Compliance with Applicable Law; Permits. (a) CCT and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCT. CCT has not received any written or, to CCT’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to CCT and its Consolidated Subsidiaries, taken as a whole. CCT has operated in compliance with all listing standards of the NYSE since CCT Common Stock began trading on the NYSE on November 14, 2017 other than as would not, individually or in the aggregate, reasonably be expected to be material to CCT and its Consolidated Subsidiaries, taken as a whole. CCT is not subject to any “stop order” and is, and was, fully qualified to sell shares of CCT Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCT.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (Corporate Capital Trust, Inc.), Agreement and Plan of Merger (FS Investment CORP), Agreement and Plan of Merger (FS Investment CORP)
Compliance with Applicable Law; Permits. (a) CCT FSIC and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTFSIC. CCT FSIC has not received any written or, to CCTFSIC’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to CCT FSIC and its Consolidated Subsidiaries, taken as a whole. CCT FSIC has operated in compliance with all listing standards of the NYSE since CCT FSIC Common Stock began trading on the NYSE on November 14April 16, 2017 2014 other than as would not, individually or in the aggregate, reasonably be expected to be material to CCT FSIC and its Consolidated Subsidiaries, taken as a whole. CCT FSIC is not subject to any “stop order” and is, and was, fully qualified to sell shares of CCT FSIC Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTFSIC.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (Corporate Capital Trust, Inc.), Agreement and Plan of Merger (Corporate Capital Trust, Inc.), Agreement and Plan of Merger (FS Investment CORP)
Compliance with Applicable Law; Permits. (a) CCT GBDC and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTGBDC. CCT GBDC has not received any written or, to CCTGBDC’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to CCT GBDC and its Consolidated Subsidiaries, taken as a whole. CCT GBDC has operated in compliance with all listing standards of the NYSE Nasdaq since CCT GBDC Common Stock began trading on the NYSE Nasdaq on November 14April 15, 2017 2010 other than as would not, individually or in the aggregate, reasonably be expected to be material to CCT GBDC and its Consolidated Subsidiaries, taken as a whole. CCT GBDC is not subject to any “stop order” and is, and was, fully qualified to sell shares of CCT GBDC Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTGBDC.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (GOLUB CAPITAL BDC, Inc.), Agreement and Plan of Merger (GOLUB CAPITAL INVESTMENT Corp)
Compliance with Applicable Law; Permits. (a) CCT Each of GBDC and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTGBDC. CCT GBDC has not received any written or, to CCTGBDC’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to CCT GBDC and its Consolidated Subsidiaries, taken as a whole. CCT GBDC has operated in compliance with all listing standards of the NYSE Nasdaq since CCT GBDC Common Stock began trading on the NYSE Nasdaq on November 14April 15, 2017 2010 other than as would not, individually or in the aggregate, reasonably be expected to be material to CCT GBDC and its Consolidated Subsidiaries, taken as a whole. CCT GBDC is not subject to any “stop order” and is, and was, fully qualified to sell shares of CCT GBDC Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTGBDC.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Golub Capital BDC 3, Inc.), Agreement and Plan of Merger (GOLUB CAPITAL BDC, Inc.)
Compliance with Applicable Law; Permits. (a) CCT FSKR and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTFSKR. CCT FSKR has not received any written or, to CCTFSKR’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to CCT FSKR and its Consolidated Subsidiaries, taken as a whole. CCT FSKR has operated in compliance with all listing standards of the NYSE since CCT FSKR Common Stock began trading on the NYSE on November 14June 17, 2017 2020 other than as would not, individually or in the aggregate, reasonably be expected to be material to CCT FSKR and its Consolidated Subsidiaries, taken as a whole. CCT FSKR is not subject to any “stop order” and is, and was, fully qualified to sell shares of CCT FSKR Common Stock in each jurisdiction in which such shares were registered and soldsold as of the time of sale of the FSKR Common Stock, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTFSKR.
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Compliance with Applicable Law; Permits. (a) CCT FSK and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTFSK. CCT FSK has not received any written or, to CCTFSK’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to CCT FSK and its Consolidated Subsidiaries, taken as a whole. CCT FSK has operated in compliance with all listing standards of the NYSE since CCT FSK Common Stock began trading on the NYSE on November 14April 16, 2017 2014 other than as would not, individually or in the aggregate, reasonably be expected to be material to CCT FSK and its Consolidated Subsidiaries, taken as a whole. CCT FSK is not subject to any “stop order” and is, and was, fully qualified to sell shares of CCT FSK Common Stock in each jurisdiction in which such shares were registered and soldsold as of the time of the sale of the FSK Common Stock, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to CCTFSK.
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