Common use of Core Tax Services Clause in Contracts

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Optional Tax Services ■ Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) - $[…] per year ■ Additional Capital Gain Dividend Estimates - (First two included in core services) - $[…] per additional estimate ■ State tax returns - (First two included in core services) - $[…] per additional return Tax Reporting - MLP C-Corporations Federal Tax Returns ■ Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) - $[…] ■ Prepare Federal and State extensions (If Applicable) - Included in the return fees ■ Prepare provision estimates - $[…] Per estimate ■ Prepare state income tax returns for funds and blocker entities - $[…] per state return ● Sign state income tax returns - $[…] per state return ● Assist in filing state income tax returns - Included with preparation of returns ■ State tax notice consultative support and resolution - $[…] per fund Fund Accounting Services Fee Schedule Basis point charges are included in the combined Fund Administration, Fund Accounting, & Portfolio Compliance Fee Schedule. NOTE: Conversions, master/feeder. multiple manager funds. And extraordinary services quoted separately. All schedules subject to change depending upon use of unique security types requiring special pricing or accounting arrangements. Chief Compliance Officer Support Fee ■ $[…] per year per fund complex per service line Data Services

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Optional Tax Services ■ Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) - $[…] per year ■ Additional Capital Gain Dividend Estimates - (First two included in core services) - $[…] per additional estimate ■ State tax returns - (First two included in core services) - $[…] per additional return Tax Reporting - MLP C-Corporations Federal Tax Returns ■ Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) - $[…] ■ Prepare Federal and State extensions (If Applicable) - Included in the return fees ■ Prepare provision estimates - $[…] Per estimate ■ Prepare state income tax returns for funds and blocker entities - $[…] per state return ● Sign state income tax returns - $[…] per state return ● Assist in filing state income tax returns - Included with preparation of returns ■ State tax notice consultative support and resolution - $[…] per fund Fund Accounting Services Fee Schedule Basis point charges are included in the combined Fund Administration, Fund Accounting, & Portfolio Compliance Fee Schedule. NOTE: Conversions, master/feeder. multiple manager funds. And extraordinary services quoted separately. All schedules subject to change depending upon use of unique security types requiring special pricing or accounting arrangements. Chief Compliance Officer Support Fee ■ $[…] per year per fund complex per service line Data Services