Custodian Agreement. The agreement between the Custodian and the Manager setting out the agreed terms for safe custody, Custodial, Nominee and administrative services to be provided by the Custodian in respect of the Service; Custodian Services FCA Means the services provided by the Custodian to the Investor under the Custodian Agreement; The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; Dealing Fee FCA Rules Means each of: (a) 1% of the amount of each Subscription by the Investor to the Service, charged by the Manager on the date that Shares are acquired for the Investor’s Portfolio; and (b) 1% of each Payment made by the Manager to the Investor in connection with a Payment Request and deducted from that Payment, in each case together with any applicable VAT; in each case, in the event of an increase in the applicable rate of stamp duty, to increase the amount of the Dealing Fee by an equivalent amount; Direct Investor (Non-Advised Execution Only) An investor in the Service who: • applies directly to the Manager; and in addition • has not received a personal recommendation in respect of their subscription in the Service from any person; Drawdown Direction A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure; Drawdown Election A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure and made in accordance with Clause 4.6 of an Investor Agreement; Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at Parcels Building, 00 Xxxx Xx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Private Media Means the discretionary investment management service referred to as IEP Private Media as more particularly described in the Brochure and the Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Drawdown Payment IEP Care Service Has the meaning given to it in Clause 4.6 of an Investor Agreement; Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; EIDV Service Provider Means GB Group plc or such other third party service provider as may be engaged by the Manager and/or GB Group plc from time to time to provide the EIDV Services or similar services; EIDV Services Means the electronic identity verification services provided by the EIDV Service Provider as part of the identification process as set out in the Application Form; Introduced Investor (Non Advised Execution only) An investor in the Service who: • applies to the Service through a third- party introducer or platform service whether online or otherwise; and in addition: • has not received a personal recommendation in respect of their subscription in the Service from any person; and in addition where such third-party introducer or platform service is authorised by the FCA • does not receive personal recommendations on any retail investment products from such third- party introducer or platform service;
Appears in 1 contract
Samples: Private Media Investor Agreement
Custodian Agreement. The agreement between the Custodian and the Manager setting out the agreed terms for safe custody, Custodial, Nominee and administrative services to be provided by the Custodian in respect of the Service; Custodian Services FCA Means the services provided by the Custodian to the Investor under the Custodian Agreement; The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; Dealing Fee FCA Rules Means each of: (a) 1% of the amount of each Subscription by the Investor to the Service, charged by the Manager on the date that Shares are acquired for the Investor’s Portfolio; and (b) 1% of each Payment made by the Manager to the Investor in connection with a Payment Request and deducted from that Payment, in each case together with any applicable VAT; in each case, in the event of an increase in the applicable rate of stamp duty, to increase the amount of the Dealing Fee by an equivalent amount; Direct Investor (Non-Advised Execution Only) An investor in the Service who: • applies directly to the ManagerManager himself or herself; and in addition • has not received a personal recommendation in respect of their his or her subscription in the Service from any person; Drawdown Direction A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure; Drawdown Election A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure and made in accordance with Clause 4.6 4.7 of an Investor Agreement; Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at Parcels Building, 00 Xxxx Xx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Private Media Means the discretionary investment management service referred to as IEP Private Media as more particularly described in the Brochure and the Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Drawdown Payment IEP Care Service Has the meaning given to it in Clause 4.6 4.7 of an Investor Agreement; Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; EIDV Service Provider Means GB Group plc or such other third party service provider as may be engaged by the Manager and/or GB Group plc from time to time to provide the EIDV Services or similar services; EIDV Services Means the electronic identity verification services provided by the EIDV Service Provider as part of the identification process as set out in the Application Form; Emergency Payment Means a realisation from his or her Investment in the Service by an Investor pursuant to the terms of Clause 4.6 of an Investor Agreement; Emergency Payment Request Means a request made by the Investor in accordance with Clause 4.6 of an Investor Agreement; FCA The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; out in further detail in Schedule 4 to the Investor Agreement; Introduced Investor (Non Advised Execution only) An investor in the Service who: FCA Rules Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Private Real Estate Means the discretionary investment management service referred to as IEP Private Real Estate as more particularly described in the Brochure and the Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at 00 Xxxxxx Xxxxxx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; IEP Care Service Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; Introduced Investor (Non Advised Execution only) An investor in the Service who: • applies to the Service through a third- party introducer or platform service whether online or otherwise; and in addition: • has not received a personal recommendation in respect of their his or her subscription in the Service from any person; and in addition where such third-party introducer or platform service is authorised by the FCA • does not receive personal recommendations on any retail investment products from such third- party introducer or platform service;
Appears in 1 contract
Custodian Agreement. The agreement between the Custodian and the Manager setting out the agreed terms for safe custody, Custodial, Nominee and administrative services to be provided by the Custodian in respect of the Service; Custodian Services FCA Means the services provided by the Custodian to the Investor under the Custodian Agreement; The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; Dealing Fee FCA Rules Means each of: (a) 1% of the amount of each Subscription by the Investor to the Service, charged by the Manager on the date that Shares are acquired for the Investor’s Portfolio; and (b) 1% of each Payment made by the Manager to the Investor in connection with a Payment Request and deducted from that Payment, in each case together with any applicable VAT; in each case, in the event of an increase in the applicable rate of stamp duty, to increase the amount of the Dealing Fee by an equivalent amount; Direct Investor (Non-Advised Execution Only) An investor in the Service who: • applies directly to the ManagerManager himself or herself; and in addition • has not received a personal recommendation in respect of their his or her subscription in the Service from any person; Drawdown Direction A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure; Drawdown Election A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure and made in accordance with Clause 4.6 of an Investor Agreement; Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at Parcels Building, 00 Xxxx Xx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Private Media Means the discretionary investment management service referred to as IEP Private Media as more particularly described in the Brochure and the Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Drawdown Payment IEP Care Service Has the meaning given to it in Clause 4.6 of an Investor Agreement; Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; EIDV Service Provider Means GB Group plc or such other third party service provider as may be engaged by the Manager and/or GB Group plc from time to time to provide the EIDV Services or similar services; EIDV Services Means the electronic identity verification services provided by the EIDV Service Provider as part of the identification process as set out in the Application Form; FCA The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; FCA Rules Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Classic Means the discretionary investment management service referred to as IEP Classic, as more particularly described in the Brochure and this Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at 00 Xxxxxx Xxxxxx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; IEP Care Service Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; Introduced Investor (Non Advised Execution only) An investor in the Service who: • applies to the Service through a third- party introducer or platform service whether online or otherwise; and in addition: • has not received a personal recommendation in respect of their his or her subscription in the Service from any person; and in addition where such third-party introducer or platform service is authorised by the FCA • does not receive personal recommendations on any retail investment products from such third- party introducer or platform service;
Appears in 1 contract
Samples: Classic Investor Agreement
Custodian Agreement. The agreement between the Custodian and the Manager setting out the agreed terms for safe custody, Custodial, Nominee and administrative services to be provided by the Custodian in respect of the Service; Custodian Services FCA Means the services provided by the Custodian to the Investor under the Custodian Agreement; The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; Dealing Fee FCA Rules Means each of: (a) 1% of the amount of each Subscription by the Investor to the Service, charged by the Manager on the date that Shares are acquired for the Investor’s Portfolio; and (b) 1% of each Payment made by the Manager to the Investor in connection with a Payment Request and deducted from that Payment, in each case together with any applicable VAT; in each case, in the event of an increase in the applicable rate of stamp duty, to increase the amount of the Dealing Fee by an equivalent amount; Direct Investor (Non-Advised Execution Only) An investor in the Service who: • applies directly to the Manager; and in addition • has not received a personal recommendation in respect of their subscription in the Service from any person; Drawdown Direction A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure; Drawdown Election A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure and made in accordance with Clause 4.6 of an Investor Agreement; Drawdown Payment Has the meaning given to it in Clause 4.6 of an Investor Agreement; EIDV Service Provider Means GB Group plc or such other third party service provider as may be engaged by the Manager and/or GB Group plc from time to time to provide the EIDV Services or similar services; EIDV Services Means the electronic identity verification services provided by the EIDV Service Provider as part of the identification process as set out in the Application Form; FCA The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; FCA Rules Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at Parcels Building, 00 Xxxx XxXxxxxx Xxxxxx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Private Media Means the discretionary investment management service referred to as IEP Private Media as more particularly described in the Brochure and the Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Drawdown Payment IEP Care Service Has the meaning given to it in Clause 4.6 of an Investor Agreement; Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; EIDV Service Provider Means GB Group plc or such other third party service provider as may be engaged by the Manager and/or GB Group plc from time to time to provide the EIDV Services or similar services; EIDV Services Means the electronic identity verification services provided by the EIDV Service Provider as part of the identification process as set out in the Application Form; Introduced Investor (Non Advised Execution only) An investor in the Service who: • applies to the Service through a third- party introducer or platform service whether online or otherwise; and in addition: • has not received a personal recommendation in respect of their subscription in the Service from any person; and in addition where such third-party introducer or platform service is authorised by the FCA • does not receive personal recommendations on any retail investment products from such third- party introducer or platform service;
Appears in 1 contract
Samples: Private Media Investor Agreement
Custodian Agreement. The agreement between the Custodian and the Manager setting out the agreed terms for safe custody, Custodial, Nominee and administrative services to be provided by the Custodian in respect of the Service; Custodian Services FCA Means the services provided by the Custodian to the Investor under the Custodian Agreement; The Financial Conduct Authority. The address for the FCA is 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX; Dealing Fee FCA Rules Means each of: (a) 1% of the amount of each Subscription by the Investor to the Service, charged by the Manager on the date that Shares are acquired for the Investor’s Portfolio; and (b) 1% of each Payment made by the Manager to the Investor in connection with a Payment Request and deducted from that Payment, in each case together with any applicable VAT; in each case, in the event of an increase in the applicable rate of stamp duty, to increase the amount of the Dealing Fee by an equivalent amount; Direct Investor (Non-Advised Execution Only) An investor in the Service who: • applies directly to the Manager; and in addition • has not received a personal recommendation in respect of their subscription in the Service from any person; Drawdown Direction A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure; Drawdown Election A direction in a payment request form under which an investor makes a drawdown election as described in this Brochure and made in accordance with Clause 4.6 of an Investor Agreement; Means the rules of the FCA as set out in the FCA’s Handbook of Rules and Guidance and any other rules and guidance issued by the FCA from time to time; Ingenious Capital Management Limited or ICML or Ingenious Investments or The Manager Means Ingenious Capital Management Limited, registered in England and Wales under company number 07728908, with its registered office at Parcels Building, 00 Xxxx XxXxxxxx Xxxxxx, Xxxxxx, X0X 0XX, which is authorised and regulated by the Financial Conduct Authority; Gross Reference Value Means the latest NAV, taking into account all Subscriptions made and Redemptions achieved at any time during the applicable year, and calculated prior to the deduction or accrual of the Management Fee and the Administration Fee; IEP Private Media Means the discretionary investment management service referred to as IEP Private Media as more particularly described in the Brochure and the Investor Agreement; Ingenious or Ingenious Group The group of entities or individuals compromising associates of the Manager from time to time; Drawdown Payment IEP Care Service Has the meaning given to it in Clause 4.6 of an Investor Agreement; Means the services provided to the Investor and their family by the Care Adviser as set out in further detail in Schedule 4 to the Investor Agreement; EIDV Service Provider Means GB Group plc or such other third party service provider as may be engaged by the Manager and/or GB Group plc from time to time to provide the EIDV Services or similar services; EIDV Services Means the electronic identity verification services provided by the EIDV Service Provider as part of the identification process as set out in the Application Form; Introduced Investor (Non Advised Execution only) An investor in the Service who: • applies to the Service through a third- party introducer or platform service whether online or otherwise; and in addition: • has not received a personal recommendation in respect of their subscription in the Service from any person; and in addition where such third-party introducer or platform service is authorised by the FCA • does not receive personal recommendations on any retail investment products from such third- party introducer or platform service;
Appears in 1 contract
Samples: Private Media Investor Agreement
