Compliance Services. (a) The Trust and MFund, through the designated Chief Compliance Officer described in Section 2 hereof, mutually agree to coordinate and cooperate in connection with the implementation and ongoing maintenance of written compliance policies and procedures which, in the aggregate, shall be deemed by the Board of Trustees of the Trust (the “Board”) to be reasonably designed to prevent the Trust from violating the provisions of the Federal securities laws applicable to the Trust (the “Applicable Securities Laws”), as required under Rule 38a-1 under the 1940 Act (the “Fund Compliance Program”).
Appears in 12 contracts
Samples: Compliance Services Agreement (TCG Financial Series Trust I), Compliance Services Agreement (TCG Financial Series Trust VI), Compliance Services Agreement (TCG Financial Series Trust V)
Compliance Services. (a) The Trust and MFund, through the designated Chief Compliance Officer described in Section 2 hereof, mutually agree to coordinate and cooperate in connection with the development and implementation and ongoing maintenance of written compliance policies and procedures which, in the aggregate, shall be deemed by the Board of Trustees of the Trust (the “Board”) and the Chief Compliance Officer to be reasonably designed to prevent the Trust from violating the provisions of the Federal federal securities laws applicable to the Trust (the “Applicable Securities Laws”), as required under Rule 38a-1 under the 1940 Act (the “Fund Compliance Program”).
Appears in 3 contracts
Samples: Compliance Services Agreement (Mutual Fund Series Trust), Compliance Services Agreement (Mutual Fund & Variable Insurance Trust), Compliance Services Agreement (Strategy Shares)
Compliance Services. (a) The Trust Fund and MFund, through the designated Chief Compliance Officer described in Section 2 hereof, mutually agree to coordinate and cooperate in connection with the the, implementation and ongoing maintenance of written compliance policies and procedures which, in the aggregate, shall be deemed by the Board of Trustees of the Trust Fund (the “Board”) to be reasonably designed to prevent the Trust Fund from violating the provisions of the Federal securities laws applicable to the Trust Fund (the “Applicable Securities Laws”), as required under Rule 38a-1 under the 1940 Act (the “Fund Compliance Program”).
Appears in 1 contract
Samples: Compliance Services Agreement (AlphaCentric Prime Meridian Income Fund)
Compliance Services. (a) The Trust and MFund, through the designated Chief Compliance Officer described in Section 2 hereof, mutually agree to coordinate and cooperate in connection with the the; implementation and ongoing maintenance of written compliance policies and procedures which, in the aggregate, shall be deemed by the Board of Trustees of the Trust (the “Board”) to be reasonably designed to prevent the Trust from violating the provisions of the Federal securities laws applicable to the Trust (the “Applicable Securities Laws”), as required under Rule 38a-1 38a-l under the 1940 Act (the “Fund Compliance Program”).
Appears in 1 contract
