COMPLAINTS AND. INVESTIGATIONS Broker-Dealer shall cooperate with Companies in the investigation and settlement of all complaints or claims against Broker-Dealer and/or Companies relating to the solicitation or sale of the Products under this Agreement. Broker-Dealer, Distributors and Companies each shall promptly forward to the others any complaint, notice of claim or other relevant information which may come into its possession. Broker-Dealer, Distributors and Companies agree to cooperate fully in any investigation or proceeding in order to attempt to achieve a prompt and equitable resolution to all complaints or claims and to ensure that Broker-Dealer's, Distributors' and Companies' procedures with respect to related solicitation or servicing are consistent with any applicable law or regulation. In the event any legal process or notice is served on Broker-Dealer in a suit or proceeding against Distributors or Companies, Broker-Dealer shall forward forthwith such process or notice to Hartford Life at its Home Office in Hartford, Connecticut, by registered mail.
Appears in 3 contracts
Sources: Broker Dealer Sales and Supervision Agreement (Royal Life Insurance Co of America Separate Account Two), Broker Dealer Sales and Supervision Agreement (Icmg Registered Variable Life Separate Account One), Broker Dealer Sales and Supervision Agreement (Alpine Life Insurance Co Seperate Account Two)