Consultation and Cooperation. Principal Underwriter and Insurer shall cooperate fully in any securities or insurance regulatory inspection, investigation or proceeding or judicial proceeding arising in connection with the Contracts.
Appears in 3 contracts
Samples: Principal Underwriter Agreement (Kilico Variable Annuity Separate Account), Principal Underwriter Agreement (Zalico Variable Annuity Separate Account), Limited Principal Underwriter Agreement (Zalico Variable Annuity Separate Account)
Consultation and Cooperation. Principal Underwriter and Insurer shall cooperate fully in any securities or insurance regulatory inspection, investigation or proceeding or judicial proceeding arising in connection with the Contractsoffering, sale or distribution of the Contracts distributed under this Agreement. Principal Underwriter further agrees to comply with the reporting requirements imposed by FINRA Rule 3070 with regard to sales of the Contracts and the activities of Representatives.
Appears in 1 contract
Samples: Principal Underwriter and Selling Firm Agreement (KILICO Variable Annuity Separate Account - 3)
