{"component": "clause", "props": {"groups": [{"samples": [{"hash": "5K8HSOxHKLB", "uri": "/contracts/5K8HSOxHKLB#compliance-responsibilities", "label": "Employment Agreement", "score": 27.2387695312, "published": true}, {"hash": "jxJu6bAo4od", "uri": "/contracts/jxJu6bAo4od#compliance-responsibilities", "label": "Employment Agreement", "score": 27.1484375, "published": true}, {"hash": "9RkvRUFIEGr", "uri": "/contracts/9RkvRUFIEGr#compliance-responsibilities", "label": "Employment Agreement", "score": 22.1492137909, "published": true}], "snippet_links": [{"key": "responsibility-of", "type": "clause", "offset": [10, 27]}, {"key": "the-manager", "type": "clause", "offset": [33, 44]}, {"key": "to-ensure", "type": "clause", "offset": [74, 83]}, {"key": "relevant-requirements", "type": "definition", "offset": [130, 151]}], "snippet": "It is the responsibility of both the Manager and Incumbent(s) of the role to ensure the employee(s) performing the role will meet relevant requirements of:", 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"loss-of-data", "type": "clause", "offset": [3499, 3511]}, {"key": "other-loss", "type": "clause", "offset": [3526, 3536]}, {"key": "by-events", "type": "clause", "offset": [3555, 3564]}, {"key": "reasonable-control", "type": "clause", "offset": [3576, 3594]}, {"key": "indemnify-and-hold-harmless", "type": "clause", "offset": [3632, 3659]}, {"key": "liabilities-and-expenses", "type": "clause", "offset": [3769, 3793]}, {"key": "reasonable-attorney", "type": "definition", "offset": [3805, 3824]}, {"key": "arising-out-of", "type": "definition", "offset": [3868, 3882]}, {"key": "promotional-material", "type": "definition", "offset": [4212, 4232]}, {"key": "shares-of-the-fund", "type": "clause", "offset": [4470, 4488]}, {"key": "breach-by", "type": "clause", "offset": [4500, 4509]}, {"key": "contained-in", "type": "definition", "offset": [4568, 4580]}, {"key": "willful-misconduct", "type": "clause", "offset": [4606, 4624]}, {"key": "in-the-performance", "type": "clause", "offset": [4665, 4683]}, {"key": "failure-to-perform", "type": "definition", "offset": [4691, 4709]}, {"key": "obligations-under-this-agreement", "type": "clause", "offset": [4715, 4747]}, {"key": "action-taken", "type": "definition", "offset": [4760, 4772]}, {"key": "any-other-agreement", "type": "definition", "offset": [4836, 4855]}, {"key": "services-under-this-agreement", "type": "clause", "offset": [4867, 4896]}, {"key": "termination-of-this-agreement", "type": "clause", "offset": [5132, 5161]}], "snippet": "a. Fund Company is responsible for (i) the compliance of each prospectus, registration statement, annual or other periodic report, proxy statement and item of advertising or marketing material of or relating to each Fund with all applicable laws, rules and regulations (except for advertising or marketing material prepared by Schwab which contains an untrue statement of material fact or an omission of a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading and that was not published or provided to Schwab by Fund Company or any Affiliate (defined below) or accurately derived from information published or provided by them), (ii) the distribution and tabulation of proxies in accordance with all applicable laws, rules and regulations (except for such proxy related services provided by \u2587\u2587\u2587\u2587\u2587\u2587\u2019\u2587 mailing agent), (iii) the registration or qualification of the shares of each Fund under all applicable laws, rules and regulations, and (iv) the compliance by Fund Company and each \u201caffiliated person\u201d of Fund Company as that term is defined under the Investment Company Act of 1940, as amended (\u201c1940 Act\u201d), herein referred to as \u201cAffiliate\u201d with all applicable laws, rules and regulations (including the 1940 Act and the Investment Advisers Act of 1940, as amended), and the rules and regulations of each self-regulatory organization with jurisdiction over Fund Company or Affiliate, except to the extent that the failure to so comply by Fund Company or any Affiliate is caused by \u2587\u2587\u2587\u2587\u2587\u2587\u2019\u2587 breach of this Agreement.\nb. In the event that the Account holds more than five percent (5%) of the outstanding Fund shares, Fund Company will be responsible for requesting Schwab to confirm its status as shareholder of record and to confirm whether any Schwab customer beneficially owns more than five percent (5%) of the outstanding Fund shares through its Schwab brokerage account. For this purpose, Fund Company shall indicate in its inquiry the number of Fund shares that equal five percent (5%) of outstanding Fund shares. Schwab shall promptly reply to any such inquiries.\n\u2587. \u2587\u2587\u2587\u2587\u2587\u2587 is responsible for \u2587\u2587\u2587\u2587\u2587\u2587\u2019\u2587 compliance with all applicable laws, rules and regulations governing \u2587\u2587\u2587\u2587\u2587\u2587\u2019\u2587 performance under this Agreement, except to the extent that \u2587\u2587\u2587\u2587\u2587\u2587\u2019\u2587 failure to comply with any law, rule or regulation is caused by Fund Company\u2019s breach of this Agreement.\nd. Except as set forth in this Agreement or as otherwise agreed upon in writing by the parties, any communication, instruction or notice made pursuant to this Agreement shall be made orally, provided that such oral communication is on a recorded telephone line or is promptly confirmed in writing by facsimile transmission. Schwab is entitled to rely on any communications, instructions or notices which it reasonably believes were provided to it by Fund Company, any Affiliate or their agents authorized to provide such communications, instructions or notices to Schwab, and on communications, instructions or notices provided to it by its customers. Fund Company is entitled to rely on any communications, instructions or notices it reasonably believes were provided to it by Schwab, or its agents authorized to provide such communications, instructions or notices to Fund Company.\ne. Except to the extent otherwise expressly provided in this Agreement, neither party assumes any responsibility hereunder, or will be liable to the other, for any damage, loss of data, delay or any other loss whatsoever caused by events beyond its reasonable control.\nf. Fund Company and each Fund shall indemnify and hold harmless Schwab and each director, officer, employee and agent of Schwab from and against any and all losses, claims, liabilities and expenses (including reasonable attorney\u2019s fees) (\u201cLosses\u201d) incurred by any of them arising out of (i) any untrue statement of material fact or any omission of a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading in any prospectus, registration statement, annual or other periodic report or proxy statement of the Fund or in any advertising or promotional material generated by Fund Company or any Affiliate or accurately derived from information published or provided by Fund Company or any Affiliate, (ii) any violation of any law, rule or regulation relating to the registration or qualification of shares of the Fund, (iii) any breach by Fund Company of any representation, warranty or agreement contained in this Agreement, (iv) any willful misconduct or negligence by Fund Company or a Fund in the performance of, or failure to perform, its obligations under this Agreement, or (v) any action taken or omitted to be taken by Schwab pursuant to this Agreement or any other agreement related to services under this Agreement, except to the extent such Losses are caused by \u2587\u2587\u2587\u2587\u2587\u2587\u2019\u2587 breach of this Agreement or its willful misconduct or negligence in the performance, or failure to perform, its obligations under this Agreement. 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"definition", "offset": [3571, 3578]}, {"key": "neither-party", "type": "definition", "offset": [3660, 3673]}, {"key": "loss-of-data", "type": "clause", "offset": [3760, 3772]}, {"key": "other-loss", "type": "clause", "offset": [3787, 3797]}, {"key": "by-events", "type": "clause", "offset": [3816, 3825]}, {"key": "reasonable-control", "type": "clause", "offset": [3837, 3855]}, {"key": "indemnify-and-hold-harmless", "type": "clause", "offset": [3893, 3920]}, {"key": "liabilities-and-expenses", "type": "clause", "offset": [4030, 4054]}, {"key": "reasonable-attorney", "type": "definition", "offset": [4066, 4085]}, {"key": "arising-out-of", "type": "definition", "offset": [4129, 4143]}, {"key": "untrue-statement-of-material-fact", "type": "clause", "offset": [4152, 4185]}, {"key": "omission-of-a-material-fact", "type": "definition", "offset": [4193, 4220]}, {"key": "in-order-to", "type": "clause", "offset": [4231, 4242]}, {"key": "statements-made", "type": "clause", "offset": [4252, 4267]}, {"key": "circumstances-under", "type": "clause", "offset": [4285, 4304]}, {"key": "not-misleading", "type": "clause", "offset": [4327, 4341]}, {"key": "promotional-material", "type": "definition", "offset": [4473, 4493]}, {"key": "shares-of-the-fund", "type": "clause", "offset": [4785, 4803]}, {"key": "breach-by", "type": "clause", "offset": [4815, 4824]}, {"key": "contained-in", "type": "definition", "offset": [4883, 4895]}, {"key": "termination-of-this-agreement", "type": "clause", "offset": [5300, 5329]}], "snippet": "a. Fund Company is responsible for (i) the compliance of each prospectus, registration statement, annual or other periodic report, proxy statement and item of advertising or marketing material of or relating to each Fund with all applicable laws, rules and regulations (except for advertising or marketing material prepared by Schwab that was not published or provided to Schwab by or on behalf of Fund Company or any Affiliate (defined below) or accurately derived from information published or provided by or on behalf of Fund Company or any Affiliate), (ii) the distribution and tabulation of proxies in accordance with all applicable laws, rules and regulations (except for such proxy related services provided by Schw\u2587\u2587'\u2587 \u2587\u2587\u2587ling agent), (iii) the registration or qualification of the shares of each Fund under all applicable laws, rules and regulations, and (iv) the compliance by Fund Company and each Affiliate of Fund Company, as that term is defined below, with all applicable laws, rules and regulations (including the Investment Company Act of 1940, as amended (the \" 1940 Act\"), and the Investment Advisers Act of 1940, as amended), and the rules and regulations of each self-regulatory organization with jurisdiction over Fund Company or Affiliate, except to the extent that the failure to so comply by Fund Company or any Affiliate is caused by Schw\u2587\u2587'\u2587 \u2587\u2587\u2587ach of this Agreement. An \"Affiliate\" of a person means (i) any person directly or indirectly controlling, controlled by, or under common control with, such person, (ii) any officer, director, partner, corporation, or employee of such person, and (iii) if such person is an investment company, any investment advisor thereof or any member of the advisory board thereof.\nb. In the event that the Account holds five percent (5 %) or more of the outstanding Fund shares, Fund Company will be responsible for requesting Schwab to confirm its status as shareholder of record and to confirm whether any Schwab customer beneficially owns five percent (5 %) or more of the outstanding Fund shares through its Schwab brokerage account. For this purpose, Fund Company shall indicate in its inquiry the number of Fund shares that equal five percent (5 %) of outstanding Fund shares. Schwab shall promptly reply to any such inquiries.\nc. S\u2587\u2587\u2587\u2587\u2587 \u2587\u2587 responsible for Schw\u2587\u2587'\u2587 \u2587\u2587\u2587pliance with all applicable laws, rules and regulations governing Schw\u2587\u2587'\u2587 \u2587\u2587\u2587formance under this Agreement, except to the extent that Schw\u2587\u2587'\u2587 \u2587\u2587\u2587lure to comply with any law, rule or regulation is caused by Fund Company's breach of this Agreement, or its willful misconduct or negligence in the performance or failure to perform its obligations under this Agreement.\nd. Except as set forth in this Agreement or as otherwise agreed upon in writing by the parties, any communication, instruction or notice made pursuant to this Agreement shall be made orally, provided that such oral communication is on a recorded telephone line or is promptly confirmed in writing by facsimile transmission. Schwab is entitled to rely on any communications, instructions or notices which it reasonably believes were provided to it by Fund Company, any Affiliate or their agents authorized to provide such communications, instructions or notices to Schwab, and on communications, instructions or notices provided to it by its customers. Fund Company is entitled to rely on any communications, instructions or notices it reasonably believes were provided to it by Schwab, or its agents authorized to provide such communications, instructions or notices to Fund Company.\ne. Except to the extent otherwise expressly provided in this Agreement, neither party assumes any responsibility hereunder, or will be liable to the other, for any damage, loss of data, delay or any other loss whatsoever caused by events beyond its reasonable control.\nf. Fund Company and each Fund shall indemnify and hold harmless Schwab and each director, officer, employee and agent of Schwab from and against any and all losses, claims, liabilities and expenses (including reasonable attorney's fees) (\"Losses\") incurred by any of them arising out of (i) any untrue statement of material fact or any omission of a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading in any prospectus, registration statement, annual or other periodic report or proxy statement of the Fund or in any advertising or promotional material published or provided to Schwab by or on behalf of Fund Company or any Affiliate or accurately derived from information published or provided by or on behalf of Fund Company or any Affiliate, (ii) any violation of any law, rule or regulation relating to the registration or qualification of shares of the Fund, (iii) any breach by Fund Company of any representation, warranty or agreement contained in this Agreement, or (iv) any willful misconduct or negligence by Fund Company or a Fund in the performance of, or failure to perform its obligations under this Agreement, except to the extent such Losses are caused by Schw\u2587\u2587'\u2587 \u2587\u2587\u2587ach of this Agreement or its willful misconduct or negligence in the performance, or failure to perform, its obligations under this Agreement. This Section 3(f) shall survive termination of this Agreement.", "size": 7, "hash": "b0b25769ff9221ccd7aa9589832cd4a5", "id": 3}, {"samples": [{"hash": "99kimwhGYYI", "uri": "/contracts/99kimwhGYYI#compliance-responsibilities", "label": "Daily Valuation Agency Agreement (Separate Account I of Integrity Life Insurance Co)", "score": 22.3169059753, "published": true}, {"hash": "7MD96zHZU4j", "uri": "/contracts/7MD96zHZU4j#compliance-responsibilities", "label": "Daily Valuation Agency Agreement (Separate Account I of National Integrity Life Ins Co)", "score": 22.3169059753, "published": true}, {"hash": "glQh5cA3189", "uri": "/contracts/glQh5cA3189#compliance-responsibilities", "label": "Daily Valuation Agency Agreement (Separate Account I of Integrity Life Insurance Co)", "score": 21.9390830994, "published": true}], "snippet_links": [{"key": "responsible-for", "type": "clause", "offset": [16, 31]}, {"key": "registration-statement", "type": "definition", "offset": [71, 93]}, {"key": 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Fund Company reserves the right in its sole discretion to suspend sales or withdraw the offering of shares of any Fund after reasonable notice to Organization that such shares will no longer be available to the public, provided, however, that in the event that Fund Company or Fund is required by law or regulation to suspend sales or withdraw the offering, or if Fund Company believes that such suspension or withdrawal is appropriate from a portfolio management perspective, Fund Company may immediately suspend sales or withdraw the offering for any Fund and will use its reasonable best efforts to notify Organization as soon as practicable of such decision.", "size": 6, "hash": "615065988fa7720b6d62cdd848bec31f", "id": 6}, {"samples": [{"hash": "aLBxe3ZadRz", "uri": "/contracts/aLBxe3ZadRz#compliance-responsibilities", "label": "General Terms & Conditions", "score": 22.1704311371, "published": true}, {"hash": "11hJP7caKGv", "uri": "/contracts/11hJP7caKGv#compliance-responsibilities", "label": "General Terms & Conditions", "score": 22.1704311371, "published": true}, {"hash": "cwQcIlNhgeS", "uri": "/contracts/cwQcIlNhgeS#compliance-responsibilities", "label": "General Terms & Conditions", "score": 21.3668727875, "published": true}], "snippet_links": [{"key": "supplier-will", "type": "clause", "offset": [48, 61]}, {"key": "comply-with", "type": "definition", "offset": [62, 73]}, {"key": "not-limited", "type": "clause", "offset": [168, 179]}, {"key": "state-laws", "type": "definition", "offset": [192, 202]}, {"key": "social-security-numbers", "type": "definition", "offset": [214, 237]}, {"key": "personally-identifiable-information", "type": "clause", "offset": [248, 283]}, {"key": "health-insurance-portability", "type": "definition", "offset": [289, 317]}, {"key": "health-information-technology", "type": "definition", "offset": [350, 379]}, {"key": "health-act", "type": "definition", "offset": [406, 416]}, {"key": "family-educational-rights-and-privacy-act", "type": "definition", "offset": [435, 476]}, {"key": "rules-and-regulations", "type": "clause", "offset": [499, 520]}, {"key": "applicable-requirements", "type": "definition", "offset": [562, 585]}, {"key": "technical-and", "type": "clause", "offset": [646, 659]}, {"key": "physical-controls", "type": "clause", "offset": [660, 677]}, {"key": "pursuant-to-this-agreement", "type": "clause", "offset": [731, 757]}, {"key": "at-no-cost", "type": "definition", "offset": [759, 769]}, {"key": "supplier-shall", "type": "clause", "offset": [803, 817]}, {"key": "promptly-notify", "type": "definition", "offset": [818, 833]}, {"key": "directed-to", "type": "definition", "offset": [860, 871]}, {"key": "the-foregoing", "type": "clause", "offset": [979, 992]}, {"key": "site-operations", "type": "definition", "offset": [1101, 1116]}, {"key": "at-any-time", "type": "clause", "offset": [1126, 1137]}, {"key": "other-remedies", "type": "clause", "offset": [1179, 1193]}, {"key": "damages-and-expenses", "type": "definition", "offset": [1260, 1280]}, {"key": "resulting-from-the", "type": "clause", "offset": [1281, 1299]}], "snippet": "Supplier and all goods and services provided by Supplier will comply with all applicable federal, state, and local statutes, regulations, and ordinances, including but not limited to New York State laws concerning social security numbers and other personally identifiable information, the Health Insurance Portability Accountability Act (HIPAA), the Health Information Technology for Economic and Clinical Health Act (HITECH), and the Family Educational Rights and Privacy Act (FERPA), and with the rules and regulations of Highland Hospital (collectively, the \u201cApplicable Requirements\u201d). Supplier will ensure it has an effective administrative, technical and physical controls environment to comply with above and its obligations pursuant to this Agreement. At no cost or expense to Highland Hospital, Supplier shall promptly notify Highland Hospital and, if directed to do so by Highland Hospital, all others required to be notified by Applicable Requirements of any breach of the foregoing by Supplier, its employees, and agents and will permit Highland Hospital officials to inspect Supplier's on site operations, if any, at any time. The foregoing will not limit or bar any other remedies or recourse Highland Hospital may have against Supplier for other damages and expenses resulting from the breach.", "size": 5, "hash": "c8c6d3fb8c2bbd14aca42edc2d2a8f38", "id": 7}, {"samples": [{"hash": "lD3GKX4g5ym", "uri": "/contracts/lD3GKX4g5ym#compliance-responsibilities", "label": "Purchasing Agreement", "score": 35.5530281067, "published": true}, {"hash": "f7EXNhNXwr2", "uri": "/contracts/f7EXNhNXwr2#compliance-responsibilities", "label": "Purchasing Agreement", "score": 35.5360832214, "published": true}, {"hash": "kc6nGGHgKnu", "uri": "/contracts/kc6nGGHgKnu#compliance-responsibilities", "label": "Purchasing Agreement", "score": 35.460483551, "published": true}], "snippet_links": [{"key": "senior-vice-president", "type": "clause", "offset": [5, 26]}, {"key": "external-relations", "type": "definition", "offset": [30, 48]}, {"key": "the-authority", "type": "clause", "offset": [52, 65]}, {"key": "responsible-for", "type": "clause", "offset": [66, 81]}, {"key": "clarification-of", "type": "clause", "offset": [137, 153]}, {"key": "this-policy", "type": "definition", "offset": [154, 165]}, {"key": "office-of-general-counsel", "type": "definition", "offset": [193, 218]}, {"key": "the-university", "type": "definition", "offset": [235, 249]}, {"key": "natural-resources", "type": "clause", "offset": [325, 342]}, {"key": "authority-to", "type": "clause", "offset": [390, 402]}, {"key": "in-connection-with", "type": "clause", "offset": [486, 504]}, {"key": "licensing-agreements", "type": "definition", "offset": [508, 528]}], "snippet": "UC\u2019s Senior Vice President of External Relations is the authority responsible for implementing, enforcing, and providing interpretations/clarification of this policy, and will consult with the Office of General Counsel as appropriate. 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