{"component": "clause", "props": {"groups": [{"samples": [{"hash": "lClZXb50NkW", "uri": "/contracts/lClZXb50NkW#customer-identification-program", "label": "Indenture (Verizon Master Trust)", "score": 37.1943874059, "published": true}, {"hash": "5cnT6Fb01cV", "uri": "/contracts/5cnT6Fb01cV#customer-identification-program", "label": "Indenture (Verizon Master Trust)", "score": 37.1834373474, "published": true}, {"hash": "jJGUvCcv4BJ", "uri": "/contracts/jJGUvCcv4BJ#customer-identification-program", "label": "Indenture (Verizon Master Trust)", "score": 36.9014358521, "published": true}], "snippet": "To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each Person who opens an account. For a non-individual person such as a business entity, charity, a trust or other legal entity, the Indenture Trustee and any Qualified Institution may ask for documentation to verify its formation and existence as a legal entity. They may also ask to see financial statements, licenses, identification and authorization from individuals claiming authority to represent the entity or other relevant documentation.", "snippet_links": [{"key": "the-government", "type": "definition", "offset": [8, 22]}, {"key": "the-funding", "type": "clause", "offset": [29, 40]}, {"key": "money-laundering-activities", "type": "definition", "offset": [58, 85]}, {"key": "federal-law", "type": "definition", "offset": [87, 98]}, {"key": "financial-institutions", "type": "clause", "offset": [112, 134]}, {"key": "verify-and-record", "type": "clause", "offset": [146, 163]}, {"key": "each-person", "type": "clause", "offset": [192, 203]}, {"key": "for-a-non", "type": "clause", "offset": [226, 235]}, {"key": "individual-person", "type": "definition", "offset": [236, 253]}, {"key": "business-entity", "type": "clause", "offset": [264, 279]}, {"key": "legal-entity", "type": "definition", "offset": [307, 319]}, {"key": "the-indenture-trustee", "type": "definition", "offset": [321, 342]}, {"key": "qualified-institution", "type": "clause", "offset": [351, 372]}, {"key": "for-documentation", "type": "clause", "offset": [381, 398]}, {"key": "to-verify", "type": "definition", "offset": [399, 408]}, {"key": "formation-and-existence", "type": "clause", "offset": [413, 436]}, {"key": "financial-statements", "type": "clause", "offset": [481, 501]}, {"key": "authority-to", "type": "clause", "offset": [572, 584]}, {"key": "the-entity", "type": "clause", "offset": [595, 605]}, {"key": "relevant-documentation", "type": "clause", "offset": [615, 637]}], "size": 100, "hash": "3cca004bf0ea79cacd15b27e320f9f84", "id": 2}, {"samples": [{"hash": "ldTHC3BaQII", "uri": "/contracts/ldTHC3BaQII#customer-identification-program", "label": "Stock Purchase Agreement (Ultralife Corp)", "score": 30.3305950165, "published": true}, {"hash": "4X9RUr1vzzT", "uri": "/contracts/4X9RUr1vzzT#customer-identification-program", "label": "Partnership Interest Purchase Agreement (Liberty Property Limited Partnership)", "score": 24.786447525, "published": true}, {"hash": "jZxBfaDlsIw", "uri": "/contracts/jZxBfaDlsIw#customer-identification-program", "label": "Stock Escrow Agreement (Songzai International Holding Group Inc)", "score": 21.0, "published": true}], "snippet": "Each of the Interested Parties acknowledge receipt of the notice set forth on Exhibit B attached hereto and made part hereof and that information may be requested to verify their identities.", "snippet_links": [{"key": "the-interested-parties", "type": "clause", "offset": [8, 30]}, {"key": "receipt-of", "type": "clause", "offset": [43, 53]}, {"key": "the-notice", "type": "clause", "offset": [54, 64]}, {"key": "exhibit-b", "type": "definition", "offset": [78, 87]}, {"key": "to-verify", "type": "definition", "offset": [163, 172]}], "size": 31, "hash": "15fe15e979fb1affca943c05b6f7923a", "id": 6}, {"samples": [{"hash": "aWRlrYdzWTg", "uri": "/contracts/aWRlrYdzWTg#customer-identification-program", "label": "Sub Advisory Agreement (Voya MUTUAL FUNDS)", "score": 24.9739894867, "published": true}, {"hash": "e4UcfKUWPiN", "uri": "/contracts/e4UcfKUWPiN#customer-identification-program", "label": "Sub Advisory Agreement (Voya MUTUAL FUNDS)", "score": 24.4428482056, "published": true}, {"hash": "aIBkiyD0Ppx", "uri": "/contracts/aIBkiyD0Ppx#customer-identification-program", "label": "Sub Advisory Agreement (Voya MUTUAL FUNDS)", "score": 24.1498966217, "published": true}], "snippet": "To help the government fight the funding of terrorism and money laundering activities, Sub-Adviser has adopted a Customer Identification Program (\u201cCIP\u201d), pursuant to which Sub-Adviser is required to obtain, verify and maintain records of certain information relating to its clients. In order to facilitate Sub-Adviser\u2019s compliance with its CIP, the Fund hereby represents and warrants that (i) the Fund\u2019s taxpayer identification number or other government issued identification number is reflected on Schedule A, (ii) all documents provided to Sub-Adviser are true and accurate as of the date hereof, and (iii) the Fund or the Manager agrees to provide to Sub-Adviser such other information and documents that Sub-Adviser requests in order to comply with Sub-Adviser\u2019s CIP.", "snippet_links": [{"key": "the-government", "type": "definition", "offset": [8, 22]}, {"key": "the-funding", "type": "clause", "offset": [29, 40]}, {"key": "money-laundering-activities", "type": "definition", "offset": [58, 85]}, {"key": "pursuant-to", "type": "definition", "offset": [154, 165]}, {"key": "maintain-records", "type": "definition", "offset": [218, 234]}, {"key": "certain-information", "type": "clause", "offset": [238, 257]}, {"key": "relating-to", "type": "definition", "offset": [258, 269]}, {"key": "in-order-to", "type": "clause", "offset": [283, 294]}, {"key": "compliance-with", "type": "definition", "offset": [320, 335]}, {"key": "taxpayer-identification-number", "type": "clause", "offset": [405, 435]}, {"key": "government-issued-identification-number", "type": "clause", "offset": [445, 484]}, {"key": "schedule-a", "type": "definition", "offset": [501, 511]}, {"key": "documents-provided", "type": "clause", "offset": [522, 540]}, {"key": "true-and-accurate", "type": "clause", "offset": [560, 577]}, {"key": "date-hereof", "type": "clause", "offset": [588, 599]}, {"key": "to-provide", "type": "clause", "offset": [642, 652]}, {"key": "other-information-and-documents", "type": "clause", "offset": [673, 704]}, {"key": "comply-with", "type": "definition", "offset": [743, 754]}], "size": 14, "hash": "de617df1f6ca28103c346a79d6a87744", "id": 10}, {"samples": [{"hash": "jfnvAO2a6Vz", "uri": "/contracts/jfnvAO2a6Vz#customer-identification-program", "label": "Transfer Agency Services Agreement (Voya Separate Portfolios Trust)", "score": 34.5660514832, "published": true}, {"hash": "cWyP1f8KsXw", "uri": "/contracts/cWyP1f8KsXw#customer-identification-program", "label": "Transfer Agency Services Agreement (Voya PARTNERS INC)", "score": 34.3141670227, "published": true}, {"hash": "itSkgnomvkd", "uri": "/contracts/itSkgnomvkd#customer-identification-program", "label": "Transfer Agency Services Agreement (Voya VARIABLE PORTFOLIOS INC)", "score": 34.3114318848, "published": true}], "snippet": "(A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (\"CIP Regulations\"), BNYM will do the following:\n(i) Implement procedures which require that prior to establishing a new account in the Fund BNYM obtain the name, date of birth (for natural persons only), address and government-issued identification number (collectively, the \"Data Elements\") for the \"Customer\" (defined for purposes of this Agreement as provided in 31 CFR 1024.100(c)) associated with the new account.\n(ii) Use collected Data Elements to attempt to reasonably verify the identity of each new Customer promptly before or after each corresponding new account is opened. Methods of verification may consist of non-documentary methods (for which BNYM may use unaffiliated information vendors to assist with such verifications) and documentary methods (as permitted by 31 CFR 1024.220), and may include procedures under which BNYM personnel perform enhanced due diligence to verify the identities of Customers the identities of whom were not successfully verified through the first- level (which will typically be reliance on results obtained from an information vendor) verification process(es).\n(iii) Record the Data Elements and maintain records relating to verification of new Customers consistent with 31 CFR 1024.220(a)(3).\n(iv) Regularly report to the Fund about measures taken under (i)-(iii) above.\n(v) If BNYM provides services by which prospective Customers may subscribe for shares in the Fund via the Internet or telephone, BNYM will work with the Fund to notify prospective Customers, consistent with 31 CFR 1024.220(a)(5), about the program conducted by the Fund in accordance with the CIP Regulations.\n(B) To assist the Fund in complying with the Customer Due Diligence Requirements for Financial Institutions promulgated by FinCEN (31 CFR \u00a7 1020.230) pursuant to the Bank Secrecy Act (\"CDD Rule\"), BNYM will maintain and implement written procedures that are reasonably designed to:\n(i) Obtain information of a nature and in a manner permitted or required by the CCD Rule in order to identify each natural person who is a \"beneficial owner\" (as that term is defined in the CDD Rule) of a legal entity at the time that such legal entity seeks to open an account as a shareholder of the Fund, unless that legal entity is excluded from the CDD Rule or an exemption provided for in the CDD Rule applies; and\n(ii) Verify the identity of each beneficial owner so identified according to risk based procedures to the extent reasonable and practicable, in accordance with the minimum requirements of the CDD Rule.\n(C) Nothing in Section (3) shall be construed to require BNYM to perform any course of conduct that is not required for Fund compliance with the CIP Regulations or CDD Rule, including by way of illustration not limitation the collection of Data Elements or verification of identity for individuals opening Fund accounts through financial intermediaries which use the facilities of the NSCC.\n(D) BNYM agrees to permit inspections relating to the CIP services provided hereunder by U.S. Federal departments or regulatory' agencies with appropriate jurisdiction and to make available to examiners from such departments or regulatory agencies such information and records relating to the CIP services provided hereunder as such examiners shall reasonably request.", "snippet_links": [{"key": "assist-the", "type": "clause", "offset": [7, 17]}, {"key": "complying-with", "type": "clause", "offset": [26, 40]}, {"key": "in-accordance-with", "type": "definition", "offset": [98, 116]}, {"key": "applicable-regulations", "type": "clause", "offset": [117, 139]}, {"key": "department-of-treasury", "type": "clause", "offset": [160, 182]}, {"key": "section-326-of-the-usa-patriot-act", "type": "clause", "offset": [189, 223]}, {"key": "cip-regulations", "type": "definition", "offset": [226, 241]}, {"key": "prior-to", "type": "definition", "offset": [317, 325]}, {"key": "a-new-account", "type": "clause", "offset": [339, 352]}, {"key": "date-of-birth", "type": "clause", "offset": [387, 400]}, {"key": "for-natural-persons-only", "type": "clause", "offset": [402, 426]}, {"key": "identification-number", "type": "clause", "offset": [459, 480]}, {"key": "data-elements", "type": "definition", "offset": [501, 514]}, {"key": "for-purposes-of-this-agreement", "type": "definition", "offset": [545, 575]}, {"key": "associated-with", "type": "definition", "offset": [611, 626]}, {"key": "collected-data", "type": "definition", "offset": [653, 667]}, {"key": "to-attempt-to", "type": "clause", "offset": [677, 690]}, {"key": "consist-of", "type": "clause", "offset": [838, 848]}, {"key": "enhanced-due-diligence", "type": "definition", "offset": [1086, 1108]}, {"key": "to-verify", "type": "definition", "offset": [1109, 1118]}, {"key": "of-customers", "type": "clause", "offset": [1134, 1146]}, {"key": "reliance-on", "type": "clause", "offset": [1251, 1262]}, {"key": "the-data", "type": "clause", "offset": [1347, 1355]}, {"key": "maintain-records", "type": "definition", "offset": [1369, 1385]}, {"key": "relating-to", "type": "definition", "offset": [1386, 1397]}, {"key": "new-customers", "type": "definition", "offset": [1414, 1427]}, {"key": "consistent-with", "type": "clause", "offset": [1428, 1443]}, {"key": "to-the-fund", "type": "definition", "offset": [1489, 1500]}, {"key": "prospective-customers", "type": "definition", "offset": [1584, 1605]}, {"key": "the-internet", "type": "clause", "offset": [1647, 1659]}, {"key": "will-work", "type": "clause", "offset": [1679, 1688]}, {"key": "about-the-program", "type": "clause", 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[2586, 2607]}, {"key": "according-to", "type": "definition", "offset": [2622, 2634]}, {"key": "to-the-extent", "type": "clause", "offset": [2657, 2670]}, {"key": "requirements-of-the", "type": "clause", "offset": [2730, 2749]}, {"key": "nothing-in-section", "type": "clause", "offset": [2764, 2782]}, {"key": "course-of-conduct", "type": "definition", "offset": [2837, 2854]}, {"key": "not-required", "type": "clause", "offset": [2863, 2875]}, {"key": "compliance-with-the", "type": "clause", "offset": [2885, 2904]}, {"key": "by-way-of-illustration", "type": "clause", "offset": [2944, 2966]}, {"key": "collection-of-data", "type": "definition", "offset": [2986, 3004]}, {"key": "verification-of-identity", "type": "definition", "offset": [3017, 3041]}, {"key": "for-individuals", "type": "clause", "offset": [3042, 3057]}, {"key": "fund-accounts", "type": "clause", "offset": [3066, 3079]}, {"key": "financial-intermediaries", "type": "clause", "offset": [3088, 3112]}, {"key": "the-facilities", "type": "clause", "offset": [3123, 3137]}, {"key": "agrees-to", "type": "clause", "offset": [3160, 3169]}, {"key": "permit-inspections", "type": "clause", "offset": [3170, 3188]}, {"key": "services-provided", "type": "definition", "offset": [3209, 3226]}, {"key": "available-to", "type": "definition", "offset": [3331, 3343]}, {"key": "regulatory-agencies", "type": "definition", "offset": [3379, 3398]}, {"key": "information-and-records", "type": "clause", "offset": [3404, 3427]}, {"key": "reasonably-request", "type": "definition", "offset": [3500, 3518]}], "size": 113, "hash": "d6a95b9efbfa09bfeb9b73739894c4f3", "id": 1}, {"samples": [{"hash": "gLyMK0ZHdJv", "uri": "/contracts/gLyMK0ZHdJv#customer-identification-program", "label": "Stockholder Protection Rights Agreement (Jack in the Box Inc)", "score": 36.4989738464, "published": true}, {"hash": "6XuSrDp9Cjj", "uri": "/contracts/6XuSrDp9Cjj#customer-identification-program", "label": "Stockholder Protection Rights Agreement (DMC Global Inc.)", "score": 35.4284744263, "published": true}, {"hash": "6czBpa5Zhu7", "uri": "/contracts/6czBpa5Zhu7#customer-identification-program", "label": "Stockholder Protection Rights Agreement (Citi Trends Inc)", "score": 34.9329223633, "published": true}], "snippet": "The Company acknowledges that the Rights Agent is subject to the customer identification program (\u201cCustomer Identification Program\u201d) requirements under the USA PATRIOT Act and its implementing regulations, and that the Rights Agent must obtain, verify and record information that allows the Rights Agent to identify the Company. Accordingly, prior to accepting an appointment hereunder, the Rights Agent may request information from the Company that will help the Rights Agent to identify the Company, including without limitation the Company\u2019s physical address, tax identification number, organizational documents, certificate of good standing, license to do business, or any other information that the Rights Agent deems necessary. The Company agrees that the Rights Agent cannot accept an appointment hereunder unless and until the Rights Agent verifies the Company\u2019s identity in accordance with the Customer Identification Program requirements.", "snippet_links": [{"key": "the-rights-agent", "type": "clause", "offset": [30, 46]}, {"key": "the-customer", "type": "clause", "offset": [61, 73]}, {"key": "the-usa-patriot-act", "type": "clause", "offset": [152, 171]}, {"key": "implementing-regulations", "type": "definition", "offset": [180, 204]}, {"key": "verify-and-record", "type": "clause", "offset": [245, 262]}, {"key": "prior-to", "type": "definition", "offset": [342, 350]}, {"key": "an-appointment", "type": "definition", "offset": [361, 375]}, {"key": "information-from-the-company", "type": "clause", "offset": [416, 444]}, {"key": "including-without-limitation", "type": "clause", "offset": [502, 530]}, {"key": "physical-address", "type": "definition", "offset": [545, 561]}, {"key": "tax-identification-number", "type": "definition", "offset": [563, 588]}, {"key": "organizational-documents", "type": "definition", "offset": [590, 614]}, {"key": "certificate-of-good-standing", "type": "definition", "offset": [616, 644]}, {"key": "license-to-do-business", "type": "clause", "offset": [646, 668]}, {"key": "other-information", "type": "clause", "offset": [677, 694]}, {"key": "the-company-agrees", "type": "clause", "offset": [734, 752]}, {"key": "in-accordance-with", "type": "definition", "offset": [880, 898]}, {"key": "program-requirements", "type": "definition", "offset": [927, 947]}], "size": 79, "hash": "524dba966df0ac0a1b796c20be9c6e7d", "id": 3}, {"samples": [{"hash": "cwMJhk0SVVa", "uri": "/contracts/cwMJhk0SVVa#customer-identification-program", "label": "Transfer Agency and Services Agreement", "score": 29.3408622742, "published": true}, {"hash": "4lxbj7msl02", "uri": "/contracts/4lxbj7msl02#customer-identification-program", "label": "Transfer Agency and Services Agreement", "score": 29.3408622742, "published": true}, {"hash": "a1N3qOjjued", "uri": "/contracts/a1N3qOjjued#customer-identification-program", "label": "Transfer Agency and Services Agreement (Financial Investors Trust)", "score": 29.1574268341, "published": true}], "snippet": "To help the government fight the funding of terrorism and money laundering activities, federal law requires each financial institution to obtain, verify and record information that identifies each person who opens an account with that financial institution. Consistent with this requirement, ALPS will request each party\u2019s name, address, taxpayer identification number or other government-issued identification number, and if such party is a natural person, that party\u2019s date of birth. ALPS may also ask for additional identifying information, and ALPS may take steps to verify the authenticity and accuracy of these data elements.", "snippet_links": [{"key": "the-government", "type": "definition", "offset": [8, 22]}, {"key": "the-funding", "type": "clause", "offset": [29, 40]}, {"key": "money-laundering-activities", "type": "definition", "offset": [58, 85]}, {"key": "federal-law", "type": "definition", "offset": [87, 98]}, {"key": "financial-institution", "type": "clause", "offset": [113, 134]}, {"key": "verify-and-record", "type": "clause", "offset": [146, 163]}, {"key": "each-person", "type": "clause", "offset": [192, 203]}, {"key": "account-with", "type": "definition", "offset": [217, 229]}, {"key": "consistent-with", "type": "clause", "offset": [258, 273]}, {"key": "each-party", "type": "definition", "offset": [310, 320]}, {"key": "taxpayer-identification-number", "type": "clause", "offset": [338, 368]}, {"key": "such-party", "type": "clause", "offset": [426, 436]}, {"key": "natural-person", "type": "clause", "offset": [442, 456]}, {"key": "date-of-birth", "type": "clause", "offset": [471, 484]}, {"key": "identifying-information", "type": "clause", "offset": [519, 542]}, {"key": "to-verify", "type": "definition", "offset": [568, 577]}, {"key": "data-elements", "type": "definition", "offset": [617, 630]}], "size": 48, "hash": "872b54961a5d1cd1ddaa99a874009df5", "id": 4}, {"samples": [{"hash": "7KLxzB8rUPX", "uri": "/contracts/7KLxzB8rUPX#customer-identification-program", "label": "Transfer Agency Agreement (Dreyfus Institutional Liquidity Funds)", "score": 28.9233398438, "published": true}, {"hash": "d6dUjLjRh8i", "uri": "/contracts/d6dUjLjRh8i#customer-identification-program", "label": "Transfer Agency Agreement (BNY Mellon Absolute Insight Funds, Inc.)", "score": 26.8398361206, "published": true}, {"hash": "9bFJ25BL2yr", "uri": "/contracts/9bFJ25BL2yr#customer-identification-program", "label": "Transfer Agency Agreement (Dreyfus Fund Inc)", "score": 24.3237514496, "published": true}], "snippet": "(A) To assist the Funds in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (\"CIP Regulations\"), DTI will perform, or provide for the performance of, the following:\n(i) Implement procedures which require that prior to establishing a new account in a Fund DTI obtain the name, date of birth (for natural persons only), address and government-issued identification number (collectively, the \"Data Elements\") for the \"Customer\" (defined for purposes of this Agreement as provided in 31 CFR 1024.100(c)) associated with the new account.\n(ii) Attempt to reasonably verify the identity of each new Customer promptly before or after each corresponding new account is opened, as follows:", "snippet_links": [{"key": "funds-in", "type": "definition", "offset": [18, 26]}, {"key": "complying-with", "type": "clause", "offset": [27, 41]}, {"key": "in-accordance-with", "type": "definition", "offset": [99, 117]}, {"key": "applicable-regulations", "type": "clause", "offset": [118, 140]}, {"key": "department-of-treasury", "type": "clause", "offset": [161, 183]}, {"key": "section-326-of-the-usa-patriot-act", "type": "clause", "offset": [190, 224]}, {"key": "cip-regulations", "type": "definition", "offset": [227, 242]}, {"key": "provide-for-the-performance", "type": "clause", "offset": [267, 294]}, {"key": "prior-to", "type": "definition", "offset": [358, 366]}, {"key": "a-new-account", "type": "clause", "offset": [380, 393]}, {"key": "date-of-birth", "type": "clause", "offset": [425, 438]}, {"key": "for-natural-persons-only", "type": "clause", "offset": [440, 464]}, {"key": "identification-number", "type": "clause", "offset": [497, 518]}, {"key": "data-elements", "type": "definition", "offset": [539, 552]}, {"key": "for-purposes-of-this-agreement", "type": "definition", "offset": [583, 613]}, {"key": "associated-with", "type": "definition", "offset": [649, 664]}, {"key": "new-customer", "type": "definition", "offset": [737, 749]}], "size": 33, "hash": "25c50a51d7296d13dd0efd06892caf6a", "id": 5}, {"samples": [{"hash": "nwjlFQRoTW", "uri": "/contracts/nwjlFQRoTW#customer-identification-program", "label": "Warrant Agent Agreement (Ivanhoe Electric Inc.)", "score": 37.1451072693, "published": true}, {"hash": "7UZwOhBTx5W", "uri": "/contracts/7UZwOhBTx5W#customer-identification-program", "label": "Warrant Agent Agreement (Hycroft Mining Holding Corp)", "score": 36.4469528198, "published": true}, {"hash": "fNmdWRa0aYW", "uri": "/contracts/fNmdWRa0aYW#customer-identification-program", "label": "Warrant Agent Agreement (Ivanhoe Electric Inc.)", "score": 36.1156730652, "published": true}], "snippet": "The Company acknowledges that the Warrant Agent is subject to the customer identification program (\u201cCustomer Identification Program\u201d) requirements under the USA PATRIOT Act and its implementing regulations, and that the Warrant Agent must obtain, verify and record information that allows the Warrant Agent to identify the Company. Accordingly, prior to accepting an appointment hereunder, the Warrant Agent may request information from the Company that will help the Warrant Agent to identify the Company, including without limitation the Company\u2019s physical address, tax identification number, organizational documents, certificate of good standing, license to do business, or any other information that the Warrant Agent deems necessary. 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Accordingly, prior to accepting an appointment hereunder, the Warrant Agent may request information from any such Person that will help the Warrant Agent to identify such Person, including without limitation, as applicable, such Person\u2019s physical address, tax identification number, organizational documents, certificate of good standing or license to do business. 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