Common use of Compliance Procedures Clause in Contracts

Compliance Procedures. The Adviser will, in accordance with Rule 206(4)-7 of the Advisers Act, adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Act and will provide the Trust with copies of such written policies and procedures upon request.

Appears in 62 contracts

Samples: Investment Advisory Agreement (Ultimus Managers Trust), Investment Advisory Agreement (Ultimus Managers Trust), Investment Advisory Agreement (Ultimus Managers Trust)

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Compliance Procedures. The Adviser Advisor will, in accordance with Rule 206(4)-7 of the Advisers Act, adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Act and will provide the Trust with copies of such written policies and procedures upon request.

Appears in 42 contracts

Samples: Investment Advisory Agreement (Stadion Investment Trust), Investment Advisory Agreement (Starboard Investment Trust), Investment Advisory Agreement (Stadion Investment Trust)

Compliance Procedures. The Adviser will, in accordance with Rule 206(4)-7 of the Advisers Act and Rule 38a-1 of the 1940 Act, adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Xxx 0000 Act and will provide the Trust Fund with copies of such written policies and procedures upon request.

Appears in 1 contract

Samples: Investment Advisory Agreement (Lind Capital Partners Municipal Credit Income Fund)

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Compliance Procedures. The Adviser willAdvisor has adopted and will continue to maintain and implement, in accordance with Rule 206(4)-7 of the Advisers Act, adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Act and will provide the Trust with Act, copies of such written policies and procedures upon requesthave been provided to the Trust and any subsequent materials changes to such written policies and procedures shall be provided to the Trust.

Appears in 1 contract

Samples: Investment Advisory Agreement (Starboard Investment Trust)

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