by being part of a larger transaction. However, on occasion, aggregation and allocation may result in you obtaining a less favourable price.\n8.7 Where we are unable or consider it undesirable or inappropriate to execute your order at once or in a single transaction (split fills and/or market orders) we may execute it over such period as we deem appropriate, and we may report to you an average price for a series of transactions so executed instead of the actual price of each transaction.\n8.8 We may undertake a program trade or trades comprising a single transaction or series of transactions on your behalf. In doing so we will always act as principal.\n8.9 We reserve the right to refuse any trades placed by you that we judge to be clearly outside the prevailing market price such that they may be deemed non-market price transactions, whether due to manifest human error or stale, incorrect or broken price feeds. Where we have opened or closed a trade before becoming aware of the price disparity, we may at our absolute discretion either treat that trade as void or accept that trade at the prevailing market price.", "hash": "d27a29d8c0f3f0e754774f7c77908971", "id": 8}, {"snippet_links": [{"key": "the-broker", "type": "clause", "offset": [4, 14]}, {"key": "not-bound-to-act", "type": "clause", "offset": [39, 55]}, {"key": "by-the-client", "type": "clause", "offset": [80, 93]}, {"key": "the-authorized-person", "type": "definition", "offset": [97, 118]}, {"key": "at-any-time", "type": "clause", "offset": [227, 238]}, {"key": "from-time-to-time", "type": "clause", "offset": [243, 260]}, {"key": "limits-on", "type": "clause", "offset": [298, 307]}, {"key": "the-client-agrees", "type": "clause", "offset": [324, 341]}, {"key": "not-to-exceed", "type": "clause", "offset": [342, 355]}, {"key": "open-position", "type": "clause", "offset": [1454, 1467]}, {"key": "the-transactions", "type": "clause", "offset": [1471, 1487]}, {"key": "absolute-discretion", "type": "definition", "offset": [1521, 1540]}, {"key": "in-particular", "type": "clause", "offset": [1634, 1647]}, {"key": "sell-order", "type": "clause", "offset": [1652, 1662]}, {"key": "evidence-of", "type": "clause", "offset": [1671, 1682]}, {"key": "buy-order", "type": "definition", "offset": [1709, 1718]}, {"key": "sufficient-funds", "type": "definition", "offset": [1739, 1755]}, {"key": "compliance-with-the", "type": "clause", "offset": [1759, 1778]}, {"key": "margin-requirements", "type": "clause", "offset": [1779, 1798]}, {"key": "applicable-to", "type": "definition", "offset": [1800, 1813]}, {"key": "margin-account", "type": "definition", "offset": [1814, 1828]}, {"key": "loss-of-profit", "type": "definition", "offset": [1896, 1910]}, {"key": "in-connection-with", "type": "clause", "offset": [2008, 2026]}, {"key": "refusal-to-act", "type": "clause", "offset": [2040, 2054]}, {"key": "notify-the", "type": "clause", "offset": [2090, 2100]}, {"key": "agent-of-the-client", "type": "clause", "offset": [2156, 2175]}, {"key": "in-relation-to", "type": "clause", "offset": [2199, 2213]}, {"key": "this-agreement", "type": "clause", "offset": [2262, 2276]}, {"key": "contract-note", "type": "definition", "offset": [2322, 2335]}, {"key": "relevant-transaction", "type": "definition", "offset": [2344, 2364]}, {"key": "to-the-client", "type": "clause", "offset": [2379, 2392]}, {"key": "the-client-shall", "type": "clause", "offset": [2414, 2430]}, {"key": "of-securities", "type": "clause", "offset": [2478, 2491]}, {"key": "short-sale", "type": "definition", "offset": [2534, 2544]}, {"key": "where-required", "type": "clause", "offset": [2551, 2565]}, {"key": "provide-the", "type": "clause", "offset": [2573, 2584]}, {"key": "the-assurance", "type": "definition", "offset": [2597, 2610]}, {"key": "in-accordance-with", "type": "clause", "offset": [2611, 2629]}, {"key": "physical-restraints", "type": "definition", 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3713]}, {"key": "the-processing", "type": "clause", "offset": [3723, 3737]}, {"key": "cancellation-or-amendment", "type": "clause", "offset": [3754, 3779]}, {"key": "mf-asset-management", "type": "definition", "offset": [3836, 3856]}, {"key": "time-trade", "type": "clause", "offset": [3929, 3939]}, {"key": "subject-to-clause", "type": "clause", "offset": [4289, 4306]}, {"key": "transactions-with", "type": "clause", "offset": [4319, 4336]}, {"key": "client-as-principal", "type": "clause", "offset": [4341, 4360]}, {"key": "related-parties", "type": "clause", "offset": [4395, 4410]}, {"key": "not-limited", "type": "clause", "offset": [4425, 4436]}, {"key": "asset-management-company", "type": "definition", "offset": [4448, 4472]}, {"key": "order-of", "type": "clause", "offset": [4539, 4547]}, {"key": "for-its-own-account", "type": "clause", "offset": [4566, 4585]}, {"key": "other-clients", "type": "definition", "offset": [4641, 4654]}, {"key": "to-account", "type": "definition", "offset": 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The Broker may at any time and from time to time impose any limits including position limits on any Account and the Client agrees not to exceed such limits. 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\u4ea4\u6613\n2.1 \u7d93\u7d00\u7372\u6388\u6b0a\u4f46\u7121\u7fa9\u52d9\u61c9\u5ba2\u6236\u6216\u7372\u6388\u6b0a\u4eba\uff08\u5982\u6709\uff09\u7684\u6307\u793a\u9032\u884c\u6709\u95dc\u4ea4\u6613 (\u4e0d\u8ad6\u662f\u76f4\u63a5\u6216\u662f\u900f\u904e\u5176\u4ed6\u4ea4\u6613\u5546\u6216\u5176\u4ed6\u4eba\u9032\u884c)\u3002\u7d93\u7d00\u53ef\u96a8\u6642\u6216\u4e0d\u6642\u5c0d\u4efb\u4f55\u6709\u95dc\u5e33\u6236\u65bd\u52a0\u4efb\u4f55\u9650\u5236\uff0c\u5305\u62ec\u6301\u5009\u9650\u984d\uff0c\u800c\u5ba2\u6236\u540c\u610f\u4e0d\u8d85\u903e\u8a72\u9650\u5236\u3002\u5982\u4efb\u4f55\u8a72\u7b49\u9650\u5236\u5df2\u7d93\u6216\u5c07\u6703\u8d85\u903e\uff0c\u7d93\u7d00\u53ef\u62d2\u7d55\u6709\u95dc\u6307\u793a\uff0c\u53ca\u2215\u6216\u5c07\u6709\u95dc\u672a\u5b8c\u6210\u7684\u6709\u95dc\u4ea4\u6613\u9032\u884c\u5e73\u5009\u3002 entitled to close the open position of the Transactions concerned. The Broker may in its absolute discretion refuse to act on any of the instructions received from the Client without giving any reason, in particular for sell order without evidence of sufficient securities, or buy order without evidence of sufficient funds or compliance with the margin requirements (applicable to Margin Account). The Broker is not in any circumstances liable in any way for any loss of profit or gain, damage, liability or cost or expense suffered or incurred by the Client arising from or in connection with The Broker\u2019s refusal to act on such instruction or omitting to notify the Client of such refusal.\n2.2 The Broker shall act as an agent of the Client and not as a principal in relation to any Transactions undertaken by The Broker under this Agreement except where The Broker gives notice (in the contract note for the relevant Transaction or otherwise) to the Client to the contrary.\n2.3 The Client shall inform The Broker when a sell order in respect of securities which the Client does not own (that is, a short sale) and, where required, shall provide The Broker with the assurance in accordance with the SFO.\n2.4 Because of physical restraints on any Exchange or the very rapid changes in the prices of securities that frequently take place, there may, on occasions, be a delay in making prices or in dealing. The Broker may not always be able to trade at the prices or rates quoted at any specific time or \u201cat best\u201d or \u201cat market\u201d. The Broker shall not be liable for any loss howsoever arising by reason of its failing, or being unable, to comply with the terms of any limit order undertaken on behalf of the Client or under the circumstances contemplated in this Clause. Where The Broker is for any reason whatsoever unable to perform the Client\u2019s order in full, it may in its discretion effect partial performance only. The Client shall in any event accept and be bound by the outcome when any request to execute orders is made.\n2.5 The Client acknowledges that it may not be possible to cancel or amend its instructions once given. The Client agrees to exercise caution before giving any instruction and accept full responsibility for the Transactions partially or fully executed prior to the processing of the Client\u2019s cancellation or amendment.\n2.6 The Client hereby acknowledges that The Broker and M&F Asset Management and their directors, employees and/or their associates may from time to time trade on their own accounts. Furthermore, the Client acknowledges the existence of The Broker\u2019s interest, relationship or arrangement that is material in relation to any instruction received or Transaction effected for the Client. In particular, The Broker may, without informing the Client:\n(a) effect Transactions through the M&F Asset Management;\n(b) (subject to Clause 2.2) effect Transactions with the Client as principal for account of The Broker and its related parties including but not limited to any M&F Asset Management Company or its employees, or directors;\n(c) take position opposite to the order of the Client either for its own account or others;\n(d) match the Client\u2019s orders with those of other clients of The Broker; and/or\n(e) combine the Client\u2019s order with orders of The Broker or of M&F Asset Management Company or other clients of The Broker for execution; and neither The Broker nor its related parties shall be obliged to account to the Client or any third party for any profits or benefits received in connection therewith. In event of insufficient securities to satisfy orders so combined as mentioned in the above paragraph (e), The Broker may in its absolute discretion allocate the transactions between clients, The Broker and M&F Asset Management Company, having due regard to market practice and fairness to the concerned clients. The Client acknowledges and accepts that such combination and/or allocation may on some occasions operate to the Client\u2019s advantages and on other occasions to the Client\u2019s disadvantages.\n2.7 All orders shall be made by the Client orally either in person or by telephone, or in writing, delivered by post, by hand or transmitted by facsimile or through Electronic Media (applicable to Account with Electronic Trading Service) at the Client\u2019s risk. The Broker may act on such instructions which The Broker believes to come from the Client without any duty to verify the capacity of the person giving the instruction. The Broker shall not be responsible for the non-performance of its obligations hereunder by reason of any cause beyond The Broker\u2019s control, including, without limitation, transmission or computer delays, errors or omissions, strikes and similar industrial action or the failure of any dealer, Exchange or Clearing House to perform its obligations. The Client hereby confirms and agrees that the Client shall be responsible to The Broker for all engagements, indebtedness and any other obligations made or entered into in 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"Customer Agreement", "score": 25.3422317505, "published": true}], "size": 6, "snippet": "6.1 We will act in good faith and with due diligence in our choice and use of counterparties and brokers, and will take reasonable steps to obtain the best possible result for you when we place orders for execution on your behalf in accordance with our Order Execution Policy (as summarised at clause 6.8 and Schedule 1). If any counterparty should fail to deliver any necessary documents or to complete any transaction, we will take steps on your behalf to rectify such failure or obtain compensation in lieu thereof. Subject to our compliance with this clause 6.1, all reasonable costs and expenses properly incurred by us in connection with the provision of Services by us to you hereunder shall be paid by you.\n6.2 It is likely that we will aggregate transactions for MMC\u2019s Funds in accordance with the FCA Handbook. Subject to paragraph 6.6, all Subscriptions in Investee Companies in an investment round will be made on the same terms by MMC\u2019s Funds. We will only aggregate transactions in circumstances where it is likely that the aggregation will not disadvantage the customers concerned. However, the effect of aggregation may nevertheless work on some occasions to your disadvantage. We will ensure that aggregation shall not work to your overall disadvantage. We will allocate aggregated transactions promptly on a fair basis in accordance with the requirements of the FCA Handbook and as described in paragraph 5.7 above.\n6.3 MMC and MMC\u2019s employees may subscribe for shares, or hold options, in companies in which the EIS Funds invest, provided that the cumulative total does not exceed 10% of MMC Funds\u2019 investment. The price that MMC and/or persons subscribe for such shares or options will not be less than that paid by the EIS Funds at the time of co-investment.\n6.4 Subject to clause 20, you acknowledge that no arrangements exist for:\n(a) securing that any person who knowingly has a material interest in any decision or recommendation concerning the investment of EIS Funds Subscriptions, which is not subject to independent approval, is excluded from participating in the making of that decision or recommendation; or\n(b) securing independent approval of decisions and recommendations concerning the investment of EIS Funds Subscriptions which may be made by persons who have a material interest in them.\n6.5 Accordingly, the EIS Funds may, subject to clause 20 and the FCA Handbook, invest in an Investee Company on behalf of an Investor notwithstanding the existence of the following actual or potential conflicts of interest:\n(a) an interest of the Fund Manager or its Associates arising by way of remuneration in connection with the management or operation of the EIS Funds or any other fund;\n(b) an interest arising from the investment of Subscriptions of the EIS Funds or any other fund managed by the Fund Manager or its Associates. In this context Investors should note that MMC does not seek to charge Investee Companies arrangement or monitoring fees When investing alongside third parties we may recoup some charges in proportion to the amount set by a co-investor. Further details in relation to these fees will be disclosed on request.\n(c) an interest or potential interest of MMC\u2019s Funds in the Investee Company;\n(d) an interest or potential interest of other Investors in the Investee Company; or\n(e) an interest arising from the formation by the Fund Manager or any of its Associates of a company with a view to an interest in that company being acquired by the EIS Funds or any other fund of which it or any of its Associates is the Fund Manager. MMC\u2019s Conflicts of Interest Policy is contained in paragraph 20 below and summarised at Schedule 2.\n6.6 For MMC\u2019s Funds not eligible for EIS Relief MMC may facilitate investment in a different class of share with no EIS benefits. It is intended these shares will be at the same price at investment but may have different rights attaching to them.\n6.7 To the extent that MMC engages in the reception and transmission of orders it is required under the FCA Handbook to have an order execution policy and to obtain your prior express consent before effecting orders outside a regulated market, multilateral trading facility or organised trading facility. We are also required to take all reasonable steps to obtain the best possible result for you when executing orders or when receiving and transmitting orders for execution, and we have in place a programme of monitoring to ensure we meet our regulatory obligations in this respect.\n6.8 MMC\u2019s order execution policy (the \u201cOrder Execution Policy\u201d) details the steps and monitoring conducted by us and the execution factors which are applied in respect of each category of financial instrument. The Order Execution Policy also details the principal execution venues and brokers on which reliance is placed.\n6.9 A summary of our Order Execution Policy is provided at Schedule 1. This summary is intended to provide you with information on our Order Execution Policy in order for you to give consent to such policy. Requests for further information should be directed to our compliance department at the address referred to in the Information Memorandum or other such address that we shall advise you is the location of our principal office. An up to date copy of our Order Execution Policy is also available to view on our website at \u2587\u2587\u2587.\u2587\u2587. You agree to receive copies of our policies and procedures on our website.\n6.10 Please also note the following about our Order Execution Policy: \u2022 Our Order Execution Policy permits us to execute orders away from a regulated market, multilateral trading facility or organised trading facility and by signing this Customer Agreement you hereby give your prior express consent to us doing so to the extent relevant. \u2022 Our Order Execution Policy sets out the criteria that we take into account to provide our clients with best execution, which are (1) price; (2) location of assets which are the subject of the deal; (3) location of professional support; (4) market impact; (5) costs and tax issues; (6) order size; (7) certainty of execution; (8) speed of execution; (9) settlement; and (10) any other criteria relevant to the execution of the order. We will judge the relative importance of these criteria on an order by order basis in line with our commercial judgment and experience in light of current market information. \u2022 In executing an order, in the absence of any specific instructions, we will give precedence to the factors that allow us to deliver best execution in terms of value (total cost) to the client. \u2587\u2587\u2587\u2587\u2587 will ordinarily merit a high relative importance in obtaining the best possible result. However, in some circumstances, orders, financial instruments or markets, we may appropriately determine that other execution factors are more important than price in obtaining best execution. \u2022 Where we have a choice of execution venues, we will take into account the following factors in deciding which execution venue to use in respect of a particular transaction: (1) the characteristics of the client including the categorisation of the client; (2) the characteristics of the order in question; (3) the characteristics of the financial instrument(s) in question; and (4) the characteristics of the possible execution venues to which the order may be directed. \u2022 If clients provide us with specific instructions to deal on their behalf we will execute the orders in accordance with those specific instructions and will not owe such clients a duty to provide best execution in respect of any matter covered by such instructions. Where the instructions relate to only part of an order, we will continue to apply our Order Execution Policy to those aspects of the order not covered by such specific instructions. Clients should be aware that providing specific instructions to us in relation to the execution of a particular order may prevent us from following our Order Execution Policy which is designed to obtain best execution for our clients on a consistent basis taking into account the factors outlined above.", "hash": "90f402fa02b517155aba2b07cd1c05ef", "id": 10}], "next_curs": "ClASSmoVc35sYXdpbnNpZGVyY29udHJhY3RzciwLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhBkZWFsaW5nIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"parents": [["general-terms-and-conditions", "General Terms and Conditions"], ["governing-law-jurisdiction-and-language", "Governing Law, Jurisdiction and Language"], ["duration-liquidation-merger-and-structural-measures", "Duration Liquidation Merger and Structural Measures"], ["governing-law-and-exclusive-jurisdiction", "GOVERNING LAW AND EXCLUSIVE JURISDICTION"], ["governing-law-and-entire-agreement", "GOVERNING LAW AND ENTIRE AGREEMENT"]], "title": "Dealing", "size": 231, "children": [["minimum-subscription", "Minimum Subscription"], ["compulsory-redemption", "Compulsory Redemption"], ["redemption-procedures", "Redemption Procedures"], ["", ""], ["minimum-redemption-amount-minimum-holding-amount", "Minimum Redemption Amount / Minimum Holding Amount"]], "id": "dealing", "related": [["good-faith-and-fair-dealing", "Good Faith and Fair Dealing", "Good Faith and Fair <strong>Dealing</strong>"], ["collusive-practices", "Collusive practices", "Collusive practices"], ["dealings", "Dealings", "<strong>Dealings</strong>"], ["dealings-with-public-servants", "Dealings with Public Servants", "<strong>Dealings</strong> with Public Servants"], ["settlement-practices", "Settlement Practices", "Settlement Practices"]], "related_snippets": [], "updated": "2025-07-17T06:09:22+00:00", "also_ask": [], "drafting_tip": null, "explanation": "The \"Dealing\" clause defines the rules and permissions regarding how parties may interact, negotiate, or transact with each other under the agreement. Typically, this clause outlines whether parties are allowed to engage in similar dealings with third parties, or if there are any restrictions on such activities. For example, it may specify that one party is not restricted from entering into similar agreements with others, or it may require certain disclosures before making deals elsewhere. The core function of this clause is to clarify the boundaries of permitted business conduct, thereby preventing misunderstandings or disputes about exclusivity and competition."}, "json": true, "cursor": ""}}