Common use of Compliance Training Clause in Contracts

Compliance Training. All employees subject to the ethical wall policy shall complete compliance training specifically designed for to address the services provided under this Agreement. The compliance training program will inform each employee of their obligations under the Administrator’s conflict of interest policies and information barrier procedures for the LLC. The Administrator’s compliance function shall be responsible for ensuring each employee subject to the ethical wall policy is properly trained and that all required documentation, including the acknowledgement of obligations, has been completed before the Administrator provide such individual with access to Confidential Information.

Appears in 3 contracts

Samples: Amendment Agreement, Administration Agreement, Amendment Agreement

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Compliance Training. All employees subject to the ethical wall policy shall complete compliance training specifically designed for to address use with the services provided under this Agreement. The compliance training program will inform each employee of their obligations under the Administrator’s conflict of interest policies and information barrier procedures for the LLCthese procedures. The AdministratorCustodian’s compliance function shall be responsible for ensuring each employee subject to the ethical wall policy is properly trained and that all required documentation, including the acknowledgement of obligations, has been completed before the Administrator provide prior to providing such individual with access to Confidential Information.

Appears in 2 contracts

Samples: Custodian Agreement, Custodian Agreement

Compliance Training. All employees subject to the ethical wall policy shall complete compliance training specifically designed for to address the services provided under this Agreement. The compliance training program will inform each employee of their obligations under the AdministratorCustodian’s conflict of interest policies and information barrier procedures for the LLCBorrower. The AdministratorCustodian’s compliance function shall be responsible for ensuring each employee subject to the ethical wall policy is properly trained and that all required documentation, including the acknowledgement of obligations, has been completed before the Administrator Custodian provide such individual with access to Confidential Information.

Appears in 2 contracts

Samples: Custodian Agreement, Custodian Agreement

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Compliance Training. All employees subject to the ethical wall policy shall complete compliance training specifically designed for to address the services provided under this Agreement. The compliance training program will inform each employee of their obligations under the Administrator’s conflict of interest policies and information barrier procedures for the LLC. The Administrator’s compliance function shall be responsible for ensuring each employee subject to the ethical wall policy is properly trained and that all required documentation, including the acknowledgement of obligations, has been completed before the Administrator provide such individual with access to Confidential Information. The Managing Member may assess such compliance as part of any compliance review or audit conducted pursuant to Section 2.7 of the Agreement.

Appears in 1 contract

Samples: Administration Agreement

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